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Part V - Civil Society and Tackling Disinformation

Ronald J. Krotoszynski, Jr.
Affiliation:
University of Alabama
András Koltay
Affiliation:
National University of Public Service (Hungary)
Charlotte Garden
Affiliation:
University of Minnesota
Type
Chapter
Information
Disinformation, Misinformation, and Democracy
Legal Approaches in Comparative Context
, pp. 343 - 344
Publisher: Cambridge University Press
Print publication year: 2025
Creative Commons
Creative Common License - CCCreative Common License - BYCreative Common License - NC
This content is Open Access and distributed under the terms of the Creative Commons Attribution licence CC-BY-NC 4.0 https://creativecommons.org/cclicenses/

14 Knowledge Institutions and Resisting ‘Truth Decay’

Vicki C. Jackson
14.1 Introduction

Today is a time of retrogression in sustaining rights-protecting democracies, and of high levels of distrust in institutions.Footnote 1 Of particular concern are threats to the institutions, including universities and the press, that help provide the information base for successful democracies. Attacks on universities, and university faculties, are rising. In Poland over the last four years, a world-renowned constitutional law theorist, Wojciech Sadurski, has been subject to civil and criminal prosecutions for defamation of the governing party.Footnote 2 In Hungary, the Central European University (CEU) was ejected by the government, and had to partly relocate to Vienna,Footnote 3 and other attacks on academic freedom followed.Footnote 4 Faculty members in a number of countries have needed to relocate to other countries for their own safety.Footnote 5 Governments attack what subjects can be taught – in Hungary bans on gender studies;Footnote 6 in Poland, a government minister issued a call to ban gender studies and ‘LGBT ideology’.Footnote 7 Attacks on academics and universities, through government restrictions and public or private violence, are not limited to Poland and Hungary, but are of concern in Brazil, India, Turkey and a range of other countries.Footnote 8 Attacks on journalists are similarly rising.Footnote 9 These developments are deeply concerning. The proliferation of ‘fake news’, doctored photos and false claims on social media has been widely documented.Footnote 10 Constitutional democracy cannot long be sustained in an ‘age of lies’, where truth and knowledge no longer matter.Footnote 11

Turning from the world to the United States of America, the position of the USA in rankings of respect for political and civil liberties has suffered a marked decline.Footnote 12 Likewise, the USA has seen a decline in its ranking for academic freedoms.Footnote 13 Waning confidence in the value of a college education has been accompanied by a pronounced partisan skew in evaluating the value of higher education.Footnote 14 Suspicion of expertise, along with tolerance by significant parts of the public and by leading political figures for outright fabrications, have increased.Footnote 15 Bans on teaching Critical Race Theory were encouraged initially by an executive order in 2020 banning the teaching of ‘divisive topics’.Footnote 16 Tracking language from this executive order, a number of states enacted bans, including Iowa’s 2021 law banning institutions of higher education from promoting ‘specific defined concepts’ including ‘race or sex scapegoating’ and teaching that ‘that the United States of America and the state of Iowa are fundamentally or systemically racist or sexist’.Footnote 17 Whether or not the federal courts ultimately will uphold this law, its enactment is plainly inconsistent with basic ideas of pursuing truth through academic freedoms.Footnote 18

This chapter argues that constitutional democracies need ‘knowledge institutions’, in part because of the role they can play as intermediary organizations for the public in sorting out genuine claims of knowledge from false claims and in checking false claims by those with power. These ‘knowledge institutions’ should be recognized in comparative constitutional studies as essential elements of a constitutional infrastructure. Section 14.2 introduces a general claim about knowledge institutions in constitutional democracies.Footnote 19 Section 14.3 raises a set of concerns about the implications of some recent US Supreme Court case law for the knowledge functions of public universities. It argues that these decisions reflect a fundamental failure to appreciate the role of these and other knowledge institutions in the infrastructure necessary for constitutional democracies to sustain themselves.

14.2 Knowledge Institutions in Constitutional Democracies

Justice Felix Frankfurter once suggested that government-employed college ‘teachers’ are vital in developing public views that are ‘disciplined and responsible’, it being their ‘special task to foster those habits of open-mindedness and of critical inquiry, which … make possible an enlightened and effective public opinion’.Footnote 20 Knowledge institutions are central to these goals. This section will discuss some definitional questions about knowledge institutions, and explain the need to focus on those institutions in democracies..

14.2.1 A Simple Definition

Knowledge institutions are ongoing entities that have, as a central purpose, the dissemination, preservation or production of knowledge.Footnote 21 They aspire to some degree of objectivity, reliability or accuracy in evaluating claims and evidence, including the consideration of opposing evidence or views. In doing so they apply distinct disciplinary methodologies designed to enhance the search for better understandings of the world;Footnote 22 they seek to maintain an epistemic openness, consistent with commitments to knowledge based on evidence and disciplinary methodologies that, over time, may lead to changed or expanded understandings.Footnote 23 In order to aspire to objectivity in the pursuit of knowledge, independence in the application of disciplinary methods and openness to having one’s beliefs dis-verified through those methods are required. To be sure, what is accepted as true may vary over time; scientific findings may be based in part on assumptions that are matters of legitimate public debate;Footnote 24 but the processes of knowledge development allow for correction and improvement and, over the long run, real lives of real people have thereby improved.Footnote 25

Knowledge institutions include ongoing entities that are public and private – universities, the free truth-seeking press,Footnote 26 courts and some government offices (such as the Census Bureau or other government offices charged with collecting and disseminating accurate, reliable data).Footnote 27 They are not a ‘branch’ of government but an essential part of the infrastructure of democratic constitutionalism. Knowledge institutions act as informational intermediaries for the public, helping to navigate among the many claims (some false, some true, some uncertain) now being disseminated.Footnote 28 A diverse group of knowledge institutions populated by diverse professionals is a valuable part of the knowledge infrastructure, providing different perspectives and cross-checks on developing understandings of knowledge.

14.2.2 Knowledge

The concept of knowledge is a contested one. There are important philosophical disagreements about the nature of epistemic claims; but there is fairly wide agreement on the proposition that knowledge should be understood to mean ‘justified true beliefs’, or that truth alone does not establish knowledge without something like some further grounds or account for why something is true.Footnote 29 Yet, I claim, attempting to govern based on knowledge is likely to yield better outcomes than not doing so, even though ‘knowledge’ is in some respects socially constructed and subject to change as scientific paradigms shift or new evidence is discovered challenging orthodox beliefs.Footnote 30 ‘Knowledge’ here is understood not in absolute terms but rather, as referring to the best current understanding of descriptive and causal realities, reflecting justified current beliefs about what is true, based on reliable evidence.Footnote 31 To recognize this kind of role for ‘knowledge’ is to embrace the distinction between facts and opinions, to accept that there are understandings of the world about which, for practical purposes, there is a truth of the matter.Footnote 32 But it also embraces the idea that knowledge must remain open to being corrected or displaced by new, verifiable, knowledge claims.Footnote 33

14.2.3 Why Focus on Institutions?

Many constitutional rights provisions – including those of expression, of association, and of the press – serve both democracy-enhancing and knowledge-producing functions, as argued by Alexander Meiklejohn and Justice Oliver Wendell Holmes.Footnote 34 Given the robust presence, in the USA and many other constitutional democracies, of judicially enforced protections for freedoms of speech, association and the press, why focus on institutions? Some excellent scholarly work has recently argued that the meaning of freedom of expression must be analyzed differently within different institutional contexts.Footnote 35 My own view is in great sympathy with these, but focuses on the institutions as objects of protection as well as the individual speech or speakers within the institutions.Footnote 36

To be sure, individual freedoms are of great importance. They can and do promote the goal of developing and diffusing knowledge. But knowledge institutions – with their aspirations towards objectivity, their role as disciplinary gatekeepers to review the soundness of what is being taken as reliable information, and their epistemic openness to new evidence – offer some distinct advantages in the protection of rights and advancement of knowledge not served as well by a focus that looks solely to individual rights claimants.Footnote 37 This is so for several reasons. Institutions can provide focal points for organized action by knowledge producers or disseminators.Footnote 38 Ongoing institutions can, moreover, also enhance and reinforce disciplinary cultures of independence and knowledge-seeking. The existence of institutions may offer legal protection for their members when their professional knowledge products lead to liability claims. Such institutions serve as much-needed intermediaries, helping to sort out genuine knowledge from the gushers of information that are now available to so many through social media. And knowledge institutions perform their truth-seeking/dissemination roles non-coercively, unlike regulatory arms of government that may seek to prohibit and punish speech. Although institutions may come under conflicting pressures, it is important that their role as knowledge producers and disseminators, and their independence in that role, be reinforced. An elaboration of these points follows.

14.2.3.1 On Focal Points for Collective Action

Adam Chilton and Mila Versteeg’s research discloses an interesting relationship between the presence of written constitutional rights and actual levels of being able to exercise those rights. A positive relationship did not hold for all of the rights they investigated; the presence of rights to be free from torture, or to free speech, typically asserted by individuals, had no association with actual levels of respect for those rights. But for those rights held or exercised by collective entities – religious groups, trade unions or political parties – written protections were associated with greater levels of respect for those rights. Chilton and Versteeg suggest an explanation for the difference might be that the collective entities in which certain rights are exercised provide focal points for coordinated, collective action (such as organized protests) that may result in the protection of the rights, even without intervention of courts. That is, ongoing entities can facilitate coordination and collective action to protect those rights whose exercise is necessary to the core functions of the entity.Footnote 39 Particular universities and press institutions may provide a powerful focal point for the protection of academic and journalistic speech, research and investigation. Similarly, some government offices may provide powerful focal points for the preservation of the integrity of their own work, including knowledge production. Consider, for example, the collective efforts of Department of Justice officials to prevent the Attorney General from being persuaded by White House pressures to an erroneous legal interpretation as the basis for unlawful action,Footnote 40 or the concerted efforts by former members of the Department of Justice Office of Legal Counsel (OLC) to uphold or re-envision the legal integrity and knowledge practices of that office in the face of apparent egregious departures.Footnote 41

14.2.3.2 On Disciplinary Cultures

Institutions have institutional cultures, which include habits and norms about valid methods of producing and testing knowledge. Institutions help sustain and pass on these cultures, shared assumptions and codes of behaviors.Footnote 42 Institutions sustain their cultures in a variety of ways, including unconscious imitation, reward structures,Footnote 43 mission statements and codes of ethics.Footnote 44 Many opportunities exist to promote the truth-seeking mission of universities and colleges and their faculties, including in hiring, promotion and tenure review; mission statements of universities, public and private, emphasize their role in knowledge production, preservation and transmission.Footnote 45 At a high level of generality, many in the sciences would agree with the National Academies of Science, Engineering and Medicine in the USA that ‘the values of objectivity, honesty, openness, accountability, [and] fairness’ are essential.Footnote 46 A more general statement, cognizant of the variation in some standards among disciplines, is found in Cambridge University’s statement of good research practices, that ‘the highest standards of integrity, honesty and professionalism in respect of their own actions in research and in their responses to the actions of others’ is necessary, as is ‘openness’ about research and its availability.Footnote 47 Tenure standards of particular schools and departments cast further light on how particular schools talk about research quality.Footnote 48 Academic cultures are passed on in various ways – including, inter alia, through policy statements, tenure requirements, formal reviews, informal reviews, academic mentoring and professional associations in the various academic disciplines. So institutions matter because, in part by bringing together people with similar professional commitments over time, they can reinforce disciplinary cultures for the production of different kinds of knowledge.Footnote 49

14.2.3.3 Material Resources for Discipline-Conforming Knowledge Work

As discussed elsewhere, institutions matter because they are likely to have material capacities and incentives to protect the rights of their members, at least where their members are seeking to produce or identify knowledge in accordance with the relevant disciplinary norms.Footnote 50 Constitutional rights, of course, also provide protection, but that protection can be supported – or supplemented – by aspects of the institutional presence. This protection may take different forms. Institutions will, typically, have more money and access to legal expertise than any individual member. If a New York Times journalist or a Harvard scholar is sued or subject to investigation for their journalistic or academic work, their employers may be able to assist in their defense;Footnote 51 government employees are often able to have government support for their defense unless the employee’s conduct ‘does not reasonably appear to have been performed within the scope of his employment with the federal government … [or] is otherwise determined … not [to be] in the interest of the United States to provide’.Footnote 52 Of course, the interests of institutions and their employees may diverge,Footnote 53 but the presence of an institution whose goals generally overlap with those of its employees may provide added support against attacks on those employees for doing their jobs. If institutions fail to support employees in their knowledge production or disseminating capacities, the consequences for an epistemically sound system may be quite adverse.

14.2.3.4 Intermediaries and Massive Misinformation Flows

Another reason to give special attention to knowledge institutions as such arises from the profusion of communications sources that now exist in the world. This profusion of communications sources, including through social media, facilitate very quick and widespread diffusion of claims that may have little foundation or be completely untrue.Footnote 54 Major sources of information flow on social media such as Facebook, YouTube or Twitter do not generally purport to screen what they disseminate for truthfulness;Footnote 55 their principal purposes do not include the creation or dissemination of knowledge, but rather the flow of communications. University communities and those of other intermediary institutions can often sort out true from false knowledge claims in a more authoritative way than any isolated individual acting on their own.

Knowledge institutions serve this function generally by applying appropriate disciplinary standards to determine what counts as ‘knowledge’, including the credentialing of experts and the identification of areas of epistemic uncertainty.Footnote 56 Moreover, a number of knowledge institutions (some independent non-governmental organizations, some universities) have in recent years supported scholarly work and established knowledge-disseminating projects specifically designed to understand, and to help check, the flow of misinformation online.Footnote 57 These projects directly seek to play an intermediary and knowledge-preserving role.

14.2.3.5 Knowledge Institutions as Less Coercive than Government Regulation

Knowledge institutions rely on less coercive measures in promoting knowledge than government regulation. Allowing the coercive powers of government to be used intrusively to regulate knowledge production, testing and dissemination poses acute risks to constitutional democracy. As current events have shown, some governments have invoked the COVID pandemic as a pretext to suppress and punish criticism of the incumbents by asserting coercive control over purportedly ‘fake news’.Footnote 58 Although knowledge institutions may refuse to reward work that is deemed below par, or may impose employment-related sanctions, they do not have the coercive powers of government to prohibit speech or jail dissidents. Such milder forms of influence exercised by knowledge institutions offer a less threatening alternative to government efforts directly to sanction or suppress speech and the dissemination of knowledge.Footnote 59

14.2.4 Why Focus on Democracies?Footnote 60

All governments need knowledge in order to be able effectively to govern; even the most authoritarian of governments will need knowledge to maintain their own power.Footnote 61 But democracies are particularly dependent on knowledge institutions for their own legitimacy and effectiveness. Democratic constitutionalism requires at least to some degree the active involvement of knowledgeable citizens, even if only to participate in elections where public approval or displeasure with the performance of office holders can be expressed.Footnote 62 On more demanding understandings of democracy, elected representatives must deliberate seriously over issues of policy or, on some accounts, citizens must participate actively in influencing government bodies’ agendas and policy outcomes.Footnote 63 Elections legitimize government insofar as they reflect the views of the voters who have access to information (about choices of candidates and policies) and access to voting without obstruction or coercion.Footnote 64 Thus legitimate elections depend on ample sources of information,Footnote 65 as well as unobstructed access to voting. On any version of a real democracy, knowledge relevant to evaluating issues and representatives must be available to voters.Footnote 66

Second, constitutional democracies require knowledge institutions to sustain their constitutionalist character. A core idea of constitutionalism is that the rule of law applies to the government itself so as to constrain the government from arbitrary action.Footnote 67 Central elements of the rule of law require that the laws, and what they prohibit or authorize, be knowable, and that the enforcement of the law be characterized by some degree of consistency and reliability.Footnote 68 Thus, in order to secure the ‘constitutionalist’ aspect of constitutional democracy, knowledge of the law, about what it is, how it is being applied and how it can be improved, is necessary.

Third, knowledge is essential to the effective policy development and implementation that is necessary for government to respond to the needs and preferences of the public. Democratic constitutions must enable elected governments to work effectively in meeting the material needs of their societies, while at the same time protecting the individual rights that are central to human liberty and equality.Footnote 69 Constitutions not only impose constraints on governments but also empower governments to act for the benefit of their people.Footnote 70 The democratic and constitutionalist pillars of constitutional democracy must be accompanied by a pillar of effective government.Footnote 71 Effective government requires competency in decision-making.Footnote 72

Democratic elections mean less if elected officials are incompetent or lack access to knowledge that forms the basis for competent decisions. Incompetent government cannot effectively respond to and provide for the material needs of the people; constitutional democracies cannot long survive if their governments are not seen as effective in advancing the welfare of the people. Even the protection of individual rights rests on the ability of government to have an effective system that works to promote the protection of rights, including well-trained police, prosecutors, lawyers, judges and courts. Competency, in turn, rests on decision-makers having reliable knowledge of the world.

Constitutional democracies, then, rest on multiple pillars – of democracy and public consent, of respect for rule-of-law protections from arbitrary government conduct, of protection of individual rights and of competent, ‘workable’ governance.Footnote 73 To secure ‘democratic’, ‘constitutionalist’ and ‘competency’ forms of legitimation, constitutional democracies require what Ginsburg and Huq call a ‘shared epistemic’ foundation.Footnote 74 A shared epistemic foundation is one that is rooted in verifiable knowledge about the world and a reasoned and open process for interpreting what that knowledge means for policymaking. To this end, democratic constitutionalism requires vibrant ‘knowledge institutions’, both within and outside of government, to help secure this shared epistemic foundation.

For the reasons discussed above, institutions devoted to knowledge production or dissemination deserve special attention in the field of constitutional studies; their role is a distinctive one in securing the freedoms and epistemological grounding necessary in constitutional democracies. Yet the role of knowledge institutions in constitutional democracy has gone underappreciated, both in US constitutional discourse and in comparative constitutional studies. Shoring up appreciation of and protections for knowledge institutions is thus urgently important.

14.3 Brief Examples: Of Public Universities and Government Offices

Both government offices and universities, public and private, can be ‘knowledge institutions’. Some government offices exist for the principal purpose of compiling and creating knowledge – about different sectors of the economy, about the population as a whole, about natural phenomena.Footnote 75 Many government offices also have other purposes to be pursued through the exercise of professionally informed knowledge, as in criminal prosecutors’ offices, or in offices of health and safety regulation. In carrying out their knowledge-related functions, ongoing organizations in government, like academic departments, require commitments to the pursuit of truth or knowledge; the application of appropriate disciplinary standards designed to identify reliable knowledge claims; and the ability independently to apply those disciplinary criteria. In the sections that follow, I discuss case law that threatens that independence, in both government offices and public universities.

14.3.1 Garcetti and Government Employees

In Garcetti v. Ceballos,Footnote 76 the Court held that criminal prosecutors, and government employees generally, are not protected by the First Amendment from adverse employment action for statements made pursuant to the government employees’ official duties – apparently even if the statements address matters of public concern, or of professional ethics and constitutional responsibility.Footnote 77 It explained that: ‘Restricting speech that owes its existence to a public employee’s professional responsibilities does not infringe any liberties the employee might have enjoyed as a private citizen. It simply reflects the exercise of employer control over what the employer itself has commissioned or created.’Footnote 78 The implications for faculty at public universities aroused considerable concern,Footnote 79 although the Court reserved that question.Footnote 80

Government offices no doubt have ‘managerial’ needs that warrant control over employee speech that would be unconstitutional if extended by the government as regulator to the citizenry as a whole.Footnote 81 But Garcetti’s prioritization of bureaucratic control over other public values of truth and legality remains a significant deterrent to expressions of professional disagreement within government offices, including those that are knowledge institutions, even when expressing those disagreements may be in the public interest. Government employees may develop specialized expert knowledge, making their observations and concerns of high value to the public as well as the government.Footnote 82 And government officials, like other employers, have incentives to avoid acknowledging or redressing their own mistakes,Footnote 83 a tendency that could be mitigated, or deterred, by recognizing that government employees doing ‘knowledge’ work for the government require, by virtue of the function of their office, greater protection for their speech in the course of official duties. In denying that a government employee has any First Amendment interest in speech made as part of their official duties as a government employee, Garcetti also undervalues the role of such speech in serving knowledge-related interests vital in a democracy, including checking or disclosing misinformation and breaches of constitutional requirements.

Although categorical rules have important advantages of clarity, and error avoidance,Footnote 84 when deployed to strip all constitutional protections from government employee speech in their official duties, that approach goes too far in cutting off potentially valuable information. At the same time, governments as employers have undoubted interests in being able to manage their workforce, including the ability to discipline employees for errors, incompetence or disruptive behavior at work.Footnote 85 And the constitutional system as a whole, and all of its members, have an interest in effective government that requires acknowledging the hierarchical authority in heads of offices to manage their staff.Footnote 86

Those legitimate interests can be accommodated through doctrine that does less harm to the interests of the First Amendment and the public in the kind of information government employees can and should be able to provide,Footnote 87 while at the same time recognizing the knowledge-producing roles of government offices. Fred Schauer, among others, has criticized the Court for too rigid an application of legal categories that are insufficiently attentive to contextual differences between institutional settings.Footnote 88 As such work suggests, ‘government speech’ should not be deployed as a category to preclude careful attention to the competing values at stake in conflicts between managerial authority for work-related errors, on the one hand, and the professional judgment of professional employees exercised on behalf of public values, on the other.Footnote 89

These arguments warrant significant modification of Garcetti, notwithstanding its concern for managerial prerogatives.Footnote 90 The US approach severs too completely the public employees’ constitutional accountability to the public from its bureaucratically focused conception of the hierarchical responsibility of a public servant.Footnote 91 The question of government employee speech highlights one of the benefits of seeing knowledge institutions as a category in constitutionalism, because the benefits to be achieved by protecting the professionally informed, expert speech of some government workers overlap with the benefits to be derived from protecting academic and press freedoms, in ways that separate treatment may obscure.

14.3.2 Universities as a Special Case?

As noted, Garcetti did not rule on whether its holding – that government employees had no First Amendment protection for speech that was part of their official duties – would apply to professors at public universities. This unanswered question of Garcetti has assumed increasing importance, as attacks on basic elements of American academic freedom traditions mount while the Court has seemingly retreated from its prior support for the constitutional status of academic freedom in the context of student admissions. As Paul Horwitz argues, the law of free speech protection ‘should be responsive to context, specifically including institutional context’, and ‘should be built from the perspective of important speech institutions, not imposed upon them’.Footnote 92 Academic freedom is central to sustaining constitutional democracy.Footnote 93 The central functions of universities as institutions – whether public or private – are to advance knowledge through research and teaching. Similar protections of academic freedoms should be accorded to those operating as public as well as those operating as private universities.

14.3.2.1 Student Admissions

In Sweezy v. New Hampshire,Footnote 94 Chief Justice Earl Warren’s plurality opinion noted the ‘essentiality of freedom in the community of American universities’ as a ‘self-evident’ feature of the First Amendment, and cautioned against ‘imposing any strait jacket upon the intellectual leaders in our colleges and universities’. In a concurrence, Justice Felix Frankfurter famously described the constitutional scope of academic freedom in explaining what freedoms of universities were necessary to maintaining a ‘free society’.Footnote 95 Drawing from a statement by South African academics, his opinion stated that

[i]t is the business of a university to provide that atmosphere which is most conducive to speculation, experiment and creation. It is an atmosphere in which there prevail ‘the four essential freedoms’ of a university – to determine for itself on academic grounds who may teach, what may be taught, how it shall be taught, and who may be admitted to study.Footnote 96

Widely cited,Footnote 97 this statement of a US idea of academic freedom proved central to supporting decisions in subsequent cases upholding the use of race in university admissions to promote the diversity of the student body: Justice Lewis Powell’s opinion in Regents of University of California v. Bakke quoted and relied on Justice Frankfurter’s Sweezy discussion of academic freedom,Footnote 98 and this rationale was relied on as well in Grutter v. Bollinger.Footnote 99

However, in Students for Fair Admissions v. Harvard College,Footnote 100 the Supreme Court in effect disavowed the reasoning in Bakke and Grutter, holding that consideration of race as such in university admissions violates the Equal Protection Clause; the Court invalidated the Harvard College plan (whose predecessor had been specifically approved by Justice Powell in Bakke). Contrary to the reasoning in prior cases, the Court treated the university’s aims – including ‘better educating its students through diversity’ and ‘producing new knowledge stemming from diverse outlooks’ – as ‘commendable goals, [but] not sufficiently coherent for purposes of strict scrutiny’, ‘worthy’, but not enough to justify the use of raceFootnote 101 – notwithstanding their acceptance in prior cases. The lack of respect for universities’ academic decisions is manifest in the evident hostility with which strict scrutiny is applied (for example, the Court’s claim that the educational benefits of student body diversity are not ‘sufficiently coherent’).

