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As English state capacity grew and the crown faced growing financial constraints at home, colonies became tempting targets. This chapter explores the crown’s attempts to unwind the institutions of contractual imperialism and assert unilateral, direct control over colonies. However, when the crown made these attempts, colonial institutions had taken deep root over decades. The chapter explains why the crown was unable to force its vision of government on the colonies autocratically, and instead pivoted to a negotiated model of governance: Regulatory imperialism.
The Middle East, defined here as the twenty-two members of the Arab League plus Iran and Turkey, has a poor record on matters of governance. Even within the fifty-seven-member Organization of Islamic Cooperation, it stands out as weak on rule of law, civil liberties, and government transparency. Another salient characteristic of the Middle East is that its exposure to Islamic law (Sharia) lasted far longer than anywhere else. No Middle Eastern country is governed by Islamic law today; even Iran and Saudi Arabia operate under largely secularized laws. Yet the region’s legal history causes one to expect specific Islamic laws of the past to illuminate its poor political performance today. The legacies transcend contexts explicitly involving religion. Regardless of religious beliefs or attitudes toward religion, every decision maker in the region is constrained by institutions that bear influences of earlier institutions grounded in Islamic law. The contexts that the book’s analysis brings into focus are civic engagement, religious liberty, and economic capability. The illiberal patterns observed in these contexts are sometimes attributed to European colonization alone. In fact, whatever their harms to the region, colonial policies also mitigated institutional inefficiencies rooted in precolonial history.
Islam’s historical institutional complex has delayed a liberal order in the Middle East, not blocked it permanently. The institutions primarily responsible for the region’s historical trajectory are either gone or, under new conditions, they no longer inhibit liberalization. The infrastructure for an effective civil society is in place. Apart from private associations, it includes perpetual enterprises. And no absolute barrier exists to reinterpreting illiberal readings of Islam. By and large, the institutions that sustain the region’s repressive regimes are mutually supporting. For example, religious illiberalism facilitates associational repression, and vice versa. In any one context, the interlinkages among various institutions may work against liberalization, because change depends on appropriate movements in complementary institutions. The half-full part of this glass is that altering a single institution can destabilize others, possibly unleashing a cascade of mutually reinforcing reforms. Yet there is probably no quick fix to the prevailing illiberalism. Many patterns must change for the Middle East to reach advanced standards of liberty. Although specific changes can stimulate one another, each involves adjustments to interpersonal norms, organizational rules, and state laws. Some would upset longstanding status rankings and hierarchies. Learning civic skills requires communal practice. Vested interests are already organized.
Two important puzzles characterize the development of pre-modern Eurasian polities. First, most rulers convened councils of nobles, but only European monarchs expanded them to create parliaments. Second, war was common throughout Eurasia, but only in Europe did it correlate with the formation of parliaments. We advance a new argument about the emergence of parliaments that accounts for both stylized facts while integrating the literature highlighting the rulers' need to finance wars with that emphasizing the importance of the medieval communal revolution. Using novel data, we document a ‘no communes, no parliaments’ rule: monarchs established parliaments only after they had fostered the creation of self-governing towns (aka communes). We also show that war was a significant predictor of parliamentary births across medieval Europe – but only during a window of opportunity that opened after a polity had experienced the communal revolution.
Chapter 9 proposes a normative and historical evaluation of the book's findings. It first considers how lawyers compare to other ghostwriters of institutional change, suggesting that what distinguishes lawyers is their capacity to wield a mediatory, boundary-blurring agency to seize opportunities for change that may be lost upon actors shackled to single institutional settings. It then addresses the ethics of lawyers’ ghostwriting, submitting that while concealed actions pushing the bounds of the acceptable are often necessary to jump-start institutional change, Euro-lawyering became more normatively problematic as it corporatized and stratified access to transnational justice. Finally, the chapter concludes by taking stock in light of the contemporary challenges plaguing the rule of law in Europe. As a wave of illiberalism and constitutional breakdowns has swept some EU member states, Euro-lawyers have gained a new raison d’être in the struggle to reclaim the elusive liberal promise of the judicial construction of Europe.
Chapter 1 illuminates the concealed politics behind the growing reliance on law and courts to shape public policy and resolve political struggles. Focusing on what is often depicted as a cradle of judicial activism and the "judicialization of politics" – the European Union (EU) – the chapter develops a revisionist theory of lawyers, courts, and political development that animates this book. Beneath the radar, the EU's political development through law is an exemplary story of how lawyers mobilize courts to catalyze institutional change – alongside the limits, mutations, and consequences accompanying these efforts. It is a story that places in stark relief how political orders forged through networks of courts emerge, why judges would resist these institutional changes when they would augment their own power, and the conditions whereby lawyers can overcome bureaucratic and political resistances to judicialization. The chapter introduces the concept of ghostwriting to describe lawyers who act as agents of change while cloaked behind the sheepskin of rights-conscious litigants and activist judges. It then outlines a research design to exhume how the politics of lawyers shaped the tortuous development of the world’s sole supranational polity, concluding with a roadmap for the rest of the book.
