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An energy decomposition theorem for matrices and related questions

Published online by Cambridge University Press:  15 May 2023

Ali Mohammadi
Affiliation:
School of Mathematics and Statistics, University of Sydney, Camperdown, NSW 2006, Australia e-mail: ali.mohammadi.np@gmail.com
Thang Pham*
Affiliation:
University of Science, Vietnam National University, Hanoi 100000, Vietnam
Yiting Wang
Affiliation:
Institute of Science and Technology Austria, Klosterneuburg 3400, Austria e-mail: yiting.wang@ist.ac.at
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Abstract

Given $A\subseteq GL_2(\mathbb {F}_q)$, we prove that there exist disjoint subsets $B, C\subseteq A$ such that $A = B \sqcup C$ and their additive and multiplicative energies satisfying

$$\begin{align*}\max\{\,E_{+}(B),\, E_{\times}(C)\,\}\ll \frac{|A|^3}{M(|A|)}, \end{align*}$$

where

$$ \begin{align*} M(|A|) = \min\Bigg\{\,\frac{q^{4/3}}{|A|^{1/3}(\log|A|)^{2/3}},\, \frac{|A|^{4/5}}{q^{13/5}(\log|A|)^{27/10}}\,\Bigg\}. \end{align*} $$
We also study some related questions on moderate expanders over matrix rings, namely, for $A, B, C\subseteq GL_2(\mathbb {F}_q)$, we have
$$\begin{align*}|AB+C|, ~|(A+B)C|\gg q^4,\end{align*}$$
whenever $|A||B||C|\gg q^{10 + 1/2}$. These improve earlier results due to Karabulut, Koh, Pham, Shen, and Vinh ([2019], Expanding phenomena over matrix rings, $Forum Math.$, 31, 951–970).

Type
Article
Copyright
© The Author(s), 2023. Published by Cambridge University Press on behalf of The Canadian Mathematical Society

1 Introduction

Let ${\mathbb F}_q$ denote a finite field of order q and characteristic p, and let $M_2({\mathbb F}_q)$ be the set of two-by-two matrices with entries in ${\mathbb F}_q$ . We write $X\ll Y$ to mean $X\leq CY$ for some absolute constant $C>0$ and use $X\sim Y$ if $Y\ll X\ll Y$ .

Given subsets $A, B\subseteq M_2({\mathbb F}_q)$ , we define the sum set $A+B$ to be the set $\{a+b: (a, b)\in A\times B\}$ and similarly define the product set $AB$ . In this paper, we study various questions closely related to the sum-product problem over $M_2({\mathbb F}_q)$ , which is to determine nontrivial lower bounds on the quantity $\max \{\,|A+A|,\, |AA|\,\}$ , under natural conditions on sets $A\subseteq M_2({\mathbb F}_q)$ .

A result in this direction was proved by Karabulut et al. in [Reference Karabulut, Koh, Pham, Shen and Vinh4, Theorem 1.12], showing that if $A\subseteq M_2({\mathbb F}_q)$ satisfies $|A|\gg q^3$ then

(1.1) $$ \begin{align} \max\{\,|A+A|,\, |AA|\,\}\gg \min\left\{\,\frac{|A|^2}{q^{7/2}},\, q^{2}|A|^{1/2}\,\right\}. \end{align} $$

A closely related quantity is the additive energy $E_+(A, B)$ defined as the number of quadruples $(a, a^{\prime }, b, b^{\prime })\in A^2\times B^2$ such that $a + b = a^{\prime } + b^{\prime }$ . The multiplicative energy $E_{\times }(A, B)$ is defined in a similar manner. We also use, for example, $E_+(A) = E_+(A, A)$ . For $\lambda \in M_2({\mathbb F}_q)$ , we define the representation function $r_{A B}(\lambda ) = |\{\,(a, b)\in A\times B: a b = \lambda \,\}|$ . Note that $r_{A B}$ is supported on the set $AB$ and so we have the identities

(1.2) $$ \begin{align} \sum_{\lambda\in A B}r_{A B}(\lambda) = |A||B|\quad \text{and}\quad \sum_{\lambda\in A B}r_{A B}(\lambda)^2= E_{\times}(A, B). \end{align} $$

A standard application of the Cauchy–Schwarz inequality gives

(1.3) $$ \begin{align} |A+B|\ge \frac{|A|^2|B|^2}{E_+(A, B)},\; |AB|\ge \frac{|A|^2|B|^2}{E_{\times}(A, B)}. \end{align} $$

Thus, if either $E_+(A, B)$ or $E_{\times }(A, B)$ is small, then $\max (|A+B|, |AB|)$ is big. This motivates the study of energy estimates.

Balog and Wooley [Reference Balog and Wooley2] initiated the investigation into a type of energy variant of the sum-product problem by proving that given a finite set $A\subset \mathbb {R}$ , one may write $A= B \sqcup C$ such that $\max \{E_+(B), E_{\times }(C)\}\ll |A|^{3-\delta }(\log |A|)^{1-\delta }$ for $\delta =2/33$ . In the prime field setting, they also provided similar results, namely:

  1. (1) If $|A|\le p^{\frac {101}{161}}(\log p)^{\frac {71}{161}}$ , then

    $$\begin{align*}\max\{E_+(B), E_{\times}(C)\}\ll |A|^{3-\delta}(\log |A|)^{1-\delta/2}, ~~\delta=4/101.\end{align*}$$
  2. (2) If $|A|> p^{\frac {101}{161}}(\log p)^{\frac {71}{161}}$ , then

    $$\begin{align*}\max\{E_+(B), E_{\times}(C)\}\ll |A|^{3}(|A|/p)^{1/15}(\log |A|)^{14/15}.\end{align*}$$

These results have been improved by Rudnev, Shkredov, and Stevens in [Reference Rudnev, Shkredov and Stevens10]. In particular, they increased $\delta $ from $2/33$ to $1/4$ over the reals, and from $4/101$ to $1/5$ over prime fields. We note that this type of result has many applications in different areas, for instance, bounding exponential sums [Reference Mohammadi and Stevens5, Reference Roche-Newton, Shparlinski and Winterhof8, Reference Shkredov12Reference Swaenepoel and Winterhof15] or studying structures in Heisenberg groups [Reference Anh, Ham, Koh, Pham and Vinh1, Reference Hegyvári and Hennecart3].

