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Sovereigns as Trustees of Humanity: On the Accountability of States to Foreign Stakeholders
Published online by Cambridge University Press: 20 January 2017
Extract
We live in a shrinking world where interdependence between countries and communities is increasing. These changes also affect—as they should—the concept of sovereignty. In past decades the predominant conception of sovereignty was akin to owning a large estate separated from other properties by rivers or deserts. By contrast, today’s reality is more analogous to owning a small apartment in one densely packed high-rise that is home to two hundred separate families. The sense of interdependency is heightened when we recognize the absence of any alternative to this shared home, of any exit from this global high-rise. The privilege of bygone days of opting out, of retreating into splendid isolation, of adopting mercantilist policies or erecting iron curtains is no longer realistically available.
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- Research Article
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- Copyright © American Society of International Law 2013
Footnotes
For many helpful comments I wish to thank Helmut Aust, Itzhak Benbaji, Gabriella Blum, Avinoam Cohen, Hanoch Dagan, Tsilly Dagan, Shai Dothan, George W. Downs, Olga Frishman, Chaim Gans, David M. Golove, Benedict Kingsbury, Mattias Kumm, Judy Lichtenberg, David Luban, Doreen Lustig, Georg Nolte, Naama Omri, Arie Rosen, Michel Rosenfeld, Richard B. Stewart, Ingo Venzke, Joseph H. H. Weiler, Moran Yahav, and the participants at workshops held at the Georgetown Law Center, the Institute of Advanced Studies at the Hebrew University of Jerusalem, the Humboldt University, NYU School of Law, and Tel Aviv University Faculty of Law. I thank Michal Avraham, Britta Schiebel, Yael Cohen, Alex Sorokin, and Reut Tondovsky for excellent research assistance. This research was supported by the Israel Science Foundation (grant no. 1515-10).
References
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24 The present article refers to the concept of sovereignty from the external perspective of international law rather from the internal perspective of constitutional law. For a parallel effort to outline a cosmopolitan paradigm of constitutionalism, see Kumm, supra note 17, at 258.
25 French Co. of Venezuelan R.R. (Fr. v. Venez.), 10 R.I.A.A. 285, 353 (Fr.-Venez. Mixed Cl. Comm’n 1905) (“[The Government’s] first duty was to itself. Its own preservation was paramount.”).
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29 Article 1 of the International Covenant on Civil and Political Rights, Dec. 16, 1966, 999 UNTS 171, provides:
(1) All peoples have the right of self-determination. By virtue of that right they freely determine their political status and freely pursue their economic, social and cultural development.
(2) All peoples may, for their own ends, freely dispose of their natural wealth and resources without prejudice to any obligations arising out of international economic co-operation, based upon the principle of mutual benefit, and international law. In no case may a people be deprived of its own means of subsistence.
See also id., Art. 47 (“Nothing in the present Covenant shall be interpreted as impairing the inherent right of all peoples to enjoy and utilize fully and freely their natural wealth and resources.”); Nico Schrijver, Sovereignty Over Natural Resources: Balancing Rights and Duties (1997) (emphasizing not only the rights of the sovereign people but also its duties as recognized by international law).
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43 In general, developed economies have similar preferences, whereas developing countries are more diverse and hence more vulnerable to divide-and-rule strategies. see Benvenisti, Eyal & Downs, George W., The Empire’s New Clothes: Political Economy and the Fragmentation of International Law, 60 Stan. L. Rev. 595 (2007)Google Scholar.
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48 Alec Van Vaerenbergh, Regulatory Features and Administrative Law Dimensions of the Olympic Movement’s Anti-doping Regime (Inst. for Int’l L. & Just. Working Paper No. 2005/11, 2005).
49 The Unanimous Declaration of the Thirteen United States of America (1776).
50 The Federalist No. 46 (James Madison).
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54 Cf. Michael Walzer, Spheres of Justice 40 (1983) (presenting this question as requiring only internal debate within the excluding community).
55 Bruce A. Ackerman, Social Justice in the Liberal State 93 (1980); see also Seyla Benhabib, The Rights of Others: Aliens, Residents and Citizens (2004) (arguing that national communities have a moral duty to justify to strangers seeking access the reasons for excluding them).
56 Contemporary philosophers reach the same outcome by recognizing the primacy of individuals’ human rights over state sovereignty. Mathias Risse, On Global Justice 134–51 (2012); John Rawls, The Law of Peoples 79 (1999); Beitz, supra note 15, at 128–31; Miller, supra note 15; James Griffin, on Human Rights 31 (2009).
57 Universal Declaration of Human Rights, supra note 2, pmbl.
58 Id.
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61 Emer de Vattel, 1 The Law of Nations or the Principles of Natural Law §231 (1758); see also id. §229. (“[N]ature, or rather... its Author,... has destined the earth for the habitation of mankind; and the introduction of property cannot have impaired the right which every man has to the use of such things as are absolutely necessary—a right which he brings with him into the world at the moment of his birth.”).
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65 Island of Palmas (Neth./U.S.), 2 R.I.A.A. 829, 869 (Perm. Ct. Arb. 1928).
66 See Huber’s statement in British Claims in the Spanish Zone of Morocco (Spain v. U.K.), 2 R.I.A.A. 615, 641 (Perm. Ct. Arb. 1925) (Huber, sole arb.) (“La responsabilité est le corollaire nécessaire du droit. Tous droits d’ordre international ont pour conséquence une responsabilité international.” [Responsibility is the necessary corollary of rights. All international rights entail international responsibility.] (translation from Khan, Daniel-Erasmus, Max Huber as Arbitrator: The Palmas (Miangas) Case and Other Arbitrations, 18 EUR. J. Int’l L. 145, 156 (2007))CrossRefGoogle Scholar.
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68 Kis, supra note 13, at 111.