Students for Fair Admissions was a major case, with long majority, concurring and dissenting opinions. Of further concern, then, is that in this major case, in which universities defended an admissions program on academic freedom grounds,Footnote 102 not one opinion cites Sweezy. Why not? Should the majority in Students for Fair Admissions be understood as rejecting Frankfurter’s formulation of academic freedom, at least as it applies to the admission of students? How concerned should one be about universities’ capacities to remain independent ‘knowledge institutions’ if their academic freedom does not extend, generally, to selection of students? Even more concerning is the possibility that the Court’s silence in Students for Fair Admissions implies skepticism that ‘academic freedom’ has any constitutional foundation whatsoever, for in that case, university faculty would be in the same position as government employees under Garcetti. Garcetti’s unanswered question about its application to public colleges and universities thus looms even larger in light of Students for Fair Admissions.

How central to universities is the ability to develop and apply selection criteria for choosing their students? One could perhaps argue – not very. One could argue that the core, or most central, reason to protect universities as knowledge institutions is for the production of knowledge that comes from faculty who are relatively untrammeled by the limits of conventional wisdom, and for teaching students both current knowledge and to open their minds to further learning as they go on in life. These core functions, it could further be argued, are not much influenced by the admission of those students – at least at the undergraduate level – who are primarily there to learn from their professors, rather than to assist professors in their research. Or one could argue that the reasons for active selection in the past, rather than, say, accepting as many students as the university had room for, had more to do with maintaining elite status or membership in a particular religion, considerations that are no longer persuasive in a more egalitarian society.

But is this really persuasive? In the context of modern colleges and universities – especially contemporary research universities – does the quality and diversity of one’s students not affect the quality of faculty research? Do admissions decisions not reflect profoundly academic judgments about how to achieve a quality education? Such claims seem wholly implausible as applied to graduate students, who are often employed as teaching or research assistants to faculty members. But even undergraduate students may help faculty with their research. And classroom interactions with adult students of all ages, whose diverse experiences lead them to ask different kinds of questions that in turn lead faculty to see materials in new lights, have the potential to sharpen faculty minds and expand their horizons.Footnote 103 Thus, the autonomy of faculties over whom to admit seems closely related to core reasons for recognizing academic freedoms in universities and their faculties. Moreover, the qualities of mind and range of experiences that their classmate students have will affect the quality of student learning experience.Footnote 104 If research, teaching and learning are the core elements of universities as knowledge institutions, these favor considerable autonomy for universities in selecting their students. And if universities that have adopted affirmative action programs have made deliberate academic judgments about their educational mission (perhaps relying on academic studies to support their educational conclusions),Footnote 105 values of academic freedom are, at least arguably, seriously at risk when a court declares their program is invalid.

In this light, the absence of discussion of universities’ academic freedoms in Students for Fair Admissions is troubling. True, the issue of racial justice/injustice under the equal protection clause dominated, under the standards of strict scrutiny established in Grutter and Bakke, and is of surpassing importance; constitutional interests in equality clearly support general rules prohibiting invidious discrimination against students based on race, sex or religion.Footnote 106 Moreover, it is not uncommon for public universities to experience external pressures or constraints to admit, for example, students from their own state,Footnote 107 and/or for financial reasons to admit other categories of students (including out-of-state) who can pay higher or full tuition fees.Footnote 108 But it was significant that these affirmative action programs reflected exercises of academic judgment, and the Court’s decision interfered with those judgments and resulting programs. There are sound reasons to include the right to decide on selection criteria for students as part of a university’s academic freedom. Had the protection of academic freedom been seen as of higher constitutional value, then a different balance might well have been struck between presumptive rules against considering race and the universities considered, non-invidious reasons for doing so as a method for building a more inclusive, more diverse student body.

14.3.2.2 Curriculum

The questions of what and how to teach are often said to be at the core, along with freedom of research, of the academic freedom of universities.Footnote 109 True, there is often some degree of shared control: it is not uncommon for governments to decide to support particular fields of study – such as medicine, veterinary medicine, mechanical arts or agricultureFootnote 110 – and to provide funds to be used towards that purpose,Footnote 111 and curriculum decisions are often made for universities based on a consensus among faculty and academic staff.Footnote 112 But as a matter of academic freedom, it must be up to academic faculty to determine the content of a course and how it should be taught.Footnote 113 In this way, the academic expertise of faculty is deployed to advance the field of knowledge that has attracted the government’s interest; faculty are not required to speak or teach or write in ways that misrepresent their academically informed views. For governments to offer funds for the study of particular areas is not necessarily incompatible with leading understandings of academic freedom; for governments to require universities to offer specific courses of study may raise questions of academic freedom, perhaps depending on the degree of faculty involvement in defining the curriculum;Footnote 114 but for governments to prohibit the study or teaching of particular topics or content plainly is wholly incompatible with the spirit of free inquiry in prevailing conceptions of academic freedom. Recent events in the USA and in other countries, including Poland and Hungary, challenge this basic aspect of academic freedom and of universities as knowledge institutions.

As noted earlier, the State of Iowa’s House Bill 802 applies to public institutions of higher learning. Benignly, it states clearly that it does not prohibit teaching about the ‘topics of sexism, slavery, racial oppression, racial segregation, or racial discrimination including topics related to the enactment and enforcement of laws resulting in sexism, racial oppression, segregation and discrimination’.Footnote 115 Yet it provides that any ‘mandatory staff or student training’ must not ‘teach, advocate, act upon or promote specific defined concepts’. ‘Specific defined concepts’ include ‘that the United States or State of Iowa are fundamentally or systematically racist or sexist’. The law also says that public employees are not ‘prohibited from discussing such specific defined topics as part of a larger course of academic instruction’. So it would appear that faculty can discuss whether the USA or Iowa are fundamentally racist, but cannot argue – even if based on their academic expertise – that they are, at least if they are teaching something that could be regarded as ‘mandatory student training’ (whose application to, for example, a required history class is on its face unclear).Footnote 116

The law is a clear violation of basic principles of academic freedom.Footnote 117 And if it were applied to private colleges and universities, it is reasonably clear that the law would be found to violate the First Amendment: it is a content- and viewpoint-based distinction, and it is difficult to imagine any argument that such a restriction would pass muster under the decided cases.Footnote 118 But the Iowa law applies only to public employees. As such, it raises the question reserved in Garcetti – whether the holding applies to faculty at public universities – which is now of critical importance.Footnote 119 Will Students for Fair Admissions’ failure to endorse the constitutional concept of academic freedoms affect resolution of this question?

Allowing government to dictate what positions faculty can take in teaching university students, as the Iowa law appears to do, is incompatible with the independence necessary for a knowledge institution to function. It is a form of censorship with all of censorship’s well-known potentials for harm; it prevents the free deployment of academic expertise for the benefit of student learners; and it can function as a form of government propaganda, anathema to a free society.Footnote 120 Seeing universities (whether public or private) as knowledge institutions should make this clear.

As noted, careful attention must be given to the competing values at stake when the managerial authority of government as employer is countered by a claim that the professional judgment of professional employees be exercised on behalf of public values. In the academic setting, the balance tilts decisively in favor of providing autonomy for the professional judgments of academics, taken in academic contexts; it is the very function of faculty in these institutions to question, dissent and take sides – supported by evidence – on all kinds of subjects, notably including difficult issues. If Garcetti’s categorical exclusion of government employees from First Amendment protection when they are speaking within their official capacity survives (it should not), a categorical exception should be applied for academic staff in institutions of higher education. As the Court said in Keyishian v. Board of Regents of the University of State of New York, ‘academic freedom … is of transcendent value to all of us and not merely to the teachers concerned. That freedom is therefore a special concern of the First Amendment, which does not tolerate laws that cast a pall of orthodoxy over the classroom’.Footnote 121 A ‘pall of orthodoxy’ is precisely what the Iowa law purports to prescribe – and the fact that it was proposed and enacted into law should raise deep concerns.

Freedom of research and freedom of teaching within areas of expertise, according to disciplinary standards of the field, is at the core of academic freedoms. As many scholars note, academic freedom is quite distinct from freedom of speech entitled to constitutional protection; academic freedoms require content-based distinctions to be drawn, and require viewpoints expressed in the classroom and in writing to be adequately supported in an academic way. As Adrienne Stone and Carolyn Evans put it: ‘Freedom of speech is a political freedom that should be enjoyed by all people in democratic nations. Academic freedom has a more specific purpose. It protects the pursuit and dissemination of knowledge through free inquiry and ensures that university research and teaching is authoritative and unbiased.’Footnote 122 Academic freedoms are necessary in a constitutional democracy because without those freedoms, we stand on less certain ground about what is true knowledge; genuine inquiry requires space to test, explore and try out arguments for what may not yet be known to be true (and for what on further inquiry may not survive the disciplinary processes of justification and critique). The pursuit of knowledge is a good in itself and is also a good for society and for democracy, because of the valuable function the institution serves in developing and applying standards for the pursuit and verification of truth. Without independent knowledge institutions as important parts of our constitutional infrastructure, finally, the intermediary role in helping to sort out and check misinformation will go unfulfilled.Footnote 123

15 Freeing Speech at Work Journalists’ Unions, Workplace Democracy and Political Democracy

Charlotte Garden
15.1 Introduction

The ‘marketplace of ideas’ metaphor tends to dominate US discourse about the First Amendment and free speech more generally. The metaphor is often deployed to argue that the remedy for harmful speech ought to be counterspeech, not censorship; listeners are to be trusted to sort the wheat from the chaff. This deep skepticism about the regulation of even harmful speech in the USA raises several follow-on questions, including: How will trustworthy sources of information fare in the marketplace of ideas? And how will participants know whom to trust? Both questions implicate non-regulatory, civil-society responses to mis- and disinformation.Footnote 1 This chapter takes on these questions, considering groups and institutions that deal with information and misinformation. Civil society groups cannot stop the creation of misinformation – but they can decrease its potential to proliferate and to do harm. For example, advocacy groups might be directly involved with fact-checking and debunking misinformation, or with advancing truthful or properly contextualized counter-narratives. And civil society groups can also help strengthen social solidarity and reduce the social divisions that often serve as fodder for and drivers of misinformation.

In this chapter, I focus specifically on the role of labor unions in countering misinformation in the US context. US labor unions negotiate on behalf of groups of workers, and also advance workers’ interests writ large in political contexts. Both roles can involve countering mis- or disinformation in various forms. First, misinformation is a common weapon in employers’ arsenals during union-organizing drives. Among other misleading messages, employers often try to paint union organizers as outside agitators, isolated malcontents, or incompetents looking for protection from rightful accountability. This sort of messaging is so routine as to have become unremarkable – though it can also be difficult to counter effectively, given that employers have vastly more access to employees than do union organizers.Footnote 2 Second, employers can be a source of misleading political claims. As political scientists have documented, it is relatively common for US employers to urge employees to adopt the employer’s preferred political views, sometimes by creating the impression that the future of the company (and the employees’ jobs) is on the line.Footnote 3 But would workers be likely to know if their employer lied (or stretched the truth) in making political pitches? The answer is more likely to be ‘yes’ if the workers are unionized.Footnote 4

The foregoing is true for US workers in general – but some workers, such as journalists, teachers and librarians, have jobs that inherently involve countering (or spreading) misinformation. Here, labor unions can play more specific roles in strengthening the organizations for which their members work. As an illustration, this chapter considers journalists’ unions. At one level, these unions fight for the same working conditions as any other union, such as better pay and benefits, stronger worker autonomy and freedom from arbitrary discipline, and the preservation of bargaining-unit work.Footnote 5 But in the context of news organizations, these terms can take on special significance. For example, a more diverse set of people will pursue careers in journalism if they can earn a decent living while doing so, which is important because varied perspectives and knowledge within a newsroom can lead to better and more thorough reporting. And protections against arbitrary or inconsistent discipline are important to workers whose jobs involve ‘speaking truth to power’ – ultimately benefiting both covered workers and the integrity of organizations themselves against individual failings of managers or owners.

In addition, journalists’ unions are often able to negotiate contract protections that specifically relate to journalists’ integrity.Footnote 6 For example, some collective bargaining agreements provide for a degree of independence in the editing process, such as by allowing reporters to withhold their bylines from stories that they believe have been edited in an inaccurate or misleading fashion. Others guarantee that reporters will have input and an opportunity to respond if the accuracy of their reporting is challenged by the subject of that reporting and promise that the news organization will pay for legal representation if a journalist is sued. And still others implement general codes of ethical conduct as part of the collective bargaining agreement (CBA) itself, creating protections for journalists who insubordinately refuse to engage in unethical conduct.

My argument is that journalists’ unions (and, similarly, unions of other groups of information workers) can protect free speech values – and the most specific way they do this is by giving workers leverage to demand that their employers live up to their institutional values. Ironically, though, the First Amendment weakens unions’ abilities to do this. Although the Supreme Court has held since 1937 that the National Labor Relations Act of 1935 (NLRA) applies to employers that are in the speech business, news organizations have successfully argued to US Courts of Appeals that they cannot be compelled to bargain over editorial policies.Footnote 7 This is so even though unions themselves are not state entities, and even though US labor law includes no mechanism to compel a private-sector employer to reach an agreement.Footnote 8 In other words, although the First Amendment is crucial to journalists’ abilities to do their jobs, it can also benefit employers when journalists exercise collective power to protect the integrity of their work.

The chapter begins with a brief discussion of social scientists’ findings on the kinds of traits that make individuals and societies vulnerable to mis- and disinformation. These findings background the chapter’s discussion of why strong unions can harden American society against misinformation, including by decreasing social cleavages, increasing government’s responsiveness to poor and working class citizens’ concerns, and connecting unionized workers to the political process. Then, the chapter turns to unions of information workers, particularly teachers and journalists, and argues that unionization allows these workers to pressure their employers to stay true to their institutional missions. Finally, it shows that already weak labor law is further weakened by courts’ understanding of how the First Amendment interacts with labor law in this context.

15.2 Civil Society and Misinformation

Misinformation researchers have focused primarily on questions such as how to identify and map misinformation, and whether or how to regulate the spread of misinformation by government officials or on social media platforms. But there is less research focused on civil society’s role in fighting misinformation. Still, these groups have a role to play. First, civil society groups will often be trusted by their own members as sources of accurate information.Footnote 9 Further, they can bring people together, engaging them on social and political issues and building social connections; this function is important because engaged and connected communities are better able to resist misinformation than more atomized communities.Footnote 10 Second, civil society groups can pressure social media platforms or news outlets to take down misinformation without triggering government censorship concerns. Third, they can advance accurate narratives in the press. For example, a news outlet might seek comment from a local civil rights group before publishing a story on a school board candidate’s untrue claim that critical race theory is taught in elementary schools.Footnote 11

Civil society groups have a range of purposes and goals, and of course they are also differently situated with respect to political disinformation. Some groups view fighting disinformation – either in general or on a specific topic or platform – as a central purpose; on the other end of the spectrum, others avoid all discussion of political or divisive topics. But many groups fall in between, including labor unions – this chapter’s focus. Unions generally have explicit political priorities, but they do not exist only to participate in electoral politics, or specifically to fight misinformation. And while they sometimes address misinformation head-on, they likely also have more indirect effects. Accordingly, this chapter begins with a generalized discussion of how labor unions can strengthen democracy and make US society more resistant to disinformation, before turning to an important subset of unions: those that are comprised of information workers, particularly journalists.

Why focus on labor unions rather than media literacy organizations, civil rights organizations, political parties or advocacy groups? To be clear, my answer is not that unions are more important than these other groups. Instead, it is that unions are also important, but frequently overlooked. Most of the remainder of this chapter explains why that is, beginning with unions in general, and then turning to unions of information workers.

15.3 Unions and Misinformation

One reason unions are an important part of this story is that – perhaps counterintuitively – workplaces can offer opportunities for sustained cooperation and the development of social ties between people of different backgrounds, which can have positive spillover effects for democratic life.Footnote 12 Moreover, because three-quarters of US adults aged 25–54 work,Footnote 13 and workplaces tend to be more diverse than other American institutions, these opportunities may be more likely to arise at work than in other (relatively segregated) spaces in which people regularly spend time.Footnote 14 For that reason, Cynthia Estlund argued more than twenty years ago that the workplace is ‘a uniquely important site within a diverse democratic society that aspires to achieve integration and equality among the citizens but that recognizes limitations on the proper scope of regulation’.Footnote 15

But, as Estlund also observed, the story is not entirely rosy, and workplaces’ potential to give rise to social bonds that help protect communities from misinformation can easily go unfulfilled. First, as in many other US contexts, racial diversity has been declining in US workplaces over recent decades,Footnote 16 and the US Supreme Court’s growing hostility towards remedial affirmative action increases the likelihood that this trend will continue.Footnote 17 Moreover, most workplaces are autocratic; the philosopher Elizabeth Anderson rightly calls most workplaces ‘dictatorships … in which bosses govern in ways that are largely unaccountable to those who are governed’.Footnote 18 This means that even though workplaces can facilitate or require respectful interactions among employees, US employers are also generally free to insist on a pace of work that precludes community-building interactions among workers.Footnote 19 Employers may also rely on pools of high-turnover-contingent workers.Footnote 20 And whereas yesterday’s employers may have been unable to monitor their workforces closely enough to notice short breaks or side conversations, today’s employers have increasingly sophisticated workplace surveillance technology that monitors workers’ precise activities, including whether they are ‘on task’ at any given moment.Footnote 21 In addition, many low-wage workers need multiple jobs to make ends meet – leaving little or no time for civil or political engagement outside of work.Footnote 22

Rather than giving up on workplaces’ potential to strengthen our social ties, it is worth considering whether there are institutions or practices that can make work more democratic. One obvious candidate: labor unions, which may bargain on behalf of a group of workers only if democratically elected.Footnote 23 In turn, a successful union election compels employers to come to the table to attempt to hash out an agreement on wages and working conditions, rather than setting working conditions autocratically.Footnote 24

Collective bargaining (and workplace collective action more generally) allows workers to push back against some of the workplace trends discussed above. For example, pay, scheduling, the pace of work and workplace discipline are the bread-and-butter of collective bargaining agreements.Footnote 25 (This is also one reason that unionized workers vote and otherwise participate in politics at greater rates than their non-union counterparts.)Footnote 26 Beyond that, unions are also active in politics in ways that range from member-to-member conversations, to programs that help union members run for office, to candidate endorsements and related spending. Much of this advocacy involves union leaders or members conveying their own affirmative messages about which party or candidate will be better for workers – but, of relevance to this chapter, it can also involve rebutting misinformation from other sources, including workers’ own employers.

Private-sector employers in the USA are mostly free to ‘talk politics’ to their employees, and a large number of them take advantage of their captive audiences.Footnote 27 Some stick to non-partisan messages, such as reminders about when Election Day is or how to register to vote – but others actively advocate for candidates or political parties in ways that can pressure workers, and that can involve misinformation.Footnote 28 For example, an employer may ‘nudge … people away from thinking about issues in particular ways’,Footnote 29 or falsely or misleadingly blame government policies as the cause of its own unpopular decisions. More alarmingly, some employers have said or implied if the employer’s disfavored candidate wins, it could be forced to cut jobs.Footnote 30 When this happens – or even when misinformation circulates in a workplace on a more ad hoc basis – unions may be a trusted source for both facts and alternative policy viewpoints. Thus, researchers have found that unionized workers are relatively well-informed about politics,Footnote 31 and that this is especially true for workers with the least formal education.Footnote 32

In addition, social inequality seems to play a role in making societies susceptible to misinformation, and unions reduce various forms of inequality. To be clear, the premise – that more unequal societies are more vulnerable to misinformation – seems intuitive, but the supporting research is sparse, especially compared to research on characteristics that make individuals vulnerable to misinformation.Footnote 33 Still, good reasons exist to believe high levels of social inequality are an important part of the puzzle. For example, one group of researchers has posited that it will be relatively easy to manipulate members of socially segregated societies in which an advantaged group hoards knowledge resources from a disadvantaged group, though the less advantaged group is especially likely to be harmed.Footnote 34 Other research specifically focused on public-health messaging in the USA has identified ‘inequality-driven mistrust’ as an important reason that members of historically and currently oppressed groups may be willing to accept misinformation.Footnote 35 Moreover, the content of concerted misinformation campaigns often exploits and attempts to heighten existing social divisions and prejudices, such as racism and/or sexism in the USA;Footnote 36 it stands to reason that this material would be less effective in more solidaristic societies.

If this is right, then more widespread unionization would help ‘harden’ a society against the effects of misinformation because unions both strengthen American democracy and, relatedly, decrease inequality. For example, because US unions are required to operate in a democratic fashion, they can be a kind of training ground (and source of material support) for their members’ greater participation in electoral politics. And, in addition to reducing economic inequality (including the racial wage gap),Footnote 37 there is also evidence that today’s unions reduce racial resentment among their white members – a finding that makes sense when one considers that, to be successful in racially diverse workforces, unions will often have to convince workers to unite to achieve shared goals.Footnote 38

This section has argued that unions in general have a salutary effect on members’ vulnerability to misinformation. The next section turns to a subset of unions: those comprised of workers whose jobs involve informing or educating the public.

15.3 Information Workplaces and Workers

Some workplaces have special relationships to information and misinformation.Footnote 39 Many news outlets, libraries and schools would reasonably characterize themselves as carrying out a public-facing mission – producing knowledge, educating and informing segments of the public, and inculcating skills to help protect their audiences against misinformation.Footnote 40 (Social media companies might also characterize themselves this way, but the major platforms have at best a complicated relationship to information and misinformation that is beyond the scope of this chapter.) But organizations that genuinely try to fulfill this mission-driven role can become targets for misinformation spreaders, meaning that both the organization as a whole and its various employees and managers may need to contend with mis- and disinformation. Specifically, they may need to resist targeted campaigns intended to manipulate or coerce them into spreading misinformation, while also retaining their credibility with the public.Footnote 41

How well these institutions resist cooptation by spreaders of misinformation will depend on a range of factors. But I argue that one important factor is the extent to which their workforces are organized and empowered to defend themselves (and, by extension, the institution as a whole) against misinformation. The basic argument is intuitive: most people who become journalists or teachers or professors do so at least in part for mission-driven reasons,Footnote 42 and they are singularly well-placed to know how well their employers are doing at carrying out their stated missions and stewarding their institutions.Footnote 43 This makes organized and empowered employees a potential first line of defense against organizational decisions or practices that open the door to misinformation, or that erode earned public trust.

The remainder of this section turns to one industry – journalism – as an illustration of the thesis. It begins by briefly describing some of the pressures bearing down on US media outlets, emphasizing that one possible response is for outlets to fall back on practices that tend to erode trust in media. Next, it describes how journalists have unionized and otherwise acted collectively in response, fighting with varying degrees of success to preserve institution-sustaining employment conditions and standards. To be clear, I am not arguing that unionization is ‘one weird trick’ that will solve the industry’s various problems – but unionizing allows journalists to push back with more force than they could muster individually.

15.3.1 The Changing Media Environment

As Shannon Poulson and Dannagal Young have described, ‘[t]he quality of journalism and the pursuit of truth depend largely on the commercial, social, and technological changes of the times’.Footnote 44 Financialization, the rise of ‘both-sides’ journalism following a prolonged campaign to label certain kinds of (accurate) reporting as having ‘liberal bias’, the increasing popularity of ‘fake news’ or ‘alternative facts’ rhetoric on the political right,Footnote 45 and the shift to online news consumption (especially on social media platforms) all pose significant threats to ‘mainstream’ journalism and journalists. This subsection briefly (and necessarily incompletely) surveys these trends.Footnote 46

Technological evolution has presented a series of challenges to traditional newsrooms.Footnote 47 Widespread adoption of the Internet left print newspapers scrambling to compete with online entertainment of all sorts, and to convince the public to pay for online news content. Then, the rise of platforms like Facebook again changed the way many individuals consumed news, diverting them from news organizations’ homepages and towards stories that appear individually in their content feeds. One large, international survey recently found that nearly 80 percent of respondents preferred to access news via a platform or other aggregator (and that Facebook is now being supplanted by other platforms) – but also that fewer people are consuming news at all.Footnote 48 This shift has created several misinformation-related problems. Some of these challenges are content-moderation problems, over which platforms have control. For example, legitimate news outlets can report on the existence of sham stories formatted by malevolent actors to closely resemble real news sites – but only platforms can take these posts down and ban their originators, or at least try to.

