1 Introduction
An analytic function f over a domain $\Omega \subseteq \mathbb {C}$ is said to be an algebraic function over $\mathbb {C}(z)$ if there exists a nonzero polynomial $P\in \mathbb {C}[X,Y]$ for which $P(z,f(z))=0$ , for all $z\in \Omega $ . A function which is not algebraic is called a transcendental function.
The study of the arithmetic behaviour of transcendental functions started in 1886 with a letter of Weierstrass to Strauss, proving the existence of such functions taking $\mathbb {Q}$ into itself. Weierstrass also conjectured the existence of a transcendental entire function f for which $f(\overline {\mathbb {Q}})\subseteq \overline {\mathbb {Q}}$ (as usual, $\overline {\mathbb {Q}}$ denotes the field of all algebraic numbers). Motivated by results of this kind, he defined the exceptional set of an analytic function $f:\Omega \to \mathbb {C}$ as
Thus, Weierstrass’ conjecture can be rephrased as: does there exist a transcendental entire function f such that $S_f=\overline {\mathbb {Q}}$ ? This conjecture was settled in 1895 by Stäckel [Reference Stäckel4], who proved, in particular, that for any $\Sigma \subseteq \overline {\mathbb {Q}}$ , there exists a transcendental entire function f for which $\Sigma \subseteq S_f$ .
In his classical book [Reference Mahler1], Mahler introduced the problem of studying $S_f$ for various classes of functions. After discussing a number of examples, Mahler posed several problems about the admissible exceptional sets for analytic functions, one of which is as follows. Here $B(0,\rho )$ denotes the closed ball with centre 0 and radius $\rho $ in $\mathbb {C}$ .
Problem 1.1. Let $\rho \in (0,\infty ]$ be a real number. Does there exist for any choice of $S\subseteq \overline {\mathbb {Q}}\cap B(0,\rho )$ (closed under complex conjugation and such that $0\in S$ ) a transcendental analytic function $f\in \mathbb {Q}[[z]]$ with radius of convergence $\rho $ for which $S_f=S$ ?
In 2016, Marques and Ramirez [Reference Marques and Ramirez3] proved that the answer to this question is ‘yes’ provided that $\rho =\infty $ (that is, for entire functions). Indeed, they proved the following more general result about the arithmetic behaviour of certain entire functions.
Lemma 1.2 [Reference Marques and Ramirez3, Theorem 1.3].
Let A be a countable set and let $\mathbb {K}$ be a dense subset of $\mathbb {C}$ . For each $\alpha \in A$ , fix a dense subset $E_{\alpha }\subseteq \mathbb {C}$ . Then there exist uncountably many transcendental entire functions $f\in \mathbb {K}[[z]]$ such that $f(\alpha )\in E_{\alpha }$ for all $\alpha \in A$ .
This result was improved by Marques and Moreira in [Reference Marques and Moreira2] giving an affirmative answer to Mahler’s Problem 1.1 for any $\rho \in (0,\infty ]$ .
In this paper, we consider Mahler’s Problem 1.1 in the context of transcendental entire functions of several variables. Although the previous definitions extend to the context of several variables in a very natural way, we shall include them here for the sake of completeness.
An analytic function f over a domain $\Omega \subseteq \mathbb {C}^m$ (we also say that f is entire if $\Omega =\mathbb {C}^m$ ) is said to be algebraic over $\mathbb {C}(z_1,\ldots ,z_m)$ if it is a solution of a polynomial functional equation
for some nonzero polynomial $P\in \mathbb {C}[z_1,\ldots ,z_m,z_{m+1}]$ . A function which is not algebraic is called a transcendental function. (We remark that an entire function in several variables is algebraic if and only if it is a polynomial function just as in the case of one variable.) Let $\mathbb {K}$ be a subset of $\mathbb {C}$ and let f be an analytic function on the polydisc $\Delta (0, \rho ):=B(0,\rho _1)\times \cdots \times B(0,\rho _m)\subseteq \mathbb {C}^m$ for some $\rho =(\rho _1,\ldots ,\rho _m)\in (0,\infty ]^m$ . We say that $f\in \mathbb {K}[[z_1,\ldots ,z_m]]$ if
with $c_{k_1,\ldots ,k_m}\in \mathbb {K}$ for all $(k_1,\ldots ,k_m)\in \mathbb {Z}^m_{\geq 0}$ and for all $(z_1,\ldots ,z_m)\in \Delta (0,\rho )$ .
