When I was a kid, the late Lewis Thomas was my hero. A gifted writer and physician scientist, truth be told, he still is. Thomas brought his poetic prose to science and illuminated the excitement of mid-century medicine informed by his work as an immunologist and concern for our ecosystem, both natural and man-made. In his most famous work, The Lives of a Cell,Footnote 1 Thomas likened the earth to a single cell. His essays are a perfect blend of Watson and Crick, Rachel Carson, and Montaigne, one of his favorite writers.Footnote 2
One characteristic of Thomas’ prose was the ability to make large points starting with careful depictions of intricate biological processes.Footnote 3 Nothing was beyond his reach or escaped his scrutiny. His eclectic career included stints as a pathologist, and it is there that he gained his powers of observation. Or perhaps his power of observation led to his work as a pathologist. Either way, the question illustrates the nature–nurture, push and pull in his writing as he contemplated our place in nature and the interplay of high-end clinical investigation with exemplary prose. His talents were justly recognized with both the Lasker Prize and the National Book Award.Footnote 4
With this provenance, I began to wonder what Thomas might have thought about brain organoids, three-dimensional clusters of brain tissue derived from stem cells.Footnote 5 , Footnote 6 Sometimes referred to as minibrains, their origins and organization prompt questions about their capacity for sentience and consciousness. Prominent neuroethicists have already engaged in a lot of handwringing over these developments, calling as is usually done, for caution and a prudential ethic.Footnote 7 , Footnote 8 , Footnote 9 This is generally a good response to novel scientific developments, but are these concerns justified by the science and our current understanding of consciousness?
When we encounter brain organoids in a petri dish, they are often beautifully projected with colorful fluorescent stains. If you were to squint and let your imagination wander, you could envision the outlines of a cerebral cortex. You have to fight off the anthropocentric urge and remember that they are but little globs of cells, each a few millimeters across, and off the grid. They have neither their own blood supply nor are they connected to brain networks. Yet, given their origins, you still ask: do they think, feel, or have ideas of their own? And if they do, are they bothered, or amused, by our thinking about them?
Despite their fine pedigree, I doubt these cells are conscious. Consciousness requires a web of distributed neural networks, or neural correlates of consciousness,Footnote 10 a degree of complexity that these organoids, or even clusters of organoids called assembeloids, could ever possibly have. While they may have some degree of responsiveness to their environment, these displays are more trophic than sentient. While they will prove useful to the study of neural processes, their isolation likely precludes the higher-order functions which consciousness necessitates.
But frankly, I do not know. The only consciousness I can know is my own. Even as I write these words I do so with no assurance that a sentient audience will understand what I have written. The consciousness of a brain organoid is as imponderable to me as the inner life of you, the reader. I can speculate all I want, but ultimately, each is shrouded in both mysteries, if not dura mater.
In Late Night Thoughts on Listening to Mahler’s Ninth Symphony, Lewis Thomas urged humility when speculating about consciousness. With a cautionary note against grand pronouncements, he wrote:
I am entitled to say, if I like, that awareness exits in all the individual creatures on the planet – worms, sea urchins, gnats, whales, subhuman primates, the lot. I can say this because we do not know what we are talking about; consciousness is so much a total mystery for our own species that we can not fathom its existence in others.Footnote 11
By analogy, what applies to the animal kingdom applies to organoids from our own species. But all is not lost. Thomas’ writings about the natural world might yet be revelatory.
Thomas had a fascination with social insects, ants and termites that work together to achieve what no single insect could do alone. His descriptions of their creations are elegiac writing of termites who “…organize in platoons and begin stacking up pellets to precisely the right height, then turning the arches to connect the columns, constructing the cathedral and its chambers in which the colony will live out its life for the decades ahead…”Footnote 12 The image conjures up the modernist spires of Gaudi’s still unfinished cathedral, La Sagrada Familia in Barcelona.
And yet, the termite does not possess an aesthetic sense, much less consciousness of his artistry. There is, according to Thomas, “…nothing at all wonderful about a single termite…”Footnote 13 The majesty of their sand castles comes from their collective work. Driven by chemical signals coded into their genome, a termite colony is capable of what no single termite could achieve alone. Thomas likens the collective efforts of social insects to “…the working parts of an immense central nervous system: the termite colony is an enormous brain on millions of legs; the individual termite is a mobile neurone.”Footnote 14
Thomas sums up the termite colony as a “mediative brain on a million legs.”Footnote 15 Beyond the beauty of the metaphor, the image is scientifically useful. It helps to illustrate an emergent phenomenon in which the parts come together to create something greater than its elements.Footnote 16 The emergence of early lifeFootnote 17 or mind from matter has been held up as an example of an emergent phenomenon, the latter proposed by C.D. Broad in 1925.Footnote 18 To this, we might add the work of termites in a huddle whose game plan, not surprisingly, resides in their species’ own DNA, itself a product or emergent phenomenon.
What is true of a single nucleotide of DNA—or the hard working termite in a colony—is also true of brain organoids, which have shown the ability to self-organize developmentally assisted by the provision of cell culture scaffolding.Footnote 19 Each becomes an element of something far greater than itself. Their individual contributions are essential in allowing the physical realm to transcend itself and become something majestic.
While this would suggest some sort of dualism, the preservation of emergent phenomena from DNA to termites to organoids onto human consciousness is a nod toward evolutionary biology. In this way, the example of the termite colony bridges two competing theories of consciousness. On the one hand is the centrality of emergence advanced by David Chalmers.Footnote 20 On the other are Darwinian perspectives espoused by Gerald Edelman and Guilio TononiFootnote 21 and John Searle.Footnote 22 The conservation of emergent processes across an evolutionary continuum suggests the possibility of a theoretical convergence. More recently, this has been described as swarm intelligence and applied to artificial intelligence.Footnote 23 Yes, there is much to be learned from the termite colony and the prescience of a Lewis Thomas essay.
But we are still left with the unanswered question about consciousness and the single organoid. Yet despite this uncertainty, bioethicists voice concerns about their sentience. Though of academic import, the moral status of the brain organoid pales in comparison with the more pressing question of respect for persons diagnosed with disorders of consciousness.Footnote 24 , Footnote 25 Although their consciousness can never fully be known, volitional functional neuroimaging studies in many patients are highly suggestive of the presence of consciousness.Footnote 26 , Footnote 27 Given this, it strikes me as beyond ironic that there is ethical concern about brain organoids and so little worry about individuals with severe brain injury who continue to suffer from pervasive neglect.Footnote 28 Such a preoccupation with scientific novelty discounts both richer notions of consciousness and regard for a marginalized community.
While this would seem a criticism of those whose focus is on the organoid and not on the bigger picture, it is meant as a constructive call for a more capacious view of our responsibilities. If we have compassion for the organoid, we certainly should embrace our obligations to those in liminal states of consciousness who have the capacity for suffering.Footnote 29 It is the least we can do.
We affirm our humanity by recognizing our debt to biology. At our core, our organoids and ourselves are not so far apart. Nearly 50 years ago, Lewis Thomas made this connection when writing about the bacterial origins of mitochondria, organelles which inhabit all our cells:
…This is a new kind of information, for me, and I regret somewhat that I cannot be in closer touch with my mitochondria. If I concentrate, I can imagine that I feel them; they do not quite squirm, but there is, from time to time, a kind of tingle. I cannot help thinking that if only I knew more about them, and how they maintain our synchrony, I would have a new way to explain music to myself.Footnote 30
As I read these reflections from The Lives of the Cell, I thought of our contemporary relationship with brain organoids. Over the coming decades, we will come in closer touch with them, and, through this convergence, become more conscious of our shared biology.