The main goals of this paper are to study energy variants of the sum-product problem, and to obtain new exponents on two moderate expanding functions in the matrix ring $M_2({\mathbb F}_q)$ . While the results in [Reference Balog and Wooley2, Reference Rudnev, Shkredov and Stevens10] mainly relies on a number of earlier results on the sum-product problem or Rudnev’s point–plane incidence bound [Reference Rudnev9], our proofs rely on graph theoretic methods. It follows from our results in the next section that there exists a different phenomenon between problems over finite fields and over the matrix ring $M_2(\mathbb {F}_q)$ .

2 Main results

Our first theorem is on an energy decomposition of a set of matrices in $M_2(\mathbb {F}_q)$ .

Theorem 2.1 Given $A\subseteq GL_2({\mathbb F}_q)$ , there exist disjoint subsets $B, C\subseteq A$ such that $A = B \sqcup C$ and

$$\begin{align*}\max\{E_{+}(B), E_{\times}(C)\}\ll \frac{|A|^3}{M(|A|)}, \end{align*}$$

where

(2.1) $$ \begin{align} M(|A|) = \min\Bigg\{\,\frac{q^{4/3}}{|A|^{1/3}(\log|A|)^{2/3}},\, \frac{|A|^{4/5}}{q^{13/5}(\log|A|)^{27/10}}\,\Bigg\}. \end{align} $$

It follows from this theorem that for any set A of matrices in $M_2(\mathbb {F}_q)$ , we always can find a subset with either small additive energy or small multiplicative energy. By the Cauchy–Schwarz inequality, we have the following direct consequence on a sum-product estimate, namely, for $A\subseteq GL_2(\mathbb {F}_q)$ , we have

(2.2) $$ \begin{align} \max \left\lbrace |A+A|, |AA| \right\rbrace \gg |A|\cdot M(|A|). \end{align} $$

By a direct computation, one can check that this is better than the estimate (1.1) in the range $|A|\ll q^{3+5/8}/(\log |A|)^{1/2}$ .

In the next theorem, we show that the lower bound of (2.2) can be improved by a direct energy estimate.

Theorem 2.2 Let $A, B\subseteq M_2({\mathbb F}_q)$ and $C\subseteq GL_2({\mathbb F}_q)$ . Then

$$\begin{align*}E_+(A, B) \ll \frac{|A|^2|BC|^2}{q^4} + q^{13/2}\frac{|A||BC|}{|C|}. \end{align*}$$

Corollary 2.3 For $A\subseteq M_2({\mathbb F}_q)$ , with $|A|\gg q^{3}$ , we have

(2.3) $$ \begin{align} \max\{\,|A+A|,\, |AA|\,\}\gg \min\left\{\,\frac{|A|^2}{q^{13/4}},\, q^{4/3}|A|^{2/3}\,\right\}. \end{align} $$

In addition, if $|AA|\ll |A|$ and $|A|\gg q^{3+1/2}$ , then

(2.4) $$ \begin{align} |A+A|\gg q^4. \end{align} $$

If $|AA|\ll |A|$ and $|A|\gg q^{3+2/5}$ , then

(2.5) $$ \begin{align} |A+A+A|\gg q^4. \end{align} $$

We point out that the arguments of the proof of Corollary 2.3 could be used iteratively to give stronger results for expansion of k-fold sum sets $A + \cdots + A$ of sets $A\subseteq M_2(F_q)$ with $|AA|\ll |A|$ , as k gets larger.

We remark that the estimate (2.3) improves (1.1) in the range $|A|\ll q^{3+5/8}$ and is stronger than (2.2) in the range of $|A|\gg q^{13/4}$ . We also note that our assumption to get the estimate (2.4) is reasonable. For instance, let G be a subgroup of $\mathbb {F}_q^*$ , and let A be the set of matrices with determinants in G, then we have $|A|\sim q^3\cdot |G|$ and $|AA|=|A|$ .

It has been proved in [Reference Karabulut, Koh, Pham, Shen and Vinh4, Theorems 1.8 and 1.9] that for $A, B, C\subseteq M_2(\mathbb {F}_q)$ , if $|A||B||C|\ge q^{11}$ , then we have

$$\begin{align*}|AB+C|, ~|(A+B)C|\gg q^4.\end{align*}$$

In the following theorem, we provide improvements of these results.

Theorem 2.4 Let $A, B, C \subseteq M_2({\mathbb F}_q)$ , we have

$$\begin{align*}|AB+C|\gg \min \left\lbrace\, q^4,\, \frac{|A||B||C|}{q^{13/2}} \,\right\rbrace. \end{align*}$$

If $C\subseteq GL_2(\mathbb {F}_q)$ , the same conclusion holds for $(A+B)C$ , i.e.,

$$\begin{align*}|(A+B)C|\gg \min \left\lbrace\, q^4,\, \frac{|A||B||C|}{q^{13/2}} \,\right\rbrace. \end{align*}$$

In particular:

  1. (1) If $|A||B||C|\gg q^{10 + 1/2}$ , then $|AB + C|\gg q^4.$

  2. (2) If $|A||B||C|\gg q^{10 + 1/2}$ and $C\subseteq GL_2(\mathbb {F}_q)$ , then $|(A+B)C|\gg q^4.$

The condition $C\subseteq GL_2(\mathbb {F}_q)$ is necessary, since, for instance, one can take C being the set of matrices with zero determinant and $A=B=M_2(\mathbb {F}_q)$ , then $|(A+B)C|\sim q^3$ and $|A||B||C|\sim q^{11}$ .