The exceptional set $S_f$ of an analytic function $f:\Omega \subseteq \mathbb {C}^m\to \mathbb {C}$ is defined as
For example, let $f:\mathbb {C}^2\to \mathbb {C}$ and $g:\mathbb {C}^2\to \mathbb {C}$ be the transcendental entire functions given by
By the Hermite–Lindemann theorem,
In general, if $P_1(X,Y),\ldots ,P_n(X,Y)\in \overline {\mathbb {Q}}[X,Y]$ , then the function
has the exceptional set given by
We refer the reader to [Reference Mahler1, Reference Waldschmidt5] (and references therein) for more about this subject.
In the main result of this paper, we shall prove that every subset S of $\overline {\mathbb {Q}}^m$ (under some mild conditions) is the exceptional set of uncountably many transcendental entire functions of several variables with rational coefficients.
Theorem 1.3. Let m be a positive integer. Then, every subset S of $\overline {\mathbb {Q}}^m$ , closed under complex conjugation and such that $(0,\ldots ,0)\in S$ , is the exceptional set of uncountably many transcendental entire functions $f\in \mathbb {Q}[[z_1,\ldots ,z_m]]$ .
To prove this theorem, we shall provide a more general result about the arithmetic behaviour of a transcendental entire function of several variables.
Theorem 1.4. Let X be a countable subset of $\mathbb {C}^m$ and let $\mathbb {K}$ be a dense subset of $\mathbb {C}$ . For each $u\in X$ , fix a dense subset $E_{u}\subseteq \mathbb {C}$ and suppose that if $(0,\ldots ,0)\in X$ , then $E_{(0,\ldots ,0)}\cap \mathbb {K}\neq \emptyset $ . Then there exist uncountably many transcendental entire functions $f\in \mathbb {K}[[z_1,\ldots ,z_m]]$ such that $f(u)\in E_{u}$ for all $u\in X$ .
Theorem 1.4 is a several variables extension of the one-variable result due to Marques and Ramirez [Reference Marques and Ramirez3, Theorem 1.3].
2 Proofs
2.1 Proof that Theorem 1.4 implies Theorem 1.3
In the statement of Theorem 1.4, choose $X=\overline {\mathbb {Q}}^m$ and $\mathbb {K}=\mathbb {Q}^*+i\mathbb {Q}$ . Write $S=\{u_1,u_2,\ldots \}$ and $\overline {\mathbb {Q}}^m/S=\{v_1,v_2,\ldots \}$ (one of them may be finite) and define
By Theorem 1.4, there exist uncountably many transcendental entire functions
in $\mathbb {K}[[z_1,\ldots ,z_m]]$ such that $f(u)\in E_{u}$ for all $u\in \overline {\mathbb {Q}}^m$ . Define $\psi (z_1,\ldots ,z_m)$ as
By the properties of the conjugation of power series,
is a transcendental entire function in $\mathbb {Q}[[z_1,\ldots ,z_m]]$ since $\mathrm{Re} (c_{k_1,\ldots ,k_m})$ is rational and nonzero for all $(k_1,\ldots ,k_m)\in \mathbb {Z}^m_{\geq 0}$ by construction. (Here, as usual, $\mathrm{Re} (z)$ denotes the real part of the complex number z.)
Therefore, it suffices to prove that $S_{\psi }=S$ . In fact, since S is closed under complex conjugation, if $u\in S$ , then $\overline {u}\in S$ and thus $f(u)$ and $\overline {f(\overline {u})}$ are algebraic numbers and so is $\psi (u)$ . (Observe also that $f(0,\ldots ,0)=c_{0,\ldots ,0}\in \overline {\mathbb {Q}}$ .) In the case in which $u=v_n$ , for some n, we can distinguish two cases. When $v_n\in \mathbb {R}^{m}$ , then $\psi (u)=\mathrm{Re} (f(v_n))$ is transcendental, since $f(v_n)\in \mathbb {K}\cdot \pi ^n$ . For $v_n\notin \mathbb {R}^m$ , we have $\overline {v_n}=v_l$ for some $l\neq n$ . Thus, there exist nonzero algebraic numbers $\gamma _1, \gamma _2$ such that
which is transcendental, since $\overline {\mathbb {Q}}$ is algebraically closed and $\pi $ is transcendental. In conclusion, $\psi \in \mathbb {Q}[[z_1,\ldots ,z_m]]$ is a transcendental entire function whose exceptional set is S.
2.2 Proof of Theorem 1.4
Let us proceed by induction on m. The case $m=1$ is covered by Lemma 1.2. Suppose that the theorem holds for all positive integers $k\in [1,m-1]$ . That is, if $\mathbb {K}$ is a dense subset of $\mathbb {C}$ , X is a countable subset of $\mathbb {C}^k$ and $E_u$ is a dense subset in $\mathbb {C}$ for each $u\in X$ , then there exist uncountably many transcendental entire functions $f\in \mathbb {K}[[z_1,\ldots ,z_k]]$ such that $f(u)\in E_u$ for all $u\in X$ , for any integer $k\in [1, m-1]$ .