69 Hugo Grotius, de Jure Belli Ac Pacis [on the Law of War and Peace] (1625), reprinted in 2 Classics of International Law 186 (Francis W. Kelsey trans., James Brown Scott ed., 1925).
70 Mahnoush H. Arsanjani, International Regulation of Internal Resources 53–70 (1981) (noting the need to limit sovereignty due to increasing external demands on internal resources).
71 Grotius, supra note 69, at 193.
72 Id. at 196–7 (“[I]t is altogether possible that ownership was introduced with the reservation of such a use, which is of advantage to the one people, and involves no detriment to the other.”).
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75 Grotius, supra note 69, at 196–97.
76 Supra note 61, §208.
77 Id. §203.
78 Id. §81 (“The cultivation of the soil deserves the attention of the government, not only on account of the invaluable advantages that flow from it, but from its being anobligation imposed by nature on mankind. The whole earth is destined to feed its inhabitants; but this it would be incapable of doing if it were uncultivated. Every nation is then obliged by the law of nature to cultivate the land that has fallen to its share[.]”); see also Immanuel Kant, Perpetual Peace: A Philosophical Essay (M. Campbell Smith trans., 1917) (1795), (referring to “the common right to the face of the earth, which belongs to human beings generally”); Georg Cavallar, The Rights of Strangers:Theories of International Hospitality, The Global Community and Political Justice Since Vitoria (2002).
79 Grotius, supra note 69, at 193.
80 “[O]riginally no one has more of a right to be at a given place on earth than anyone else.” Kant, Immanuel, Toward Perpetual Peace and other Writings on Politics, Peace, and History 82 (geld, Pauline Klein ed., 2006)Google Scholar.
81 Risse, supra note 56 (referring to “Common Ownership”).
82 Namely, the extension of sovereign rights to the continental shelves and the exclusive economic zones. UN Convention on the Law of the Sea, opened for signature Dec. 10, 1982, 1833 UNTS 396, available at http://www.un.org/Depts/los/index.htm.
83 See id., Arts. 136 (“The Area and its resources are the common heritage of mankind.”), 137(2) (“All rights in the resources of the Area are vested in mankind as a whole....”); see also Treaty on Principles Governing the Activities of States in the Exploration and Use of Outer Space, Including the Moon and Other Celestial Bodies, opened for signature Jan. 27, 1967, 610 UNTS 205.On the concept, see Wolfrum, Rüdiger,Common Heritage of Mankind, in The Max Planck Encyclopedia of Public International Law (Wolfrum, Ruüdiger ed., online ed. 2009)Google Scholar.
84 See the judgment of the International Tribunal for the Law of the Sea in “Juno Trader” (St. Vincent v. Guinea Bissau), ITLOS Case No. 13 (Dec. 18, 2004) (expressing different opinions on the right of hearing of foreign crew before the domestic detaining institutions), at http://www.itlos.org/fileadmin/itlos/documents/cases/case_no_13/judgment_181204_eng.pdf).
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87 Id. at 26. For Locke, the assumption underlying and justifying the owner’s power of exclusion was that “there was still enough, and as good left” for others. John Locke, Second Treatise of Government, sec. 33 (C. B. Macpherson ed., 1980) (1690).
88 Article 14(2) of Germany’s Basic Law provides: “Property entails obligations. Its use shall also serve the public good.” The official translation is available at http://www.gesetze-im-internet.de/englisch_gg/index.html. On this limitation, see Dagan, Hanoch, The Social Responsibility of Ownership, 92 Cornell L. Rev. 1255 (2007)Google Scholar, Alex Ander, supra note 85, and Rudolf Dolzer, Property and Environment: The Social Obligation Inherent in Ownership (1976).
89 Absent prohibited exclusionary grounds such as race, religion, or situations of considerable need. Waldron, Jeremy, Property, Justification and Need, 6 Can. J.L. & Jurisprudence 185 (1993)CrossRefGoogle Scholar (on the necessity of developing a theory to justify the exclusion that inheres in private property).
90 see Dagan, supra note 85.
91 See Institut de droit international, Règles internationales sur l’admission et l’expulsion des eétrangers (1892); Institut de droit international,Principes recommandeés par l’institut, en vue d’un projet de convention en matière d’émigration (1897); see also SCELLE, supra note 16, at 79.
92 Cohen, supra note 86, at 26.
93 Michael Heller, The Gridlock Economy:How Too Much Ownership Wrecks Markets, Stops Innovation, and Costs Lives (2008); Heller, Michael, The Tragedy of the Anticommons: Property in the Transition from Marx to Markets, 111 Harv. L. Rev. 621 (1998)CrossRefGoogle Scholar.
94 The tension between this freedom and the obligations toward others is already present in Article 1 of the International Covenant on Civil and Political Rights, supra note 29, as the freedom is “without prejudice to any obligations arising out of international economic co-operation, based upon the principle of mutual benefit, and inter national law.”
95 Cf. Verdross, Alfred, Le fondement du droit international, 16 Recueil Des Cours 249, 314 (1927 I)Google Scholar (“sa souveraineté ne désigne que le fait [que l’État souverain] est subordonné àucune autre puissance qu’au droit de gens”); Buchanan, supra note 15, at 102 (“[P]opular sovereignty does not mean unlimited sovereignty. Instead, popular sovereignty means only that the people of a state are the ultimate source of political authority within the state and that government is chiefly to function as their agent.”); David P. Calleo, Rethinking Europe’s Future 141 (2001) (“national sovereignty means above all a legitimate government that has at its disposal the formal power to choose between available alternatives, and not to pursue an alternative dictated by a foreign power”) (cited with approval by the Czech Constitutional Court, judgment no. 2008/11/26 - Pl. ÚS 19/08: Treaty of Lisbon I, para. 107, available at http://www.concourt.cz/print/4217).
