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Ali Khamenei, a least likely leader on Khomeini’s death, capitalized on his years of political and organizational experience to outmaneuver and outfox friends and foes alike and to emerge as Iran’s paramount leader. Khamenei’s ascent was slow and by no means certain, with the leader having to take a back seat to the likes of Rafsanjani on the political front and to Montazeri in matters of jurisprudence. Steadily, however, with political assistance from the Revolutionary Guards and the Basij, and ideological support from Mesbah Yazdi and other ascendant figures within the Qom clerical establishment, Khamenei’s position was increasingly strengthened. Simultaneously, Khamenei’s traditionalist, conservative brand of Shia theology emerged as the formal ideology of the state. Starting with the second term of the Ahmadinejad presidency in 2009, “Khameneism” became politically and ideologically dominant in Iran. Today, whatever this Khameneism is meant to signify is far from uncontested. But its political, ideological, and jurisprudential dimensions rule over the country. The absolute velayat-e faqih, a position devised and first occupied by Khomeini, has found its full expression during Khamenei’s long tenure as Iran’s leader.
The focus of the chapter is the overriding assumption in Shia fiqh in general and theories of the velayat-e faqih in particular that society is in need of proactive protection and guidance. The notion of velayat is neither exclusively nor predominantly Shia in origin and development. However, it has played a central role in Shia theology. The logic underlying the notion of velayat-e faqih is that society needs proper guidance and protection, both from the hostile world in which it exists and from itself. Guidance needs to be provided by a specialist of fiqh, a mujtahid who has reached the esteemed position of marja‘iyat and is a “source of emulation,” a marja‘-e taqlid. Protection, or velayat, meanwhile, in its fullest sense is also to be provided by a specialist of fiqh, a faqih, who would be selected to serve in a system based on the velayat-e faqih. In relation to Iran, the clergy have long assumed that Iranian society needs protection from a number of clear and present dangers, be they communism, secular nationalism, unchecked republicanism, modernity, indiscriminate autocracy, or, more recently, the reformist “sedition” (fitna).
As the 1978–1979 revolution approached, Khomeini’s reactionary conceptions of the ideal social order were all but forgotten. The popular assumption was that Khomeini and, along with him, the rest of the clerical establishment were “revolutionary” in the true sense of the word. But the clerical establishment, which had long been divided among itself, had engaged in little innovation of any kind, either on its own or through the institution of the howzeh. Equally valuable for the victors of the revolution has been the howzeh, a hallowed institution of religious teaching and learning for the better part of a century. For nearly as long, it has been a bastion of jurisprudential traditionalism. Khomeini saw it as archaic. Two decades later, Khamenei extended the state’s capture to the howzeh, bureaucratized it, ensured its financial dependence, and, through added administrative units, made it a practical extension of the state. If the howzeh was ever a forum for jurisprudential innovation, that rare possibility is even rarer now. Not surprisingly, what jurisprudential innovation has taken place, by Khomeini and by successive generations of religious scholars, has been overwhelmingly outside of the howzeh.
Khomeini’s arguments were foundational to the Islamic Republic. The significance of his jurisprudential contributions and innovations cannot be overstated. For the first time, he theorized about direct rule by a faqih. He revolutionized the position of velayat-e faqih by taking it out of the social and cultural realms only and planting it firmly in the domain of politics. First, he made the velayat-e faqih a political supervisor, then a ruler, and finally an absolute ruler. Khomeini gave the absolute ruler the authority to issue injunctions that superseded the injunctions of religion if necessary and empowered him to decide on what was expedient and in the interest of the greater good. These ideas continue to remain foundational to the Islamic Republic. Today, Khomeini the ruler has been all but forgotten. His portraits continue to adorn government buildings, his mausoleum is a frequent stop for visiting dignitaries, and his legacy is duly praised on official occasions and in state ceremonies. But the state has long moved on from what one scholar aptly called “Khomeinism.” From the 1990s on, it has been “Khameneism” that has ruled Iran politically and jurisprudentially, with its own conceptions of velayat-e faqih.
