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The “All Affected Interests Principle” (AAIP) and the related “All Subjected Principle” (ASP) articulate principles of political legitimacy that can serve as potent instruments for evaluating the legitimacy of non-state institutional orders. However, while both are useful for evaluating the legitimacy of already-existing institutional orders, many of most important democratic legitimacy failures of our age arise not only from the undemocratic character of already-constituted orders but also from the fact that in many key domains we lack any institutionalized capacity to address the urgent collective action problems we face. How can such institutions be established in a democratically legitimate way, as an exercise of democratic collective agency? The chapter takes a historicizing turn, arguing that AAIP and ASP creatively retrieve and reconstruct old ideas in the history of democratic thought, liberating them from the presupposition that they can only be actualized within the territorial boundaries of the state. It then argues that we can reconstruct the concept of constituent power as a form of democratic agency to show how democratically legitimate sites of binding collective decision beyond the state can come into being.
This chapter addresses autonomy’s role in democratic governance. Political authority may be justifiable or not. Whether it is justified and how it can come to be justified is a question of political legitimacy, which is in turn a function of autonomy. We begin, in section 8.1, by describing two uses of technology: crime predicting technology used to drive policing practices and social media technology used to influence elections (including by Cambridge Analytica and by the Internet Research Agency). In section 8.2 we consider several views of legitimacy and argue for a hybrid version of normative legitimacy based on one recently offered by Fabienne Peter. In section 8.3 we explain that the connection between political legitimacy and autonomy is that legitimacy is grounded in legitimating processes, which are in turn based on autonomy. Algorithmic systems—among them PredPol and the Cambridge Analytica-Facebook-Internet Research Agency amalgam—can hinder that legitimation process and conflict with democratic legitimacy, as we argue in section 8.4. We conclude by returning to several cases that serve as through-lines to the book: Loomis, Wagner, and Houston Schools.
One important criticism of algorithmic systems is that they lack transparency, either because they are complex, protected by intellectual property, or deliberately obscure. There is a debate about whether the EU’s General Data Protection Regulation (GDPR) contains a “right to explanation” This chapter addresses the informational component of algorithmic systems. We argue that information access is integral for respecting autonomy, and transparency policies should be tailored to advance autonomy. We distinguish two facets of agency (i.e., capacity to act). The first is “practical agency,” or the ability to act effectively according to one’s values. The second is “cognitive agency,” which is the ability to exercise what Pamela Hieronymi calls “evaluative control”. We argue that respecting autonomy requires providing persons sufficient information to exercise evaluative control and properly interpret the world and one’s place in it. We draw this distinction out by considering algorithmic systems used in background checks, and we apply the view to key cases involving risk assessment in criminal justice decisions and K-12 teacher evaluation.
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