We expect that the exponent $q^{10 + 1/2}$ , in the final conclusions of the above theorem, could be further improved to $q^{10}$ , which, as we shall demonstrate, is sharp. For $AB+C$ , let A and B be the set of lower triangular matrices in $M_2({\mathbb F}_q)$ and for arbitrary $0<\delta <1$ , let $X\subseteq {\mathbb F}_q$ be any set with $|X|= q^{1-\delta }$ , and let

$$\begin{align*}C = \left\{\,\begin{pmatrix} c_1 & c_2 \\ c_3 & c_4 \end{pmatrix}:c_1, c_3, c_4\in {\mathbb F}_q, c_2\in X\,\right\}. \end{align*}$$

Then $|A||B||C| = q^{10-\delta }$ and $|AB+C| = |C| = q^{4-\delta }$ .

For $(A+B)C$ , the construction is as follows: For arbitrary k, let $q=p^k$ , and let V be the set of elements corresponding to a $(k-1)$ -dimensional vector space over ${\mathbb F}_p$ in ${\mathbb F}_q$ . Thus, we have $|V| = p^{k-1} = q^{1-1/k}$ . Now, let

$$\begin{align*}A = B = \left\{\,\begin{pmatrix} x_1 & x_2 \\ x_3 & x_4 \end{pmatrix}:x_1, x_2\in V, x_3, x_4\in {\mathbb F}_q\,\right\}, \end{align*}$$

and

$$\begin{align*}C = \left\{\,\begin{pmatrix} c_1 & c_2 \\ c_3 & c_4 \end{pmatrix}:c_1, c_3\in {\mathbb F}_q, c_2, c_4\in {\mathbb F}_p\,\right\}. \end{align*}$$

Note that $A+B = A=B$ and so

$$\begin{align*}(A+B)C = AC = \left\{\,\begin{pmatrix} y_1 & y_2 \\ y_3 & y_4 \end{pmatrix}:y_1, y_3, y_4\in {\mathbb F}_q, y_2\in V\,\right\}, \end{align*}$$

where we have used that $V\cdot {\mathbb F}_p + V\cdot {\mathbb F}_p = V+V = V.$

Thus, $|A||B||C| = (q^2\cdot q^{2-2/k})^2 \cdot (q^2\cdot q^{2/k}) = q^{10-2/k}$ while $|(A+B)C| = q^{4-1/k}$ .

Also, we remark here that in the setting of finite fields, our approach and that of Karabulut et al. in [Reference Karabulut, Koh, Pham, Shen and Vinh4] imply the same result. Namely, for $A,B,C \subseteq \mathbb {F}_q$ , we have $|(A+B)C|, |AB+C| \gg q$ whenever $|A||B||C| \gg q^2$ . However, this is not true in the matrix ring. Let us briefly sketch the proof. For $\lambda \in AB +C$ , write

$$\begin{align*}t(\lambda) = |\{\,(a, b, c)\in A\times B \times C: a b + c = \lambda\,\}|. \end{align*}$$

By the Cauchy–Schwarz inequality, we have

$$\begin{align*}(|A||B||C|)^2 = \left(\sum_{\lambda\in AB+C} t(\lambda)\right)^2 \leq |AB +C|\sum_{\lambda\in AB+C} t(\lambda)^2. \end{align*}$$

Thus, the main task is to bound $\sum _{\lambda }t(\lambda )^2$ , i.e., the number of tuples $(a, b, c, a', b', c')\in (A\times B\times C)^2$ such that $ab+c=a'b'+c'$ . In [Reference Karabulut, Koh, Pham, Shen and Vinh4], instead of bounding $\sum _{\lambda }t(\lambda )^2$ , they bounded the number of quadruples $(a, b, c, \lambda )\in A\times B\times C\times (AB+C)$ such that $ab+c=\lambda $ . These two approaches imply the same lower bounds for $(A+B)C$ and $AB+C$ when $A, B, C\subset \mathbb {F}_q$ , but in the matrix rings, bounding $\sum _{\lambda }t(\lambda )^2$ is more effective. In other words, there exists a different phenomenon between problems over finite fields and over the matrix ring $M_2(\mathbb {F}_q)$ .

We now state a corollary of the above theorem with $C=AA$ which might be of independent interest.

Corollary 2.5 Let $A\subset M_2({\mathbb F}_q)$ with $|A|\gg q^{3+ 7/16}$ , then

$$\begin{align*}\max\{|AA(A+A)|, |AA+A+A|\}\gg q^4. \end{align*}$$

Let $A, B, C, D\subseteq M_2({\mathbb F}_q)$ , our last theorem is devoted for the solvability of the equation

(2.6) $$ \begin{align} x+y=zt,\quad (x, y, z, t)\in A\times B\times C\times D. \end{align} $$

Let $\mathcal {J}(A,B,C,D)$ denote the number of solutions to this equation.

One can check that by using Lemma 4.1 and Theorem 4.2 from [Reference Karabulut, Koh, Pham, Shen and Vinh4], one has

(2.7) $$ \begin{align} \left\vert \mathcal{J}(A,B,C,D)-\frac{|A||B||C||D|}{q^4} \right\vert\ll q^{7/2}(|A||B||C||D|)^{1/2}. \end{align} $$

Thus, when $|A||B||C||D|\gg q^{15}$ , then $\mathcal {J}(A,B,C,D)\sim \frac {|A||B||C||D|}{q^4}$ . We refer the interested reader to [Reference Sárközy11] for a result on this problem over finite fields. In our last theorem, we are interested in bounding $\mathcal {J}(A,B,C,D)$ from above when $|A||B||C||D|$ is smaller.

