Hostname: page-component-5f745c7db-f9j5r Total loading time: 0 Render date: 2025-01-06T07:04:07.430Z Has data issue: true hasContentIssue false

Alpha Factor Analysis

Published online by Cambridge University Press:  01 January 2025

Henry F. Kaiser
Affiliation:
University of Wisconsin
John Caffrey
Affiliation:
System Development Corporation

Abstract

A distinction is made between statistical inference and psychometric inference in factor analysis. After reviewing Rao's canonical factor analysis (CFA), a fundamental statistical method of factoring, a new method of factor analysis based upon the psychometric concept of generalizability is described. This new procedure (alpha factor analysis, AFA) determines factors which have maximum generalizability in the Kuder-Richardson, or alpha, sense. The two methods, CFA and AFA, each have the important property of giving the same factors regardless of the units of measurement of the observable variables. In determining factors, the principal distinction between the two methods is that CFA operates in the metric of the unique parts of the observable variables while AFA operates in the metric of the common (“communality”) parts.

On the other hand, the two methods are substantially different as to how they establish the number of factors. CFA answers this crucial question with a statistical test of significance while AFA retains only those alpha factors with positive generalizability. This difference is discussed at some length. A brief outline of a computer program for AFA is described and an example of the application of AFA is given.

Type
Original Paper
Copyright
Copyright © 1965 Psychometric Society

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

*

The first version of this paper was prepared while the senior author was a U. S. Public Health Service Fellow at the Center for Advanced Study in the Behavioral Sciences and while the junior author was Director of Research of the Palo Alto Public Schools.

References

Anderson, T. W. and Rubin, H. Statistical inference in factor analysis. Proc. third Berkeley Symp. math. Statist. and Prob., 1956, 5, 1150.Google Scholar
Bargmann, R. A study of independence and dependence in multivariate normal analysis. Institute of Statistics, Univ. North Carolina, Mimeographed Series No. 186, 1957.Google Scholar
Caffrey, J. Algorithm 66. INVRS. Communications of the ACM, 1961, 4, 322322.Google Scholar
Cronbach, L. J. Coefficient alpha and the internal structure of tests. Psychometrika, 1951, 16, 297334.CrossRefGoogle Scholar
Cronbach, L. J., Rajaratnam, N., and Gleser, G. C. Theory of generalizability: a liberalization of reliability theory. Brit. J. statist. Psychol., 1963, 16, 137163.CrossRefGoogle Scholar
Cronbach, L. J. and Hartmann, W. A note on negative reliabilities. Educ. psychol. Measmt, 1954, 14, 342346.CrossRefGoogle Scholar
Dickman, K. and Kaiser, H. F. Program for inverting a Gramian matrix. Educ. psychol. Measmt, 1961, 21, 721727.CrossRefGoogle Scholar
Guttman, L. A basis for analyzing test-retest reliability. Psychometrika, 1945, 10, 255282.CrossRefGoogle ScholarPubMed
Guttman, L. “Best possible” systematic estimates of communalities. Psychometrika, 1956, 21, 273286.CrossRefGoogle Scholar
Guttman, L. To what extent can communalities reduce rank?. Psychometrika, 1958, 23, 297308.CrossRefGoogle Scholar
Harris, C. W. Some Rao-Guttman relationships. Psychometrika, 1962, 27, 247263.CrossRefGoogle Scholar
Holzinger, K. J. and Harman, H. Factor analysis, Chicago: Univ. Chicago Press, 1941.Google Scholar
Hotelling, H. Analysis of a complex of statistical variables into principal components. J. educ. Psychol., 1933, 24, 417441.CrossRefGoogle Scholar
Hoyt, C. Test reliability estimated by analysis of variance. Psychometrika, 1941, 6, 153160.CrossRefGoogle Scholar
Jackson, R. W. and Ferguson, G. A. Studies on the reliability of tests. Bulletin No. 12, Dept. of Educ. Res., Univ. Toronto, 1941.Google Scholar
Kaiser, H. F. The varimax method of factor analysis. Unpublished doctoral dissertation, Univ. Calif., 1956.Google Scholar
Kaiser, H. F. The varimax criterion for analytic rotation in factor analysis. Psychometrika, 1958, 23, 187200.CrossRefGoogle Scholar
Kaiser, H. F. The application of electronic computers in factor analysis. Educ. psychol. Measmt, 1960, 20, 141151.CrossRefGoogle Scholar
Kaiser, H. F. Comments on communalities and the number of factors. Unpublished manuscript, 1960.Google Scholar
Kuder, G. F. and Richardson, M. W. The theory of the estimation of test reliability. Psychometrika, 1937, 2, 151160.CrossRefGoogle Scholar
Lawley, D. N. The estimation of factor loadings by the method of maximum likelihood. Proc. roy. Soc. Edinburgh, 1940, 60, 6482.CrossRefGoogle Scholar
Lord, F. M. Some relations between Guttman's principal components of scale analysis and other psychometric theory. Psychometrika, 1958, 23, 291296.CrossRefGoogle Scholar
Rao, C. R. Estimation and tests of significance in factor analysis. Psychometrika, 1955, 20, 93111.CrossRefGoogle Scholar
Thurstone, L. L. Multiple-factor analysis, Chicago: Univ. Chicago Press, 1947.Google Scholar
Tryon, R. C. Reliability and behavior domain validity: Reformulation and historical critique. Psychol. Bull., 1957, 54, 229249.CrossRefGoogle ScholarPubMed