96 The Lisbon Treaty judgment, BVerfG June 30, 2009, 2 BvE 2/08, para. 223 (citing Ferdinand Von Martitz, 1 Internationale Rechtshilfe in Strafsachen 416 (Leipzig, H. Haessel 1888)), at http://www.bundesverfassungsgericht.de/entscheidungen/es20090630_2bve000208en.html.
97 Hills, Roderick M. Jr., Compared to What? Tiebout and the Comparative Merits of Congress and the States in Constitutional Federalism, in The Tiebout Model at Fifty: Essays in Public Economics in Honor of Wallace Oates (Fischel, William A. ed., 2006)Google Scholar.
98 see Case C-2/90, Comm’n v. Belg.,1992 ECR I-4471, para. 28 (“[W]aste, whether recyclable or not, is to be regarded as ‘goods’ the movement of which, in accordance with Article 30 of the Treaty, must in principle not be prevented.”). To justify imposing barriers to the movement of wastes, the state must demonstrate that its need to protect both health and the environment is sufficiently compelling to prevail over the objective of the free movement of goods. See generally notes 90–98 and accompanying text.
99 On preconditions for imposing additional obligations, see discussion infra part III.
100 RAWLS, supra note 56, at35 (noting that “just peoples are fully prepared to grant the very same proper respect and recognition to other peoples as equals” and that this respect should be “willingly accorded to other reasonable peoples”).
101 see Halberstam, Daniel, Of Power and Responsibility: The Political Morality of Federal Systems, 90 VA. L. REV. 731, 739–62 (2004)CrossRefGoogle Scholar.
102 BVerfG Dec. 1, 1954, 4 BVerfGE 115, 140–42 (translated by Halberstam, supra note 101, at 760) (concerning the setting of salaries of public officials). That court later declared that the Länder were under an obligation of “mutual accord, consideration and cooperation” when regulating cross-border broadcasting of private television, 73 BVerfG 118, 197 (Nov. 4, 1986), and when recognizing professional qualifications, BVerfG June 28, 2005, 1 BvR 1506/04.
103 Joined Cases 6 & 11/69, Comm’n v. France, 1969 ECR 523, para. 16, discussed in Halberstam, supra note 101, at 764; see also Macdonald, R. St. J., Solidarity in the Practice and Discourse of Public International Law, 8 PACE Int’l L. REV. 259, 297 (1996)Google Scholar (“Since the prosperity of all member states is an aim of the treaty, one state may not harm another without reason or justification. Member states may also be obliged to take positive action to harmonize their legislation and policies to conform with those of other member states.”).
104 Consolidated Version of the Treaty on European Union, Art. 4(3), 2008 O.J. (C 115) 13.
105 Id., Art. 24(3).
106 References to “solidarity” are spattered throughout the current EU treaties, including Article 24(3) of the Consolidated Version of the Treaty on European Union and Article 222, the “Solidarity Clause,” of the Consolidated Version of the Treaty on the Functioning of the European Union, 2008 O.J. (C 115) 47, which obligates member states to “act jointly in a spirit of solidarity if a Member State is the object of a terrorist attack or the victim of a natural or man-made disaster.”
107 Under this doctrine, federal courts may strike down state policies if “the burden imposed on such commerce is clearly excessive in relation to the putative local benefits.” Pike v. Bruce Church, Inc., 397 U.S. 137, 142 (1970). This so-called Pike test requires the court to review the validity of the state rule by balancing its costs to interstate commerce and its benefits, and only when the benefits outweigh the costs will the regulation be regarded as con sistent with the Dormant Commerce Clause. According to Laurence Tribe, the justification for this rigorous examination is not only to ensure economic efficiency through open interstate commerce, but also to “insure national solidarity,” as the democratic processes within states tend to give precedence to local interests. Tribe, Lawrence H., American Constitutional Law 1057 (3d ed. 2000Google Scholar) (discussing Baldwin v. G.A.F. Seelig, Inc., 294 U.S. 511, 522–23 (1935)); see also id. at 1051–52.
108 See, e.g., Case C/41/02, Comm’n v. Netherlands, 2004 ECR I-11375, para. 47; Case 302/86, Comm’n v. Denmark, 1988 ECR 4607, para. 10 (holding that the prohibition on selling drinks in non-reusable containers “contrary to the principle of proportionality in so far as the aim of the protection of the environment may be achieved by means less restrictive of intra-Community trade”); see also Morettini, Simona, Community Principles Affecting the Exercise of Discretionary Power by National Authorities in the Service Sector, in Global and European Constraints Upon National Right to Regulate: The Services Sector 106, 118 (Battini, Stefano & Vesperini, Giulio eds., 2008Google Scholar) (noting that the European Court of Justice gives greater deference to states in matters of public health and safety, areas considered “closely related to national sovereignty,” as opposed to other areas such as con sumer protection, an area of European Community competence with broad agreement as to the appropriate level of protection).
109 General Agreement on Tariffs and Trade, Oct. 30, 1947, Art. XX(j), TIAS No. 1700, 55 UNTS 194; see Mavroidis, Petrosc., Trade in goods:An analysis of international trade agreements 355 (2d ed. 2012)Google Scholar (noting that “this provision was considered relevant not only for the post-war period of short supply of various goods, but also for cases of natural disaster”).
110 Agreement on Agriculture, Art. 12, Apr. 15, 1994, Marrakesh Agreement Establishing the World Trade Organization, Annex 1A, in World Trade Organization, The Results of The Uruguay Round of Multilateral Trade Negotiations: The Legal Texts 39 (1999), reprinted in 33 ILM 1167 (1994).
111 Id. The article exempts “any developing country Member, unless the measure is taken by a developing country Member which is a net-food exporter of the specific foodstuff concerned.”
