Published online by Cambridge University Press: 05 August 2009
Among the foreign policies of the new states which have emerged from the Western colonial empires, that of India occupies a leading place. The first non-Western nation to become a member of the British Commonwealth, India became a symbol and catalyst of self-determination for several nationalist movements. India proceeded on an “independent” path in world politics and had numerous emulators in the world. Where India's role in the state-making revolution has met with considerable approval, its strategy of nonalignment has been debated in the West, and even in India since the open appearance in 1959 of the Sino-Indian dispute. The criticism has included questions about the wisdom of nonalignment, doubts as to its feasibility, and charges that its application has shown preference for the communist states during periods of the Cold War. The Indian defense includes assertions that nonalignment serves India's welfare and often the world's, answers about its workability, and claims that application has been consistent with professed ideals.
1 The independent foreign policies of the new states have been examined in Scalapino, Robert A., “Neutralism in Asia”, American Political Science Review, XLVIII (03, 1954), 49–63CrossRefGoogle Scholar; Morgenthau, Hans J., Politics Among Nations (Chicago, 1958), Ch. 10Google Scholar; Martin, Laurence W., ed., Neutralism and Nonalignment (New York, 1962)Google Scholar, with essays by C.B. Marshall, Francis O. Wilcox and Arnold Wolfers, among others; Brecher, Michael, “Neutralism: An Analysis,” International Journal, XVII (Summer, 1962), 224–236CrossRefGoogle Scholar; London, Kurt, ed., New Nations in a Divided World (New York, 1963)Google Scholar, especially valuable for papers on Sino-Soviet views of nonaligned countries; and Rossi, Mario, The Third World (New York, 1963)Google Scholar. For the origins of “neutralism” in Western thought, see Lyon, Peter, “Neutrality and the Emergence of the Concept of Neutralism,” The Review of Politics, XXII (04, 1960), 255–268CrossRefGoogle Scholar.
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3 Sympathetic explanations or defenses of Indian nonalignment are Appadorai, A., “India's Foreign Policy,” International Affairs, XXV (01, 1949), 37–47CrossRefGoogle Scholar; Sheean, Vincent, “The Case For India,” Foreign Affairs, XXX (10, 1951), 77–90CrossRefGoogle Scholar; “P” [Panikkar, K. M.], “Middle Ground Between America and Russia: An Indian View,” Foreign Affairs, XXXII (01, 1954), 259–270Google Scholar; and Nehru, B. K., “Ambassador Nehru on India's Policy of Non-Alignment,” India News, I (04 27, 1962), 8Google Scholar.
4 The religious, geographical and legal sources of the Kashmir problem are described in Korbel, Josef, Danger In Kashmir (Princeton, 1954)Google Scholar, and Birdwood, Lord, Two Nations and Kashmir (London, 1956)Google Scholar. The Security Council has met without success over 100 times on the Kashmir issue since India took the question to the United Nations in 1948. At Pakistan's request the Security Council is again considering the problem in early 1964 with signs of mounting tensions owing to Pakistan's new friendship with Communist China and India's response to this development.
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6 The Five Principles are mutual respect for territorial integrity and sovereignty, mutual nonaggression, mutual noninterference in internal affairs, equality and mutual benefit, and peaceful coexistence. See the first White Paper on the Sino-Indian frontier issue, Notes, Memorandum and Letters Exchanged and Agreements Signed Between the Governments of India and China: 1954–1959 (New Delhi, 1959) p. 98Google Scholar. For Nehru's account of their origin, see Fifield, Russell H., The Diplomacy of Southeast Asia: 1954–1958 (New York, 1958), pp. 510–511Google Scholar. See also Rajan, M. S., “Indian Foreign Policy in Action: 1954–56,” Indian Quarterly, XVII (07–09, 1960), 224Google Scholar.
7 The deep impact of the Sino-Indian dispute on Indian foreign policy has caused an experienced observer to conduct obsequies for the nation's nonalignment strategy. See Levi, Werner, “Necrology on Indian Neutralism,” Eastern World, XVII (02, 1963), 9–11Google Scholar.
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10 Nehru adapted Gandhi's principles and applied them to international relations, according to Range, Willard, Jawaharlal Nehru's World View (Athens, Georgia; 1961)Google Scholar, a thesis I find unconvincing. See my Gandhi On World Affairs (Washington, 1960)Google Scholar.