Similarly, news outlets have had to adapt to the role of algorithmic amplification in determining the reach of individual stories or an organization’s collective output. This would be challenging and at least potentially harmful even if the algorithms were unchanging and publicly well-understood, because algorithmic amplification often rewards ‘clickbait’Footnote 49 or ‘infotainment’.Footnote 50 But the reality is that platforms change their algorithms unpredictably and often without notice. Worse, platforms may provide incorrect information about their own algorithms. The leading example is Facebook’s significant overestimation of the amount of time individual users spent viewing video content, leading many news organizations to undertake a doomed ‘pivot to video’ – sometimes laying off print journalists in the process.Footnote 51

These and other technological changes have led to plummeting advertising revenue, particularly for local newspapers.Footnote 52 This has been catastrophic: ‘Since 2005, the [United States] has lost more than a fourth of its newspapers (2,500) and is on track to lose a third by 2025.’Footnote 53 The result is a growing number of ‘news deserts’ where no credible local newspaper exists.Footnote 54 And although people living in news deserts may be able to access some kinds of local information from other sources,Footnote 55 they lose the benefits of reporting by journalists with the skills and deep local expertise required to unearth information that has been deliberately concealed or that is simply difficult to access or understand.Footnote 56 Further, local news outlets enjoy considerably more public trust than do national news organizations, especially among Republicans and independentsFootnote 57 – suggesting that news deserts may leave large numbers of disproportionately right-leaning Americans with few news sources that are credible and that they also trust.

Outlets that have managed to avoid closure still face budget pressures, which can lead to layoffs of journalists and editors, and create incentives for news organizations to underinvest both in time-consuming accountability or investigative journalism, and in critical behind-the-scenes functions like fact-checking and copy-editing. Outlets may substitute access journalism or stories that simply rehash prepackaged material; in the future, outlets may even turn to stories generated in whole or part by predictive-text applications.Footnote 58 Local control of newspapers has also become less common in recent years: as of 2021, ‘half of all daily newspapers in the U.S. [were] controlled by financial firms’Footnote 59 – often ‘vulture’ funds that, in the words of writer McKay Coppins, aim to ‘[g]ut the staff, sell the real estate, jack up subscription prices, and wring as much cash as possible out of the enterprise until eventually enough readers cancel their subscriptions that the paper folds, or is reduced to a desiccated husk of its former self’.Footnote 60

Finally, news organizations have to decide how to deal with misinformation. This might seem straightforward: every credible news outlet strives to uncover the truth, and publicly getting it wrong – especially on a high-profile story – is the stuff of nightmares. But the topic quickly becomes knotty, especially when misinformation and accusations of newsroom bias intersect. For example, consider a journalist who reports the overwhelming scientific consensus that climate change is occurring, that it is caused by human activity, and that it will lead to devastating consequences.Footnote 61 In response, powerful industry groups and aligned politicians vociferously accuse the reporter and the outlet for which they work of bias. When this scenario replays itself enough times, the effect can be to pressure editors and reporters to adopt ‘both sides’ or ‘false balance’ reporting. In this example, that might look like producing stories that wrongly imply the existence of meaningful scientific doubt about climate change.Footnote 62 In other words, news outlets legitimately strive for (some version of) neutrality, but also of its appearance – and so when it comes to hotly contested policy and political issues, they may decide to repeat misinformation in order to appear ‘fair’.Footnote 63

As the climate change example illustrates, this dynamic long predates Donald Trump, but Trump’s candidacy and presidency presented an especially acute challenge. Trump coupled a disregard for the truth with near-constant accusations of media bias (‘fake news’), and he frequently characterized the mainstream media as the ‘Enemy of the People’, sometimes even celebrating violence against reporters.Footnote 64 This left reporters and news outlets with a dilemma – how to handle statements that are false, but also newsworthy because of their source? Early in Trump’s presidency, outlets seemed to struggle with this question. For example, many outlets were at least initially reluctant to use the word ‘lie’ to describe Trump’s statements.Footnote 65 Similarly, journalists and academics alike grappled with how to report on the propagation of disinformation without inadvertently serving the purposes of its creators.Footnote 66

Whether or not news organizations succumb to the bad incentives created by the confluence of these pressures has consequences for the organizations’ public legitimacy. In turn, public trust in media plays a role in determining a society’s susceptibility to misinformation. Unsurprisingly, researchers studying the European context found that journalism scandals decrease trust in mainstream media, as does public perception that media is pervasively biased, clickbait-y or of poor quality.Footnote 67 And, one might add, if this perception is accurate, this loss of legitimacy is deserved – media that suffers from these flaws is failing to convey useful and accurate information to the public.

Misinformation may fill the void left by an absence of trusted news organizations, though the picture is complex: Carlos Rodríguez-Pérez and María Canel also found that countries characterized by lower public trust in media tended to have greater resilience to misinformation. But the finding that healthy skepticism is better than blind trust is not a vindication of poor-quality journalism. Instead, the researchers recommend a two-pronged approach in which government warns the public of the risk of misinformation and develops media literacy through education, while media outlets foster their own legitimacy through transparency, accuracy and fact-checking, and stepped-up ‘watchdog’ journalismFootnote 68 – precisely the functions that are most at risk in today’s media environment. The challenges confronting news outlets and journalists today are shaping the news and reporting available to the public, and journalists’ working conditions. The next subsection discusses how journalists’ unions can respond.

15.3.2 Journalism Unions and Misinformation

The dynamics discussed in the previous section have propelled a recent wave of successful union drives at US news organizations. Beginning with the unionization of Gawker Media in 2015, union drives quickly sprang up at other web outlets, legacy newspapers, magazines and public radio stations.Footnote 69 Steven Greenhouse, a highly regarded journalist who spent three decades at the New York Times, including twenty years covering labor,Footnote 70 explained that ‘[t]wo major forces have propelled the unionization wave: the industry’s financial crisis and the wave of acquisitions, wiping out thousands of jobs and clamping down on salaries’.Footnote 71 In addition, Greenhouse saw the COVID-19 pandemic as a factor, both because increased remote work led to a desire to build community, and because the pandemic prompted new questions about working conditions, such as COVID-related workplace safety protocols and work-from-home policies.Footnote 72

As Greenhouse explained, union drives are often precipitated by planned acquisitions, as journalists see an acute need for negotiated contractual protections against downgrading of their working conditions. For example, Los Angeles Times journalists decided to unionize after the paper was purchased by a news conglomerate, which then unilaterally changed working conditions for the worse and fired newsroom leadership.Footnote 73 It turns out this was a smart move: the union successfully negotiated a three-year contract guaranteeing raises each year, as well as instituting protections against arbitrary terminations and measures to increase newsroom diversity.Footnote 74

Of course, unions do not always win improvements, and they cannot usually forestall closures of news outlets. The NLRA does not require employers to negotiate with unionized employees over decisions to shut down an entire enterprise – but it does require bargaining with unionized employees over the effects of decisions to shut down, including on topics such as severance payments and the timing of layoffs.Footnote 75 This means that even in a worst-case scenario, unionizing gives journalists a better shot at a good outcome, or at least at the best outcome available under the circumstances. For example, after writers working at The Appeal, a web-based outlet devoted to covering the criminal justice system, announced they were unionizing, the site’s owner announced a decision to shut the site down altogether.Footnote 76 But the union was first able to negotiate severance packages – and better yet, the unionized employees then announced their intention to relaunch The Appeal as a worker cooperative. Today, the outlet still exists as a ‘worker-led nonprofit newsroom’.Footnote 77

Unions such as the NewsGuild advocate against harmful acquisitions in other ways as well. For example, the NewsGuild launched a project called ‘SaveLocalNews’ as a hub for reporting on hedge fund acquisitions of newsrooms,Footnote 78 as well as a place to coordinate political, shareholder- and public-facing advocacy when a new acquisition is in the works.Footnote 79 Journalists’ unions also advocate for regulatory bodies to halt acquisitions of news outlets,Footnote 80 and for legislatures to pass laws aimed at preserving local news.Footnote 81 One important function of this advocacy is to point out where the interests of news organizations’ owners diverge from those of journalists. For example, the NewsGuild has warned that iterations of the Journalism Competition and Preservation Act, a bill that would allow news companies to bargain collectively with platforms like Google and Facebook, will be counterproductive if it is not packaged with measures designed to channel increased revenues towards employing more journalists.Footnote 82

Other US newsrooms have unionized precisely because they see a negotiated CBA as a way to protect the integrity of their work. For example, when ProPublica journalists unionized in 2023, they signed a mission statement focused primarily on journalistic standards and workplace equity: ‘We want to maintain the organization’s focus on ambitious, impact-focused journalism. We want to strengthen existing internal efforts, like those of the diversity committee, that address inequities within our own staff and across our industry.’Footnote 83 (As of when this chapter went to print, ProPublica and its journalists had not yet negotiated a CBA, although ProPublica agreed to voluntarily recognize the union as the collective bargaining representative of its employees.Footnote 84)

Collective bargaining agreements covering journalists at other outlets reflect a range of terms that help protect journalists’ professional integrity. Some of these are terms that are common to collective bargaining agreements across industries. For example, CBAs that cover journalists usually contain protections against termination or other discipline without ‘just cause’Footnote 85 – an important backstop for journalists who, for example, report on or otherwise criticize their own employers, or who become targets of coordinated, bad-faith attacks.Footnote 86 Importantly, just-cause protections typically put the burden on the employer to prove it had a sufficient reason to impose discipline or termination; moreover, the union litigates the grievance on behalf of the employee, meaning that the employee need not pay a lawyer themselves. Thus, unionized journalists typically have workplace protections that are much closer to academic tenure than to the presumption of at-will employment that otherwise applies to most private sector workers in the USA.

Additionally, journalists’ unions often negotiate contract terms that are either aimed at increasing the diversity of their newsrooms, or that can have that effect; this can increase public trust in reporting by those outlets, especially among marginalized communities.Footnote 87 For example, some contracts require news outlets to interview at least one or two members of underrepresented groups for each open position.Footnote 88 And CBAs that reflect new pay floors, coupled with predictable raises for more senior journalists, can make careers in reporting more feasible for members of marginalized communities. Finally, journalists’ unions have pressured a list of high-profile outlets to respond to racial disparities in hiring, pay or performance evaluations by conducting and releasing surveys of newsroom staff.Footnote 89

Next, many news outlet CBAs contain provisions that are specifically aimed at protecting and operationalizing journalistic standards. For example, the contract that covers US journalists working at The Guardian provides for employee representation on ‘any editorial boards or internal news committee teams by a Guild-appointed employee’, and also states that employees cannot be required to undertake ‘any practice which in the employee’s judgment compromises the employee’s integrity’, including by writing in a way that distorts facts or creates wrong impressionsFootnote 90 – a provision that a journalist could rely on if pressured to imply the existence of a scientific debate over a matter that was actually settled.Footnote 91 This CBA also specifically protects covered employees against discipline based on ‘the communications of another person on social media’ – which means that journalists cannot be suspended or terminated simply because they become a target of online criticism.Footnote 92 CBAs are not always this protective or detailed – but they often contain some degree of shared labor–management recognition of and protection for journalistic independence. Thus, some CBAs specify that journalists can withhold their bylines from stories to which they have editorial objections, and some create joint labor–management committees to deal with conflicts of interest of breaches of ethical standards.Footnote 93

In the near future, journalists’ unions might negotiate over the deployment of artificial intelligence (AI) in their newsrooms.Footnote 94 (The deployment of new workplace technology is typically a mandatory subject of bargaining.) This is an example of a larger issue over which unions negotiate frequently: how labor-saving technology will be used, and how the resulting cost savings will be distributed. Those questions can be existentially important for workers in any context – but this context will have consequences for the broader public as well. A best-case scenario might involve cautious deployment of AI for specific routine tasks, subject to careful checking by humans, in ways that free up journalists to concentrate on investigative reporting. But the worst-case scenario would involve increasing reliance on AI for substance, perhaps triggering a vicious cycle of poor-quality output and fall-offs in subscribers and advertisers.

US news outlets seem to be at an inflection point, and the danger is that publishers will continue to respond by prioritizing short-term fixes at the long-term cost of both public trust and public access to reliable news sources. Journalists may not be able to prevent this outcome – but their odds are better if they act collectively. But how does US labor law shape the leverage that journalists bring to bear on news outlets? The next section turns to that question.

15.3.3 Labor Law, the First Amendment and Journalists’ Unions

The previous section made the case that journalists’ unions can help resist misinformation, including because they provide a way for journalists to pressure news outlets to adopt and maintain strong journalistic standards, and to enforce those standards in individual situations. But one barrier to unions’ effectiveness is the weakness of US labor law.Footnote 95 First, as I have described elsewhere, labor law preserves a very broad scope for employers to fight organizing drives,Footnote 96 including by making serious ‘misrepresentations’ about the likely effects of unionization.Footnote 97 As a result, it can be very difficult for workers to unionize in the first place, making the recent string of successful union drives among journalists all the more remarkable. In addition, US labor law does very little to compel employers to agree a contract. The NLRA requires employers (and unions) to bargain in ‘good faith’, but provides no governmental mechanism to resolve bargaining impasses;Footnote 98 instead, it assumes that parties will use their ‘economic weapons’, such as strikes or lockouts, to pressure the other side to reach a deal. And although the NLRA confers legal protection on most strikesFootnote 99 – meaning that employers cannot retaliate against strikers by firing them – workers striking over economic issues can be ‘permanently replaced’.Footnote 100 Moreover, labor law generally requires employers to hold working conditions constant while bargaining, but then allows them to make certain unilateral changes to working conditions upon reaching impasse.Footnote 101 This set of principles tends to give employers the upper hand during bargaining, no matter their industry. But at least two US Courts of Appeals, including the US Court of Appeals for the District of Columbia Circuit, have held that the rules should be even more employer-friendly when unions seek to bargain over issues of editorial policy.Footnote 102 This is because they see a bargaining requirement – even under these employer-friendly set of rules related to impasse and unilateral changes – as raising First Amendment concerns.

News outlets have been raising First Amendment objections to labor law since the NLRA was enacted in 1935, and the Supreme Court considered this argument in the 1937 case Associated Press v. NLRB.Footnote 103 This decision was issued as part of a trio of cases in which the Court upheld the NLRA as a valid exercise of Congress’s Commerce Clause authority.Footnote 104 The case began when the Associated Press (AP) fired one of its reporters who was active with the American Newspaper Guild. Arguing that it could not be compelled to reinstate the reporter, the AP argued before the Supreme Court that ‘[t]o name the men who shall choose and write the news for publication is no different either in principle or in result from naming what shall be written or published. Here the author and the product are one and inseparable. If one is to be free, so must the other’.Footnote 105 In other words, because the AP had a First Amendment right to choose what to publish, it also had an absolute right to decide whom to (or not to) employ.Footnote 106 The Court rejected this argument, correctly observing that the NLRA ‘does not compel the petitioner to employ any one; it does not require that the petitioner retain in its employ an incompetent editor or one who fails faithfully to edit the news to reflect the facts without bias or prejudice’.Footnote 107 However, the Court did not preclude the possibility of future First Amendment challenges to specific aspects of labor law.Footnote 108

Subsequently, news outlets have had some success in arguing that certain applications of labor law infringe their First Amendment rights. For example, consider Passaic Daily News v. NLRB, in which the employer-newspaper cancelled a bureau chief’s regular column in retaliation for his support for a unionization effort.Footnote 109 Normally, the remedy for this sort of anti-union retaliation would be an order for the employer to restore the status quo ante by reinstating the union supporter’s duties – but in this case, the Court held that it would be inconsistent with the First Amendment to order the employer to publish the bureau chief’s column.Footnote 110 Unfortunately, the discussion of the First Amendment issue was quite limited – rather than considering the government interests at stake and possible alternative ways to achieve them, the Court seemed to assume that because the order to reinstate the column implicated the First Amendment, it also violated the First Amendment.Footnote 111

The District of Columbia Circuit reached a similar conclusion in Ampersand Publishing v. NLRB, a case that arose after the owner and publisher of the Santa Barbara News-Press fired or otherwise disciplined several union supporters. Here, the core of the dispute centered on journalistic ethics: reporters and editors employed on the paper’s news-gathering side became concerned about how the paper’s owner, along with an editorial writer who was promoted to publisher, exercised influence over news-gathering and reporting. The reporters unionized, and sought to bargain over these issues as well as bread-and-butter topics.Footnote 112 When the paper’s leadership resisted, the journalists held a rally calling for readers to cancel their subscriptions, and the paper responded by firing a group of journalists who supported the union.Footnote 113 The NLRB ordered the paper to reinstate the fired reporters, but the DC Circuit reversed on First Amendment grounds, writing that ‘[g]iven the publisher’s First Amendment rights, issues of what is published and not published are not generally a “legitimate employee concern”’, because ‘The First Amendment affords a publisher – not a reporter – absolute authority to shape a newspaper’s content’.Footnote 114

Two important legal implications flow from this approach. The first is that editorial policies would be at most a ‘permissive’ subject of bargaining, meaning that employers would remain free to change those policies throughout the bargaining process, and they would not bear on whether impasse was reached. The second, more consequential, implication is that an employer could fire or otherwise discipline employees who struck over either a news outlet’s refusal to bargain over editorial policies, or the substance of those policies. In other words, journalists could not rely on the NLRA’s bargaining requirement or its anti-retaliation provision with respect to editorial policies. My view is that this approach is seriously flawed because it conflates labor law – a mechanism to provide limited protections for employees to exercise voice vis-á-vis their employers – with direct government control of the press. Unfortunately, the current Supreme Court’s highly formalistic approach to First Amendment cases means that it would likely uphold the DC Circuit’s approach, were it to decide a similar case.Footnote 115

But even assuming that these courts’ understanding of the First Amendment’s interplay with labor law is doctrinally correct, journalists’ unions will still likely succeed in influencing mainstream outlets’ editorial policies. Unions that lack legal rights can still appeal to the public, and editorial integrity is an appealing message. Moreover, many individual journalists have substantial presences on social media platforms, making it relatively easy to reach both the public and other journalists, and news outlets within the same media market report on each other, as illustrated by coverage in the Los Angeles Times of labor conflicts at the Santa Barbara News-Press.Footnote 116 Finally, once an outlet commits to be bound by a CBA provision related to editorial integrity, that provision is likely to be enforceable through the usual channels without raising a First Amendment problem.Footnote 117

As a result, journalists’ unions will have greater prospects for success when they organize and seek to bargain over editorial integrity before there is an integrity problem at their outlet. Once the train has left the station – as was seemingly the case at the Santa Barbara News-Press – the outlet may simply double down and fire complaining journalists.Footnote 118 But in the absence of a current conflict, outlets should be willing to agree to general integrity commitments along with specific mechanisms to make them real, particularly because these provisions do not generally come with attached price-tags. Thus, although labor law’s weakness is a drawback – and an especially significant one in this context – organizing and collective bargaining still have promise as mechanisms to protect journalistic integrity.

15.4 Conclusion

This chapter has argued that labor unions are important to the fight against misinformation, both in the near term and on a longer time horizon. Already, unions can inoculate their members against misinformation through member-to-member education, and counter-narratives advanced in the media. In the longer run, higher levels of unionization could decrease the social inequality and resentment that make a society more vulnerable to misinformation.

Further, unions of information workers can play an important role in maintaining the integrity of their own workplaces. (This chapter has focused on journalists, though similar arguments could be made about other groups, including teachers and librarians.) First, collective bargaining between journalists’ unions and news outlets can improve bread-and-butter labor standards so that journalism will remain a realistic and attractive career option for people from a diverse range of backgrounds – an important predicate for public trust. Second, collective bargaining is an opportunity to establish meaningful protections for ethical journalistic practices, which unions can then monitor and enforce through grievance procedures. These labor standards and protections are likely to be especially important as news outlets continue to grapple with the serious challenges posed by technology, changing business models and financialization, and threats posed by authoritarian politics.

Unfortunately, union density in the USA has been declining since the mid-1950s.Footnote 119 Today, private sector union density hovers at around 6 percent; public sector union density is much higher, but it also varies tremendously among different regions of the country. Moreover, although labor unions enjoy widespread and relatively bipartisan public support,Footnote 120 the Republican Party is mostly hostile to organized labor, making pro-union labor law reform very unlikely, especially at the federal level. This means a resurgence in union strength will have to come despite labor law, not because of it. There is a ray of hope, however: young workers have a remarkably favorable view of unions and unionizing, and are driving a new wave of organizing, especially among service workers.Footnote 121 Whether young workers will be able to unionize in sufficient numbers to move the needle is unclear – but there is more reason for optimism on this topic today than at any point in the last three decades.

Afterword For Whose Benefit Is the Freedom of Speech?

Vincent Blasi

United States v. Alvarez, oral argument of Jonathan D. Libby on behalf of the respondent, 22 February 2012:

Chief Justice Roberts: What is – what is the First Amendment value in a lie, a pure lie?

Mr. Libby: Just a pure lie? There can be a number of values. There’s the value of personal autonomy.

Chief Justice Roberts: The value of what?

Mr. Libby: Personal autonomy.

Chief Justice Roberts: What does that mean?

Mr. Libby: Well, that we get to – we get to exaggerate and create.

Chief Justice Roberts: No, not exaggerate – lie.

In United States v. Alvarez,Footnote 1 the US Supreme Court ruled that an official of a water district who introduced himself to his constituents by falsely stating in a public meeting that he had earned the Congressional Medal of Honor had a First Amendment right to make that demonstrably untrue claim. Audience members misled by the statement might well be considered to have a First Amendment interest in not being directly and knowingly lied to in that way. Other members of the community might be thought to have a First Amendment interest in public officials such as Xavier Alvarez telling the truth about their credentials and experiences. Nevertheless, as both the plurality and the concurring justices who together formed the majority in Alvarez viewed the case, it was the liar’s interest in saying what he wished that carried the day. Why is that? Crucial to answering this question is whether ‘the freedom of speech’ that the First Amendment tolerates ‘no law abridging’ is understood to be primarily speaker-centered, audience-centered, or society-centered.

I maintain that up until the last fifty years the freedom of speech that is the subject of First Amendment protection had been understood to be primarily for the benefit of audiences and the society beyond. Only as a result of modern Supreme Court interpretations has a speaker-centered understanding of that freedom become dominant. One of the consequences of this shift has been that today liars are more able than ever before to cause harm, and not only because of the way that digital technology amplifies their misbegotten communicative power. Constitutional interpretation is also part of the problem. At least that is so in the USA.

Other societies that have maintained a less speaker-centered approach to the freedom of speech have more capability on that account to punish lying. That capability might become more and more important as digital technology vastly increases the means, the incidence and the reach of lying. For that reason, as well as many others, it is important to realize that the current speaker-centered understanding of the freedom of speech that makes the USA an outlier is something of an aberration – not only by comparison to how other countries view the matter but also by comparison to how the First Amendment itself was conceived in earlier eras.