Theorem 2.6 Let $A, B, C, D\subseteq M_2({\mathbb F}_q)$ , and let $\mathcal {J}(A,B,C,D)$ denote the number of solutions to equation (2.6). Then, we have

$$ \begin{align*} \mathcal{J}(A,B,C,D) \ll \frac{|A||B|^{1/2}|C||D|}{q^2} + q^{13/4} (|A||B||C||D|)^{1/2}. \end{align*} $$

Assume $|A|=|B|=|C|=|D|$ , the upper bound of this theorem is stronger than that of (2.7) when $|A|\ll q^{11/3}$ .

2.1 Structure

The rest of this paper is structured as follows: In Section 3, we prove a preliminary lemma, which is one of the key ingredients in the proof of our energy decomposition theorem. Section 4 is devoted to proving Theorem 2.1. The proofs of Theorem 2.2 and Corollary 2.3 will be presented in Section 5. Section 6 contains proofs of Theorem 2.4, Corollary 2.5, and Theorem 2.6.

3 A preliminary lemma

Given sets $A, B, C, D, E, F\subseteq M_2({\mathbb F}_q)$ , let $\mathcal {I}(A, B, C, D, E, F)$ be the number of solutions

$$\begin{align*}(a, e, c, b, f, d)\in A\times B\times C\times D\times E\times F: \quad ab+ ef = c + d. \end{align*}$$

The main purpose of this section is to prove an estimate for $\mathcal {I}(A, B, C, D, E, F)$ , which is one of the key ingredients in the proof of Theorem 2.1.

Proposition 3.1 We have

$$\begin{align*}\bigg|\mathcal{I}(A, B, C, D, E, F) - \frac{|A||B||C||D||E||F|}{q^4}\bigg| \ll q^{13/2}\sqrt{|A||B||C||D||E||F|}\,. \end{align*}$$

To prove Proposition 3.1, we define the sum-product digraph $G=(V, E)$ with the vertex set $V=M_2(\mathbb {F}_q)\times M_2(\mathbb {F}_q)\times M_2(\mathbb {F}_q)$ , and there is a directed edge going from $(a, e, c)$ to $(b, f, d)$ if and only if $ab+ ef = c+d$ . The setting of this digraph is a generalization of that in [Reference Karabulut, Koh, Pham, Shen and Vinh4, Section 4.1]

Let G be a digraph on n vertices. Suppose that G is regular of degree d, i.e., the in-degree and out-degree of each vertex are equal to d. Let $m_G$ be the adjacency matrix of G, where $(m_G)_{ij}=1$ if and only if there is a directed edge from i to j. Let $\mu _1=d, \mu _2, \ldots , \mu _n$ be the eigenvalues of $m_G$ . Notice that these eigenvalues can be complex numbers, and for all $2\le i\le n$ , we have $|\mu _i|\le d$ . Define $\mu (G):=\max _{|\mu _i|\ne d}|\mu _i|$ . This value is referred to as the second largest eigenvalue of $m_G$ .

A digraph G is called an $(n, d, \mu )$ -digraph if G is a d-regular digraph of n vertices, and the second largest eigenvalue of $m_G$ is at most $\mu $ .

We recall the following lemma from [Reference Vu16] on the distribution of edges between two vertex sets on an $(n, d, \mu )$ -digraph.

Lemma 3.2 Let $G = (V, E)$ be an $(n, d, \mu )$ -digraph. For any two sets $B, C \subseteq V$ , the number of directed edges from B to C, denoted by $e(B, C)$ satisfies

$$\begin{align*}\left| e(B, C) - \frac{d}{n}|B | |C| \right| \leq \mu \sqrt{|B| |C|}\,.\end{align*}$$

With Lemma 3.2 in hand, to prove Proposition 3.1, it is enough to study properties of the sum-product digraph G.

Definition 3.1 Let $a, b \in M_2(\mathbb {F}_q)$ . We say they are equivalent, if whenever the ith row of a is not all-zero, neither is the ith row of b and vice versa, for $1\leq i \leq 2$ .

Proposition 3.3 The sum product graph G is a $(q^{12},\, q^8,\, c\cdot q^{13/2})$ -digraph, for some positive constant c.

Proof The number of vertices is $|M_2(\mathbb {F}_q)|^3 = q^{12}$ . Moreover, for each vertex $(a, e, c)$ , with each choice of $(b, f)$ , d is determined uniquely from $d = ab + ef - c$ . Thus, there are $|M_2(\mathbb {F}_q)|^2 = q^8$ directed edges going out of each vertex. The number of incoming directed edges can be argued in the same way. To conclude, the digraph G is $q^8$ -regular. Let $m_G$ denote the adjacency matrix of G. It remains to bound the magnitude of the second largest eigenvalue of the adjacency matrix of G, i.e., $\mu (m_G)$ .

In the next step, we are going to show that $m_G$ is a normal matrix, i.e., $m_G^Tm_G=m_Gm_G^T$ , where $m_G^T$ is the conjugate transpose of $m_G$ . For a normal matrix m, we know that if $\lambda $ is an eigenvalue of m, then $|\lambda |^2$ is an eigenvalue of $mm^T$ and $m^Tm$ . Thus, for a normal matrix m, it is enough to give an upper bound for the second largest eigenvalue of $mm^T$ or $m^Tm$ .