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15 Nehru's views of Russia were published in Indian newspapers and collected in Nehru, Jawaharlal, Soviet Russia (Bombay, 1929)Google Scholar. The elder Nehru's impressions of Soviet Russia were also favorable and he expressed them in the Legislative Assembly where he was Leader of the Opposition. See Panikkar, K. M. and Pershad, A., eds., The Voice of Freedom: The Speeches of Pandit Motilal Nehru (New York, 1961), pp. 372–392Google Scholar.
16 Without naming Nehru, one writer suggests 1927 as the start of a previously unknown sympathy for world communism among some Indian nationalsts. See Prasad, Bimla, The Origins of Indian Foreign Policy: The Indian National Congress and World Affairs, 1885–1947 (Ph.D. Thesis, Columbia University, 1958), p. 72Google Scholar.
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21 Ibid.
22 Ibid., p. 398, from Nehru's Presidential Address at the 49th session of the Congress Party in Lucknow.
23 Compare another view of what Nehru discovered: “In his younger days he read Marx thoroughly and found the Marxian analysis of imperialism a useful tool during the long struggle against the British.” Bowles, Chester, Ambassador's Report (New York, 1954), p. 106Google Scholar.
24 The leader of the national Moslems in the independence struggle wrote of Nehru: “I may also mention that Jawaharlal has always been more moved by international considerations than most Indians. He has looked at all questions from an international rather than a national point of view.” Azad, Abul Kalam, India Wins Freedom (Calcutta, 1959), p. 65Google Scholar.
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84 The Conference of Heads of State or Government of Nonaligned Countries, p. 116. Opposition to war and military pacts is also important in Congress statements. See All India Congress Committee, Resolutions on Foreign Policy: 1947–1957 (New Delhi, n.d.), pp. 11, 14–15, 33, 51–52Google Scholar.
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38 A stringent Moscow line on neutrality-neutralism lasted from the war years to early 1952, giving way to a softer view looking to benefits for international communism in Europe, where neutrality-neutralism might weaken Western security plans, and in former colonial areas where it might serve as a transitional phase. See Ginsburgs, George, “Neutrality and Neutralism and the Tactics of Soviet Diplomacy,” American Slavic and East European Review, XIX (12, 1960), 531–560CrossRefGoogle Scholar.
39 Representative of the views of Nehru's articulate followers is the statement of the Bengali journalist and novelist, Chanakya Sen, that “it was during the Korean war that nonalignment as an international force made its first impact on a world crisis. Asian sentiment had already been outraged by the dropping of the first atomic bombs on Japan, an Asian country, and by the nuclear tests carried out in areas adjacent to Asian lands. Now Asians realized that the Western powers and their rivals had chosen another Asian battlefront to fight Europe's war which had nothing to do with the national interests of the non-Communist Asian countries. They bent their diplomatic energy for quick containment of the Korean War and for its early end.” Sen, Chanakya, Against the Cold War (New York, 1962), pp. 248–249Google Scholar.
40 Cousins, Norman, Talks With Nehru (New York, 1951, PP. 55–57Google Scholar.
41 A/C. 3/SR. 53 (23 November, 1953).
42 A biographer speaks of Wahlverwandtsehaft, a rare linking of minds. See Lengyel, Emil, Krishna Menon (New York, 1962), p. 99Google Scholar. Harold J. Laski was Krishna Menon's guru in his formative years when he drew his political ideas from sources familiar to Nehru.
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45 Nehru, Jawaharlal, India's Foreign Policy (New Delhi, 1961), pp. 557–560Google Scholar. About the execution of Imre Nagy, Nehru said, “Those who are dead are dead, but I earnestly hope that this process will not continue,” Ibid., p. 563.
46 Shortly after the Bandung Conference Nehru told the Lok Sabha that to nonaligned states colonialism meant Western imperialism, and to include the East European states in the category amounted to Cold War projections into Asian affairs. Ibid., p. 276. Later he conceded while visiting sensitive West Germany that East Europe is under a “certain domination,” but this is not colonialism. New York Times, July 16, 1956. Indian nationalists tend to see communists who fight imperialism as genuine nationalists, for example, Ho Chi-minh. See Palmer, Norman D., “Indian Attitudes Toward Colonialism,” in The Idea of Colonialism, Strausz-Hupé, Robert and Hazard, Harry W., eds. (New York, 1958), p. 295Google Scholar. For the thesis that opposition to Western imperialism is the touchstone of New Delhi's external policy, see Fontera, R. M., “Anti-Colonialism As a Basic Indian Foreign Policy,” Western Political Quarterly, XIII (06 1960), 421–432Google Scholar.