112 International Law Commission, Draft Articles on Prevention of Transboundary Harm from Hazardous Activities, Art. 10, UN Doc. A/56/10 (2001).
113 Christian Wolff, 2 Jus Gentium Methodo Scientifica Pertractatum §§156–89 (Joseph H. Drake trans., 1934) (1749).
114 Id. §157.
115 Id. Wolff presents the following example:
So when there is a scarcity of crops the nation which has an abundance of grain ought to sell grain to the other, which needs it. But if indeed it is to be feared that, if grain should be sold, it would suffer the same disaster, it is not bound to allow that the other procure grain for itself from its territory. But the decision as to whether it can be sold without risk, is to be left to that nation from which the other wishes to provide grain for itself, and the latter ought to abide by this decision.
116 Id. §188.
117 See further discussion infra part IV.
118 René-Jean Dupuy made the link between the changing demands on global resources and the changing nature of the international obligations already in 1986. See supra note 63 (“Evolution logique en un temps où la surpopulation et la menace de pénurie exigent la conservation de tous les biens de cette terre.”).
119 The ICJ found Iran responsible for “fail[ing] altogether” to protect the the United States’ premises and for its “total inaction.” United States Diplomatic and Consular Staff in Tehran (U.S. v. Iran), 1980 ICJ REP 3, paras. 63–64 (May 24). Similarly, it found Albania responsible for not notifying approaching British warships about the existence of a minefield in Albanian waters (Corfu Channel (UK & N. Ir. v. Alb.), 1949 ICJ Rep. 4, 22 (Apr. 9)).
120 For examples in the WTO context, see infra text accompanying notes 194–95.
121 For an example in the environmental context, see infra text accompanying notes 129–30.
122 See also infra text accompanying note 202.
123 Rawls, supra note 56, at 56 (“[T]he ideal of the public reason of free and equal peoples is realized, or satisfied, whenever chief executives and legislators, and other government officials, as well as candidates for public office, act from and follow the principles of the Law of Peoples and explain to other peoples their reasons for pursuing or revising a people’s foreign policy and affairs of state that involve other societies.”); see also RISSE, supra note 56, at 335 (discussing states’ obligation to explain how they have taken into account their global justice obligations).
124 In Corfu Channel, supra note 119, at 22, the ICJ characterized the duty to give warning as based, inter alia, on “elementary considerations of humanity.” See, e.g., Convention on the Law of the Non-navigational Uses of International Watercourses, Art. 12, GA Res. 51/229, annex (May 21, 1997) (“Notification concerning planned measures with possible adverse effects: Before a watercourse State implements or permits the implementation of planned measures which may have a significant adverse effect upon other watercourse States, it shall provide those States with timely notification thereof. Such notification shall be accompanied by available technical data and information, including the results of any environmental impact assessment, in order to enable the notified States to evaluate the possible effects of the planned measures.”); see also Draft Articles on Prevention of Transboundary Harm from Hazardous Activities, supra note 112, Art. 8 (“Notification and information: 1. If the assessment referred to in article 7 indicates a risk of causing significant transboundary harm, the State of origin shall provide the State likely to be affected with timely notification of the risk and the assessment and shall transmit to it the available technical and all other relevant information on which the assessment is based.”).
125 Appellate Body Report, United States—Import Prohibition of Certain Shrimp and Shrimp Products, W T/DS58/AB/R (adopted Nov. 6, 1998).
126 Appellate Body Report, European Communities—Trade Description of Sardines, WT/DS231/AB/R (adopted Oct. 23, 2002).
127 “Juno Trader,” supra note 84.
128 A body set up in 2004 to promote and improve compliance with the Aarhus Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters, June 25, 1998, UN Doc. ECE/CEP/43, 38 ILM 517 (1999), available at http://www.unece.org/fileadmin/DAM/env/pp/documents/cep43e.pdf.see UN Economic&Social Council, Decision I/7, Review of Compliance, UN Doc.ECE/MP.PP/2/Add.8 (Apr. 2, 2004), at http://www.unece.org/fileadmin/DAM/env/pp/documents/mop1/ece.mp.pp.2.add.8.e.pdf.
129 Aarhus Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters, supra note 128, Art. 2(5).
130 UN Economic & Social Council, Findings and Recommendations with Regard to Compliance by Ukraine with the Obligations Under the Aarhus Convention in the Case of Bystre Deep-Water Navigation Canal Construction, UN Doc. ECE/MP.PP/C.1/2005/2/Add.3 (Mar. 14, 2005), at http://www.unece.org/fileadmin/DAM/env/documents/2005/pp/c.1/ece.mp.pp.c1.2005.2.Add.3.e.pdf.
131 UN Economic Commission for Europe, Task Force on Public Participation in Decision-Making, Draft List of Recommendations on Public Participation §2.1(e) (Oct. 25–26, 2010), at http://www.unece.org/fileadmin/DAM/env/pp/ppdm/PPDM_recommendations.pdf.
132 Id. at 112–20; Aaron Kirschenbaum, Equity in Jewish Law 185–97 (1991).
133 Kirschenbaum, supra note 132, at 187–91.
134 Hanoch Dagan, Unjust Enrichment: A Study of Private Law and Public Values (1997).
135 Grotius, supra note 74.
136 Id. at 38; see also Grotius, supra note 69, at 196.
137 For expansive readings of the doctrine, applying it to the reasonableness of the sovereign’s policies, see Hersch Lauterpacht, The Function of Law in the International Community 298 (1933), Helmut Philippaust, Complicity and the law of state responsibility 69–81(2011),Byers, Michael, Abuse of Rights: An Old Principle, A New Age, 47 McGill L. J. 389 (2002)Google Scholar, and Taylor, G. D. S., The Content of the Rule Against Abuse of Rights in International Law, 1972–73 Brit. Y.B. Int’l L. 323Google Scholar.