In addition to ensuring its military and security protection through the IRGC and the Basij, the Islamic Republic employs a number of other institutional means to protect itself from un-Islamic influences, potential opponents in society, and the possibility of systematic problems and internal obstacles. Of these latter group of institutions, three stand out for their compound effects in helping the system maintain itself. They are the Guardian Council, the Expediency Council, and the judiciary. Each institution in its own way contributes significantly to maintaining the system. The Guardian Council performs a pivotal gatekeeping function by ensuring that only the legislation it approves becomes the law of the land, and only the candidates it vets get a chance at holding elected office. When the Guardian Council and the Majles reach a deadlock over legislation, the Expediency Council is meant to determine what is in the ultimate interest of the system so that its overall performance is not undermined. And, the judicial branch protects the system from political opponents and sees to the Islamization of Iranian society. The Islamic Republic system, in short, has devised a number of institutional means to guarantee its long-term resilience.
The Islamic Republic system has relied on a whole host of dynamics – political, institutional, and economic – to sustain itself in power. Despite significant changes to much of its leadership cadre and constitution since its establishment, the Islamic Republic remains remarkably consistent in its core identity and its structures. Moreover, the fundamental nature of these dynamics is unlikely to change anytime soon.
Elections for the presidency, the Majles, and the city councils perpetuate the politics of hybridity, which in turn has left each of these institutions with conflicting legacies. Hybridity has left them neither democratic nor authoritarian, neither paragons of the people’s political will nor symbols and symptoms of an unresponsive and repressive state. Hybridity perpetuates the politics of ambivalence. It renders presidents and parliamentarians and city councilors ineffective if they cross amorphous, undefined redlines. But it also makes them exciting symbols of the popular will if they speak the people’s language, voice their complaints about prices, and promise to better their lives. Hybridity makes normal a neither-here-nor-there routine of the politics of voting and going along with the system, and, on occasion, breaking into protest out of frustration that rituals like voting matter little. Hybridity and ambivalence go hand in hand, reduce the costs of conformity, increase the price of rebellion, and make possible occasional bouts of protest and violence. Like elections, institutions such as the presidency and the parliament entail risks for the authoritarian core of the state, affording potential wildcards institutional platforms and resources to further their own agendas.
The velayat-e faqih has steadily come to occupy the apex of the political system in its day-to-day functions, in the process overwhelming and overshadowing elected institutions such as the presidency and the Majles. The Assembly of Experts, which is meant to select and then supervise the velayat-e faqih, has become a shadow of its constitutional self. Especially after Refsanjani was elbowed out of the institution, it has moved to become more of an auxiliary of the leadership. The presidency and the Majles have also come increasingly under the leader’s overpowering influence. The system continues to remain hybrid. But that hybridity is being steadily chipped away at. Khamenei is the most important element of the deep state, the critical connective tissue that binds all the other institutions together. The other elements of the deep state are its praetorians – the Revolutionary Guards and the Basij – its gatekeepers such as the Expediency and the Guardian Councils, and Khamenei representatives and the Friday Prayers Imams, along with the rest of the Qom theological establishment, the Ministry of Intelligence, the Special Court for the Clergy, and the state radio and television broadcaster, the IRIB.
The Islamic Republic features a number of institutions of repression, including especially the IRGC and one of its units with a specific mandate to ensure domestic security, the Basij. All states are concerned about their security, both internationally and domestically. Authoritarian states pay special attention to the domestic dimensions of their security, at times so much so that their security concerns can verge on paranoia. To address these security concerns, states devise a variety of mechanisms and institutions that specialize in surveillance, intelligence gathering, identifying opponents, and, when needed, the threat or actual use of repression against adversaries. In addition to the Revolutionary Guards and the Basij, for domestic security the state also relies on the Security Forces of the Islamic Republic of Iran, or Nirouha-ye Amniyati-e Jomhuri-e Eslami-e Iran, NAJA.
There are three broad categories of challenges faced by the Islamic Republic state, namely those emanating from the inside, those exerted on the state from the outside, and those arising from the fraying of the state’s relations with society. In each instance, the state has been able to neutralize any potential threats coming its way through a resourceful combination of foreign policy adjustments, heightened repression, and expansive securitization. Ironically, the comprehensive and punishing sanctions imposed on the state from abroad have only helped further erode the purchasing power of Iranians and have narrowed prospects for international exchanges and globalization. The outcome has been a further strengthening of the state and especially hard-line factions within it, along with a steady disempowering of civil society and increased costs of political opposition. Sanctions have weakened Iranian society and strengthened the state.
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