There is a simple way to check whenever G is normal. For any two vertices u and v, let $\mathcal {N}^+(u,v)$ be the set of vertices w such that $\overrightarrow {uw}, \overrightarrow {vw}$ are directed edges, and $\mathcal {N}^-(u, v)$ be the set of vertices $w'$ such that $\overrightarrow {w'u}, \overrightarrow {w'v}$ are directed edges. It is not hard to check that $m_G$ is normal if and only if $|\mathcal {N}^+(u,v)| = |\mathcal {N}^-(u,v)|$ for any two vertices u and v.

Given two vertices $(a, e, c)$ and $(a^{\prime }, e^{\prime }, c^{\prime })$ , where $(a, e, c) \neq (a^{\prime }, e^{\prime }, c^{\prime })$ , the number of $(x,y,z)$ that lies in the common outgoing neighborhood of both vertices is characterized by

For each pair $(x, y)$ satisfying this equation, z is determined uniquely. Thus, the problem is reduced to computing the number of such pairs $(x, y)$ .

For convenience, let $\bar {a} = a - a^{\prime }$ , $\bar {c} = c - c^{\prime }$ , and $\bar {e} = e - e^{\prime }$ . Also, let $t = \begin {pmatrix} \bar {a} & \bar {e}\end {pmatrix}_{2\times 4}$ . Then, the above relation is equivalent to

(3.1) $$ \begin{align} \begin{pmatrix} \bar{a} & \bar{e}\end{pmatrix} \begin{pmatrix} x \\ y\end{pmatrix} = t \begin{pmatrix} x \\ y\end{pmatrix}_{4\times 2}= \bar{c}\,. \end{align} $$

We now have the following cases:

  • (Case 1: $\operatorname {\mathrm {rank}}(t) = 0$ ) Note that in this case, we need $a = a^{\prime }$ , $c = c^{\prime }$ , and $e = e^{\prime }$ , which is a contradiction to our assumption that $(a, e, c) \neq (a^{\prime }, e^{\prime }, c^{\prime })$ . Thus, we simply exclude this case.

  • (Case 2: $\operatorname {\mathrm {rank}}(t) = 1$ ) As t is not an all-zero matrix, there is at least one nonzero row. Without loss of generality, assume it is the first row. Then,

    ${t = \begin {pmatrix} a_1 & a_2 & e_1 & e_2 \\ \alpha a_1 & \alpha a_2 & \alpha e_1 & \alpha e_2\end {pmatrix}}$ , where $(a_1, a_2, e_1, e_2) \neq \textbf {0}$ and $\alpha \in \mathbb {F}_q$ .

    • (Case 2.1: $\operatorname {\mathrm {rank}}(\bar {c}) = 2$ ) In this case, there is no solution, as $\operatorname {\mathrm {rank}}\left (t \begin {pmatrix} x \\ y\end {pmatrix}\right ) \leq \operatorname {\mathrm {rank}}(t) = 1$ but $\operatorname {\mathrm {rank}}(\bar {c}) = 2$ .

    • (Case 2.2: $\operatorname {\mathrm {rank}}(\bar {c}) = 1$ ) Let $x = \begin {pmatrix} x_1 & x_2 \\ x_3 & x_4 \end {pmatrix}$ , $y = \begin {pmatrix} y_1 & y_2 \\ y_3 & y_4 \end {pmatrix}$ . We discuss two sub-cases:

      (a) $\bar {c} = \begin {pmatrix} c_1 & c_2 \\ \alpha c_1 & \alpha c_2 \end {pmatrix}$ with the same factor $\alpha $ , where $(c_1, c_2) \neq (0, 0)$ .

      In this case, we have the following set of equations:

      $$ \begin{align*} \begin{cases} a_1 x_1 + a_2 x_3 + e_1 y_1 + e_2 y_3 = c_1, \\ a_1 x_2 + a_2 x_4 + e_1 y_2 + e_2 y_4 = c_2. \end{cases} \, \end{align*} $$
      Since we assume $(a_1, a_2, e_1, e_2) \neq \textbf {0}$ , without loss of generality, let $a_1 \neq 0$ . Then,
      $$ \begin{align*} \begin{cases} x_1 = (a_1)^{-1}(c_1 -a_2 x_3 -e_1 y_1 - e_2 y_3), \\ x_2 = (a_1)^{-1}(c_2 - a_2 x_4 - e_1 y_2 - e_2 y_4), \end{cases} \end{align*} $$
      which means that for each $(x_3, y_1, y_3)$ there is a unique $x_1$ and for each $(x_4, y_2, y_4)$ there is a unique $x_2$ . Thus, there are $q^6$ different $(x,y,z)$ solutions.

      (b) In all other sub-cases, there is no solution. If $\bar {c} = \begin {pmatrix} c_1 & c_2 \\ \beta c_1 & \beta c_2 \end {pmatrix}$ , where $\beta \neq \alpha $ and $(c_1, c_2) \neq (0, 0)$ , then we get the following two equations:

      $$ \begin{align*} \begin{cases} a_1 x_1 + a_2 x_3 + e_1 y_1 + e_2 y_3 = c_1, \\ \alpha a_1 x_1 + \alpha a_2 x_3 + \alpha e_1 y_1 + \alpha e_2 y_3 = \beta c_1, \end{cases}\, \end{align*} $$
      which obviously do not have any solution.