47 See Bulganin, N. A. and Khrushchev, N. S., Speeches During Sojourn in India, Burma and Afghanistan (New Delhi, 1956), pp. 7–31, 101–105Google Scholar.
48 Dulles, John Foster, quoted in Department of State Bulletin, XXXIV (06 18, 1956), 999–1000Google Scholar.
49 Ibid., XXXV (July 23, 1956), 147–148.
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51 A penetrating study published toward the close of the 1951–58 phase which stresses the Marxian origins of Nehru's ideas about the world is Bozeman, op. cit.
52 See Almond, Gabriel A., The Appeals of Communism (Princeton, 1954), p. 377CrossRefGoogle Scholar.
53 Nehru, Jawaharlal, “The Basic Approach,” in Sheean, Vincent, Nehru: The Years of Power (New York, 1960), Appendix, pp. 291–298Google Scholar. For the response of the Soviet envoy to Peking, gently criticizing Nehru's objections to violence and describing India as semi-feudalistic, see Yudin, M., “Can We Accept Pandit Nehru's Approach?” World Marxist Review, I (12, 1958), 38–56Google Scholar.
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55 A sizable literature exists on the Sino-Indian dispute. For the official Indian publications, see especially the relevant White Papers, now numbering five, the first of which is cited at n. 6. See also Report of the Officials of the Governments of India and the People's Republic of China on the Boundary Question (New Delhi, 1961)Google Scholar. A competent, pro-Indian account is Chakravarti, P. G., India's China Policy (Bloomington, 1961)Google Scholar. The Western literature includes Hamilton Fish Armstrong, “Thoughts Along the China Border,” Foreign Affairs, XXXVIII (01, 1960), 238–59Google Scholar; Karan, P. P., “The India- China Boundary Dispute,” Journal of Geography, LVIIII (01, 1960), 16–21CrossRefGoogle Scholar; Green, L. C., “Legal Aspects of the Sino-Indian Dispute,” The China Quarterly, No. 3 (07–09, 1960), 42–58CrossRefGoogle Scholar; and Rose, Leo E., “Sino- Indian Rivalry and the Himalayan Border States” Orbis, V (Summer, 1961),199–215Google Scholar. Peking's account may be followed in its correspondence in the Indian White Papers, and in Documents On the Sino-Indian Boundary Question (peking, 1960)Google Scholar; Selected Documents on Sino-Indian Relations (Peking, 1962)Google Scholar; and The Sino-Indian Boundary Question, 2nd ed. (Peking, 1962)Google Scholar.
56 A former President of the Congress who in 1951 moved into the opposition, Kripalani believes that nonalignment is desirable but that Nehru applied it incorrectly to Tibet and China. See Kripalani, J. B., “For Principled Neutrality,” Foreign Afftdrs, XXXVIII (10, 1959), 46–60CrossRefGoogle Scholar. In 1962 Krishna Menon defeated Kripalani in North Bombay for a parliamentary seat, but in 1963 Kripalani won in Amroha, Uttar Pradesh, largely on the China issue, over a Cabinet Minister, Hafiz Ibrahim, whom Nehru endorsed.
57 The Indian leader's efforts to salvage his China policy between March, 1959, and April, 1960, may be followed in Nehru, , Indian Foreign Policy, pp. 313–385Google Scholar.
58 For the Indian and communist scene in 1959, see Gelman, Harry, “The Communist Party of India: Sino-Soviet Battleground,” in Communist Strategies in Asia, Barnett, A. Doak, ed. (New York, 1963), pp. 107–113Google Scholar.
59 Good, Robert C., “The Congo Crisis: A Study of Postcolonial Politics,” in Martin, op. cit., p. 60Google Scholar.
60 The Hindu, March 27, 1962.
61 Pringsheim, Klaus H., “China, India and Their Himalayan Border (1961–63),” Asian Survey, III (10, 1963), 483–484Google Scholar.
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64 Nehru, Jawaharlal, “Changing India,” Foreign Affairs, XLI (04, 1963), 460–461Google Scholar.
65 For this telling point with respect to neutralism in general, see Johnstone, William C., Burma's Foreign Policy (Cambridge, Mass.; 1963), pp. 299–300Google Scholar.