Clusters can form and grow from a supersaturated vapor by successive reactions in which molecules (or “monomers”) of the vapor collide with the cluster and stick. In general, these reactions are reversible. The net forward rate of each of these reactions is termed the “nucleation current” of clusters of the size formed by the reaction. If a steady-state cluster size distribution exists, then the nucleation currents for clusters of all sizes are identical and can be equated to the steady-state (or “stationary”) nucleation rate. In that case, one can derive a closed-form expression for the nucleation rate in terms of a summation over clusters of all sizes up to some arbitrarily large size. The key terms in this summation are the forward rate constants and the Gibbs free energies of cluster formation from the monomer vapor. Evaluating the summation requires size-dependent values of these terms. For saturation ratios that lie within the condensation–evaporation regime, the free energy of cluster formation has a maximum at the critical cluster size. The nucleation theorem relates this size to the dependence of the nucleation rate on saturation ratio.

Gas-phase nucleation of condensed-phase particles is important in many contexts, including interstellar dust formation, air pollution, global climate change, combustion and fires, semiconductor processing, and synthesis of nanoparticles for practical applications. Nucleation occurs via the growth of atomic or molecular clusters to “critical size” – the size where further growth is irreversible. These critical-size clusters are the nuclei for particle formation, and the growth of clusters to the size of nuclei is the concern of nucleation theory. Various scenarios occur, including single-component homogeneous nucleation from a supersaturated vapor, multicomponent nucleation, ion-induced nucleation, chemical nucleation, and nucleation in plasmas. Classical nucleation theory, which treats small clusters as having the same properties as the bulk condensed phase, is still widely used to estimate nucleation rates for many kinds of systems. However, it is anticipated that atomistic approaches based on computational chemistry will increasingly be used to facilitate more accurate predictions of gas-phase nucleation rates for substances and chemical systems of interest.