***

The principal author of the provision that eventually became the First Amendment was James Madison. He also was probably the most influential advocate in securing its passage by Congress and ratification by the states. Earlier, in a fascinating exchange of letters with Thomas Jefferson,Footnote 2 Madison had wondered how efficacious ‘parchment barriers’ protecting the freedoms of speech and press can be in a government that takes the form of a republic. He conceded that declaring rights in a charter can serve as a rallying standard for arousing popular resistance to corrupt or oppressive monarchical rule – Jefferson was receiving Madison’s ruminations while residing in Paris on the eve of the French Revolution – but surmised that the situation must be different in a republic, where the chief danger lies in the wrongful exercise of majority will itself. Nevertheless, Madison concluded that such a declaration could conceivably have a constructive role to play in a republic by means of influencing public opinion: ‘The political truths declared in that solemn manner acquire by degrees the character of fundamental maxims of free Government, and as they become incorporated with the National sentiment, counteract the impulses of interest and passion.’Footnote 3 Moreover,

although it be generally true, as above stated, that the danger of oppression lies in the interested majorities of the people rather than usurped acts of the Government, yet there may be occasions on which the evil may spring from the latter source, and on such, a bill of rights will be a good ground for an appeal to the sense of the community.Footnote 4

This exchange with Jefferson was echoed on 8 June 1789, when as a member of the House of Representatives Madison spoke in favor adopting a bill of rights which he had drafted, including what became the First Amendment.Footnote 5 He addressed head-on the objection that declaring such rights might be ineffectual:

It may be thought all paper barriers against the power of the community are too weak to be worthy of attention … [Y]et, as they have a tendency to impress some degree of respect for them, to establish the public opinion in their favor, and rouse the attention of the whole community, it may be one means to control the majority from those acts to which they might be otherwise inclined.Footnote 6

Ten years later, in response to the passage by his political opponents of the Sedition Act of 1798 prohibiting ‘any false, scandalous, and malicious writing or writings against the government of the United States’,Footnote 7 Madison published his most detailed account of the meaning of the First Amendment, and once again he made public opinion the touchstone. The Report on the Virginia Resolutions,Footnote 8 written by Madison on behalf of the Virginia Legislature, argued that the federal Sedition Act was unconstitutional under the First Amendment for violating ‘that right of freely examining public characters and measures, and of free communication among the people thereon, which has ever been justly deemed, the only effectual guardian of every other right’.Footnote 9 Madison noted that the Constitution supposes that ‘the President, the Congress, and each of its houses, may not discharge their trusts’.Footnote 10 Whenever that happens, he reasoned, ‘it is the duty as well as right of intelligent and faithful citizens’ to control such abuses by means of ‘the censorship [i.e., censure] of the public opinion’.Footnote 11 He made no mention of an individual right of self-expression. His focus was entirely on the role that an informed public opinion must play as a check on official conduct.

In 1964, the Virginia Report was made the centerpiece of the Supreme Court’s landmark opinion in New York Times v. Sullivan,Footnote 12 which ruled invalid under the First Amendment a state court defamation judgment against a national newspaper for some factual errors in a story about abusive treatment of civil rights protesters by local officials in Montgomery, Alabama. Justice Brennan’s opinion for the Court invoked Madison for the proposition that ‘breathing space’ for unintentional factual error is requisite under the First Amendment because of ‘a profound national commitment that debate on public issues should be uninhibited, robust and wide-open’.Footnote 13 It was ‘the great controversy over the Sedition Act of 1798’, said Justice Brennan, ‘which first crystallized a national awareness of the central meaning of the First Amendment’.Footnote 14 Not only Madison’s writing on the subject but also that of John Milton (Areopagitica),Footnote 15 John Stuart Mill (On Liberty)Footnote 16 and Oliver Wendell Holmes (dissenting opinion in Abrams v. United States)Footnote 17 were invoked by Justice Brennan in his opinion for the Court majority in Sullivan. Like Madison, each of these thinkers had developed a well-known and distinctly audience-centered account of the freedom of speech.

***

In the early 1930s, when the US Supreme Court first began to rule in favor of First Amendment claimants, the majority opinions, usually written by Chief Justice Charles Evans Hughes, emphasized the interests of audiences and the society beyond rather than the interests of speakers. In Stromberg v. California,Footnote 18 vindicating the right to display a red flag as a symbol of opposition to government, Chief Justice Hughes said: ‘The maintenance of the opportunity for free political discussion to the end that government may be responsive to the will of the people and that changes may be obtained by lawful means, an opportunity essential to the security of the Republic, is a fundamental principle of our constitutional system.’Footnote 19 In Near v. Minnesota,Footnote 20 holding that judicial enjoining of a publication is as problematic under the First Amendment as requiring a license for the privilege of printing, Hughes quoted Madison’s Virginia Report for the proposition that ‘to the press alone, chequered as it is with abuses, the world is indebted for all the triumphs which have been gained by reason and humanity over error and oppression’.Footnote 21 Hughes also invoked the following passage about the freedom of the press contained in a letter written in 1774 by the Continental Congress to the inhabitants of Quebec urging them to join in resisting British colonial rule:

The importance of [freedom of the press] consists, besides the advancement of truth, science, morality, and arts in general, in its diffusion of liberal sentiments on the administration of Government, its ready communication of thoughts between subjects, and its consequential promotion of union among them, whereby oppressive officers are shamed or intimidated, into more honourable and just modes of conducting affairs.Footnote 22

Not only founding-era history but also twentieth-century developments informed the Chief Justice’s understanding in Near of the audience- and society-centered justification for freedom of the press:

[T]he administration of government has become more complex, the opportunities for malfeasance and corruption have multiplied, crime has grown to most serious proportions, and the danger of its protection by unfaithful officials and of the impairment of the fundamental security of life and property by criminal alliances and official neglect, emphasizes the primary need of a vigilant and courageous press, especially in great cities.Footnote 23

Further evidence of how the First Amendment was viewed by the Court that first gave it life is the opinion Hughes wrote for a unanimous Court in Semler v. Oregon State Board of Dental Examiners,Footnote 24 a case about the constitutionality of a state law that prohibited dentists from ‘advertising to guarantee any dental service, or to perform any dental operation painlessly’.Footnote 25 His explanation for upholding the law focused on audience well-being:

It is no answer to say, as regards appellant’s claim of right to advertise his ‘professional superiority’ or his ‘performance of professional services in a superior manner’, that he is telling the truth. In framing its policy, the legislature was not bound to provide for determinations of the relative proficiency of particular practitioners. The legislature was entitled to consider the general effects of the practices which it described, and if these effects were injurious in facilitating unwarranted and misleading claims, to counteract them by a general rule even though, in particular instances, there might be no actual deception or misstatement.Footnote 26

Hughes treated the case as raising only an unpersuasive liberty-of-contract objection. No Justice, and not even the dentists asserting a right to advertise, even considered the possibility that a speaker-centered First Amendment had anything to do with the dispute.

Two landmark cases decided in the early 1940s, after Chief Justice Hughes had retired, continued the emphasis on audience and societal interests. In Chaplinsky v. New Hampshire,Footnote 27 the Court ruled that the First Amendment does not protect a speaker’s right to utter face-to-face epithets, even to assert a political point. One day in Rochester, New Hampshire, a Jehovah’s Witness named Walter Chaplinsky offended local citizens in front of the town hall by denouncing all religion as a ‘racket’. The City Marshall, one Bowering, came upon the scene, only to be derided by Chaplinsky in the following terms: ‘You are a God damned racketeer and a damned Fascist and the whole government of Rochester are Fascists or agents of Fascists.’Footnote 28 The US Supreme Court unanimously agreed that Chaplinsky’s outburst directed to a government official was not protected under the First Amendment: ‘[S]uch utterances are no essential part of any exposition of ideas, and are of such slight social value as a step to truth that any benefit that may be derived from them is clearly outweighed by the social interest in order and morality.’Footnote 29 Chaplinsky’s personal interest in having his say in his own biting way was given short shrift. What determined the outcome of the case was the lack of value to any audience of the speech at issue.

In West Virginia State Board of Education v. Barnette,Footnote 30 the Court held that a schoolchild cannot be required to recite the Pledge of Allegiance in a classroom ceremony. Although the case was largely argued in terms of an asserted individual right to abstain grounded in religious freedom, the majority opinion by Justice Robert Jackson based the holding on a broader freedom derived from the political principle of popular sovereignty: ‘We set up government by the consent of the governed, and the Bill of Rights denies those in power any legal opportunity to coerce that consent. Authority here is to be controlled by public opinion, not public opinion by authority.’Footnote 31 Although the hardships of the expelled young Witnesses and their parents made for appealing individual claims, the Court’s interpretation of the First Amendment focused on the various ways that the pledge requirement corrupted public opinion: “Probably no deeper division of our people could proceed from any provocation than from finding it necessary to choose what doctrine and whose program public educational officials shall compel youth to unite in embracing”.Footnote 32

***

Since the 1930s and 1940s, the Court’s understanding of the freedom of speech has become much more speaker-centered. This is not the place to trace the complicated history of that evolution, but a few representative cases decided within the last fifty years well illustrate the contrast. In Miami Herald Publishing Co. v. Tornillo,Footnote 33 the Court interpreted the Press Clause of the First Amendment to disallow ‘a state statute granting a political candidate a right to equal space to reply to criticism and attacks on his record by a newspaper’.Footnote 34 The Court’s analysis began by focusing on audience interests:

It is urged that at the time the First Amendment to the Constitution was ratified in 1791 as part of our Bill of Rights the press was broadly representative of the people it was serving. While many of the newspapers were intensely partisan and narrow in their views, the press collectively presented a broad range of opinions to readers.Footnote 35

In contrast, by the latter part of the twentieth century, ‘chains of newspapers, national newspapers, national wire and news services, and one-newspaper towns, are the dominant features of a press that has become noncompetitive and enormously powerful and influential in its capacity to manipulate popular opinion and change the course of events’.Footnote 36 Despite this asserted and never disputed development, the Court ruled that:

the Florida statute fails to clear the barriers of the First Amendment because of its intrusion into the function of editors … The choice of material to go into a newspaper, and the decisions made as to limitations on the size and content of the paper, and treatment of public issues and public officials – whether fair or unfair – constitute the exercise of editorial control and judgment.Footnote 37

In terms of classifying the various First Amendment interests in play in Tornillo, the candidate’s claim to have access to the newspaper’s readers can be viewed as either speaker-centered for the benefit of the candidate, or audience-centered in that granting him such access might give the newspaper’s readers additional information and advocacy that would help them decide how to vote in the forthcoming election. By the same token, the newspaper’s claim of a right to exercise maximum control over the content of its pages might be seen as benefiting the newspaper qua speaker or as benefiting its readers who might wish to defer to the judgment of professional journalists regarding what content would best serve their interests.

An additional understanding of the Tornillo ruling at the time might have been that audiences and the society beyond have a strong interest in media entities controlling their published content because of the role such powerful actors can play in holding government accountable due to their local knowledge, expertise, resources and professional credibility. Recall the way that Madison placed such accountability at the center of his argument in the Virginia Report. Such a notion of instrumental journalistic autonomy would resonate with the Court’s talk in Tornillo of the distinctive ‘function of editors’. In sum, Tornillo was a case of apparently rich but uncertain import regarding how the First Amendment would be understood going forward regarding its intended beneficiaries.

Just three years later, the Court invoked the Tornillo holding in support of its ruling that a New Hampshire driver had a First Amendment right to cover up the state’s motto ‘Live Free or Die’ on his license plate.Footnote 38 Whatever else that case was about, it had nothing to do with journalistic autonomy and very little to do with audience interests. Similarly, a decade later the Court relied heavily upon Tornillo to strike down a law requiring solicitors of charitable donations to disclose to their addressees what percentage of their donations would be passed along to needy recipients rather than used by the solicitors to cover operating expenses or for other purposes.Footnote 39 Once again, speaker interests dictated the result, on this occasion in the face of a significant audience interest in disclosure. Since then, Tornillo has become a favored precedent for a robust speaker-centered right against ‘compelled speech’, a right enjoyed by almost all targets of regulation, not just journalists, and one that is seldom derived from a comparison of speaker and audience interests.

Arizona Free Enterprise Club’s Freedom Club PAC v. Bennett (2011)Footnote 40 involved a challenge to a public financing scheme for elections which had been adopted by referendum. A candidate for office agreeing to cap her spending from private contributions was granted an initial public subsidy, which would then be supplemented by a second-stage subsidy if her privately financed opponent spent over a specified amount. The law was challenged by a group of privately financed candidates who claimed that the scheme punished them by making their spending for speaking a trigger for extra public funding being directed to their opponents’ campaigns. The law was defended on the ground that it enabled more and different candidates to run competitive campaigns, thereby giving voters more choices and more information while still not prohibiting privately financed candidates from spending as much as they wished.

In an opinion by Chief Justice Roberts, the Court majority ruled, citing Tornillo, that making a privately financed candidate an instrument for triggering public subsidization of his opponent’s campaign was an encroachment on that candidate’s liberty under the First Amendment even if the overall result was more total speech available to the electorate, and indeed even if the privately financed candidate was still able to outspend the two-stage-subsidized publicly financed candidate.Footnote 41 This logic left the four dissenters aghast. As Justice Kagan put it: ‘Except in a world gone topsy-turvy, additional campaign speech and electoral competition is not a First Amendment injury.’Footnote 42

It is possible, of course, that in certain campaigns the mechanism of the triggered subsidy might cause a privately financed candidate to conclude that his best tactic would be to spend less than he could in order to prevent his opponent from getting the second-stage supplemental subsidy. If so, voters would receive less speech overall. But the majority opinion made no claim that this scenario would ensue more often than the more-spending-by-both-sides scenario. Its ruling was focused exclusively on the burden the law placed on the privately financed candidate. Arizona Free Enterprise Club’s Freedom Club PAC is a speaker-centered, not an audience-centered or system-centered opinion.

A different kind of speaker-centered understanding of the First Amendment drove the Court’s ruling in National Institute of Family and Life Advocates v. Becerra (2018).Footnote 43 California required clinics that primarily serve pregnant women to inform their potential patients that the state ‘has public programs that provide immediate free or low-cost access to comprehensive family planning services including … contraception, prenatal care, and abortion for eligible women’, and to give them a phone number to call to learn more about such programs.Footnote 44 Private clinics that offered pregnancy testing, prenatal care and moral counseling opposed to abortion argued that it violated their freedom of speech to be required to post the mandated message informing patients of their alternatives.

A closely divided Supreme Court held that the state’s disclosure requirement violated the First Amendment because of its potential adverse effect on the messaging of the private clinics that considered abortion to be immoral. The Court majority treated a service provider’s responsibility to disclose accurate information regarding the availability of alternative services to be as problematic under the First Amendment as would be a requirement that the service provider convey an opinion contrary to its own about the morality of services it declined to provide. In that respect, the National Institute of Family and Life Advocates (NIFLA) holding went well beyond Tornillo, which it cited. Furthermore, the fact that the speech of the clinics was integrated with the act of providing medical services did not reduce the speaker’s claim to exercise full control over what patients heard and read within its walls. The Court never considered any possible First Amendment interest of the patients of the private clinic in learning about the full range of alternatives available to them or in understanding at the outset what services were and were not being made available to them at the private clinic.

The problem with the NIFLA decision lies not with its premise that a speaker, even one taking on the responsibilities of a service provider, has a First Amendment interest of a sort in exercising full control over what accurate information it conveys or chooses not to convey to the persons it seeks to serve. At least when the choice of what to convey might be perceived by an audience as carrying normative implications, a speaker’s interest in not participating in the transmission of certain information might well have First Amendment valence. The problem is that such a conceivable interest was not the only one related to the freedom of speech in play in the case, and the Court majority reasoned as if it was. Regarding the relative importance of speaker interests and listener or societal interests, NIFLA reads nothing like the opinion of Justice Jackson in the foundational compelled speech case, Barnette, involving the compulsory flag salute. Rather, NIFLA represents the modern triumph of the speaker-centered understanding of the freedom of speech.

All of which brings us back to where we began: the Court’s decision in Alvarez, recognizing a speaker’s First Amendment right to claim in a formal public setting that he had earned the Congressional Medal of Honor when he knew that he had not. This was not a case about punishing falsity in the realm of opinion or delusional assertion. All the Justices read the statute to cover only situations in which there could be no doubt that the speaker knew perfectly well that his statements about specific facts were false. Moreover, although the plurality opinion noted that the statute read literally would apply to ‘personal, whispered conversations within a home’, such an application was all but inconceivable. The reasoning of both the plurality and the concurring opinions made it clear that the First Amendment concerns that led to overturning Alvarez’s conviction would have prevailed even if the statute had been confined to lying in a public setting, or even more narrowly in a formal public meeting.

What exactly was the speaker’s legal interest, grounded in the freedom of speech, in being able to tell a deliberate, self-aggrandizing lie to his constituents? It could not have been simply in saying whatever he wished. Had Alvarez issued a ‘true’ threat or directed a face-to-face epithet to a member of his audience, Supreme Court precedent makes clear that he would have had no First Amendment claim whatsoever.Footnote 45 Such communications are not considered to be part of the freedom of speech. So if there is no comprehensive First Amendment right to say what you wish, what was Alvarez’s claim to lie the way he did? How does protecting his lying advance the objectives of the freedom of speech? There would be a First Amendment concern if a speaker’s being vulnerable to prosecution for lying created a risk of being convicted for telling the truth. Some would-be spreaders of truth surely would opt for silence in the face of that risk. But so long as the prohibition is limited, as was the Stolen Valor Act, to knowingly spreading a falsehood about a hard fact concerning oneself, the chilling effect on, or risk of wrongful conviction of, truthful speakers is bound to be minimal.

The plurality and concurring opinions in the case appeared to find it relevant that many persons knowingly lie, not only to burnish their credentials but also to embellish a story or exaggerate a point, and often are indulged in doing so. In that respect, it might seem to be more problematic for a representative government to criminalize the activity than it is to punish threats or face-to-face epithets, which are forms of speech that may or may not be as common as lying but are more universally condemned. A different speaker-based interest was thought by the plurality and concurring opinions to be a reason not to uphold the criminalization of deliberate lying. Precisely because the activity is common, prosecutorial discretion not to press charges is bound to play a large role in enforcement practices.

Justice Kennedy for the plurality, and Justice Breyer for himself and Justice Kagan, worried that prosecutorial discretion could be improperly based on disapproval of a speaker’s ideas. Such selectivity would violate a speaker-based interest not to be discriminated against on the basis of one’s beliefs. However, that risk is not limited to the selective prosecution of communicative crimes. A regime inclined to punish beliefs could do so by selectively enforcing housing codes, tax filing requirements or speed limits. Were that to occur, the objects of such selective prosecutions would be punished for their beliefs just as much as when the underlying crime is lying. The Stolen Valor Act presented no unusual risk of being selectively enforced.

The receptivity of the plurality and concurring Justices in Alvarez to these less-than-compelling speaker-centered interests was noteworthy. Equally noteworthy was the lack of receptivity exhibited by the prevailing Justices to the audience- and society-centered interests grounded in the freedom of speech that might support regulating the type of lying at issue in the case. Those could include autonomy interests of listeners not to be manipulated, as well as audience and societal interests in fact-based political accountability and productive public discourse. Justice Kennedy said nothing at all about the wrong done to individual audience members by their being lied to. He said a lot about public discourse, however. He discovered in the Stolen Valor Act the seeds of the most notorious regime of comprehensive thought control ever devised by the human imagination:

Permitting the government to decree this speech to be a criminal offense, whether shouted from the rooftops or made in a barely audible whisper, would endorse government authority to compile a list of subjects about which false statements are punishable. That governmental power has no clear limiting principle. Our constitutional tradition stands against the idea that we need Oceania’s Ministry of Truth. See G. Orwell, Nineteen Eighty-Four (1949).Footnote 46

This analogy is dramatic but its drama is of the fictional sort. Oceania’s infamous ‘Ministry of Truth’ existed to decree official truth and punish deviants from that ‘truth’. It was about policing heresy. The Stolen Valor Act punished dishonesty not heresy. The only ‘truth’ it enforced was the understanding the speaker himself had developed before venturing out to mislead others regarding what he believed. A government that punishes deliberate lying regarding hard facts is not thereby enforcing its own truth.

Later in his opinion, Justice Kennedy continued to operate at a very high level of generality: ‘[S]uppression of speech by the government can make exposure of falsity more difficult, not less so. Society has the right and civic duty to engage in open, dynamic, rational discourse. These ends are not well served when the government seeks to orchestrate public discussion through content-based mandates.’Footnote 47 It is a stretch to characterize what was done to Alvarez as ‘suppression of speech’ by a government seeking to ‘orchestrate public discussion through content-based mandates’. He was convicted of making a deliberate lie about a hard fact concerning an important matter singled out by statute and on the basis of proof beyond a reasonable doubt that he understood the falsity of his statement. His conviction was a discrete event, not part of a wide-ranging, ‘list’-driven effort by government to control the thought of its citizens.

There is a place in legal analysis for slippery slope arguments, but they lose credibility when they are employed indiscriminately. Flat-out lying about one’s receipt of a specific award falls into a category of communicative activity that is notable for its boundedness. No questions of characterization, intention or degree complicate the classification. Any doctrine devised to address the dangers and transgressions of that activity can be contained. To equate the punishment of deliberate lying about a hard fact concerning the speaker’s own experience with comprehensive, dogmatic Orwellian thought control is not to take seriously the distinctive audience and societal interests that are jeopardized by such lying.

That said, some observers who understand the freedom of speech to be at least partly about audience and societal truth-seeking might believe, with Justice Kennedy, that those objectives would be better served if liars were regulated exclusively by refutation. In fact, a preference for private refutation had an honored place in the free speech tradition of yore that gave considerable weight to audience and societal interests. Justice Brandeis memorably argued in Whitney v. California that, when time permits, ‘falsehood and fallacies’ are corrected better by ‘more speech’ than by ‘enforced silence’, and that ‘the fitting remedy for evil counsels is good ones’.Footnote 48 Justice Brandeis’s favoring of private correction was prompted by what he took to be the benefit of giving audience members informal civic responsibilities. ‘[T]he greatest menace to freedom’, he said in Whitney, ‘is an inert people’.Footnote 49 Justice Kennedy’s concern that authoritative legal correction might be obtuse or sought for ulterior purposes was not mentioned by Justice Brandeis in Whitney. As a legendary reformer, he did not share Justice Kennedy’s comprehensive distrust of government regulation. Indeed, it is not at all clear from the case context whether the ‘falsehood and fallacies’ and ‘evil counsels’ that Justice Brandeis believed were better corrected by ‘more speech’ than by regulation included knowing lies about hard facts concerning the speaker’s own personal experience. The defendant in Whitney was not prosecuted for lying.

The older free speech tradition also counseled that the circulation of false ideas can have heuristic value for audiences. In his concurring opinion in Alvarez, Justice Breyer invoked Mill’s famous observation that one good reason to protect ‘the liberty of thought and discussion’ is that when audiences confront falsity they can develop a deeper understanding of truth and a better capacity to apply and defend it.Footnote 50 Mill made that point in a chapter of On Liberty in which he discussed how false opinions about values and objectives and matters such as historical causation and political efficacy should be fairly considered and turned to constructive heuristic use. He did not take up the subject of deliberate lies in that chapter. Perhaps Mill thought that discrediting a knowing lie about a hard fact such as whether a specific person had actually been awarded a particular medal does not require or lead to the depth of understanding he took to be the benefit to audiences of engaging with false moral or interpretative opinions.

It is a serious question whether the regulation of specific lies should be governed by the same principles that govern the regulation of unorthodox opinions relating to objectives, or best means, or norms, or predicted effects. The motives of liars are fundamentally different from the motives of ideological provocateurs and other kinds of contrarians. The value to audiences of being exposed to untrue factual assertions regarding the speaker’s personal experiences is of a lesser order than the value to audiences of being exposed to aspirational, explanatory and critical ideas that lack current public acceptance. The difficulty of defining and proving violations is much greater when the legally consequential behavior consists of assertions of value or efficacy rather than assertions of specific hard facts. The reasons to distrust regulators are better validated by history when they assert control over heresy, extremism or foolishness than when they assert control over dishonesty. These are differences that the prevailing opinions in Alvarez might have addressed directly. Instead, the possible distinctiveness of disputes over deliberate lies regarding hard facts concerning the speaker’s personal experience was glossed over.

The current Court’s speaker-centered approach to interpreting the First Amendment is in consonance with its conflating of deliberate lies with provocative opinions. When the interests of speakers is the primary concern and when distrust of regulators is a large part of the constitutional tradition, courts might understandably be in search of formal, relatively mechanistic, not overly refined or subdivided criteria of categorization. Reading the First Amendment to protect ‘the freedom of speech’ rather than ‘the freedom of sincere speech’ or ‘the freedom of speech that is useful to audiences’ is tempting. (An audience-centered approach might protect something more akin to Mill’s ‘freedom of thought and discussion’.)

A textualist might think it is self-evident that the proper unit of reference is ‘the freedom of speech’ simpliciter, but that only raises the interpretative question of what ‘the’ freedom specified in the text of the First Amendment refers to. Is it a nearly all-inclusive freedom of speaking, as the current Court would have it? Or is the reference instead to a less encompassing, more determinate set consisting of the modern analogs of certain historical claims to communicative liberty that were thought at the time of the Amendment’s ratification to serve especially important functions?