A consistent finding in industrialized democracies is that having a daughter shapes parents’ attitudes and behaviors in gender-egalitarian ways. We test whether this finding travels to a young middle-income democracy where women’s rights are more tenuous: South Africa. Using a dataset of over 7,500 respondents with information on family structure, we find no discernible effect on attitudes about women’s rights or on partisan identification. We speculate that our null findings relate to opportunity: daughter effects are more likely when parents perceive economic, social, and political opportunities for women. When women’s customary status and de facto opportunities are low, as in South Africa, having a daughter may have no effect on parents’ political behavior. Our results demonstrate the virtues of diversifying case selection in political behavior beyond economically wealthy democracies.
In “Disquisition on Government,” John C. Calhoun divided citizens into “tax-payers” and “tax-consumers,” foreshadowing the connection that would be made between taxation and citizenship rights in twentieth-century education policy and law. Recent scholarship has explored that relationship, analyzing the language of legal cases to demonstrate that court cases reflect citizens’ perceptions of economic stakes and related education rights. Northern foundations that focused on southern education reform during Jim Crow understood the importance of taxpayer perception to education reform and recognized that it was not a byproduct of tax policy but something that might be shaped by it. Foundations influenced education and taxation policies in North Carolina. Although they failed to address inequality and problems of the racial state, their work provides a useful framework for considering the role of both early twentieth-century foundations in education reform and, more generally, the role of foundations in civil society.
The European Union is often depicted as a cradle of judicial activism and a polity built by courts. Tommaso Pavone shows how this judge-centric narrative conceals a crucial arena for political action. Beneath the radar, Europe's political development unfolded as a struggle between judges who resisted European law and lawyers who pushed them to embrace change. Under the sheepskin of rights-conscious litigants and activist courts, these “Euro-lawyers” sought clients willing to break state laws conflicting with European law, lobbied national judges to uphold European rules, and propelled them to submit noncompliance cases to the European Union's supreme court – the European Court of Justice – by ghostwriting their referrals. By shadowing lawyers who encourage deliberate law-breaking and mobilize courts against their own governments, The Ghostwriters overturns the conventional wisdom regarding the judicial construction of Europe and illuminates how the politics of lawyers can profoundly impact institutional change and transnational governance.
This chapter demonstrates how old the idea that families do not belong to political orders is in Western thinking. This idea has dominated anthropology, political science and sociology. Despite its popularity, the idea of an opposition between kinship and states is built on problematic notions about the state and kinship and it ignores empirical evidence. The ambition to describe kinship-based groups as obstacles to political development began with early modern thinkers like Jean Bodin and Thomas Hobbes but it was reinforced in the nineteenth century by sociologists as well as anthropologists. Understanding how the expulsion of kinship from our ideas of political order was essentially a political project, not the result of academic analysis, helps us to view European and Middle Eastern history with fresh eyes.
This chapter recapitulates the key theoretical claims and empirical findings in this book. It then situates these claims and findings within two strands of literature in Comparative Politics – on autocratic institutions and on regime transitions and democratic consolidation. The chapter then concludes with a discussion of the policy implications of the findings in this book. Legislative strengthening programs are an important part of global democracy promotion initiatives. This book’s findings emphasize the need to invest in both organizational legislative strengthening as well as the political independence of individual legislatures.
To explore the mechanisms behind the observed variation in legislative institutionalization and strength in Africa, this chapter provides a comparative historical study of legislative development in Kenya and Zambia. Both countries’ colonial Legislative Councils (LegCo) had a common Westminster origin and were dominated by European immigrants. However, contingencies of political development in the late colonial period put the two countries’ postcolonial legislatures on different trajectories of institutional development. First, colonial restriction of cross-ethnic political mobilization in Kenya produced district-cum-ethnic parties. Its independence party (KANU) was therefore little more than a confederacy of ethnic parties. In Zambia, urbanization in the Copperbelt created the social infrastructure to support mass politics under UNIP. KANU’s weakness enabled the Kenyan legislature to function as the main arena for intra-elite politics and the sharing of governance rents. In Zambia, UNIP’s organizational strength crowded out the legislature, relegating it to a mere constitutional conveyor belt of the party’s policies. Second, the two countries differed on the nature of interracial politics. Interracial discord in Zambia resulted in extra-institutional nationalist politics. Kenya’s nationalist political development took place largely within the LegCo. As a result, independence brought institutional legislative discontinuity in Zambia and continuity in Kenya.
What explains contemporary variations in African legislative institutions – including their strengths and weaknesses? Compared with the more powerful executive branches, legislatures throughout the continent have historically been classified as weak and largely inconsequential to policy-making processes. But, as Ken Ochieng' Opalo suggests here, African legislatures actually serve important roles, and under certain conditions, powerful and independent democratic legislatures can emerge from their autocratic foundations. In this book, Opalo examines the colonial origins of African legislatures, as well as how postcolonial intra-elite politics structured the processes of adapting inherited colonial legislatures to local political contexts and therefore continued legislative development. Through case studies of Kenya and Zambia, Opalo offers a comparative longitudinal study of the evolution of legislative strength and institutionalization as well as a regional survey of legislative development under colonial rule, postcolonial autocratic single-party rule, and multiparty politics throughout Africa.