138 Lauterpacht, supra note 137, at 287. Similarly, Politis, supra note 27, at 86–93, regarded this concept as a general principle of international law that should inform its progressive development.
139 Unless there are reliable institutions that could review this discretion. On this question see infra part IV.
140 Corfu Channel, supra note 119. The Court referred to functional aspects: the channel’s “geographical situation as connecting two parts of the high seas[,]... its being used for international navigation,” and its “special importance to Greece by reason of the traffic to and from the port of Corfu.” Id. at 28–29.
141 Corfu Channel, supra note 119.
142 Article 125 asserts the unequivocal right of access to the sea (although transit is recognized only as a freedom; transit states have the right to take all necessary measures to protect their legitimate interests; and the terms and modalities for the exercise of the freedom of transit are left for agreement). This article of the Convention is mostly considered not to be a mere pactum de contrahendo. See, e.g., Robin R. Churchill & A. Vaughan Lowe, The Law of The Sea 327 (1988).
143 Lauterpacht, Elihu, Freedom of Transit in International Law, 44 Transactions Grotius Soc’Y 313, 321 (1958)Google Scholar; Stephen C. Vasciannie, Land-Locked and Geographically Disadvantaged Statesinthe International Law of the Sea 216–18 (1990); Sinjela, A. Mpazi, Freedom of Transit and the Right of Access for Land-Locked States: The Evolution of Principle and Law, 12 Ga. J. Int’l & Comp. L. 31, 40 (1982)Google Scholar.
144 Lauterpacht, Supra note 143, at 332; See also Marks, Susan, Transit Rights To Lesotho, 16 Commonwealth L. Bull. 329, 342 (1990)CrossRefGoogle Scholar (“There is perhaps nothing surprising...in a law which requires states to allow free transit across their territory where that transit is necessary to enable another state to gain access to the sea.”).
145 On the similarity between such analysis and administrative law adjudication, see Taylor, supra note 137.
146 Right of Passage over Indian Territory (Port. v. India), 1960 ICJ REP. 6, 45 (Apr. 12).
147 Iron Rhine Railway (Belg. v. Neth.), 27 R.I.A.A. 35 (2005).
148 (Costa Rica v. Nicar.), 2009 ICJ REP. 212 (July 13).
149 Id., para 79. Following the same logic, the Court found that the treaty allowed for “certain Costa Rican official vessels which in specific situations are used solely for the purpose of providing that population with what it needs in order to meet the necessities of daily life.” Id., para. 84.
150 Id., para 141.
151 Lac Lanoux Arbitration (Fr. v. Spain), 24 ILR 101 (1957).
152 Id. at 128.
153 Phillipe Sands, Principle of International Environmental Law 348–49(1995);Patricia W. Birnie, Allane. Boyle & Catherine Redgwell, International Law & The environment 102–03 (2009); see also Benvenisti, supra note 12, at 209–10.
154 WTO Ministerial Conference, Declaration on the Trips Agreement and Public Health, Art. 7, WT/MIN(01)/DEC/2 (Nov. 20, 2001), at http://www.wto.org/english/thewto_e/minist_e/min01_e/mindecl_trips_e.htm.
155 Id., Art. 6.
156 WTO General Council, Decision on Implementation of Paragraph 6 of the Doha Declarationon the TRIPS Agreement and Public Health, WT/L/540 (Sept. 1, 2003), at http://www.wto.org/english/tratop_e/trips_e/implem_para6_e.htm. On that decision see Matthews, Duncan, WTO Decision on Implementation of Paragraph 6 of the Doha Declaration on the TRIPS Agreement and Public Health:A Solution to the Access to Essential Medicines Problem?, 7 J. Int’l Econ. L. 73 (2004)CrossRefGoogle Scholar.
157 Decision on Implementation of Paragraph 6 of the Doha Declaration on the TRIPS Agreement and Public Health, supra note 156, para. 2(a)(ii).
158 Regulation (EC) 816/2006 of the European Parliament and of the Council of 17 May 2006 on Compulsory Licensing of Patents Relating to the Manufacture of Pharmaceutical Products for Export to Countries with Public Health Problems, 2006 O.J. (L 157) 1, 1.
159 Id., pmbl., para. 13.
160 As described on the official French governmental website France Diplomatie, the tax is a response to a situation “call[ing] for vigorous political action.” Melina Gazsi, UNITAID: The International Solidarity Levy on Air Tickets, at http://www.diplomatie.gouv.fr/en/france-priorities/development-and-humanitarian/institutions-and-issues-of/innovative-ways-to-fund/unitaid-the-international.
161 Id.
162 Id. (emphasis added).
163 On this dispute see Lakoff, Andrew, Two Regimes of Global Health, 1 Humanity 59 (2010)CrossRefGoogle Scholar, available at http://muse.jhu.edu/journals/hum/summary/v001/1.1.lakoff.html; Sedyaningsih, Endang R., Isfandari, S., Soendoro, T. & Supari, S. F., Towards Mutual Trust, Transparency and Equity in Virus Sharing Mechanism: The Avian Influenza Case of Indonesia, 37 Annals Acad. Med. Singapore 482 (2008)Google ScholarPubMed.
164 see World Health Organization Assembly, Pandemic Influenza Preparedness: Sharing of Influenza Viruses and Access to Vaccines and Other Benefits (2011), at http://apps.who.int/gb/ebwha/pdf_files/WHA64/A64_57Draft-en.pdf.
165 Application of the Convention on the Prevention and Punishment of the Crime of Genocide (Bos. & Herz. v. Serb. & Mont.), 2007 ICJ Rep. 40, paras. 396–407 (Feb. 26); Reisman, supra note 22.
