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Extraterritorial Application Of Law: United States Securities Laws

Published online by Cambridge University Press:  28 March 2017

P. A. Bator
P. A. Bator*
Affiliation:
Of the New York Bar
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Abstract

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Type
Panel: Extraterritorial Application of Law
Information
American Journal of International Law , Volume 64 , Issue 4: Proceedings of the American Society of International Law at its Sixty-Fourth Annual Meeting held at New York, N.Y. April 24-26, 1970 , September 1970 , pp. 141 - 147
Copyright
Copyright © American Society of International Law 1970

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References

1 78 Stat. 565 (1964).

2 See Sen. Rep. No. 379, 88th Cong., 1st Sess. 94 (1963); H. R. Rep. No. 1418, 88th Cong., 2d Sess. 11 (1964).

3 Securities and Exchange Act of 1934, Releases Nos. 7746-49, Nov. 16, 1965.

4 Schoenbaum v. Firstbrook, 405 F.2d 200 (2d Cir., 1968), aff’d. en banc, 405 F.2d 215 (2d Cir., 1968); digested in 64 A.J.I.L. 175, 177 (1970).

5 268 F. Supp. 385 (1967); digested in 62 A.J.I.L. 502 (1968).

6 268 F. Supp. at 391-392, 393.

7 405 F.2d at 206. There is nothing in the decisions which would indicate that this particular plaintiff did, in fact, purchase his shares on the American Stock Exchange rather than in Canada.

8 405 F.2d at 206.

9 Roth v. The Fund of Funds, Ltd., 279 F. Supp. 935 (S.D.N.Y.), aff’d, 405 F.2d 421 (2d Cir., 1968), cert, denied, 394 U. S. 975 (1969); Fontaine v. Securities and Exchange Commission, 259 F. Supp. 880 (D. Puerto Rico, 1966).