Now, let X be a countable subset of $\mathbb {C}^{m}$ and $E_u$ a fixed dense subset of $\mathbb {C}$ for all $u\in X$ . Without loss of generality, we can assume that $(0,\ldots ,0) \in X$ . In this case, by hypothesis, $\mathbb {K} \cap E_{(0,\ldots ,0)} \neq \emptyset $ . To apply the induction hypothesis, we consider the partition of X given by
where $\mathcal {P}_{m}$ denotes the powerset of $[1,m]=\{1,\ldots ,m\}$ and $X_S$ denotes the set of all $z=(z_1,\ldots ,z_{m})$ in $X\subseteq \mathbb {C}^{m}$ such that $z_i\neq 0$ if and only if $i\in S$ . In particular, $X_{\emptyset }=\{(0,\ldots ,0)\}$ and $X_{[1,m]} = X\cap (\mathbb {C} \setminus \{0\})^m$ .
Given $S=\{i_1,\ldots ,i_k\}$ in $\mathcal {Q}_{m}=\mathcal {P}_m \setminus \{\emptyset ,[1,m]\}$ and $z=(z_1,\ldots ,z_{m})$ in $\mathbb {C}^m$ , we denote by $z_{S}$ the element $(z_{i_1},\ldots ,z_{i_k})\in \mathbb {C}^k.$ To simplify the exposition, we will assume that $i_1<\cdots <i_k$ for all $S\in \mathcal {Q}_m$ . Our goal is to show that there exist uncountably many ways to construct a transcendental entire function $f \in \mathbb {K}[[z_1, \ldots , z_m]]$ given by
where $a_0\in E_{(0,\ldots ,0)}\cap \mathbb {K}$ and, for each $S=\{i_1,\ldots ,i_k\}\in \mathcal {Q}_m$ , the function $f_S:\mathbb {C}^k\to \mathbb {C}$ is a transcendental entire function such that
for all $u=(\alpha _1,\ldots ,\alpha _{m})\in X_S$ with
By the induction hypothesis, $f_S$ exists for all $S\in \mathcal {Q}_m$ (noting that if $E_u$ is a dense subset of $\mathbb {C}$ , then $(\alpha _{i_1}\cdots \alpha _{i_k})^{-1}\cdot (E_u-\Theta _{S,u})$ is also a dense set). Moreover, we want the function $f^*(z_1,\ldots ,z_m)\in \mathbb {K}[[z_1,\ldots ,z_m]]$ to satisfy the condition
for all $u=(\alpha _1,\ldots ,\alpha _m)\in X_{[1,m]}$ , and $f^*(z_1,\ldots ,z_m)=0$ whenever $z_i=0$ for some i with $1\leq i\leq m$ . Under these conditions, it is easy to see that if $S\in \mathcal {Q}_m$ and $u\in X_S$ , then $f^*(u)=0$ and $f(u)\in E_u$ .
To construct the function $f^*:\mathbb {C}^m\to \mathbb {C},$ let us consider an enumeration $\{u_1,u_2,\ldots \}$ of $X_{[1,m]}$ , where we write $u_j=(\alpha _1^{(j)},\ldots ,\alpha _{m}^{(j)})$ . We construct a function $f^*\in \mathbb {K}[[z_1,\ldots ,z_m]]$ given by
where $P_n$ is a homogeneous polynomial of degree n and the coefficients $c_{i_1,\ldots ,i_m}\in \mathbb {K}$ will be chosen so that $f^*$ will satisfy the desired conditions.
The first condition is
where $c_{i_1,\ldots ,i_n}\neq 0$ for infinitely many m-tuples of integers $i_1\geq 1, \ldots , i_m\geq 1$ . These conditions will be used to guarantee that $f^*$ is an entire function. Let $L(P)$ denote the length of the polynomial $P(z_1,\ldots ,z_m)\in \mathbb {C}[z_1,\ldots ,z_m]$ given by the sum of the absolute values of its coefficients. Since
for all $n\geq m$ and $(z_1,\ldots ,z_m)$ belonging to the open ball $B(0,R)$ ,
since $P_n(z_1,\ldots ,z_m)$ has at most $\binom {n-1}{m-1}$ monomials of degree n. Hence, the series $\sum _{n\geq m}P_n(z_1,\ldots ,z_m)$ converges uniformly in any of these balls. Thus, $f^*$ is a transcendental entire function such that $f^*(0,z_2,\ldots ,z_m)=f^*(z_1,0,z_3,\ldots ,z_m)=f^*(z_1,z_2,\ldots ,0)=0$ .