The recent Court’s practice of interpreting the First Amendment expansively in the spirit of conflation with small regard for function has not been confined to the question of how to think about lying. Commercial speech, for example, has been brought within the coverage of the First Amendment in an increasingly indiscriminate manner, with the justification no longer limited to the protection of audience interests.Footnote 51 Chief Justice Hughes’ assumption in 1935 that dental advertising had nothing to do with the freedom of speech now seems doctrinally anachronistic, even as he certainly qualifies as the better ‘originalist’ on this point.Footnote 52

The contemporary turn in First Amendment doctrine toward privileging speaker interests is ahistorical and theoretically problematic, but it might be defensible on practical grounds. It could be the case that speaker interests can be turned into operational legal rights in a more disciplined, less politicized, way than is true for audience and societal interests, which are harder to evaluate because the frame of reference is necessarily broader and more drawn out chronologically. That is a plausible theory, but whether experience confirms it is open to question. The Court’s recent performance in finding case-dispositive speaker interests in the Arizona Free Enterprise Club’s Freedom Club PAC and NIFLA decisions discussed above hardly inspires confidence on this point.

The Justices who made up the majority in Alvarez declined to disable government entirely from the punishing of lies. Longstanding laws against perjury and either impersonating a government official or lying to one are not imperiled by the Court’s ruling, they specified.Footnote 53 More generally, both Justice Kennedy’s plurality opinion and that of the concurring Justices appeared to signal a willingness to uphold public regulatory authority over knowing lies that cause material harm to specific individuals.Footnote 54 Thus, some interests other than those of speakers were recognized, but those were not the regulatory interests that carry First Amendment valence. To permit individuated material interests to justify the punishment of lying but not the regulatory interest in preventing the general public from being deceived about a matter of common concern is perverse from a First Amendment standpoint. It means that the liars who have the most freedom to practice their craft are those whose principal victim is public understanding.

One argument for limiting the power to punish lying to cases of individuated material harm might be the supposition that those kinds of harms are the most serious. Both the plurality and the concurring Justices in Alvarez appear to have embraced that view. But such an evaluation would certainly have surprised the generation that gave us the First Amendment. To conclude that it is a lower-level harm to cause the public at large to be misinformed about such a matter as the credentials and truthfulness of a public official is, to put it mildly, in some tension with the founding generation’s preoccupation with public opinion as the single most important object of institutional design. As Madison observed in an essay published four days after the ratification of the First Amendment: ‘Public opinion sets bounds to every government, and is the real sovereign in every free one.’Footnote 55

Over a century ago, Judge Learned Hand identified a procedural incongruity that helps to explain why audience and societal interests in the freedom of speech tend to be undervalued in the United States. In a letter to the great First Amendment scholar Zechariah Chafee, Jr., Judge Hand said: ‘while the justification for freedom of speech is public enlightenment, historically the “right” – though I join you in hating the word – is vested in the speaker constitutionally’.Footnote 56 Usually, the First Amendment interests of speakers and their audiences are aligned, so it does not matter greatly that audience and societal interests in public enlightenment find their expression through speakers who are resisting being regulated. But there is no such alignment when lies are at issue. In that situation, the First Amendment interests of audiences and the broader public typically are served rather than threatened by laws punishing lying. When that is the dynamic, it is important that those interests not lose their special First Amendment salience simply because they are being asserted to justify rather than invalidate a regulation. That, I claim, is what happened in Alvarez, at least in the plurality and concurring opinions. As a result, the way that liars not only exercise the freedom of speech but also undercut it did not influence the outcome of the case as much as it should have.

In the United States courts have played an outsized role in giving meaning and efficacy to the freedom of speech. In other countries, that responsibility has been divided more widely among various government actors. As digital technology increases the incidence, extends the range, and magnifies the consequences of deliberate lying, governments and citizens worldwide can be expected to look beyond their own borders for assistance in trying to fashion a regulatory response that addresses the problem but still does justice to the freedom of speech. In doing so, they should keep in mind that the juriscentric way that constitutional rights have been elaborated in the USA has led to an unfortunate understanding of the freedom of speech that privileges speaker interests over audience and societal interests relating to the acquisition of knowledge, thereby giving liars more than their due.

Footnotes

14 Knowledge Institutions and Resisting ‘Truth Decay’

With thanks to Martha Minow, Ron Krotoszynski, Mark Tushnet and Bob Taylor for their generous and helpful comments and to Harvard Law students Jesse Lin and Sergey Smirnov for very able research assistance. On the term used in the title of this chapter, see Jennifer Kavanagh and Michael D. Rich, Truth Decay (Santa Monica, CA: RAND, 2018).

1 See generally the 2022 Fall special issue of Deadalus, ‘Institutions, Experts and the Loss of Trust’.

2 Max Shanahan, ‘USyd Professor Sadurski Acquitted of Criminal Defamation’, Honi Soit, 26 September 2021 https://honisoit.com/2021/09/usyd-professor-sadurski-acquitted-of-criminal-defamation (reporting his acquittal in 2021 of the criminal defamation charge but noting plans of the party to appeal).

3 CEU, at the time headed by Michael Ignatieff, was forced out in 2019; see https://thepienews.com/news/ceu-forced-to-move-to-vienna.

4 See Lydia Gall, ‘Hungary Continues Attacks on Academic Freedom: EU Should Attack to Ensure Autonomy of Universities’, Human Rights Watch, 3 September 2020, www.hrw.org/news/2020/09/03/hungary-continues-attacks-academic-freedom.

5 See Scholars at Risk, 2022 Annual Report, 7 (noting that Scholars at Risk arranged for 171 positions for at-risk scholars and that the organization received 1,770 applications for assistance). According to the New University in Exile Consortium, on 23 July 2023, Azerbaijan wrongfully arrested an internationally well-regarded economist who is also head of a dissident political party, and was holding him in cruel and health-threatening conditions. See ‘Consortium Scholar, Dr. Gubad Ibadoghlu, Arrested and Detained in Azerbaijan’, New University in Exile, 24 July 2023, https://newuniversityinexileconsortium.org/news/in-the-press/consortium-scholar-dr-gubad-ibadoghlu-arrested-and-detained-in-azerbaijan.

6 Becky Prager, ‘The Hungarian Gender Studies Ban, and Its Implication for Democratic Freedom’, Harvard Journal of Law & Gender (online), 2019, https://journals.law.harvard.edu/jlg/2019/01/the-hungarian-ban-on-gender-studies-and-its-implications-for-democratic-freedom; Lauren Kent and Samantha Tapfumaneyi, ‘Hungary’s PM Bans Gender Study at Colleges Saying “People Are Born either Male or Female”’, CNN, 19 October 2018, www.cnn.com/2018/10/19/europe/hungary-bans-gender-study-at-colleges-trnd/index.html.

7 See ‘Minister Calls for Ban on “LGBT Ideology” and Gender Studies at Polish Universities and Schools’, Notes from Poland, 10 September 2020, https://notesfrompoland.com/2020/09/10/minister-calls-for-ban-on-lgbt-ideology-and-gender-studies-at-polish-universities-and-schools; ‘Poland: Rule of Law Erosion Harms Women, LGBT People’, Human Rights Watch, 15 December 2022, www.hrw.org/news/2022/12/15/poland-rule-law-erosion-harms-women-lgbt-people (describing ‘a government-supported Family Charter, calling for the exclusion of LGBT people from Polish society’, and stating that ‘[m]ore than 90 regional and municipal authorities have now declared themselves “LGBT ideology free” or signed the charter’).

8 See, e.g., Jack Grove, ‘Deans Fired at Turkish Universities’, Inside Higher Ed, 4 February 2022, www.insidehighered.com/news/2022/02/04/firing-deans-raises-academic-freedom-concerns-turkey; Suzy Hansen, ‘“The Era of People Like You Is Over”: How Turkey Purged Its Intellectuals’, New York Times Magazine, 29 July 2019, www.nytimes.com/2019/07/24/magazine/the-era-of-people-like-you-is-over-how-turkey-purged-its-intellectuals.html; Report on Wojciech Sadurski, of Warsaw University, Poland, Scholars at Risk, 2019, www.scholarsatrisk.org/report/2019-01-20-university-of-warsaw; Emilio Peluso Neder Meyer and Thomas Bustamante, ‘Academic Freedom under Attack in Brazil’, Verfassungsblog, 19 May 2021, https://verfassungsblog.de/academic-freedom-under-attack-in-brazil; ‘PB Mehta Row: Over 150 International Scholars Slam “Attack on Academic Freedom”’, The Week Magazine, 20 March 2021, www.theweek.in/news/india/2021/03/20/pb-mehta-row-over-150-international-scholars-slam-attack-on-academic-freedom.html; Susi Meret, ‘Attacks on Academic Freedom Escalate in France and Denmark’, Open Democracy, 31 July 2021, www.opendemocracy.net/en/countering-radical-right/attacks-academic-freedom-escalate-france-and-denmark (describing French education minister’s warnings of dangers of ‘Islamo-leftism’ in universities); Jesus Velasco, ‘AMLO’s Attacks on Mexico’s Higher Education Institutions May Accelerate the Country’s Scholarly Exodus to the US’, LSE, 9 July 2020, https://blogs.lse.ac.uk/usappblog/2020/07/09/amlos-attacks-on-mexicos-higher-education-institutions-may-accelerate-the-countrys-scholarly-exodus-to-the-us. See generally, Academic Freedom Monitoring Project, Free to Think 2022, Scholars at Risk, www.scholarsatrisk.org/resources/free-to-think-2022 (reporting on ‘391 attacks on higher education communities’ that year in 65 countries and territories in the world, including bomb attacks against historically black colleges and universities (HBCUs) in the United States; up from 332 attacks reported in 2021).

9 ‘Killings of Journalists up 50 per cent in 2022’, UNESCO, 17 January 2023, https://news.un.org/en/story/2023/01/1132507.

10 See, e.g., Rob Dobi, ‘Study: False News Spreads Faster than the Truth’, MIT Management Sloan School, 8 March 2018, https://mitsloan.mit.edu/ideas-made-to-matter/study-false-news-spreads-faster-truth (summarizing study by Soroush Vosoughi, Deb Roy and Sinan Aral, ‘The Spread of True and False News Online’ (2018) 359 Science 1146) (research shows that lies spread faster than truth on Twitter); Elizabeth Dwoskin, ‘Misinformation on Facebook Got Six Times More Clicks than Factual News during the 2020 Election, Study Says’, The Washington Post, 4 September 2021, www.washingtonpost.com/technology/2021/09/03/facebook-misinformation-nyu-study (summarizing study by New York University and University of Grenoble).

11 See Sophia Rosenfeld, Democracy and Truth: A Short History (Philadelphia: University of Pennsylvania Press, 2019) 137. Cf. Tom Nichols, The Death of Expertise: The Campaign against Established Knowledge and Why It Matters (Oxford: Oxford University Press, 2017) (‘No longer do we hold these truths to be self-evident, we hold all truths to be self-evident, even the ones that aren’t true’).

12 Compare, e.g., the global rankings of Freedom House, 2023, https://freedomhouse.org/countries/freedom-world/scores?sort=asc&order=Total%20Score%20and%20Status (showing the US score of 83 and ranking 58th among 210 countries and territories rated in overall scores for political rights and civil liberties) with the 2017 global rankings, https://freedomhouse.org/country/united-states/freedom-world/2017 (showing US score of 89) and https://freedomhouse.org/report/freedom-world/2017/scores?sort=asc&order=Total%20Score%20and%20Status (showing the USA ranked forty-third in the world, along with other countries scoring 89) and Freedom House global rankings (2013), www.freedomhouse.org/sites/default/files/FIW%202013%20Booklet.pdf (using a different methodology, showing the USA achieved the highest ranking possible (1 in political rights, and 1 in civil liberties), along with 47 other countries; V-Dem Democracy Report 2022, https://v-dem.net/media/publications/dr_2022.pdf, 46, table 2 (showing decline in US score on liberal democracy index over last ten years).

13 See Katrin Kinzelbach et al., ‘Academic Freedom Index 2023 Update’, FAU Erlangen-Nürnberg and V-Dem Institute, https://academic-freedom-index.net/research/Academic_Freedom_Index_Update.pdf (‘After a long period of relatively high academic freedom levels, four out of five indicators visibly declined in 2021’, and noting both President Trump’s ‘statements critical of science and academia’ and actions by a number of state governments; chart showing the USA in a group of countries in a tier of the top 40–50 percent of countries on its academic freedom index, with countries in the top 10 percent tier including, e.g., Estonia, Belgium, Germany, Israel, Italy, Finland, Spain and Nigeria); Footnote ibid. at 5 (showing in figure 4 that the USA has lost ground in protecting academic freedoms since 2012); see also Reporters Without Borders, https://rsf.org/en/country/united-states (noting a ‘sharp rise’ in violations of press freedoms in 2020 but some improvement since, with the USA ranking 45 out of 170 countries in the 2023 World Press Freedom Index; in the 2020 World Press Freedom Index, the US was ranked 32, https://rsf.org/en/ranking); Erin C. Caroll, ‘Obstruction of Journalism’ (2022) 99 Denver Law Review 407.

14 See ‘America’s Hidden Common Ground on Public Higher Education: What’s Wrong and How to Fix It’, Report, Public Agenda, 2022, https://publicagenda.org/resource/americas-hidden-common-ground-on-public-higher-education-whats-wrong-and-how-to-fix-it; ‘The Growing Partisan Divide in Views of Higher Education’, Pew Research Center, 19 August 2019, www.pewresearch.org/social-trends/2019/08/19/the-growing-partisan-divide-in-views-of-higher-education-2.

15 See Rosenfeld, Democracy and Truth (n Footnote 11); Vittorio Bufacchi, ‘What’s the Difference between Lies and Post-Truth in Politics? A Philosopher Explains’, The Conversation, 24 January 2020, https://theconversation.com/whats-the-difference-between-lies-and-post-truth-in-politics-a-philosopher-explains-130442; Lee McIntyre, Post-Truth (Cambridge, MA: MIT Press, 2018). See also, Atul Gawande, ‘The Mistrust of Science’, The New Yorker, 10 June 2016.

16 Executive Order on Combatting Race and Sex Stereotyping, US, 22 September 2020 (applying to federal government and its grantees and banning teaching of ‘divisive concepts’, including, e.g., the concepts that ‘(2) the United States is fundamentally racist or sexist; (3) an individual, by virtue of his or her race or sex, is inherently racist, sexist, or oppressive, whether consciously or unconsciously; (4) an individual should be discriminated against or receive adverse treatment solely or partly because of his or her race or sex; … (8) any individual should feel discomfort, guilt, anguish, or any other form of psychological distress on account of his or her race or sex’).

17 House File 802 (Iowa). ‘Race or sex scapegoating’ is defined in the law as ‘assigning fault, blame, or bias to a race or sex, or to members of a race or sex because of their race or sex, or claiming that, consciously or unconsciously, and by virtue of persons’ race or sex, members of any race are inherently racist or are inherently inclined to oppress others, or that members of a sex are inherently sexist or inclined to oppress others’.

18 If a conclusion, a view, is based on sound research within the expertise of the professor, then its expression is consistent with the pursuit of knowledge even if competing views based on research exist; the development of ‘justified true beliefs’ can be a process of contestation. On the role and limits of consensus in science, see Mark Tushnet, ‘Trust the Science but Do Your Research: A Comment on the Unfortunate Revival of the Progressive Case for the Administrative State’ (2023) 98(2) Indiana Law Journal 335. On the impact of the 2020 Executive Order (Footnote n 16) in encouraging state enactments, see, ‘CRT Forward: Tracking the Attack on Critical Race Studies’, UCLA Law School, 2023, https://crtforward.law.ucla.edu/wp-content/uploads/2023/04/UCLA-Law_CRT-Report_Final.pdf (reflecting enactment of twenty-nine measures targeting institutions of higher learning, though many more target K-12 instruction); see also ‘Educational Gag Orders: Legislative Restrictions on the Freedom to Read, Learn, and Teach’, PEN America, https://pen.org/report/educational-gag-orders.

19 See generally, Vicki C. Jackson, ‘Knowledge Institutions in Constitutional Democracy: Preliminary Reflections’ (2021) 7 Canadian Journal of Comparative and Contemporary Law 156. Some of the ideas in this chapter were set forth in this earlier 2021 paper.

20 Wieman v. Updegraff, 344 US 183, 196–97 (1952) (Frankfurter J, concurring); see also Keyishian v. Board of Regents of the University of State of New York, 385 US 589 (1967).

21 See Jackson, ‘Preliminary Reflections’ (n Footnote 19), at 165–66.

22 See Carolyn Evans and Adrienne Stone, Open Minds: Academic Freedom and Freedom of Speech of Australia Kindle ed. (Melbourne: La Trobe University Press, 2021) p. 85 (‘disciplinary methods require researchers to support their theories with evidence and justification, expose them to systematic testing capable of invalidating them and submit them to peer review prior to publication as well as to subsequent criticism and contradiction’).

23 The search for knowledge according to independent disciplinary standards exists not only in the sciences but also in the social sciences and in the humanities; improved understandings of older literary texts, or of a philosophical problem, are a form of knowledge, tested by different methods than those of physics.

24 See, e.g., Sandra Harding, The Science Question in Feminism (Ithaca, NY: Cornell University Press, 1986); Sheila Jasanoff, ‘Perspective: Back from the Brink: Truth and Trust in the Public Sphere’ (2017) 33(4) Issues in Science and Technology 25, at 28 (discussing the multi-participant process of establishing ‘public truths’).

25 See, e.g., Gawande, ‘The Mistrust of Science’ (n Footnote 15).

26 See Vicki C. Jackson, ‘Knowledge Institutions in Constitutional Democracy: Reflections on the Press’ (2022) 14 Journal of Media Law 275.

27 Vicki C. Jackson, ‘Knowledge at Risk: Democratic Constitutionalism and the Administrative State’ (unpublished ms., September 2022).

28 Cf. Brian Leiter, ‘The Epistemology of the Internet and the Regulation of Speech in America’ (2022) 20 Georgetown Journal of Law & Public Policy 903 (discussing the role of knowledge ‘gatekeepers’ including in academia); Robert Post, ‘The Internet, Democracy and Misinformation’ (Chapter 2 in this volume, arguing that the absence of professional ‘gatekeepers who vouched for the authenticity and epistemological value of distributed information’ poses a threat to democracy’s public sphere).

29 See generally, Jonathan Jenkins Ichikawa and Matthias Steup, ‘The Analysis of Knowledge’ in Edward N. Zalta (ed.), The Stanford Encyclopedia of Philosophy, Summer 2018, https://plato.stanford.edu/archives/sum2018/entries/knowledge-analysis. For helpful discussion by a legal academic, see Joseph Blocher, ‘Free Speech and Justified True Belief’ (2019) 133 Harvard Law Review 439, 459–64; see also Jackson, ‘Preliminary Reflections’ (Footnote n 19), at 163–64. For competing perspectives, see David Rabban, ‘Can Academic Freedom Survive Postmodernism’ (1998) 86 California Law Review 1377 (reviewing The Future of Academic Freedom, ed. by Louis Menand in 1996, discussing arguments for political rather than epistemological grounding of scholars’ roles); Carlotta Pavese, ‘Knowledge How’ in Edward N. Zalta and Uri Nodelman (eds.), The Stanford Encyclopedia of Philosophy, Fall 2022, https://plato.stanford.edu/archives/fall2022/entries/knowledge-how (discussing ‘anti-intellectualism’ claims about ‘knowledge how’ to do things and whether a ‘belief’ is necessary to have ‘how’ knowledge).

30 On epistemological debates about how knowledge changes, see, e.g., Thomas Kuhn, The Structure of Scientific Revolutions 3rd ed. (Chicago: University of Chicago Press, 1996) (emphasizing discovery of anomalies leading to new paradigms); Karin Knorr Cetins, Epistemic Cultures: How the Sciences Make Knowledge (Cambridge, MA: Harvard University Press, 1999) pp. 35, 8–11 (emphasizing how different disciplines use different tools); Robert K. Merton, ‘The Normative Structure of Science’ in Norman W. Storer (ed.), The Sociology of Science: Theoretical and Empirical Investigations (Chicago: University of Chicago Press, 1973) p. 270 (emphasizing the role of empirical confirmation of predictions and goals of disinterestedness and skepticism); Karl Popper, The Logic of Scientific Discovery 2nd ed. (London: Routledge, 2002) (emphasizing the role of falsifiability).

31 See Ichikawa and Steup, ‘The Analysis of Knowledge’ (n Footnote 29) (knowledge as a belief that is true and justified); Jasanoff, ‘Perspective’ (n Footnote 24), at 28 (‘in democratic societies, public truths are precious collective achievements, arrived at … through slow sifting of alternative interpretations based on careful observation and argument and painstaking deliberation among trustworthy experts’); ‘In Defense of Knowledge and Higher Education’, American Association of University Professors, 2019, www.aaup.org/report/defense-knowledge-and-higher-education (defining ‘knowledge’ as ‘those understandings of the world upon which we rely because they are produced by the best methods at our disposal’ and arguing that ‘[n]o state can organize effective government policy except on the basis of informed … investigation’).

32 See Vicki C. Jackson, ‘Thayer, Holmes, Brandeis: Conceptions of Judicial Review, Factfinding, Proportionality’ (2017) 130 Harvard Law Review 2348, at 2379–80; see also Edward J. Lowe, ‘Fact’ in Ted Honderich (ed.), The Oxford Companion to Philosophy (Oxford: Oxford University Press, 2005) p. 287; Henry P. Monaghan, ‘Constitutional Fact Review’ (1985) 85 Columbia Law Review 229, at 233. This view is in some tension with those of scholars like Richard Rorty, see Bjørn Ramberg and Susan Dieleman, ‘Richard Rorty’ in Edward N. Zalta and Uri Nodelman (eds.), The Stanford Encyclopedia of Philosophy, Fall 2023, https://plato.stanford.edu/archives/fall2023/entries/rorty/ (elaborating on Rorty’s challenge to the idea that ‘knowledge’ corresponds to external realities).

33 How one knows what ‘truth’ or ‘knowledge’ is, of course, presents a large question. On some issues (we could call them issues of fact) truth must bear a correspondence to a phenomenon in the world that is capable of intersubjective verification. Other kinds of knowledge may reflect more social or interpretive understandings. To constitute knowledge, these claims must be capable of being grounded in arguments or sources that others can look at or reflect upon. Institutions, applying their own disciplinary mechanisms oriented towards establishing truth, play a central role in enabling societies to determine when a truth about a matter is – or multiple truths are – established as knowledge. See notes 22 and 23.

34 See Alexander Meiklejohn, Free Speech and Its Relation to Self-Government (New York: Harper & Brothers, 1948) pp. 105–7; Abrams v. United States, 250 US 616, 630 (1919), Holmes J, dissenting. The capacity of ‘more speech’ to help produce better knowledge has come under question, however, as new technologies on the Internet reduce the likelihood that false speech will be corrected where its viewers see it. See generally Tim Wu, ‘Is the First Amendment Obsolete?’ (2018) 117 Michigan Law Review 547.

35 See Paul Horwitz, First Amendment Institutions (Cambridge, MA: Harvard University Press, 2013); Frederick Schauer, ‘Towards an Institutional First Amendment’ (2005) 89 Minnesota Law Review 1256, at 1250 and 1275; see also Joseph Blocher, ‘Institutions in the Marketplace of Ideas’ (2008) 57 Duke Law Journal 821.

36 Various government interventions in college and university autonomy – even if not directly related to speech – may threaten their ability as institutions to sustain knowledge functions, just like government taxes on the use of paper and ink, see Minneapolis Star & Tribune Co. v. Minnesota, 460 US 575 (1983), may interfere with the constitutional freedoms of the press.

37 On the importance of considering the institutions within which speech occurs, see, e.g., Horwitz, First Amendment Institutions (n Footnote 35); Schauer, ‘Towards an Institutional First Amendment’ (n Footnote 35), at 1260 (arguing for more recognition of differences among institutions in developing First Amendment doctrine); Frederick Schauer, ‘Institutions as Legal and Constitutional Categories’ (2007) 54 UCLA Law Review 1747, at 1753–54 (noting a ‘pattern of treating First Amendment doctrine as institutionally blind’, bemoaning ‘how insignificant a role [institutions] appear to play in constitutional categorization’); Frederick Schauer, ‘Principles, Institutions, and the First Amendment’ (1998) 112 Harvard Law Review 84, at 86 (‘the refusal to draw doctrinal distinctions among culturally distinct institutions is simply unworkable in the context of the vast and increasing domain of free speech claims’).