166 See supra note9.On the contents of this obligation, see, for example, Responsibility to protect—From Principle to Practice(Julia Hoffman & André Nollkaemper eds., 2012); Anne Orford, International Authority and the Responsibility to Protect (2011).
167 See supra note 10 and accompanying text.
168 Convention Relating to the Status of Refugees, supra note 5.
169 As interpreted under Article 3 of the European Convention for Protection of Human Rights and Fundamental Freedoms, ETS No. 5, Nov. 4, 1950.
170 Katrina Wyman,Sinking States, in Property in Land and other Resources(Daniel H.Cole & Elinor Ostrom eds., 2012); Tally Kritzman-Amir, Socio-Economic Refugees (2008) (unpublished Ph.D. dissertation, Tel Aviv Univ.) (on file with the author).
171 International Covenant on Economic, Social and Cultural Rights, Dec. 16, 1966, 993 UNTS 3.
172 Id., Art. 11(2)(b).
173 Committee on Economic, Social and Cultural Rights, General Comment No. 12, The Right to Adequate Food (Art. 11), UN Doc. E/C.12/1999/5 (May 12, 1999); see also Committee on Economic, Social and Cultural Rights, General Comment No. 3, The Nature of State Parties Obligations (Art. 2, para. 1), UN Doc. E/1991/23 (Dec. 14, 1990). The General Comments are available at http://www2.ohchr.org/english/bodies/cescr/comments.htm.
174 Maastricht Principles on Extraterritorial Obligations of States in the Area of Economic, Social and Cultural Rights, supra note 21.
175 see Agreement on Agriculture, supra note 110.
176 Coase, Ronald H., The Problem of Social Cost, 3 J.L. & Econ. 1 (1960)CrossRefGoogle Scholar.
177 Faye, Michael L., McArthur, John W., Sachs, Jeffrey D. & Snow, Thomas, The Challenges Facing Landlocked Developing Countries, 5 J. Hum. Dev. 31, 45 (2004)CrossRefGoogle Scholar; Marks, supra note 144; Sinjela, A. Mpaszi, Freedom of Transit and the Right of Access for Land-Locked States: The Evolution of Principle and Law, 12 Ga. J. Int’l & Comp. L. 31 (1982)Google Scholar. The recurring tensions between India and Nepal in this context are especially telling. see Surya P. Subedi, Dynamics of Foreign Policy and Law: A Study of Indo-Nepal Relations 69 (2005); Glassner, Martin Ira, Transit Problems of Three Asian Land-Locked Countries: Afghanistan, Nepal and Laos 1, 21 (1983)Google Scholar; Sarup, Amrit, Transit Trade of Land-Locked Nepal, 21 Int’l & Comp. L.Q. 287, 293 (1972)CrossRefGoogle Scholar.
178 Gerhard Hafner, Land-Locked States, para. 12, in The Max Planck Encyclopedia of Public International Law, supra note 83.
179 Kenneth Waltz, Man, The State and War: A Theoretical Analysis 198 (1959).
180 Joseph M. Grieco, Cooperation Among Nations: Europe, America, and Non-Tariff Barri Ers to Trade 39 (1990).
181 This point is implied by Krasner, Stephen D., Global Communications and National Power, Life on the Pareto Frontier, 43 World Pol. 336 (1991)CrossRefGoogle Scholar.
182 On the role of norms in facilitating cooperation in the management of shared resources, see Benvenisti, supra note 12, at 44–46, and Gary D. Libecap, Contracting for Property Rights (1989).
183 Carl Schmitt, The Concept of the Political 54 (George Schwab trans., 2007). Indeed, Vattel,supra note 61, §209, invoked humanity to justify colonialism, arguing that “the people of Europe, too closely pent up at home, finding land of which the savages stood in no particular need, and of which they made no actual and constant use, were lawfully entitled to take possession of it, and settle it with colonies.”
184 Kevin Davis & Benedict Kingsbury, Obligation Overload: Adjusting the Obligations of Fragile or Failed States (2010) (draft paper, on file with author).
185 Sundhya Pahuja, Decolonising International Law 138–44 (2011).
186 Martti Koskennoemi, The Gentle Civilizer of Nations 177 (2001).
187 Deng Yushan, Bring Some Sense of Global Responsibility to Brinkmanship-Obsessed Washington, Xinhua, July 28, 2011, available at http://news.xinhuanet.com/english2010/indepth/2011-07/28/c_131015312.htm.
188 For the argument that international tribunals use the malleable doctrine of customary international law for this purpose, see Benvenisti, Eyal, Customary International Law as a Judicial Tool for Promoting Efficiency, in The Impact of International Law On International Cooperation 85 (Benvenisti, Eyal & Hirsch, Moshe eds., 2004)CrossRefGoogle Scholar, and see infra notes 203–06.
189 In determining the extent of a person’s legal responsibility for the harm she caused, lawyers and economists measure the loss she inflicted on society, including on herself. see Cooter, Robert D. & Porat, Ariel, Does Risk to One self Increase the Care Owed to Others? Law and Economics in Conflict, 29 J. Legal Stud. 19 (2000)CrossRefGoogle Scholar (explaining why the Learned Hand rule, which is used by lawyers to identify negligence in torts, must also include the harm that the actor’s negligent act or omission caused to herself and not only the harm she inflicted on others); see also Posner, Richard, Economic Analysis of Law 167–71 (7th ed., 2007)Google Scholar (in agreement).