      Otherwise, $\bar {c} = \begin {pmatrix} \beta c_1 & \beta c_2 \\ c_1 & c_2 \end {pmatrix}$ , where $(c_1, c_2) \neq (0, 0)$ . Note that if $\alpha \neq 0$ , then $\beta \neq \alpha ^{-1}$ , because this case is covered in Case 2.2(a) implicitly. We get the following equations.

      $$ \begin{align*} \begin{cases} a_1 x_1 + a_2 x_3 + e_1 y_1 + e_2 y_3 = \beta c_1, \\ \alpha a_1 x_1 + \alpha a_2 x_3 + \alpha e_1 y_1 + \alpha e_2 y_3 = c_1, \end{cases}\, \end{align*} $$
      which obviously do not have any solution. Notice that $\alpha = 0$ or $\beta = 0$ corresponds to t and $\bar {c}$ not being equivalent.
    • (Case 2.3: $\operatorname {\mathrm {rank}}(\bar {c}) = 0$ ) This case is similar to the Case 2.2(a), except $c_1 = c_2 = 0$ . We have the following two equations:

      $$ \begin{align*} \begin{cases} a_1 x_1 + a_2 x_3 + e_1 y_1 + e_2 y_3 = 0, \\ a_1 x_2 + a_2 x_4 + e_1 y_2 + e_2 y_4 =0. \end{cases}\, \end{align*} $$
      Following the same analysis, we conclude there are $q^6$ solutions.

  • (Case 3: $\operatorname {\mathrm {rank}}(t) = 2$ ) In this case, we always have solutions, for any $\bar {c}$ .

    1. (Case 3.1: $\operatorname {\mathrm {rank}}(\bar {a}) = 2$ or $\operatorname {\mathrm {rank}}(\bar {e}) = 2$ ) In this case, let us look back on equation (3.1). If $\operatorname {\mathrm {rank}}(\bar {a}) = 2$ , then we can rewrite (3.1) as $\bar {a}x = \bar {c} - \bar {e} y$ . Observe that, for any $y\in M_2(\mathbb {F}_q)$ , there is a unique x. Thus, the number of solutions is $q^4$ . The case where $\operatorname {\mathrm {rank}}(\bar {e}) = 2$ is similar.

    2. (Case 3.2: $\operatorname {\mathrm {rank}}(\bar {a}) \leq 1$ and $\operatorname {\mathrm {rank}}(\bar {e}) \leq 1$ ) In this case, it is not hard to observe that t must be one of the following four types:

      1. (i) $\begin {pmatrix} a_1 & a_2 & e_1 & e_2 \\ \alpha a_1 & \alpha a_2 &\beta e_1 &\beta e_2\end {pmatrix}$ , where $(a_1, a_2), (e_1, e_2)\neq (0,0)$ , $\alpha \neq \beta $ , $(\alpha , \beta ) \neq (0,0)$ .

      2. (ii) $\begin {pmatrix} \alpha a_1 & \alpha a_2 &\beta e_1 &\beta e_2 \\ a_1 & a_2 & e_1 & e_2 \end {pmatrix}$ , where $(a_1, a_2), (e_1, e_2) \neq (0,0)$ , $\alpha \neq \beta $ , $(\alpha , \beta ) \neq (0,0)$ .

      3. (iii) $\begin {pmatrix} a_1 & a_2 &0 &0 \\ 0& 0 & e_1 & e_2 \end {pmatrix}$ , where $(a_1, a_2),(e_1, e_2) \neq (0,0)$ .

      4. (iv) $\begin {pmatrix} 0 & 0 & e_1 & e_2 \\ a_1& a_2 & 0 & 0 \end {pmatrix}$ , where $(a_1, a_2), (e_1, e_2)\neq (0,0)$ .

      Since $(i)$ and $(ii)$ are symmetric and so is $(iii)$ and $(iv)$ , we only argue for $(i)$ and $(iii)$ . For $(iii)$ , reusing notations from Case 2.2(a), we have

      $$ \begin{align*} \begin{cases} a_1 x_1 + a_2 x_3 = c_1, \\ a_1 x_2 + a_2 x_4 = c_2, \\ e_1 y_1 + e_2 y_3 = c_3, \\ e_1 y_2 + e_2 y_4 = c_4. \end{cases} \end{align*} $$

      As $(a_1, a_2) \neq (0,0)$ and $(e_1, e_2) \neq (0,0)$ , without loss of generality, we assume $a_1 \neq 0$ and $e_1 \neq 0$ . Then, it means for each $(x_3, x_4, y_3, y_4)$ there is a unique $(x_1, x_2, y_1, y_2)$ . Thus, the system has $q^4$ solutions.

      For $(i)$ , we have

      Again, assume $a_1 \neq 0$ and $e_1 \neq 0$ . Now, take , we get $(\alpha - \beta )(e_1 y_1 + e_2 y_3) = \alpha c_1 - c_3 $ . As $\alpha \neq \beta $ , this means $e_1 y_1 + e_2 y_3 = (\alpha - \beta )^{-1}(\alpha c_1 - c_3)$ . Thus, for each $y_3$ , there is a unique $y_1$ . Similarly, compute , and we get $ a_1 x_1 + a_2 x_3 = (\beta - \alpha )^{-1}(\beta c_1 - c_3)$ , which means that for each $x_3$ , we get a unique $x_1$ . We can do the same for and and conclude that there are $q^4$ solutions.