38 See Adam Chilton and Mila Versteeg, How Constitutional Rights Matter (Oxford: Oxford University Press, 2020). For a critique, see Madhav Khosla, ‘Is a Science of Constitutionalism Possible’ (2022) 135 Harvard Law Review 2110 (reviewing Chilton’s and Versteeg’s book).

39 See Chilton and Versteeg, How Constitutional Rights Matter (n Footnote 38) p. 8.

40 See Benjamin Wittes, ‘James Comey’s Damning Testimony’, Brookings, 17 May 2007, www.brookings.edu/opinions/james-comeys-damning-testimony (describing how DOJ officials. Comey, Goldsmith and Philbin coordinated action to prevent what they viewed as an illegal act being urged on the (then-hospitalized) Attorney General by the White House).

41 See, e.g., Dawn Johnsen, ‘Foreword’ (to War, Terrorism, and Torture: Limits on Presidential Power in the 21st Century Symposium) (2006) 81 Indiana Law Journal 1139; Trevor Morrison, ‘Stare Decisis in the Office of Legal Counsel’ (2010) 110 Columbia Law Review 1448; Dawn Johnsen and Neil Kinkopf, ‘How to Prevent Another “Torture Memo”’, The Wall Street Journal, 21 January 2005 (‘A group of 19 former OLC lawyers recently reviewed the practices that in the past have promoted high professional standards and prepared a set of 10 principles that, we believe, should continue to serve as the foundation for OLC’s legal rulings’).

42 See generally, Edgar Schein, Organizational Culture and Leadership (Hoboken, NJ: Jossey-Bass, 1985) p. 9 (defining organizational culture as ‘a pattern of basic assumptions – invented, discovered, or developed by a given group as it learns to cope with its problems of external adaptation and internal integration – that has worked well enough to be considered valid and, therefore, to be taught to new members as the correct way to perceive, think, and feel in relation to those problems’); Edgar Schein with Peter Schein, Organizational Culture and Leadership 5th ed. (Hoboken, NJ: Wiley, 2017) pp. 67 (defining ‘the culture of a group as the accumulated shared learning of that group … to be taught to new members as the correct way to perceive, think, feel and behave in relation to those problems’); see also Don Hellriegel and John W. Slocum, Organizational Behavior (Cincinnati, OH: South-Western College, 2007) p. 418 (describing organizational culture as a ‘collection of unspoken rules and traditions that play a part in determining the quality and nature of organizational life’); Davide Ravasi and Majken Schultz, ‘Responding to Organizational Identity Threats: Exploring the Role of Organizational Culture’ (2006) 49 Academy of Management Journal 433, at 437 (defining organizational culture as a set of assumptions that help ‘defin[e] appropriate behavior for various situations’); cf. Barbara E. Armacost, ‘Organizational Culture and Police Misconduct’ (2004) 72 George Washington Law Review 453, at 521 and 546 (arguing that organizational culture is sustained and changed not only by leaders but also by the group as a whole, posing a challenge, for example, to efforts to change adverse cultures in policing units).

43 Consider here the role of Pulitzer Prizes, awarded by Columbia University, and other awards in journalism. See ‘About Us’, https://journalism.columbia.edu/about; ‘History of the Pulitzer Prize’, www.pulitzer.org/page/history-pulitzer-prizes.

44 On the professional culture of truth-seeking news media, see Jackson, ‘Reflections on the Press’ (n Footnote 26), at 284 (noting, for example, the recent creation at The New York Times of an office of ‘Newsroom Cultures and Careers’). A professional culture of factual integrity is also asserted at the level of policy (and in fact is found) in many government offices. See, e.g., US Census Bureau, ‘Scientific Integrity’ (last revised 16 December 2021), www.census.gov/about/policies/quality/scientific_integrity.html (asserting its commitment, with other federal statistical agencies, to a ‘common set of professional standards and operational practices designed to ensure the quality, integrity, and credibility of our statistical activities’); Emily Bazelon and Michael Wines, ‘How the Census Bureau Stood Up to Trump’, New York Times Sunday Review, 15 August 2021, p. 3; Michael Wines, ‘Census Memo Cites “Unprecedented” Meddling by Trump Officials’, The New York Times, 16 January 2022, p. 21; see also Stephen Skowronek, John A. Dearborn and Desmond King, Phantoms of a Beleaguered Republic (Oxford: Oxford University Press, 2021) p. 106 (discussing federal civil servant weather scientists resisting unscientific political interventions).

45 See, e.g., University of Michigan’s ‘Mission Statement’, https://president.umich.edu/about/mission (asserting a mission ‘to serve the people of Michigan and the world through preeminence in creating, communicating, preserving and applying knowledge, art, and academic values’); Harvard College’s ‘Mission, Vision, & History’, https://college.harvard.edu/about/mission-vision-history (‘The mission of Harvard College is to educate the citizens and citizen-leaders for our society … with exposure to new ideas, new ways of understanding, and new ways of knowing’).

46 ‘Fostering Integrity in Research’, National Academies of Sciences, Engineering, and Medicine, 2017, https://nap.nationalacademies.org/read/21896/chapter/14, 9.

47 ‘Good Research Practice Guidelines’, University of Cambridge, www.research-integrity.admin.cam.ac.uk/files/good_research_practice_guidelines_jan_2021.pdf.

48 See, e.g., ‘Standards for Tenure and Promotion’ (2014), Georgetown University Law Center, www.law.georgetown.edu/wp-content/uploads/2018/05/A.-Tenure-Standards.pdf (describing tenurable qualities of legal scholarship as showing ‘wide and critical command of the field of his or her study’, stating that the ‘highest indication of scholarship is the ability to make original contributions in one’s field of knowledge’, and ‘[e]xcellence in legal scholarship is characterized by clear and compelling argument that relies on relevant evidence or authority, by ideas or results that are both original and important, and by the author’s attention to method’).

49 Although professionals or experts unaffiliated with any institution may apply disciplinary standards, institutions help define and uphold the disciplinary norms by which to assess the validity and reliability of truth claims. I thank Martha Minow, again, for pressing me on this point.

50 See Jackson, ‘Reflections on the Press’ (n Footnote 26), at 284.

51 Moreover, compliance with institutional norms of a knowledge institution may help insulate scholars or journalists from legal liability for their publications. See Horwitz, First Amendment Institutions (Footnote n 35), pp. 152–53 (noting that journalists’ compliance with journalistic norms or customs can rebut claims of legal malice, an element required in the US for a public figure to win a defamation action).

52 28 CFR 50.15.

53 Although there are possibilities for conflicts of interest between employing organizations and employees, in universities and news outlets there is some alignment in the dominant purposes of the institution and its professional staff. With respect to government institutions, the potential conflicts between government as employer and the professional knowledge workers it employs are perhaps greater. Scientific or statistical offices within government work within an overarching institution whose central purpose is to govern. Reconciling the need for independence and impartiality in the development of knowledge with the range of government purposes is a particular challenge, perhaps calling for more internal separation of powers.

54 See Leiter, ‘Epistemology’ (n Footnote 28), at 918–19; cf. Luís Roberto Barroso, ‘Populism, Authoritarianism, and Institutional Resistance’ (2022) 57 Texas International Law Journal 259 (arguing that extremist, authoritarian movements seek to by-pass intermediary institutions, including the press and civil society, to gain power through direct social media appeals to supporters); Luís Roberto Barroso and Luna van Brussel Barroso, ‘Democracy, Social Media, and Freedom of Expression: Hate, Lies, and the Search for the Possible Truth’ (2023) 24 Chicago Journal of International Law 51 (discussing social media’s effects on increased public participation and communication and at the same time increased ‘disinformation campaigns, hate speech, slander, lies, and conspiracy theories used to advance antidemocratic goals’).

55 Wikipedia might be considered a knowledge institution insofar as its purpose is to disseminate knowledge; it is debatable whether it has a ‘disciplinary method’, other than relying on transparency, publicity, encouragement of supporting documentation and notation where it is in doubt.

56 Many questions exist about whether particular institutions – for-profit universities, particular foundations or institutes – are ‘knowledge institutions’. Sometimes an entity’s mission statement will make clear that developing, preserving or disseminating knowledge is not central to its mission, even if it may be an incidental product. Sometimes an entity will claim to be oriented to knowledge production, but will be viewed by others as incapable of performing this role because commitment to an existing worldview prevents it from the kind of open-mindedness that knowledge institutions should have. A non-governmental organization (NGO), like the RAND Corporation – which describes itself as ‘dedicated to furthering and promoting scientific, educational, and charitable purposes for the public welfare and security of the United States’, blending ‘scrupulous nonpartisanship with rigorous, fact-based analysis to tackle society’s most pressing problems’ – could be a knowledge institution to the extent it adheres to this self-description. ‘A Brief History of RAND’, RAND, www.rand.org/about/history.html. Other NGOs with more advocacy, or lobbying goals, might not be: an NGO such as the Tobacco Institute that used to exist in the USA, at least as described by Bath University Tobacco Tactics project, would probably not be. See https://tobaccotactics.org/article/tobacco-institute (describing an internal memo characterizing the institute’s work in part as being about ‘[c]reating doubt about the health charge without actually denying it’). Many associations that play quite valuable (and constitutionally protected) democratic roles – including political parties or advocacy groups – may not be ‘knowledge institutions’ if one looks at what their central or primary purposes are, as well as whether they apply disciplinary process oriented towards identifying knowledge. In a work-in-progress (a book for Cambridge University Press), I plan to consider such questions.

57 See, e.g., ‘Research, Truth Decay, Fighting Disinformation’, RAND, www.rand.org/research/projects/truth-decay/fighting-disinformation/search.html; ‘Center for an Informed Public University of Washington’, www.cip.uw.edu (‘The Center for an Informed Public … is a multidisciplinary research center at the University of Washington … that has a mission to resist strategic misinformation, promote an informed society and strengthen democratic discourse’); ‘Science of Science Communication Area of Study’, Annenberg Public Policy Center, University of Pennsylvania, www.annenbergpublicpolicycenter.org/science-communication (designed to address ‘gaps between expert knowledge of science and public perception’); Annenberg Public Policy Center with Factcheck: www.annenbergpublicpolicycenter.org/appc-in-new-collaboration-to-counter-misinformation-online; Pitt Disinformation Center at Pittsburg University, www.cyber.pitt.edu/disinformation (‘creat[ing] a new, community-centered system for warning, understanding, and response to malign influence’); ‘Knowledge Enterprise Center on Narrative, Disinformation and Strategic Influence’, Arizona State University, https://globalsecurity.asu.edu/expertise/narrative-disinformation-and-strategic-influence (using research to ‘support efforts to safeguard the United States, its allies, and democratic principles against malign influence campaigns’); ‘Assembly: Disinformation’, Berkman Klein Center, Harvard University, https://cyber.harvard.edu/research/assembly (‘brings together participants from academia, industry, government, and civil society from across disciplines to explore and make progress on disinformation in the digital public sphere’); MIT Initiative on the Digital Economy, https://ide.mit.edu/research-group/misinformation-fake-news (‘shed light on the basic science of how people decide what to believe and share, and leverage these insights to design anti-misinformation interventions’).

58 See Gabrielle Lim and Samantha Bradshaw, ‘Chilling Legislation: Tracking the Impact of “Fake News” Laws on Press Freedom Internationally’, Center for Media Assistance, 19 July 2023, www.cima.ned.org/publication/chilling-legislation (‘[M]any misinformation, disinformation, and mal-information … laws chill press freedom, rather than enhance it’); ‘Censorious Governments Are Abusing “Fake News” Laws’, The Economist, 13 February 2021. In the USA, where there is aggressive First Amendment protection even for deliberately false statements in some contexts, increasingly state statutes have targeted false communications involving the Internet and social media. See Leslie Gielow Jacobs, ‘Freedom of Speech and Regulation of Fake News’ (2022) 70 (Issue Supplement_1) American Journal of Comparative Law i278, at i294.

59 Cf. Mary Flug Handlin and Oscar Handlin, The Dimensions of Liberty (Cambridge, MA: Belknap, 1961), p. 111 (‘The capacity to act through noncoercive means remained a critical element in American liberty. It preserved the latitude of choice available to the individual. By sustaining the conviction that desirable ends could be attained without calling upon the state, it helped set limits upon the use of political power without depriving society of services considered essential to its welfare’).

60 These paragraphs are largely drawn from Jackson, ‘Preliminary Reflections’ (n Footnote 19), at 199–201.

61 See, e.g., Melissa M. Lee and Nan Zhang, ‘Legibility and Informational Foundations of State Capacity’ (2016) 79 Journal of Politics 118 (suggesting that all governments need knowledge and that, with better knowledge of local practices, views and persons, the state will have improved ability to assess and collect taxes and produce or encourage the production of goods); Stephen Holmes, Passions and Constraint (Chicago: University of Chicago Press, 1995) p. 119 (describing Jean Bodin’s theory for why even monarchs benefit from some freedom of speech, enabling them to have access to vital information for maintaining their realm); cf. George Washington, ‘First Address to Congress’, 1790 (‘Knowledge is in every country the surest basis of publick happiness. In one in which the measures of government receive their impression so immediately from the sense of the community, as in ours, it is proportionately essential’).

62 See, e.g., Joseph A. Schumpeter, Capitalism, Socialism, and Democracy (New York: Harper & Brothers, 1942) p. 250.

63 See, e.g., Jürgen Habermas, Between Facts and Norms: Contributions to a Discourse Theory of Law and Democracy (Cambridge, MA: MIT Press, 1996) pp. 118–31; Hélène Landemore, Open Democracy: Reinventing Popular Rule for the Twenty-first Century (Princeton, NJ: Princeton University Press, 2020).

64 Cf. Meiklejohn, Free Speech (n Footnote 34) pp. 45–46. Meiklejohn’s argument for free speech on public issues rests on the assumption that free speech is the best way to provide a sound informational base for democratic decisions. His argument predates more recent technologies that, for many, have undermined some of the foundations for trusting wholly unimpeded speech.

65 To be sure, knowledge institutions may fail actually to pursue knowledge. See, e.g., ‘Yellow Journalism’, Public Broadcasting Service, www.pbs.org/crucible/frames/_journalism.html (describing how ‘the Hearst newspapers, with no evidence, unequivocally blamed the Spanish’ for the sinking of the Maine, encouraging the USA to intervene militarily in Cuba). Later studies reached divergent conclusions on whether the sinking was caused by an external bomb or by an internal coal bunker near a reserve magazine. See ‘A Special Report: What Really Sank the Maine?’, US Naval Institute, www.usni.org/magazines/naval-history-magazine/1998/april/special-report-what-really-sank-maine. This and other controversies emphasize the importance of pluralism in the existence and control of knowledge institutions.

66 Knowledge institutions may play another role in fostering democracy: providing shelter for political dissidents, from their own countries or others, incubating the possibility of political challenge. See, e.g., Linda Colley, The Gun, the Ship and the Pen: Warfare, Constitutions and the Making of the Modern World (New York: Liveright, 2021) p. 230 (describing the British Museum as ‘the temple of political exiles’ in the nineteenth century).

67 Cf. Charles McIlwain, Constitutionalism: Ancient and Modern 3rd ed. (Ithaca, NY: Cornell University Press, 1975) p. 21 (constitutionalism ‘is a legal limitation on government; … the antithesis of arbitrary rule; its opposite is despotic government, the government of will instead of law’); see also András Sajó and Renáta Uitz, The Constitution of Freedom: An Introduction to Legal Constitutionalism (Oxford: Oxford University Press, 2019) p. 13.

68 See generally Lon Fuller, The Morality of Law (New Haven, CT: Yale University Press, 1964); Jeremy Waldron, ‘The Rule of Law’ in Edward N. Zalta and Uri Nodelman (eds.), The Stanford Encyclopedia of Philosophy (Fall 2023 ed.), https://plato.stanford.edu/entries/rule-of-law (characterizing Fuller as arguing that rule of law principles require that laws be ‘general, public, prospective, coherent, clear, stable, and practicable’).

69 See Vicki C. Jackson and Yasmin Dawood, ‘Constitutionalism and Effective Government: Rights, Institutions, and Values’ in Vicki C. Jackson and Yasmin Dawood (eds.), Constitutionalism and a Right to Effective Government? (Cambridge: Cambridge University Press, 2022).

70 See N. W. Barber, The Principles of Constitutionalism (Oxford: Oxford University Press, 2018) p. 19; Sotirios A. Barber, ‘Fallacies of Negative Constitutionalism’ (2006) 75(2) Fordham Law Review 651; Sotirios A. Barber and James E. Fleming, Constitutional Interpretation: The Basic Questions (Oxford: Oxford University Press, 2007) ch. 4.

71 See Jackson and Dawood, ‘Constitutionalism’ (n Footnote 69); see also Gillian E. Metzger, ‘Foreword: 1930s Redux: The Administrative State under Siege’ (2017) 131(1) Harvard Law Review 74 (noting the agreement of Brownlow and Landis, who had otherwise largely opposed positions on issues of presidential control in federal administrative law, that a democratic government had to have effective public administration). It is not coincidental that Landis and Brownlow were writing against the backdrop of fascism’s rise in Europe.

72 See Elizabeth Fisher and Sidney A. Shapiro, Administrative Competence: Reimagining Administrative Law (Cambridge: Cambridge University Press, 2020); Cass R. Sunstein, ‘The Most Knowledgeable Branch’ (2016) 164(7) University of Pennsylvania Law Review 1607; Robert C. Post, Democracy, Expertise and Academic Freedom: A First Amendment Jurisprudence for the Modern State (New Haven, CT: Yale University Press, 2012) (distinguishing legitimation by democracy and by competency, and arguing both are needed); cf. Bruce Ackerman, ‘The New Separation of Powers’ (2000) 113(3) Harvard Law Review 633, at 696–97 (discussing need for an ‘integrity branch’ and a ‘regulatory branch’ to provide competent and non-corrupt execution of the laws). For an argument that truth must be seen as central to democracy, see Michael Lynch, ‘Truth as a Democratic Value’ in Melissa Schwartzberg and Philip Kitcher (eds.), Truth and Evidence (New York: NYU Press, 2021) (arguing that protecting the means to pursue knowledge in democracy advances values of ‘promoting deliberative decision-making procedures such as rational legislative processes and participatory politics’ which rest on basic respect for each person and the existence of a ‘common currency of reasons’ for democratic contestation).

73 See generally, Ackerman, ‘The New Separation of Powers’ (n Footnote 72), at 688–97; Post, Democracy, Expertise and Academic Freedom (n Footnote 72), p. 34; see also Sunstein, ‘The Most Knowledgeable Branch’ (n Footnote 72), at 1612; Youngstown Sheet & Tube Co. v. Sawyer, 343 US 579, 635 (1952) (Jackson J, concurring) (‘While the Constitution diffuses power the better to secure liberty, it also contemplates that practice will integrate the dispersed powers into a workable government’) (emphasis added).

74 Aziz Huq and Tom Ginsburg, ‘How to Lose a Constitutional Democracy’ (2018) 65 UCLA Law Review 78, at 130–31.

75 See Jackson, ‘Knowledge at Risk’ (n Footnote 27) (identifying several statutes imposing such duties).

76 Garcetti v. Ceballos, 547 US 410 (2006).

77 See ‘Leading Cases, Supreme Court 2005 Term, Public Employee Speech’ (2006) 120 Harvard Law Review 273 (describing Garcetti’s factual allegations that the government prosecutor was professionally and constitutionally obligated to send a memo to his supervisor detailing concerns about an affidavit used to procure a search warrant and to disclose those concerns to defense counsel, he nonetheless suffered adverse employment action as a result). See also n. Footnote 89.

78 Garcetti v. Ceballos, at 421–22. In other cases the Court has taken a categorical approach, treating ‘government speech’ as outside the concerns of the free speech clause of the First Amendment. See, e.g., Pleasant Grove City v. Summum, 555 US 460 (2009).

79 See, e.g., Judith Areen, ‘Government as Educator: A New Understanding of First Amendment Protection of Academic Freedom and Governance’ (2009) 97 Georgetown Law Journal 945.

80 Garcetti v. Ceballos, at 423. The Court narrowed the sweep of Garcetti in Lane v. Franks, 573 US 228 (2014), with respect to sworn testimony by a government employee subpoenaed to testify about matters within his knowledge as a government employee. It distinguished Garcetti as resting on the fact that the speech in question – a memo written by the plaintiff to his supervisor – was within the scope of his official duties. Footnote Ibid. at 237–38.

81 See generally Robert C. Post, Constitutional Domains: Democracy, Community, Management (Cambridge, MA: Harvard University Press, 1995).

82 See Jackson, ‘Knowledge at Risk’ (Footnote n 27); see also Heidi Kitrosser, ‘The Special Value of Public Employee Speech’ (2015) Supreme Court Review 301; Helen Norton, The Government’s Speech and the Constitution (Cambridge: Cambridge University Press, 2019) p. 11.

83 In addition to counteracting existing incentives to avoid correcting errors, affording some protection to internal speech would recognize the special informational value such speech may have to government decisions, see Kitrosser, ‘The Special Value’ (n Footnote 82), a value that may be central to the protection of professional and constitutional responsibilities, and help deter future mistakes that could arise from dismissing internally raised concerns.

84 See generally Frederick Schauer, ‘Formalism’ (1988) 97(4) Yale Law Journal 509; Kathleen Sullivan, ‘Foreword: The Justices of Rules and Standards’ (1992) 106(1) Harvard Law Review 22.

85 See Robert C. Post, ‘Subsidized Speech’ (1996) 106(1) Yale Law Journal 151, at 164.

86 See Post, Constitutional Domains (n Footnote 81) pp. 234–37 (on the role of hierarchy in organizations).

87 See, e.g., Kitrosser, ‘The Special Value’ (Footnote n 82), at 303 and 333–36 (arguing for inquiry whether competency based claims for disciplining an employee were pretextual and distinguishing scripted and unscripted public employee jobs).

88 See Schauer, ‘Towards an Institutional First Amendment’ (n Footnote 35); Schauer, ‘Principles, Institutions and the First Amendment’ (n Footnote 37), at 100–1.

89 In Garcetti, a supervising deputy district attorney believed that an affidavit submitted in connection with a search warrant was misleading; he conveyed his views first, within his office, to his supervisor, and then to a court, in a hearing requested by defense counsel to suppress the evidence seized but in a redacted form as requested by his supervisor. See ‘Leading Cases, Supreme Court 2005 Term’ (Footnote n 77), at 274. The Court rejected the defense motion. Given the role of professional lawyers in prosecutors’ offices, one would think that there was a powerful argument that the employee’s behavior should not have been subject to sanction because of the value of expert knowledge in protecting the rights secured by constitutional criminal procedure rules.

90 For alternative approaches, see ‘Guide on Article 10 of the European Convention on Human Rights: Freedom of Expression’, European Court of Human Rights, 2021 (identifying six factors that bear on whether particular actions of whistleblowing or reporting irregularities by public officials are protected under Article 10), www.echr.coe.int/documents/guide_art_10_eng.pdf. Without necessarily adopting their specific criteria, I suggest that the European Court’s work suggests that judicially developed criteria for balancing interests in managerial control against interests in truth are possible.

91 For an incisive analysis of ‘public knowledge producers’ and the Court’s First Amendment jurisprudence across a range of areas, see Heidi Kitrosser, ‘Protecting Public Knowledge Producers’ (Northwestern University Pritzker School of Law Public Law and Legal Theory Series, No. 22–36, 2022). On the adverse effects of the Court’s declining protection of the free speech rights of government employees, especially in state and local governments, see Adam Shinar, ‘Public Employee Speech and the Privatization of the First Amendment’ (2013) 46 Connecticut Law Review 1.

92 Horwitz, First Amendment Institutions (Footnote n 35) at 69.

93 See generally Tom Ginsburg, ‘Academic Freedom and Democratic Backsliding’ (2022) 71(2) Journal of Legal Education 238.

94 Sweezy v. New Hampshire, 354 US 234, 250 (1957).

95 Footnote Ibid. at 261–62 (Frankfurter J, concurring in the result, joined by Harlan J) (explaining ‘the dependence of a free society on free universities [which] means the exclusion of governmental intervention in the intellectual life of a university’).

96 Footnote Ibid. at 263 (quoting and citing The Open Universities in South Africa (Johannesburg: Witwatersrand University Press, 1957) 10–12).