To obtain the coefficients $c_{i_1,\ldots ,i_m}\in \mathbb {K}$ such that $f^*$ satisfies the condition (2.1), we consider a hyperplane $\pi (n,j)$ for positive integers n and j with $1\leq j \leq n$ , given by
and such that if $u_j$ , $u_{n+1}$ and the origin are noncollinear, then $\pi (n,j)$ is a hyperplane containing $u_j$ and parallel to the line passing through the origin and the point $u_{n+1},$ and, if $u_j$ , $u_{n+1}$ and the origin are collinear, then $\pi (n,j)$ is a hyperplane containing $u_j$ and perpendicular to the line passing through the origin and the point $u_{n+1}$ . Note that in both cases, $\lambda _n^{(j)}\neq 0$ and $u_{n+1}$ does not belong to any hyperplane $\pi (n,j)$ with $1\leq j\leq n$ .
Now, we define the polynomials $A_0(z_1,\ldots ,z_m):=z_1\cdots z_m$ and
for all $n\geq 1$ . By the definition of $\pi (n,j)$ , we have $A_n(u_j)=0$ for $1\leq j\leq n$ . Since $u_{n+1}$ and the origin do not belong to $\pi (n,j)$ , we also have $A_n(0,\ldots ,0)\neq 0$ and $A_n(u_{n+1})\neq 0$ for all $n\geq 1$ . Thus, we can define the function
such that $\Theta _1+f_{1,0}^*(u_1)\in E_{u_1}$ and $0<|\delta _{1,0}|<s_m/m$ , where
and $u_{j,S}=(\alpha _{i_1}^{(j)},\ldots ,\alpha _{i_k}^{(j)})$ for $S=\{i_1,\ldots ,i_k\}$ , for all integers $j\geq 1$ .
Since $\mathbb {K}$ is a dense subset of $\mathbb {C}$ , we can choose $\delta _{1,1}$ such that the coefficient $c_{1,1,\ldots ,1}$ of $z_1\cdots z_m$ in the function
belongs to $\mathbb {K}$ with $|c_{1,1,\ldots ,1}|<s_m$ . Therefore, we take
where $P_1(z_1,\ldots ,z_m)=c_{1,1,\ldots ,1}z_1\cdots z_m$ .
Recursively, we can construct a function $f^*_{n,0}(z_1,\ldots ,z_{m})$ given by
where we take $\delta _{n,0}\neq 0$ in the ball $B(0,s_{n+m-1}/(n+m-1))$ such that
This is possible since $E_{u_n}$ is a dense subset of $\mathbb {C}$ and all coordinates of $u_n$ are nonzero.
Since $\mathbb {K}$ is a dense subset of $\mathbb {C}$ , if we consider the ordering of the monomials of degree $n+m-1$ given by the lexicographical order of the exponents, then we can choose $\delta _{n,l}$ such that the coefficient $c_{j_1,\ldots ,j_m}$ of the lth monomial $z_1^{j_1}\cdots z_m^{j_m}$ in
belongs to $\mathbb {K}$ with $|c_{j_1,\ldots ,j_m}|<s_{n+m-1}$ . Thus, we define
where $L=\binom {n+m-2}{m-1}$ is the number of distinct monomials of degree $n+m-1$ . Then $f^*_n(z_1,\ldots ,z_m)$ is a polynomial function such that $c_{j_1,\ldots ,j_m}\in \mathbb {K}$ for every m-tuple $(j_1,\ldots ,j_m)$ such that $j_1+\cdots +j_m\leq n+m-1$ .
Finally, this construction implies that the functions $f^*_n$ converge to a transcendental entire function $f^*\in \mathbb {K}[[z_1,\ldots ,z_m]]$ as $n\to \infty $ such that
for all $n\geq j\geq 1$ . Let $f:\mathbb {C}^{m}\to \mathbb {C}$ be the entire function given by
Then $f(u)\in E_u$ for all $u\in X\subset \mathbb {C}^{m}$ . Since f is an entire function that is not a polynomial, it follows that f is transcendental. Note that there are uncountably many ways to choose the constants $\delta _{n,j}$ . This completes the proof.
Acknowledgments
The authors are grateful to the referee for their valuable suggestions about this paper. Part of this work was done during a visit by Diego Marques to University of Hradec Králové (Czech Republic) which provided excellent working conditions.