190 Convention Concerning the Protection of the World Cultural and Natural Heritage, Nov. 23, 1972, 1037 UNTS 151.
191 The committee keeps a “World Heritage List” of sites and also an “In Danger” list. Based on information received from sources “other than the State Party concerned,” the committee can list or delist sites as it deems appropriate, even without the consent of the state in whose territory the site is found. Despite the limited set of sanctions available to it, the committee has proved surprisingly effective. Mainly through shaming, it managed to convince Russia to protect Lake Baikal (which cost Russia an additional billion dollars to reroute the East Siberia–Pacific Ocean oil pipeline), and it contributed to resolving a dispute over mining that could have threatened Yellow stone Park. see Intergovernmental Committee for the Protection of the World Cultural and Natural Heritage, Operational Guidelines for the Implementation of the World Heritage Convention(1997),at http://whc.unesco.org/archive/out/guide97.htm; Battini, Stefano,The Procedural Side of Legal Globalization: The Case of the World Heritage Convention, 9 Int’l J. Const. L. 340 (2011)Google Scholar.
192 Sykes, Alan O., Domestic Regulation, Sovereignty, and Scientific Evidence Requirements: A Pessimistic View, 3 Chi. J. Int’l L. 353, 368 (2002)Google Scholar; see also John H. Jackson, World Trade and the Law of Gatt 788 (1969) (“The perpetual puzzle...of international economic institutions is...to give measured scope for legitimate national policy goals while preventing use of these goals to promote particular interests at the expense of the greater common welfare.”). On this question see also Howse, Robert, Adjudicative Legitimacy and Treaty Interpretation in International Trade Law, in The Eu, The WTO and The Nafta: Towards a Common Law of InterNational trade? 35 (Weiler, Joseph H. H. ed., 2000)Google Scholar; Croley, Steven P. & Jackson, John H., WTO Dispute Procedures, Standard of Review and Deference to National Governments, 90 AJIL 193 (1996)CrossRefGoogle Scholar.
193 Appellate Body Report, Korea—Measures Affecting Imports of Fresh, Chilled and Frozen Beef, WT/DS161/AB/R (adopted Dec. 11, 2000).
194 Id., para. 164 (the “determination of... ‘necessary’... involves in every case a process of weighing and balancing a series of factors which prominently include the contribution made by the compliance measure to the enforcement of the law or regulation at issue, the importance of the common interests or values protected by that law or regulation, and the accompanying impact of the law or regulation on imports or exports”). Even more telling is its subsequent report, United States—Measures Affecting the Cross-border Supply of Gambling and Betting Services, WT/DS285/AB/R (adopted April 7, 2005); in paragraph 306 the Appellate Body identifies the factors that deter mine “necessary” to include “the restrictive impact of the measure on international commerce.”
195 Mavroidis, supra note 109, at 331–35; see also Ming Du, Michael, Autonomy in Setting Appropriate Level of Protection Under the WTO Law: Rhetoric or Reality?, 13 J. Int’l Econ. L. 1077, 1100 (2010)CrossRefGoogle Scholar (“[T]he regulatory value protected by the disputed measure weighs heavily in the AB’s judgment.If the value at stake is high, e.g. human health and safety or protection of the environment, the AB tends to respect the Member’s judgment and to consider necessary very strict enforcement aimed at zero risk, even if that means a very heavy burden on imports.”); Robert Howse & Elisabeth Tuerk, The WTO Impact on Internal Regulations—a Case Study of the Canada-EC Asbestos Dispute, in The Eu and The WTO: Legal and Constitutional issues 283, 315 (Gréinne de Búrca & Joanne Scott eds., 2001) (“How far a member should be expected to go in exhausting all the regulatory alternatives to find the least trade-restrictive alternative is logically related to the kind of risk it is dealing with. Where what is at stake is a well-established risk to human life itself..., a member may be expected to act rapidly....”).
196 For criticism of a judicially enforced balancing test suggested by Article 25 of the International Law Commission’s Articles on Responsibility of States for Internationally Wrongful Acts, in Report of the International Law Commission on the Work of Its Fifty-Third Session, UN GAOR, 56th Sess., Supp. No. 10, at 43, UN Doc. A/56/10 (2001) (which invites balancing the interests of the state against the “serious[] impair[ment of] an essential interest” of the other state), see Sloane, Robert D., On the Use and Abuse of Necessity in the Law of State Responsibility, 106 AJIL 447 (2012)CrossRefGoogle Scholar, Special Issue, Necessity Across International Law, 2010 Neth. Y.B. Int’l L. 3, Michael Waibel, Sovereign Defaults Before International Courts and Tribunals (2011) (concluding, at 316, that ICSID tribunals are “unable to effectively deal with sovereign debt crises”), and Boed, Roman, State of Necessity as a Justification for Internationally Wrongful Conduct, 3 Yale Hum. Rts. & Dev. L. J. 1 (2000)Google Scholar.
197 Hersch Lauterpacht, The Development of International Law by the International Court (1958); Benvenisti & Downs, supra note 43. There are different assessments of the relative success and durability of this function. see Benedict Kingsbury, International Courts: Uneven Judicialization, in Global Order (James Crawford & Martti Koskenniemi eds., 2010) (“there are large gulfs between contemporary political theorizing about global justice and what actually is done in most international tribunals”); Shany, Yuval, No Longer a Weak Department of Power? Reflections on the Emergence of a New International Judiciary, 20 Eur. J. Int’l L. 73, 81 (2009)CrossRefGoogle Scholar (noting that international tribunals have assumed the functions of norm advancement and regime maintenance).
198 see Armin von Bogdandy & Ingo Venzke, On the Functions of International Courts: An Appraisal in Light of Their Burgeoning Public Authority 18–23 (2012) (Amsterdam Law School Legal Studies Research Paper No. 2012-69, Amsterdam Center for International Law No. 2012-10, and Postnational Rulemaking Working Paper No. 2012-5, 2012), at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2084079. For recent articulation, by an ICJ judge, of the role of international law as the “law for humankind,” see Request for Interpretation of the Judgment of 15 June 1962 in the Case Concerning the Temple of Preah Vihear (Cambodia v. Thailand) ((Cambodia v. Thai.), Provisional Measures, Sep. Op. Cançado Trindade, J., paras. 114–15 (Int’l Ct. Justice July 18, 2011) (footnote omitted) (“Beyond the States, the ultimate titulaires of the right to the safeguard and preservation of their cultural and spiritual heritage are the collectivities of human beings concerned, or else humankind as a whole.... [W]e are here in the domain of superior human values, the protection of which is not unknown to the law of nations, although not sufficiently worked upon in international case-law and doctrine to date. It is beyond doubt that the States, as promoters of the common good, are under the duty of cooperation between themselves to that end of the safeguard and preservation of the cultural and spiritual heritage.”)