97 See, e.g., Board of Regents of University of Wisconsin System v. Southworth, 529 US 217, 239 (2000) (Souter J, concurring in the judgment) (quoting Frankfurter’s ‘four essential freedoms’ statement and concluding that ‘protecting a university’s discretion to shape its educational mission may prove to be an important consideration in First Amendment analysis of objections to student fees’); Post, Democracy, Expertise and Academic Freedom (Footnote n 72) p. 72; Peter Byrne, ‘Academic Freedom: A Special Concern of the First Amendment’ (1989) 99 Yale Law Journal 251, at 289–90.

98 See Regents of University of California v. Bakke, 438 US 265, 312 (1978) (Powell J, delivering the judgment of the Court and concurring).

99 Grutter v. Bollinger, 539 US 306, 329 (2003); Grutter was treated as no longer controlling in Students for Fair Admissions v. Harvard College, 143 S.Ct. 2141 (2023).

100 Ibid. at 2166.

101 See Footnote ibid. at 2166–67. Although this language accepts the university’s judgment, it does so grudgingly and without calling these ‘worthy’ goals ‘compelling’. In Fisher v. University of Texas at Austin, 570 US 297, 308 (2013), the Court, in ruling on the constitutionality of an affirmative action plan, recognized the importance of Sweezy and of academic freedom in student admissions. But the Court emphasized that race could be used in admissions only if its use survived ‘strict scrutiny’, and said that while, under Grutter, courts would defer to a university’s conclusion that racial diversity was ‘essential to its educational admission’, the school still ‘must prove that the means chosen by the University to attain diversity are narrowly tailored to that goal’, and held that on that ‘point, the University receives no deference’. Footnote Ibid. at 311. After remand and further findings in the lower courts, in Fisher II, 579 US 365, 381–82 (2016), the Supreme Court upheld the Texas approach, using the language of compelling interests. In Students for Fair Admissions, the Court gave no deference at all to the universities’ decisions, including on the importance of racial diversity to educational goals, see Footnote ibid. at 2190 (Thomas J, concurring) (noting the Court’s refusal to defer to the universities’ own assessments of the educational benefits).

102 See Harvard Respondent’s brief in Students for Fair Admissions, at 30 (citing and quoting Sweezy); University of North Carolina Respondent’s brief in Students for Fair Admissions, at 39 (quoting and citing Sweezy, and quoting and citing Bakke on the importance of safeguarding academic freedom). For a reference to ‘academic freedom’, but not to Sweezy, see Students for Fair Admissions, at 2234 (Sotomayor J, dissenting).

103 How many faculty can say that they have not been inspired or provoked to new thoughts, reflected in later scholarship, by questions from their students?

104 See William C. Kirby, Empires of Ideas: Creating the Modern University from Germany to America to China (Cambridge, MA: Belknap, 2022) p. 13.

105 Cf., e.g., Students for Fair Admissions, at 2255–56 (Sotomayor J, dissenting) (noting that Harvard had consulted data to shape and decide whether to continue its program; arguing that data relied on by Justice Thomas was ‘unreliable’ and advanced an academically ‘discredited’ ‘mismatch’ thesis).

106 See, e.g., Title VI, 42 U.S.C. § 2000d; Title IX, 20 U.S.C. §1681; United States v. Virginia, 518 US 515 (1996). Concerns for remedying past societal racial injustices might appear a powerful argument in favor of affirmative action plans, but the case law rejected this argument (except where a particular institution was officially determined to have engaged in unlawful discrimination). See Bakke, at 310 (Powell J, delivering the judgment of the Court and concurring); City of Richmond v. Croson, 488 U.S. 469, 496–97 (1989) (O’Connor J, announcing the judgment of the Court).

107 See Jessica Callahan, ‘Research Report: States with Automatic or Guaranteed College Admissions Policies’, Connecticut General Assembly Office of Legislative Research, 3 March 2021, www.cga.ct.gov/2021/rpt/pdf/2021-R-0077.pdf (describing twelve universities with such externally imposed policies for guaranteed admissions); for more detail, see ‘50-State Comparison, State-Wide Admissions Policies, Does the State Have a Guaranteed Admissions Policy?’, Education Commission of the States, May 2022, https://reports.ecs.org/comparisons/statewide-admissions-policies-2022-04.

108 See, e.g., David Leonhardt, ‘Econ 101’, New York Times Magazine, 10 September 2023, 42, at 46 (noting that as government financial support for public universities has declined, incentives to admit students who pay full tuition have increased).

109 See, e.g., ‘How Academic Freedom Is Monitored’, European Parliament, Panel for the Future of Science and Technology, March 2023, p. 6 (noting many different definitions of academic freedom and identifying at the common core the concepts of freedom of research and freedom of teaching); cf. Footnote ibid. at IV (providing a more detailed list of what is encompassed in the concept of academic freedom, noting that freedom to teach includes, within certain limits, freedom to choose students).

110 In the USA, the federal Morrill Act, 2 July 1862, 12 Stat. 503, provided that monies it was enabling the states to obtain should support an endowment ‘and maintenance of at least one college where the leading object shall be, without excluding other scientific and classical studies and including military tactics, to teach such branches of learning as are related to agriculture and the mechanic arts, in such manner as the legislatures of the States may respectively prescribe’ (emphasis added).

111 On controversy in the United Kingdom whether the government has gone too far in its new funding scheme for higher education in insisting on external, non-faculty direction of universities as to what fields of study to concentrate on, see Eric Barendt, Academic Freedom and the Law: A Comparative Study (Oxford: Hart, 2010) pp. 9192. On threats by US state legislatures to penalize public universities over curricular decisions, see Adrienne Lu, ‘State Lawmakers Frequently Try to Tell Public Colleges and Universities What To Do through the Power of the Budget’, Governing, 24 April 2014, www.governing.com/news/headlines/how-state-lawmakers-control-state-universities.html.

112 The idea that any constitutional protection of academic freedom beyond ordinary First Amendment freedoms is enjoyed only by universities as institutions (and not by faculty members), see, e.g., Urofsky v. Gilmore, 216 F3d 401, 411–15 (4th Cir. 2000), is not fully persuasive if universities are to function well as knowledge institutions. For example, while curricular development may be shared within the umbrella of academic freedoms, and research protections established at the university level, the nature and quality of the research and writing that ensues should be largely a matter of the individual faculty members’ academic freedom. Whether that freedom should be protected entirely though autonomous within-university methods, such as peer review for tenure, is a different issue. Although some scholars would categorically protect the university’s claims of academic freedom over those of individual scholars, academic freedom for universities need not exclude entirely constitutional protection for individuals where it can be shown that a particular institution’s purportedly academic judgments are pretextual. Compare David Rabban, ‘Functional Analysis of Individual and Institutional Academic Freedom’ (1990) 53 Law & Contemporary Problems 227, at 283 (arguing that courts can review whether purported academic grounds are pretextual) with Byrne, ‘Academic Freedom’ (n Footnote 97), at 288 (arguing that courts should not review university decisions on academic grounds). And individual faculty members have other constitutional rights, including to be free from invidious discrimination, that can be externally enforced.

113 See, e.g., ‘Statement of Principles on Academic Freedom and Tenure’, American Association of University Professors, 1940 (‘Teachers are entitled to freedom in the classroom in discussing their subject’); the European Parliament’s ‘How Academic Freedom Is Monitored’ (n Footnote 109) (distinguishing between faculty members’ freedom to determine content and teaching methods of a course, on one hand, and the development of curriculum (in which faculty should play a role)); Evans and Stone, Open Minds (n Footnote 22) p. 145 (control over appointments, curriculum and teaching central to academic freedoms of universities).

114 Compare Rabban, ‘Functional Analysis’ (n Footnote 112), at 278–29 and n 251 (noting Texas requirements that every state-supported university offer a course in government, and history, including that of Texas, and questioning whether the Court would view state control of higher education curriculum in the same light as its control of public school curriculum) with Byrne, ‘Academic Freedom’ (Footnote n 97), at 331 (suggesting that state compulsion of a particular liberal arts curriculum would surely be unconstitutional). Texas’s requirements for American history and government at public universities are quite specific. See Texas Education Code, s. 51.301 (specifying that an ‘American Way’ course of specific content (though not viewpoint) be required of foreign students, and that at least six credits of coursework on government, including study of the USA and state constitutions, be generally required for graduation from universities receiving public funds). For a mandate that a ‘core curriculum be developed by public boards with appropriate consultation with the Academic Senates’, see California Education Code § 66720. Cf. Thomas I. Emerson, The System of Freedom of Expression (New York: Random House, 1970) p. 624 (‘[T]he government can prescribe the [broad] character of the curriculum for a particular institution, provide what general areas are to be emphasized or omitted, even require the offering of certain courses’, but not ‘more immediate details of course content, methods of presentation … and similar matters … of academic competence’).

115 Iowa House Bill 802, s. 1.d.

116 An even more aggressive intrusion on academic freedom in teaching is found in a 2022 Florida law, CS/HB 7, Ch. 2022-72. It prohibits ‘training or instruction, that espouses, promotes, advances, [or] inculcates’ support for affirmative action programs (that is, that someone ‘by virtue of his or her race, color, national origin, or sex should … receive adverse treatment to achieve diversity, equity, or inclusion’) and prohibits instruction ‘that [a person] must feel guilt … [or] psychological distress for actions, in which he or she played no part, committed in the past by other members of the same race or sex’. Such prohibitions have the potential to cut deeply into faculty classroom speech and faculty-student exchange of ideas.

117 See Footnote notes 112 and 113.

118 See, e.g., R.A.V. v. City of St Paul, 505 US 377 (1992) (holding that a statute prohibiting certain hateful speech was an unconstitutional viewpoint discrimination); Brandenburg v. Ohio, 395 US 444, 449 (1969) (holding that unless a speech urging violence constituted an incitement to imminent violence it could not constitutionally be punished); Boos v. Barry, 485 US 312 (1988) (holding that a law prohibiting signs outside an embassy critical of that embassy’s government was unconstitutional because content-based restrictions on speech must be narrowly tailored to serve a compelling government interest and this law was not narrowly tailored).

119 Although for some scholars criticism of university governance is central to the protection of academic freedom, see Evans and Stone, Open Minds (Footnote n 22) p. 17, a number of US lower courts have held, in reliance on Garcetti, that faculty members with official involvement in policymaking for their universities can be sanctioned for their speech about colleagues or university policy. See, e.g., Porter v. Board of Trustees of Northern Carolina State University, 72 F.4th 573 (4th Cir. 2023) (holding that a professor ridiculing his colleagues via email and challenging them in faculty meetings was not protected speech); Renken v. Gregory, 541 F.3d 769 (7th Cir. 2008) (holding that a professor’s complaints about the university’s use of grant funds was not protected speech); cf. Adrienne Stone, ‘The Meaning of Academic Freedom: The Significance of Ridd v. James Cook University’ (2021) 43(2) Sydney Law Review 241 (criticizing decision upholding dismissal of professor for breach of code requiring courtesy and decorum). But see Demers v. Austin, 746 F.3d 402 (9th Cir. 2014) (holding that a professor’s proposed administrative reform plan was protected speech). For argument that Garcetti should not extend to public university faculty, see Areen, ‘Government as Educator’ (n Footnote 79) at 948–49; ‘Case Note’ (2014) 127 Harvard Law Review 1823 (case comment on 9th Cir. Demers decision). For an example of a European approach, see Sorguç v. Turkey, Application No. 17089/03, European Court of Human Rights, judgment of 23 June 2009 (finding a violation of European Convention speech rights where a professor was assessed damages for defaming a junior colleague in having made a general critique of faculty hiring practices at his institution, the Court emphasizing ‘the importance of academic freedom, which comprises the academics’ freedom to express freely their opinion about the institution or system in which they work’), http://hudoc.echr.coe.int/eng?i=001-93161.

120 On the complications of government propaganda, see Hannah Arendt, ‘Lying in Politics: Reflections on the Pentagon Papers’, New York Review of Books, 18 November 1971; cf. Seanna Shiffrin, ‘Unfit to Print: Government Speech and the First Amendment’, 2022, https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4201762 (arguing that some government speech violates the First Amendment); Helen Norton, ‘Government Lies and the Press Clause’ (2018) 89 University of Colorado Law Review 453 (government lies as impairing democratic function of press to hold government to account); Carolina Mala Corbin, ‘The Unconstitutionality of Government Propaganda’ (2020) 81 Ohio State Law Journal 815 (describing government propaganda as the ‘deliberate dissemination of false claims on a matter of public interest’).

121 Keyishian v. Board of Regents of the University of State of New York at 603.

122 Evans and Stone, Open Minds (Footnote n 22), p. 79.

123 A book-in-progress (see Footnote n. 56) will seek to address both (i) how to identify knowledge institutions, some difficulties of which are suggested by Big Mama Rag v. United States, 631 F.2d 1030 (D.C. Cir. 1980) (discussing constitutionality of definition of an ‘educational’ organization for tax exemption purposes) and (ii) how to protect and improve knowledge institutions (considering the roles of courts, legislatures, public officials, media companies and civic groups, as well as knowledge institutions themselves).

15 Freeing Speech at Work Journalists’ Unions, Workplace Democracy and Political Democracy

1 The remainder of the chapter uses the term ‘misinformation’ as an umbrella term to capture various kinds of untruthful or misleading statements, images, and narratives, whether or not they were deliberately propagated.

2 There are two things to notice about how this sort of anti-union message relates to the larger misinformation picture. First, this playbook, honed in part in the labor context, is frequently deployed in other contexts, such as when governments portray civil rights protesters as destructive outside agitators. Second, one reason employers often succeed at convincing workers to vote against unionization is their ability to exclude the union and its counter-messaging from the workplace – capturing in microcosm the intersection between speech rights and property rights that repeats in countless other US contexts, including speech on social media and the regulation of campaign spending.

3 Alex Hertel-Fernandez, Politics at Work: How Companies Turn Their Workers into Lobbyists (New York: Oxford University Press, 2018).

4 John S. Ahlquist, ‘Labor Unions, Political Representation, and Economic Inequality’ (2017) 20(1) Annual Review of Political Science 409–32; David Macdonald, ‘How Labor Unions Increase Political Knowledge: Evidence from the United States’ (2021) 43(1) Political Behavior 124.

5 E.g., Pro Publica Guild, ‘Our Mission’, www.propublicaguild.org (discussing the union’s goals, including ‘pay transparency and a raise pool that stays ahead of inflation’).

8 H. K. Porter Co. v. NLRB, 397 US 99 (1970) (holding that NLRB does not have power to order contract concessions as a remedy for bad-faith bargaining); see also Noah’s Ark Processors, LLC, 372 NLRB No. 80 (2023) (discussing remedies for failure to bargain in good faith).

9 See, e.g., Myrto Pantazi, Scott Hale and Olivier Klein, ‘Social and Cognitive Aspects of the Vulnerability to Political Misinformation’ (2021) 42(1) Political Psychology 267304; Ullrich K. H. Ecker et al., ‘The Psychological Drivers of Misinformation Belief and Its Resistance to Correction’ (2022) 1(1) Nature Reviews Psychology 1329 (explaining that for information sources other than media outlets, ‘source credibility’ and trustworthiness affect acceptance of misinformation or corrections).

10 Joan Donovan, ‘How Civil Society Can Combat Misinformation and Hate Speech without Making It Worse’, The Media Manipulation Casebook 2020, https://mediamanipulation.org/sites/default/files/media-files/TSC002_HateSpeech_TS_fnl.pdf. Many of the chapters in this volume consider the proliferation of misinformation via social media platforms. However, social media can also be a source of community and meaningful discussion that can counter the effectiveness of misinformation.

11 While this chapter focuses on civil society’s role in fighting misinformation, I also acknowledge that these groups can be vectors of misinformation. For example, during protests against police violence in Philadelphia, Pennsylvania, the Fraternal Order of Police posted on Twitter and Facebook a photograph of a White police officer holding a Black toddler. The accompanying text read ‘This child was lost during the violent riots in Philadelphia, wandering around barefoot in an area that was experiencing complete lawlessness. The only thing this Philadelphia police officer cared about in that moment was protecting this child.’ But the boy’s mother filed a lawsuit alleging that this was a lie. She credibly asserted that she was driving home with her children when she took a wrong turn onto a street where police and protesters were confronting each other. Then, she alleged, police surrounded her car, breaking its windows and pulling the mother, her teenage nephew and her toddler son from the car – injuring and terrorizing them, and then separating the family for hours. Katie Shepherd, ‘Police Took a Black Toddler from His Family’s SUV. Then, the Union Used His Photo as “Propaganda”, Attorneys Say’, The Washington Post, 30 October 2020, www.washingtonpost.com/nation/2020/10/30/philadelphia-fop-posts-toddler.

12 Cynthia L. Estlund, ‘Working Together: The Workplace, Civil Society, and the Law’ (2000) 89 Georgetown Law Journal 196.

13 David H Montgomery, ‘Who’s Not Working in the U.S.? Learn the Basics’, Federal Reserve Bank of Minneapolis, 1 September 2022, www.minneapolisfed.org/article/2022/whos-not-working-in-the-us-learn-the-basics.

14 Estlund, ‘Working Together’ (n Footnote 12).

16 Although the population of the USA, and by extension the labor pool as a whole, has become more racially diverse over the decades, a recent study found that individual workplaces were becoming less racially diverse. John-Paul Ferguson and Rembrand Koning, ‘Firm Turnover and the Return of Racial Establishment Segregation’, SocArXiv, 8 January 2018, https://osf.io/preprints/socarxiv/c6hsd.

17 See, e.g., Students for Fair Admissions v. President and Fellows of Harvard College, 143 S.Ct. 2141 (2023) (imposing new limits on the use of race in higher-education admissions).

18 Elizabeth Anderson, Private Government: How Employers Rule Our Lives (and Why We Don’t Talk about It) (Princeton, NJ: Princeton University Press, 2017).

19 For example, Amazon warehouses famously use surveillance technology to track workers’ ‘time-off-task’, a metric that includes time spent traversing long distances in search of a bathroom, see Emily Guendelsberger, On the Clock: What Low-Wage Work Did to Me and How It Drives America Insane (Boston: Little, Brown, 2019).

20 See generally David Weil, The Fissured Workplace: Why Work became So Bad for So Many and What Can Be Done to Improve It (Cambridge, MA: Harvard University Press, 2017).

21 See, e.g., Jodi Kantor and Arya Sundaram, ‘The Rise of the Worker Productivity Score’, The New York Times, 14 August 2022, www.nytimes.com/interactive/2022/08/14/business/worker-productivity-tracking.html.

22 This dynamic’s significance is underscored in new workplace ethnographies that emphasize time – both that low-wage workplaces can be Taylorist nightmares, and that workers have less time outside of work, and less control over the time they do have. E.g., Footnote ibid.; Jamie McCallum, Worked Over: How Round-the-Clock Work Is Killing the American Dream (New York: Basic Books, 2020).

23 29 U.S.C. § 159 (setting forth the standard union election process for private sector workplaces that are covered by the National Labor Relations Act).

24 29 U.S.C. §§ 158(a)(5) and 158(d) (establishing the obligation to engage in good-faith collective bargaining).

25 29 U.S.C. § 159(d).

26 Tova Wang, ‘Union Impact on Voter Participation – and How to Expand It’, Ash Center for Democratic Governance and Innovation, 2020 (surveying literature), https://ash.harvard.edu/files/ash/files/300871_hvd_ash_union_impact_v2.pdf.

27 Alex Hertel-Fernandez, Politics at Work: How Companies Turn Their Workers into Lobbyists (New York: Oxford University Press, 2018). Government employers, by contrast, are constrained by the First Amendment. They may not, for example, reserve non-policy-making jobs for members of a preferred political party. See O’Hare Truck Service, Inc. v. City of Northlake, 518 US 712 (1996); see also Heffernan v. City of Paterson, NJ, 578 US 266 (2016). Further, governmental employers often go beyond constitutional requirements, limiting their employees’ abilities to engage in certain kinds of political advocacy to avoid public concern about political favoritism in the provision of public services, e.g., 5 U.S.C. § 7323.

29 Claire Wardle and Hossein Derakhshan, Information Disorder: Toward an Interdisciplinary Framework for Research and Policymaking, Council of Europe, 2017, https://edoc.coe.int/en/media/7495-information-disorder-toward-an-interdisciplinary-framework-for-research-and-policy-making.html, p. 10.

30 Mitt Romney famously told business owners to ‘make it very clear to your employees what you believe is in the best interest of your enterprise and therefore their job and their future in the upcoming elections’. He noted that there was ‘nothing illegal about you talking to your employees about what you believe is best for the business, because I think that will figure into their election decision, their voting decision, and of course doing that with your family and your kids as well’. Harry Bradford, ‘Murray Energy Miners Allege They Had to Give Up Pay to Attend “Mandatory” Romney Rally’, HuffPost, 6 December 2017, www.huffpost.com/entry/century-mine-romney-ohio-mandatory_n_1836674.

31 Ahlquist, ‘Labor Unions, Political Representation, and Economic Inequality’ (n Footnote 4); Macdonald, ‘How Labor Unions Increase Political Knowledge’ (n Footnote 4).

32 Macdonald, ‘How Labor Unions Increase Political Knowledge’ (n Footnote 4), at 120.

33 For example, a substantial body of work discusses psychological states that might make an individual more or less susceptible to believing misinformation, or that might make a source of information seem more or less trustworthy (e.g., Ecker, ‘The Psychological Drivers’ (n Footnote 9)). Other work focuses on social-psychological factors, explaining that misinformation can be particularly difficult to combat when it successfully taps into the consumer’s moral beliefs of worldview (e.g., Wardle and Derakhshan, Information Disorder (n Footnote 29)).

34 Mohamed Mostagir and James Siderius, ‘Social Inequality and the Spread of Misinformation’ (2023) 69(2) Management Science 968–95.

35 Jessica Jaiswal, Caleb LoSchiavo, and David C. Perlman, ‘Disinformation, Misinformation and Inequality-Driven Mistrust in the Time of COVID-19: Lessons Unlearned from AIDS Denialism’ (2020) 24(10) AIDS and Behavior 2776–80.

36 Craig Timberg and Isaac Stanley-Becker, ‘Fake Twitter Accounts Posing as Black Trump Supporters Appear, Reach Thousands, Then Vanish’, The Washington Post, 20 October 2020 www.washingtonpost.com/technology/2020/10/13/black-fake-twitter-accounts-for-trump; Rachelle Hampton, ‘The Black Feminists Who Saw the Alt-Right Threat Coming’, SLATE, 23 April 2019, https://slate.com/technology/2019/04/black-feminists-alt-right-twitter-gamergate.html.

37 Ahlquist, ‘Labor Unions’ (n Footnote 4).

38 Paul Frymer and Jacob M. Grumbach, ‘Labor Unions and White Racial Politics’ (2021) 65(1) American Journal of Political Science 225–40.

39 See Vicki Jackson, ‘Knowledge Institutions and Resisting “Truth Decay”’, Chapter 14 in this volume. Jackson defines knowledge institutions as ‘entities that have, as a central purpose, the dissemination, preservation, or production of knowledge’. Perhaps unions of knowledge workers – including teachers, librarians, journalists and university faculty – could qualify as knowledge institutions under this definition if they conceive of their role broadly. At a minimum, though, unions of knowledge workers often protect and strengthen knowledge workers’ (and, by extension, knowledge institutions’) abilities to carry out their roles. For example, a key function of the American Association of University Professors has been to define and protect academic freedom. See ‘History of the AAUP’, www.aaup.org/about/history-aaup (discussing AAUP’s ‘major contributions to the establishment of academic freedom and tenure throughout higher education in the United States’). Similarly, teachers’ unions often frame their advocacy around topics such as staffing levels and teacher training using the pithy phrase ‘students’ learning conditions are educators working conditions’. ‘9 Ways to Improve Educator Working Conditions’, National Education Association, 30 September 2022, www.nea.org/resource-library/9-ways-improve-educator-working-conditions#:~:text=Students‘%20learning%20conditions%20are%20educators’%20working%20conditions.&text=Studies%20have%20found%20that%20the,leave%20and%20impact%20student%20learning.

40 This chapter’s focus is on institutions that would agree their mission is to accurately inform the public, and that genuinely aim to achieve that mission by acting consistently with ethical guidelines and other parameters that are generally accepted within the industry. It does not discuss entities that have other stated or unstated goals, such as organizations that present themselves as news outlets, but that are actually disguised entertainers, manipulators or propagandists. With respect to this latter group, it is perhaps conceivable that empowered workers could exert a counterweight – fighting to bring balance to a propagandist network, for example – but I see no reason to believe this is likely to happen. Instead, it strikes me as at least equally likely that these entities successfully hire employees who share their ‘true’ mission, even if that mission is unstated.