Observe that all cases are disjoint and they together enumerate all possible relations between vertices $(a, e, c)$ and $(a^{\prime }, e^{\prime }, c^{\prime })$ . We computed $\mathcal {N}^+((a, e, c), (a^{\prime }, e^{\prime }, c^{\prime }))$ above and the computation for $\mathcal {N}^-((a, e, c), (a^{\prime }, e^{\prime }, c^{\prime }))$ is the same. Thus, we know $m_G$ is normal. Note that each entry of $m_Gm_G^T$ can be interpreted as counting the number of common outgoing neighbors between two vertices. We can write $m_Gm_G^T$ as

$$ \begin{align*} \begin{aligned} m_Gm_G^T &= q^8 I + 0 E_{21} + q^6 E_{22a} + 0 E_{22b} + q^6 E_{23} + q^4 E_{31} + q^4 E_{32} \\ &=(q^8 - q^4)I + q^4 J - q^4 E_{21} + (q^6 - q^4)E_{22a}\\ &\qquad\qquad -q^4 E_{22b} + (q^6 - q^4) E_{23} + (q^4 - q^4) E_{31} + (q^4 - q^4) E_{32} \\ &= (q^8 - q^4)I + q^4 J - q^4 E_{21} + (q^6 - q^4)E_{22a}- q^4 E_{22b} + (q^6 - q^4) E_{23}\,, \end{aligned} \end{align*} $$

where I is the identity matrix, J is the all one matrix and $E_{ij}$ s are adjacency matrices, specifying which entries are involved. For example, for Case 2.3, all pairs $(a,e,c), (a^{\prime }, e^{\prime }, c^{\prime })$ with $c = c^{\prime }$ and $\operatorname {\mathrm {rank}}(t) = 1$ are involved. Thus, the $E_{23}$ is an adjacency matrix of size $q^{12}\times q^{12}$ (containing all triples $(a,e,c)$ ), with pairs of vertices satisfying this property marked 1 and all others marked 0.

Finally, observe that each subgraph defined by the corresponding adjacency matrix $E_{ij}$ is regular. This is due to the fact that the condition does not depend on specific value of $(a,e,c)$ . Starting from any vertex $(a,e,c)$ , we can get to all possible $\bar {a}, \bar {e},\bar {c}$ by subtracting the correct $(a^{\prime }, e^{\prime }, c^{\prime })$ . Thus, for each case, we get the same number of $(a^{\prime }, e^{\prime }, c^{\prime })$ that satisfies the condition.

Let $\kappa _{ij}$ be the maximum number of 1s in a row in $E_{ij}$ . Obviously, $\kappa _{ij}$ is an upper bound on the largest eigenvalue of $E_{ij}$ . It is not difficult to see that $\kappa _{21} \ll q^9$ , $\kappa _{22a} \ll q^7$ , $\kappa _{22b} \ll q^8$ and $\kappa _{23}\ll q^5$ . For example, in Case 2.1, we have $\operatorname {\mathrm {rank}}(t) = 1$ and $\operatorname {\mathrm {rank}}(\bar {c}) = 2$ . For a fixed $(a, e,c)$ , the former implies that there are $O(q^5)$ possibilities for $a^{\prime }$ and $e^{\prime }$ while the latter implies there are $O(q^4)$ possibilities for $c^{\prime }$ . Altogether, there are $O(q^9)$ possibilities for $(a^{\prime }, e^{\prime }, c^{\prime })$ in Case 2.1. Because the graph induced by $E_{21}$ is regular, we have $\kappa _{21}\ll q^9$ . Other cases can be deduced accordingly.

The rest follows from a routine computation: let $v_2$ be an eigenvector corresponding to $\mu (G)$ . Then, because G is regular and connected (easy to see, there is no isolated vertex), $v_2$ is orthogonal to the all 1 vector, which means $J\cdot v_2 = \mathbf {0}$ . We now have

$$ \begin{align*} \begin{aligned} \mu(m_G)^2 v_2 = m_Gm_G^T \cdot v_2 &= (q^8-q^4)I\cdot v_2 + (- q^4 E_{21} + (q^6 - q^4)E_{22a} - q^4 E_{22b} + (q^6 - q^4) E_{23}) \cdot v_2 \\ &= ((q^8 - q^4)- q^4 \kappa_{21} + (q^6 - q^4) \kappa_{22a} - q^4 \kappa_{22b} + (q^6 - q^4)\kappa_{23})\cdot v_2\\ &\ll q^{13} \cdot v_2 \,. \end{aligned} \end{align*} $$

Thus, $\mu (m_G)\ll q^{13/2}$ .

Proof of Proposition 3.1

It follows directly from Proposition 3.3 and Lemma 3.2 that

$$ \begin{align*} \left\vert \mathcal{I}(A, B, C, D, E, F)- \frac{1}{q^4}|A||B||C||D||E||F| \right\vert \ll q^{13/2} \sqrt{|A||B||C||D||E||F|}\,. \end{align*} $$

This completes the proof.

4 Proof of Theorem 2.1

To prove Theorem 2.1, we will also need several technical results. A proof of the following inequality may be found in [Reference Roche-Newton, Shparlinski and Winterhof8, Lemma 2.4].

Lemma 4.1 Let $V_1, \dots , V_k$ be subsets of an abelian group. Then

$$ \begin{align*} E_{+}\bigg(\bigsqcup_{i=1}^{k}V_i\bigg) \leq \bigg(\sum_{i=1}^k E_{+}(V_i)^{1/4}\bigg)^4. \end{align*} $$

The following lemma is taken from [Reference Mohammadi and Stevens5] and may also be extracted from [Reference Roche-Newton, Shparlinski and Winterhof8, Reference Rudnev, Shkredov and Stevens10]. Lemma 4.2 is slightly different to its analogs over commutative rings as highlighted by the duality of the inequalities (4.5) and (4.6).

Lemma 4.2 Let $X \subseteq GL_2(\mathbb {F}_q)$ . There exist sets $X_*\subset X$ , $D \subset XX$ , as well as numbers $\tau $ and $\kappa $ satisfying

(4.1) $$ \begin{align} \frac{E_{\times}(X)}{2|X|^2}\leq \tau \leq |X|, \end{align} $$
(4.2) $$ \begin{align} \frac{E_{\times}(X)}{\tau^2\cdot \log |X|}\ll |D| \ll (\log|X|)^6 \frac{|X_*|^4}{E_{\times}(X)}, \end{align} $$
(4.3) $$ \begin{align} |X_*|^2 \gg \frac{E_{\times}(X)}{|X| (\log|X|)^{7/2}}, \end{align} $$
(4.4) $$ \begin{align} \kappa \gg \frac{|D|\tau}{|X_*|(\log|X|)^2}, \end{align} $$

such that either

(4.5) $$ \begin{align} r_{DX^{-1}}(x) \geq \kappa \quad \text{for all} \quad x\in X_*, \end{align} $$

or

(4.6) $$ \begin{align} r_{X^{-1}D}(x) \geq \kappa \quad \text{for all} \quad x\in X_*. \end{align} $$

We need a dyadic pigeonhole argument, which can be found in [Reference Murphy and Petridis6, Lemma 18].