199 Despite the discrete nature of their activity, these ad hoc panels, whose task is to interpret and apply bilateral obligations under bilateral treaties, strive to converge on common principles and to develop collectively a systemic vision of “investment law.” As recently stated in one arbitral award (among many), every panel must adopt a global vision: “A case-specific mandate is not license to ignore systemic implications. To the contrary, it arguably makes it all the more important that each tribunal renders its case-specific decision with sensitivity to the position of future tribunals and an awareness of other systemic implications.” Glamis Gold, Ltd. v. United States, para. 6 (NAFTA Ch. 11 Arb.Trib. June 8, 2009).
200 Southern Bluefin Tuna, Provisional Measures (N.Z. v. Japan; Austl v. Japan,), ITLOS case Nos. 3 & 4, paras. 70, 80 (Aug. 27, 1999) (“70. Considering that the conservation of the living resources of the sea is an element in the protection and preservation of the marine environment;...80. Considering that, although the Tribunal cannot conclusively assess the scientific evidence presented by the parties, it finds that measures should be taken as a matter of urgency to preserve the rights of the parties and to avert further deterioration of the southern bluefin tuna stock[.]”). Benzing, Markus, Community Interests in the Procedure of International Courts and Tribunals, 5 Law & Prac. Int’l Cts. & Tribunals 369, 382 (2006)Google Scholar; see also Mensah, Thomas A., Provisional Measures in the International Tribunal for the Law of the Sea (ITLOS), 62 ZaÖrv 43, 53 (2002)Google Scholar (both pointing out that International Tribunal for the Law of the Sea considered this aspect of the case on its own initiative, even though it had not been raised by the parties).
201 Benvenisti, supra note 12, at 44–46; Benvenisti, supra note 188; Caflisch, Lucius, Règles générales du droit des cours d’eau internationaux, 219 Recueil Des Cours 9, 32–33, 109–10 (1989 VII)Google Scholar.
202 Appellate Body Report, European Communities—Conditions for the Granting of Tariff Preferences to Developing Countries, WT/DS246/AB/R, para. 106 (adopted Apr. 20, 2004).
203 In the famous Eichmann judgment, the Israeli Supreme Court justified the assertion of universal jurisdiction to prosecute and adjudicate crimes against humanity by reference to the role of individual states as “the ‘guardian[s] of international law and agents for enforcement.” CrimA 336/61 Eichmann v. Attorney General of Israel [1962] PD 16(3) 2033, 2066, translated in 36 ILR 277 (1962) (referring to Morris Greenspan, The Modern Law of land Warfare 503 (1959));see also Regina v. Bow St. Metro. Stipendiary Magistrate,ex parte Pinochet Ugarte (No. 3), [2000] 1 A.C. 147 (H.L.).
204 In the United States such claims are based on the Alien Tort Statute, 28 U.S.C. §1350. see Filartiga v. PenaIrala, 630 F.2d 876 (2d Cir.1980) (“A state or nation has a legitimate interest in the orderly resolution of disputes among those within its borders, and... it is an expression of comity to give effect to the laws of the state where the wrong occurred[,]” subject to “universally accepted norms of the international law of human rights”) (doctrine upheld in part in Sosa v. Alvarez-Machain, 542 U.S. 692 (2004)). In other countries the same outcome can be grounded in domestic choice of law rules: The Hague district court established civil jurisdiction over Shell Nigeria, the daughter company of Royal Dutch Shell PLC (headquartered in the Netherlands) and found it liable for negligence under Nigerian law. see [Dutch judiciary] press release, Decision on Oil Spills in Nigeria (Jan. 30, 2013), at http://www.rechtspraak.nl/Organisatie/Rechtbanken/Den-Haag/Nieuws/Pages/DutchjudgementsonliabilityShell.aspx. The House of Lords reviewed the legality of the expropriation of Kuwaiti assets by Iraq during the military occupation of Kuwait. Kuwait Airways Corp. v. Iraqi Airways Co. (Nos. 4 & 5), [2002] UKHL 19, [2002] 2 AC 883, para. 145 (Lord Hope of Craighead, referring to threats emanating from global terrorism) (“[T]he judiciary cannot close their eyes to the need for a concerted, international response to... threats to the rule of law in ademocratic society. Their primary role must always be to uphold human rights and civil liberties. But the maintenance of the rule of law is also an important social interest.”).
205 National courts “must search, untrammelled by notions of its national legal culture, for the true autonomous and international meaning of the [1951 Geneva Convention Relating to the Status of Refugees].” Regina v. Sec’y of State for the Home Dep’t, ex parte Adan, [2001] 1 All E.R. 593, 617 (per Hobhouse, L.J.). For more on this judicial cooperation, see Benvenisti, Eyal, Reclaiming Democracy: The Strategic Uses of Foreign and International Law by National Courts, 102 AJIL 241 (2008)CrossRefGoogle Scholar.
206 see Benzing, supra note 200, at 385–86, 395–404.
207 These and the rest of the questions for further study identified in this article are the subject of a GlobalTrust research project undertaken at Tel Aviv Faculty of Law under a European Research Council Advanced Grant (http://www.GlobalTrust.tau.ac.il).
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