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Recent Developments in Health Law: Constitutional Law: Despite Reservations, the Second Circuit Defers to State Court's Determination That a Preponderance of the Evidence Standard is Constitutional for Recommitment of NRRMDD Defendants – Ernst J. v. Stonea

Published online by Cambridge University Press:  01 January 2021

Extract

The United States Court of Appeals for the Second Circuit recently upheld United States District Court for the Eastern District of New York Judge's denial of petitioner's application for a writ of habeas corpus. The Court held that it was not objectively unreasonable for the Appellate Division to conclude, in light of clearly established federal law as expressed by the Supreme Court of the United States, that a New York statute providing for the recommitment of specific defendants who plead not responsible by reason of mental disease or defect (NRRMDD) under a mere “preponderance of the evidence” standard does not violate either due process or the equal protection clause of the Fourteenth Amendment.

Type
JLME Column
Copyright
Copyright © American Society of Law, Medicine and Ethics 2006

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References

452 F.3d 186 (2d Cir. 2006).Google Scholar
Id., at 202.Google Scholar
Id., at 188–189 (citing Francis S. v. Stone, 221 F.3d 100, 101 (2d Cir. 2000)).Google Scholar
Id., at 189 (citing Francis S., 221 F.3d at 101).Google Scholar
N.Y.Crim. Proc. Law § 220.15 (4) (McKinney 2006) provides that “The court shall not accept a plea of [NRRMDD] without first determining that there is a factual basis for such a plea. The court must address the defendant personally in open court and determine that the plea is voluntary, knowingly made, and not the result of force, threats, or promises…The court must be satisfied that the defendant understands the proceedings against him, has sufficient capacity to assist in his own defense and understands the consequences of a plea of [NRRMDD].”Google Scholar
See N.Y.Crim. Proc. Law § 330.20(2)-(5) (McKinney 2006).Google Scholar
Ernst, J., 452 F.3d at 189.Google Scholar
“Dangerous mental disorder” means (i) that a defendant currently suffers from a ‘mental illness’ as that term is definition in [Mental Hygiene Law § 1.03(20)], and (ii) that because of such condition he currently constitutes a physical danger to himself or others.” N.Y.Crim. Proc. Law § 330.20(1)(c) (McKinney 2006).Google Scholar
Ernst, J., 452 F.3d at 189.Google Scholar
“Mentally ill” means that a defendant currently suffers from a mental illness for which care and treatment as a patient, in the in-patient services of a psychiatric center under the jurisdiction of the state office of mental health, is essential to such defendant's welfare and that his judgment is so impaired that he is unable to understand the need for such care and treatment. N.Y.Crim. Proc. Law § 330.20(1)(d) (McKinney 2006).Google Scholar
“Order of conditions” means an order directing a defendant to comply with [his] prescribed treatment plan, or any other condition which the court determines to be reasonably necessary or appropriate… An order of condition…shall be valid for five years from the date of its issuance, except that, for good cause shown, the court may extend the period for an additional five years.” N.Y.Crim. Proc. Law § 330.20 (1)(o) (McKinney 2006).Google Scholar
Ernst, J., 453 F.3d at 190; See N.Y. Crim. Proc. Law § 330.20(7) (McKinney 2006).Google Scholar
Ernst, J., 452 F.3d at 190.Google Scholar
Id. See N.Y.Crim. Proc. Law § 330.20(7) (McKinney 2006).Google Scholar
Id (citing Francis S., 221 F.3d at 102 (2d Cir.2000)).Google Scholar
N.Y.Crim. Proc. Law § 330.20(14) (McKinney 2006).CrossRefGoogle Scholar
Ernst J., 452 F.3d at 190.Google Scholar
Ernst J. v. Stone, 372 F.Supp. 2d 330, 332 (E.D.N.Y. 2005) [hereinafter Ernst I], aff'd, 452 F.3d 186 (2d Cir. 2006).Google Scholar
Ernst, J., 452 F.3d at 191.Google Scholar
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N.Y.Crim. Proc. Law § 330.20(14) (McKinney, 2006).CrossRefGoogle Scholar
Ernst, J., 452 F.3d. at 194.Google Scholar
28 U.S.C. §2254(d)(1) (2006).Google Scholar
Ernst, J., 452 F.3d at 188.Google Scholar
The petitioner cites Addington v. Texas, 441 U.S. 418 (1979) (The Court concluded that in civil commitment proceedings, states must prove the elements of mental illness and dangerousness by no less than “clear and convincing” evidence), Jones v. United States, 463 U.S. 354 (1983) (The Court's decision concerned only the initial confinement of insanity acquittees, and specifically did not address the standard of proof applicable to recommitment or release procedures), and Foucha v. Louisiana, 504 U.S. 71 (1992) (Reaffirming the holding in Jones, but clarified that a state may not, consistent with the Fourteenth Amendment, continue to confine in a psychiatric facility an insanity acquittee who remains dangerous but who no longer suffers from any mental illness).Google Scholar
Ernst, J., 452 F.3d. at 196.Google Scholar
221 F.3d 100 (2d Cir. 2000) (Francis was designated a “track two” defendant. He was found to be “mentally ill” but not suffering from a “dangerous mental disorder.” Francis was committed to an impatient psychiatric program for four months before being discharged, subject to an order of conditions. Later, Francis was involuntary recommitted to a secure facility. Francis argued that the state court's post-acquittal determination that he lacked a dangerous mental disorder restored him to the status of a normal citizen, such that if the state wanted him committed, it would have to comply with the more stringent procedures. In light of the standard of review prescribed by AEDPA, the court affirmed the district court's denial of the petition for a writ of habeas corpus on the basis that no clearly established federal law, as enunciated by the Supreme Court, required Francis' claim to be upheld).Google Scholar
Ernst, J., 452 F.3d at 198.Google Scholar
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