41 Joel R. Malin and Christopher Lubienski, ‘Information Pollution in an Age of Populist Politics’ (2022) 30 Education Policy Analysis Archives 123. Malin and Lubienski focus on this phenomenon in the context of US education, but note its existence across the ‘modern information landscape’ (at 4).

42 This chapter focuses on journalists in the USA, and a 2022 Pew poll bears out that they mostly feel passionate about and committed to their work, and very concerned about their and their industry’s ability to get the facts right and meaningfully inform the public, see Sara Atske, ‘Journalists Sense Turmoil in Their Industry amid Continued Passion for Their Work. Report’, Pew Research Center, 14 June 2022, www.pewresearch.org/journalism/2022/06/14/journalists-sense-turmoil-in-their-industry-amid-continued-passion-for-their-work. In addition, nearly all of the journalists surveyed said that ‘made-up news and information’ was either a ‘very big’ or ‘moderately big’ problem. Finally, majorities expressed concern about both the industry’s ability to handle misinformation, and the degree of public trust in the industry generally.

43 Analogously, the US Supreme Court has grounded public employees’ limited First Amendment right to be protected against termination when they speak on a matter of public concern in institutional governance concerns. Pickering v. Board of Education, 391 US 563 (1968) (writing that ‘Teachers are, as a class, the members of a community most likely to have informed and definite opinions as to how funds allotted to the operation of the schools should be spent. Accordingly, it is essential that they be able to speak out freely on such questions without fear of retaliatory dismissal’).

44 Shannon Poulsen and Dannagal G. Young, ‘A History of Fact Checking in U.S. Politics and Election Contexts’ in Brian G. Southwell, Emily A. Thorson and Laura Sheble (eds.), Misinformation and Mass Audiences (Austin: University of Texas Press, 2018) pp. 232–48, p. 244.

45 Eric Bradner, ‘Conway: Trump White House Offered “Alternative Facts” on Crowd Size’, CNN, 23 January 2017, www.cnn.com/2017/01/22/politics/kellyanne-conway-alternative-facts/index.html.

46 For further discussion of these topics see, e.g., Martha Minow, Saving the News: Why the Constitution Calls for Government Action to Preserve Freedom of Speech (New York: Oxford University Press, 2021).

47 Nic Newman et al., ‘Digital News Report 2023’, Reuters Institute, 2023, https://reutersinstitute.politics.ox.ac.uk/digital-news-report/2023; Erin C Carroll, ‘Promoting Journalism as a Method’ (2020) 12 Drexel Law Review 691.

48 The same survey reflected that the public’s interest in consuming any news is higher during times of crisis or political turmoil, such as the COVID-19 pandemic or (in the USA) the election of Trump. Although 67 percent of US respondents said they were ‘very’ or ‘extremely’ interested in news in 2015, that number had fallen to 49 per cent in 2023, see Newman, ‘Digital News Report 2023’ (n Footnote 47) p. 21.

49 Clickbait refers to stories accompanied by headlines written to arouse readers’ interest, often by provoking a strong emotional reaction.

50 Keach Hagey and Jeff Horowitz, ‘Facebook Tried to Make Its Platform a Healthier Place. It Got Angrier Instead’, The Wall Street Journal, 15 September 2021; see also Helen L. Norton, ‘Getting to Trustworthiness (But Not Necessarily to Trust)’ (2023) 3 Journal of Free Speech Law 7 (discussing how the ‘media’s need to do whatever it takes to survive financially’ can dampen readers’ trust).

51 Laura Hazard Owen, ‘Facebook’s Pivot to Video Didn’t Just Burn Publishers. It Didn’t Even Work for Facebook’, Nieman Lab, 15 September 2021, www.niemanlab.org/2021/09/well-this-puts-a-nail-in-the-news-video-on-facebook-coffin.

52 Sara Fischer, ‘U.S. Digital Newspaper Ad Revenue Expected to Surpass Print by 2026’, Axios, 21 June 2022, www.axios.com/2022/06/21/digital-newspaper-ad-revenue-print.

53 Penny Abernathy, ‘The State of Local News. Report’, Local News Initiative, 29 June 2022, https://localnewsinitiative.northwestern.edu/research/state-of-local-news/report.

54 Troublingly, news deserts tend to have lower median household income, graduation rates and broadband access than the national average, and a higher poverty rate. ‘Life in a News Desert’, Columbia Journalism Review, 2019, www.cjr.org/special_report/life-in-a-news-desert.php.

55 Jessica Collier and Emily Graham, ‘Even in “News Deserts” People Still Get News’, Center for Media Engagement, 14 December 2022, https://mediaengagement.org/research/people-still-get-news-in-news-deserts; but see Nick Mathews, ‘Life in a News Desert: The Perceived Impact of a Newspaper Closure on Community Members’ (2022) 23(6) Journalism 1250–65, (concluding based on nineteen in-depth interviews with residents of a news desert in rural Virginia that loss of a local paper harmed their sense of community and left them uninformed about local events).

56 Lili Levi, ‘Social Media and the Press’ (2012) 90 North Carolina Law Review 1531.

57 Jeffrey Gottfried and Jacob Liedke, ‘Partisan Divides in Media Trust Widen, Driven by a Decline among Republicans’, Pew Research Center, 30 August 2021, www.pewresearch.org/short-reads/2021/08/30/partisan-divides-in-media-trust-widen-driven-by-a-decline-among-republicans.

58 Benjamin Mullin and Nico Grant, ‘Google Tests A.I. Tool That Is Able to Write News Articles’, The New York Times, 20 July 2023, www.nytimes.com/2023/07/19/business/google-artificial-intelligence-news-articles.html.

59 McKay Coppins, ‘A Secretive Hedge Fund Is Gutting Newsrooms’, The Atlantic, 14 October 2021, www.theatlantic.com/magazine/archive/2021/11/alden-global-capital-killing-americas-newspapers/620171.

61 See Scientific Consensus: Earth’s Climate Is Warming. Climate Change: Vital Signs of the Planet, https://climate.nasa.gov/scientific-consensus.

62 Maxwell T. Boykoff and S. Ravi Rajan, ‘Signals and Noise. Mass-Media Coverage of Climate Change in the USA and the UK’ (2007) 8(3) EMBO Reports, 207–11. As the authors of the article describe, this dynamic is exacerbated when ‘generalist’ journalists have difficulty getting their arms around scientific literature while also working to a tight timeline.

63 See Yochai Bencher, Robert Paris and Hal Roberts, Network Propaganda: Manipulation, Disinformation, and Radicalization in American Politics (New York: Oxford University Press, 2018), pp. 358–59.

64 ‘Donald Trump Celebrates Violence against Journalists’, The New Yorker, 19 October 2018, www.newyorker.com/news/current/donald-trump-celebrates-violence-against-journalists.

65 Paul Farhi, ‘Lies? The News Media Is Starting to Describe Trump’s “Falsehoods” That Way’, The Washington Post, 6 June 2019, www.washingtonpost.com/lifestyle/style/lies-the-news-media-is-starting-to-describe-trumps-falsehoods-that-way/2019/06/05/413cc2a0-8626-11e9-a491-25df61c78dc4_story.html.

66 Wardle and Derakhshan, Information Disorder (Footnote n 29) p. 13 (‘getting the mainstream media to amplify rumour and disinformation is the ultimate goal of those who seek to manipulate’).

67 Carlos Rodríguez-Pérez and María J. Canel, ‘Exploring European Citizens’ Resilience to Misinformation: Media Legitimacy and Media Trust as Predictive Variables’ (2023) 11(2) Media and Communication 3041.

68 Footnote Ibid.; see also Wardle and Derakhshan, Information Disorder (Footnote n 29) making similar recommendations; Bencher, Paris and Roberts, Network Propaganda (n Footnote 63) p. 359.

69 Still, most journalists are not unionized – though a majority of non-union journalists in a 2022 poll said they would join a union if they could. Atske, ‘Journalists Sense Turmoil’ (n Footnote 42).

70 Michael Calderone, ‘Steven Greenhouse Leaves the New York Times, as Newspapers’ Labor Beat Keeps Shrinking’, HuffPost, 3 December 2014, www.huffpost.com/entry/steven-greenhouse-labor-beat_n_6262046.

71 Steven Greenhouse, ‘Newsrooms are Unionizing Pretty Much “Nonstop”. Here’s Why’, Nieman Reports, 19 January 2022, https://niemanreports.org/articles/newsrooms-labor-unions; see also Steven Greenhouse, ‘More Secure Jobs, Bigger Paychecks’, Columbia Journalism Review, 2018, www.cjr.org/special_report/media-unions-history.php.

72 Greenhouse, ‘Newsrooms are Unionizing’; Greenhouse, ‘More Secure Jobs, Bigger Paychecks’.

73 Sydney Ember, ‘Los Angeles Times Newsroom, Challenging Tronc, Goes Public with Union Push’, The New York Times, 4 October 2017, www.nytimes.com/2017/10/04/business/media/los-angeles-times-tronc-union.html.

74 Meg James, ‘Los Angeles Times Reaches Historic Agreement with Its Newsroom Union’, Los Angeles Times, 16 October 2019, www.latimes.com/california/story/2019-10-16/los-angeles-times-first-guild-contract.

75 First National Maintenance Corp. v. NLRB, 452 US 666, 681–82 (1981).

76 Sally Davidow, ‘Good News/Bad News: The Appeal Shuts Down, Staffers Relaunch It as a “Worker-Led News Outlet”’, The NewsGuild, 1 July 2021, https://newsguild.org/good-news-bad-news-the-appeal-shuts-down-staffers-relaunch-it-as-a-worker-led-news-outlet-2.

78 For example, the project published a report showing that Alden-acquired outlets downsized twice as fast as the national rate; this statistic has been cited in other coverage of Alden’s acquisition of news outlets. Julie Reynolds, ‘Working under a Hedge Fund: How Billionaires Made the Crisis at America’s Newspapers Even Worse’, #Save Local News, https://dfmworkers.org/working-under-a-hedge-fund-how-billionaires-made-the-crisis-at-americas-newspapers-even-worse.

79 See generally, #SaveLocalNews at https://dfmworkers.org.

80 For example, Sally Davidow, ‘Guild Calls on Biden to Stop TEGNA Merger and Save Journalism Jobs’, The NewsGuild, 2 June 2022, https://newsguild.org/guild-calls-on-biden-to-stop-tegna-merger-and-save-journalism-jobs; ‘CWA, NewsGuild-CWA, NABET-CWA Recommit to Fighting Hedge Fund Takeover of Local News’, Communication Workers of America, 28 February 2022, https://cwa-union.org/news/releases/cwa-newsguild-cwa-nabet-cwa-recommit-fighting-hedge-fund-takeover-local-news; Date Hayes, ‘CWA Leads Guilds’ FCC Petition Seeking to Block Sinclair–Tribune Merger’, Deadline, 20 June 2018, https://deadline.com/2018/06/communications-workers-of-america-fcc-petition-seeks-to-block-sinclair-tribune-merger-1202414599; Dan Papscun, ‘NewsGuild Asks DOJ to Probe Block’s Pittsburgh City Paper Deal’, BloombergLaw, 25 January 2023, https://news.bloomberglaw.com/antitrust/newsguild-asks-doj-to-probe-blocks-pittsburgh-city-paper-deal.

81 For example, Sally Davidow, ‘NewsGuild Applauds Local Journalism Sustainability Act’, The NewsGuild, 22 July 2021, https://newsguild.org/newsguild-applauds-local-journalism-sustainability-act (listing organizations belonging to ‘Rebuild Local News’ coalition); Diane Kennedy and Jon Schleuss, ‘Commentary: How New York Can Save Local News’, Times Union, 19 March 2023, www.timesunion.com/opinion/article/commentary-new-york-save-local-news-17844068.php.

82 For example, Sally Davidow, ‘Bargaining Bill for News Companies Still Needs Improvements’, The NewsGuild, 23 August 2022, https://newsguild.org/bargaining-bill-for-news-companies-still-needs-improvements.

83 ‘Our Mission’, ProPublica Guild, www.propublicaguild.org.

84 Jon Schleuss, ‘ProPublica Guild Wins Voluntary Recognition’, The NewsGuild, 4 August 2023, https://newsguild.org/propublica-guild-wins-voluntary-recognition.

85 The CBA negotiated between Gawker Media and its employees’ union was a notable exception; the union chose not to seek just-cause protections. Noah Kulwin, ‘Gawker Media’s Union Officially Has a Contract. Now What?’, Vox, 29 February 2016, www.vox.com/2016/2/29/11588348/gawker-medias-union-officially-has-a-contract-now-what.

86 For example, after The Washington Post fired reporter Felicia Sonmez for tweeting criticism of a colleague and then of Post management, her union filed a grievance seeking reinstatement, and then later a charge with the National Labor Relations Board. Corbin Bolies, ‘Felicia Sonmez Takes Her WaPo Fight to the Feds’, The Daily Beast, 29 September 2022, www.thedailybeast.com/felicia-sonmez-takes-her-washington-post-fight-to-the-national-labor-relations-board. Previously, the union had pressured The Post to both provide Sonmez a personal security detail, and reverse its decision to suspend her, after she tweeted about the sexual assault charge that had previously been filed against Kobe Bryant shortly after his death, https://docs.google.com/document/d/1ErQ7bN352jQZ0Ka8kCzAW8CWr2zEnUIvms5BG2Kdt1E/edit.

87 See ‘Hard News: Journalists and the Threat of Disinformation’, PEN America, 2022, https://pen.org/report/hard-news-journalists-and-the-threat-of-disinformation.

88 See ‘Pay Equity’, The NewsGuild, 2020, https://newsguild.org/pay-equity (listing example contracts that contain these terms).

90 Collective Bargaining Agreement between Guardian News and Media LLC and New Media Guild, Local 31222, Oct. 6, 2017–Oct. 5, 2020, at 13 and 26.

91 In addition, US labor law protects unionized workers who refuse to follow a management directive because they reasonably believe that, under their CBA, they cannot be required to follow the directive. Thus, if The Guardian fired a journalist who reasonably believed they had a right to refuse a directive under this provision, it could be subject to both a grievance and an unfair labor practice charge. See NLRB v. City Disposal Systems, 465 US 822 (1984) (holding NLRA protects employees who reasonably stand on their rights under a CBA).

92 Footnote Ibid. at 13.

93 See, e.g., Agreement between Foreign Policy and Washington-Baltimore New Guild, Local 32035, Oct. 18, 2017–Oct. 18, 2019, at 10; Collective Bargaining Agreement between The Real News Network and The NewsGuild-CWA, Aug. 1, 2021–July 31, 2023, at 30 and 34.

94 ‘AP Releases New Report on AI in Local News’, Associated Press, 29 March 2022, www.ap.org/press-releases/2022/ap-releases-new-report-on-ai-in-local-news (summarizing findings, including that some news outlets are already using AI for certain functions).

95 Charlotte Garden, ‘Tactical Mismatch in Union Organizing Drives’ in Richard Bales and Charlotte Garden (eds.), The Cambridge Handbook of US Labor Law for the Twenty-First Century (Cambridge: Cambridge University Press, 2020) pp. 199207.

97 Midland National Life Insurance Co., 263 N.L.R.B. 127 (1982) (holding that an employer’s ‘misrepresentations’ do not provide cause to set aside the results of a union election). Interestingly, the National Labor Relations Board has at times applied the opposite rule, and held that one side’s misrepresentations could merit a rerun election if the misrepresentation was highly salient, and if the other side did not have a meaningful opportunity to reply. Footnote Ibid. at 130.

98 H. K. Porter Co., Inc. v. National Labor Relations Board, 397 US 99 (1970).

99 29 U.S.C. §§ 157 and 158(a)(1).

100 National Labor Relations Board v. Mackay Radio & Telegraph Co., 304 US 333 (1938). There are some technical differences between being ‘fired’ and being ‘permanently replaced’, but these differences are very unlikely to be consequential for a replaced worker.

101 National Labor Relations Board v. Katz, 369 US 736 (1962).

102 Ampersand Publishing v. National Labor Relations Board, 702 F.3d 51, 54 (D.C. Cir. 2012); McDermott v. Ampersand Publishing, 593 F.3d 950 (9th Cir. 2010). The DC Circuit is especially important in this context because any NLRB decision may be appealed to that court. 29 U.S.C. § 160(f).

103 Associated Press v. National Labor Relations Board, 301 US 103 (1937).

104 See NLRB v. Jones & Laughlin Steel Corp., 301 US 1 (1937); see also US Constitution, Art. I, § 8, cl. 3 (providing that ‘[t]he Congress shall have Power … [t]o regulate Commerce with foreign Nations, and among the several States, and with the Indian Tribes’).

105Associated Press v. NLRB’, AP Brief at *102.

106 US readers may recognize the parallel to the ministerial exception, which effectively exempts religious entities from the application of many aspects of employment law when they hire employees who qualify as ‘ministerial’. See Hosanna-Tabor Evangelical Lutheran Church v. EEOC, 565 US 171 (2012).

107 Associated Press v. National Labor Relations Board at 132. Four dissenting justices (who also thought Congress lacked the authority to enact the NLRA) agreed with the AP that the First Amendment barred the statute’s application to the press. They accepted the premise that unionized journalists had a conflict of interest when they covered labor disputes, which they concluded meant that news organizations had to be able to fire journalists on the basis of their union affiliation. Footnote Ibid. at 138.

108 Footnote Ibid. at 132–33.

109 Passaic Daily News v. National Labor Relations Board, 736 F.2d 1543 (D.C. Cir. 1984).

110 Footnote Ibid. at 1559 (‘we find that the remedy mandating resumption of Stoddard’s column must yield to the Company’s First Amendment interest in retaining control over prospective editorial decisions’).

111 The DC Circuit analogized the case to the Supreme Court’s decision in Miami Herald Publishing Co. v. Tornillo, 418 US 241 (1971). But Tornillo concerned a ‘right of reply’ statute that would have required the Herald to run candidate rebuttals to the paper’s criticism. In contrast, the order in this case would have required reinstatement of a column that the paper had already decided to run, and it would not have prohibited the paper from discontinuing the column for any reason other than an anti-union one.

112 Ampersand Publishing v. National Labor Relations Board at 54; see also James Rainey, ‘Santa Barbara News-Press Bankruptcy Brings Uneasy End to an Owner’s Bitter Tenure’, Los Angeles Times, 29 July 2023, www.latimes.com/california/story/2023-07-29/santa-barbara-news-press-bankruptcy-closure-newspaper-owner-wendy-mccaw (providing a more detailed account of the problems that led to the labor dispute).

113 Ampersand Publishing v. National Labor Relations Board at 54.

114 Footnote Ibid. at 56; see also McDermott v. Ampersand Publishing, 593 F.3d 950 (9th Cir. 2010) (refusing to issue injunction against an employer in the same labor dispute because of ‘First Amendment right to editorial discretion’).

115 For an insightful discussion of the Supreme Court’s First Amendment formalism, see Genevieve Lakier, ‘Imagining an Antisubordinating First Amendment’ (2018) 118 Columbia Law Review 2117.

116 See Rainey, ‘Santa Barbara News-Press Bankruptcy’ (n Footnote 112).

117 See Cohen v. Cowles Media Co., 501 US 663 (1991) (holding that generally applicable contract principles applied to newspaper’s promise of confidentiality, and rejecting paper’s First Amendment argument).

118 Footnote Notes 112Footnote 114 and accompanying text.

119 ‘Union Membership Rate Fell by 0.2 Percentage Point to 10.1 Percent in 2022’, US Bureau of Labor Statistics, 24 January 2023, www.bls.gov/opub/ted/2023/union-membership-rate-fell-by-0-2-percentage-point-to-10-1-percent-in-2022.htm. In 2022, the private sector union density rate was 6 per cent, and the public sector union density rate was 33 per cent.

120 Megan Brenan, ‘Approval of Labor Unions at Highest Point since 1965’, Gallup, 2 September 2021, https://news.gallup.com/poll/354455/approval-labor-unions-highest-point-1965.aspx.

121 Aurelia Glass, ‘What You Need to Know about Gen Z’s Support for Unions’, Center for American Progress, 9 August 2023, www.americanprogress.org/article/what-you-need-to-know-about-gen-zs-support-for-unions.

Afterword For Whose Benefit Is the Freedom of Speech?

1 United States v. Alvarez, 567 US 709 (2012).

2 James Madison, ‘Letter to Thomas Jefferson’, 17 October 1788, in James Madison, Writings (Ed. by Jack N. Rakove, New York: Library of America, 1999) pp. 420–21.

3 Footnote Ibid. pp 421–22.

4 Footnote Ibid. p. 422.

5 James Madison, ‘Speech in Congress Proposing Constitutional Amendments’, 8 June 1789, in Madison, Writings (n Footnote 2) pp. 446–47.

6 Footnote Ibid. pp. 446–47.

7 Sedition Act, ch. 74, § 2, 1 Stat. 596 (1798).

8 James Madison, ‘Report on the Alien and Sedition Acts’ (The Virginia Report), 7 January 1800, in Madison, Writings (n Footnote 2) pp. 651–52.

9 Footnote Ibid. p. 651.

10 Footnote Ibid. p. 652.

12 The New York Times v. Sullivan, 376 US 254, 270–76 and n Footnote 19 (1964).

13 Footnote Ibid. at 270–72.

14 Footnote Ibid. at 273.

15 John Milton, Areopagitica (London, 1644).

16 John Stuart Mill, On Liberty (London: John W. Parker and Son, 1859).

17 Abrams v. United States, 250 US 616 (1919) (Holmes J, dissenting).

18 Stromberg v. California, 283 US 359, 369 (1931).

20 Near v. Minnesota, 283 US 697, 717–20 (1931).

21 Footnote Ibid. at 718.

22 Footnote Ibid. at 717.

23 Footnote Ibid. at 719–20.

24 Semler v. Oregon State Board of Dental Examiners, 294 US 608, 609, 612–13 (1935).

25 Footnote Ibid. at 609.

26 Footnote Ibid. at 612–13.

27 Chaplinsky v. New Hampshire, 315 US 568, 572 (1942).

28 Footnote Ibid. at 569 (internal quotation marks omitted).

29 Footnote Ibid. at 572.

30 West Virginia State Board of Education v. Barnette, 319 US 624, 641 (1943).

33 Miami Herald Publishing Co. v. Tornillo, 418 US 241, 248–49, 258 (1974).

34 Footnote Ibid. at 243.

35 Footnote Ibid. at 248.

36 Footnote Ibid. at 249.

37 Footnote Ibid. at 258.

38 Wooley v. Maynard, 430 US 705 (1977).

39 Riley v. National Federation of the Blind, 487 US 781 (1988).

40 Arizona Free Enterprise Club’s Freedom Club PAC v. Bennett, 564 US 721 (2011).

41 Footnote Ibid. at 740–43, 755.

42 Footnote Ibid. at 763 (Kagan J, dissenting).

43 National Institute of Family and Life Advocates v. Becerra, 138 S.Ct. 2361 (2018).

44 Footnote Ibid. at 2369.

45 See Chaplinsky v. New Hampshire, at 571–72; Watts v. United States, 394 US 705, 708 (1969); Virginia v. Black, 538 US 343, 359 (2003).

46 United States v. Alvarez, at 723 (plurality opinion).

47 Footnote Ibid. at 728.

48 Whitney v. California, 274 US 357, 375, 377 (1927), quoted by Justice Kennedy in United States v. Alvarez, 727–28.

49 Whitney v. California, at 375.

50 United States v. Alvarez, at 733 (Breyer J, concurring). For Mill’s discussion in On Liberty of the value of engaging with falsehood, see Mill, On Liberty (n Footnote 16) 64–82.

51 See, e.g., Sorrell v. IMS Health, Inc., 564 US 552 (2011) (extending ‘the freedom of speech’ to include private sales pitches to doctors by representatives of drug companies).

52 See text at Footnote n. 25.

53 United States v. Alvarez, 720–21 (plurality opinion).

54 Footnote Ibid. at 723 and 734 (Breyer J, concurring).

55 James Madison, ‘Public Opinion’, National Gazette, 19 December, 1791, in Madison, Writings(Footnote n 2) pp. 446–47.

56 Letter from Learned Hand to Zechariah Chafee, Jr., 2 January 1921, reprinted in (1975) 27 Stanford Law Review 769, at 771.

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