Urbanization and the development of middle and working classes have been proposed as a key explanation for political change in the Western world. This article argues that the traditional inheritance systems practiced across Europe have played an important role in the differential development of these urban classes in the period 1700–1900. Inheritance systems that practice some degree of inequality between heirs will lead to more children, generally younger brothers, leaving the land and taking up urban occupations. A statistical analysis of geographical data shows that regions in which such unequal inheritance was practiced were two to three times more likely to develop urban areas after 1700. This claim is robust to a number of challenges, including country fixed effects, and to only looking at Western Europe. An important mechanism through which the divergence may have occurred is illustrated through a quantitative analysis of pairs of brothers in the UK and Romania, two countries with opposing inheritance traditions.
This chapter explains Asian legacy and impact on their history and the development of their nations in the First World War literature. It highlights the multi-layered involvements and perspectives of various Asian nations on that great seminal catastrophe of the twentieth century. First, the chapter reviews the diplomatic, social, political, cultural and military histories of China, Vietnam, India and Japan in a comparative way by focusing on the shared experiences, aspirations and frustrations of people from across the region. As a rising power in Asia, Japan was determined to become a leading player in international politics, but Japan's efforts faced some resistance from the Western powers. China, a partisan on the side of the victors, was treated like one of the vanquished at the post-war Peace Conference. The sea changes that had taken place occurred to a great-extent because of war experiences and broad dissatisfaction with the Paris Peace Conference.
One of the central questions of the history of the First World War is whether autocracies or democracies were better at waging war. This chapter surveys the way in which different political structures responded to the challenge of war. The global character of military conflict was limited, except with respect to Japan and to the United States at a late stage, both with great consequences. When the First World War broke out, five European states were at the centre of events: Russia, Germany, Austria-Hungary, France and the United Kingdom. The first non-European state to enter the war when it had barely begun was, paradoxically, Japan. Woodrow Wilson engaged the United States in the war for the freedom of the seas and the survival of democracy in the world. Georges Clemenceau's government is considered as the first war government. It was the most representative regimes which won the war and that everywhere in Europe, after the war, democracy was predominant.
A commonly proffered theory to explain the use of elections in authoritarian regimes is that they help identify talented young leaders who can be groomed for leadership positions. Unfortunately, due to the difficulties of obtaining data in authoritarian settings, this hypothesis has not been tested satisfactorily. We examine candidate-level data from the 2007 Vietnamese National Assembly (VNA) election and subsequent selection of candidates for top positions within the VNA and for top ministry positions. We find no evidence that vote share is associated with promotion to leadership positions in the VNA and only limited evidence for vote share association with ministerial posts. Instead, the results indicate that leadership selection takes place within the party rather than through elections. Furthermore, behavior within the assembly suggests that those who were chosen may have been selected based on their loyalty or at least pliancy to the party elites.
The eleventh century can be seen as a time of rupture and crisis in European history. Although law before the eleventh century consisted mainly of oral tradition, written law also carried some weight, especially church (canon) law. The eleventh century saw the beginnings of an economic transformation in Europe which recent researchers have dubbed the commercial revolution of the middle ages. The commercial revolution inevitably created a demand for a rational law of contract and a reliable credit system; and this could only happen on the basis of secure and generally accepted legal texts. The transformation and new development of law was impelled not only by economic, but also by religious factors. The end of the eleventh century, the time of the Gregorian reform, saw the rediscovery of the Digest and the first attempts to teach Roman law. During the Gregorian reform, the Pseudo-Isidorian Decretals were much consulted, and this aroused interest in the procedural rules for ecclesiastical courts.
Japan's sixteenth-century unification, as it was both observed by Europeans and influenced by the introduction of Western arms, has naturally suggested to historians various points of comparison between European and Japanese historical institutions. Japan during the sixteenth and seventeenth centuries underwent several similar political and social changes. The country achieved a new degree of political unity. The Tokugawa hegemony gave rise to a highly centralized power structure, capable of exerting nationwide enforcement over military and fiscal institutions. Daimyo were permitted to retain their own armies and also a considerable amount of administrative autonomy. This chapter discusses the Ōnin-Bummei War of 1467 to 1477 that marked the beginning of the final downward slide of the Muromachi shogunate. The victory of Tokugawa Ieyasu's forces against the Toyotomi faction at the battle of Sekigahara in 1600 marked the beginning of the Tokugawa hegemony.
This chapter reviews the state of the Africa on the eve of partition, roughly over the decade of the 1870s. The situation of Egypt and the Maghrib countries and their response to European influence and interference, and to modernisation in general, varied considerably at the beginning of the period. In the remarkably uniform ecological zones of West Africa the patterns of economic production and trade on the one hand, and political development on the other, had by the 1870s undergone a century or more of rapid change. South of the equator farming populations only started to build up their numbers within the Iron Age. In the 186os the boundaries of the Portuguese colony of Angola were receding and its economy was passing through a deep recession. Widespread ideological and cultural changes had taken place as a result of African experiences of the Muslim Near East and Christian Europe.
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