Lemma 4.3 For $\Omega \subseteq M_2(\mathbb {F}_q)$ , let $w,f: \Omega \rightarrow \mathbb {R}^+$ with $f(x) \leq M, \;\forall x\in \Omega $ . Let $W = \sum _{x\in \Omega } w(x)$ . If $\sum _{x\in \Omega } f(x) w(x) \geq K,$ then there exists a subset $D \subset \Omega $ and a number $\tau $ such that $\tau \leq f(x) < 2\tau $ for all $x\in D$ and $K/(2W) \leq \tau \leq M\,.$ Moreover,

$$ \begin{align*} \frac{K}{2 + 2\log_2M} \leq \sum_{x\in D} f(x)w(x) \leq 2\tau \sum_{x\in D}w(x) \leq \min\{2\tau W,\, 4\tau^2 |D|\}\,. \end{align*} $$

Proof of Lemma 4.2

We use the identities in (1.2) and apply Lemma 4.3, by taking $\Omega = X X, \, f = w = r_{XX},\, M = |X|,\, K = E_{\times }(X)$ , and $W = |X|^2$ , to find a set $D \subset XX$ and a number $\tau $ , satisfying (4.1), such that $D = \{\, \lambda \in XX: \tau \leq r_{XX}(\lambda ) < 2\tau \,\}\,$ and

(4.7) $$ \begin{align} \tau^2 |D| \gg E_{\times}(X) / \log |X|\,. \end{align} $$

Define $P_1 = \{\,(x,y)\in X\times X: xy \in D\,\}$ and $A_x = \{\,y: (x,y)\in P_1\,\}$ for $x \in X$ . By the definition of D, we know that $\tau |D| \leq |P_1| < 2\tau |D|$ . We can use Lemma 4.3 again with $\Omega = X, f(x) = |A_x|, w = 1, M = W = |X|$ , and $K = |P_1|$ to find a set $V\subset X$ and a number $\kappa _1$ such that $V = \{\,x\in X: \kappa _1 \leq |A_x| < 2\kappa _1\,\}\,$ and

(4.8) $$ \begin{align} |V|\kappa_1 \gg |P_1|/\log|X| \gg \tau |D| / \log |X|\,. \end{align} $$

Now, we split the analysis into two cases based on $|V|$ :

Case 1 ( $|V| \geq \kappa _1 (\log |X|)^{-1/2}$ ): In this case, we simply set $X_* = V$ and $\kappa = \kappa _1$ . For each $x\in V$ , there are at least $\kappa _1$ different y such that $x y \in D$ . Therefore, $r_{DX^{-1}}(x) \geq \kappa \;\forall x \in X_*$ .

Case 2 ( $|V| < \kappa _1 (\log |X|)^{-1/2}$ ): In this case, we find another pair $U, \kappa _2$ that satisfies $|U| \gg \kappa _2 (\log |X|)^{-1/2}$ and set $X_* = U$ and $\kappa = \kappa _2$ . Let $P_2 = \{\,(x,y)\in P_1: x\in V\,\}$ and $B_y = \{\,x: (x,y)\in P_2\,\}$ . By definition, we have $|P_2| \geq |V|\kappa _1$ . We apply Lemma 4.3 again, with $\Omega = X, f(y) = |B_y|, w = 1, K = |P_2|$ and $W = M =|X|$ to get $U \subset X$ and a number $\kappa _2$ such that $U = \{\,y\in X: \kappa _2 \leq |B_y| < 2\kappa _2\,\}\,$ and

(4.9) $$ \begin{align} |U|\kappa_2 \gg |P_2|/\log|X| \geq \kappa_1 |V| /\log|X| \,. \end{align} $$

Combining this inequality with the assumption of this case ( $\kappa _1 \geq |V|(\log |X|)^{1/2}$ ) and $|V| \geq \kappa _2$ , we conclude $|U| \gg \kappa _2 (\log |X|)^{-1/2}$ . We can then argue similarly as in Case 1 to conclude $r_{X^{-1}D}(x) \geq \kappa \;\forall x \in X_*$ .

Now, (4.4) follows from either of (4.8) or (4.9). To prove (4.3), we first note that in either of the cases above we have $|X_*|\gg \kappa (\log |X|)^{-1/2}$ . Then using the lower bound on $\kappa $ , (4.7) and (4.1), we have $|X_*|^2\gg |D|\tau (\log |X|)^{-5/2}\gg E_{\times }(X)/(|X|\log |X|)^{7/2}$ as required. Finally, to deduce the required upper bound on $|D|$ in (4.2) note that, as shown above, $|D|\tau \ll |X_*|^2(\log |X|)^{5/2}$ , which with (4.7) implies $|D|E_{\times }(X)(\log |X|)^{-1}\ll (|D|\tau )^2\ll |X_*|^4(\log |X|)^5$ .

Lemma 4.4 Let $X\subseteq GL_2({\mathbb F}_q)$ . Then there exists $X_*\subseteq X$ , with

$$\begin{align*}|X_*| \gg \frac{E_{\times}(X)^{1/2}}{|X|^{1/2}(\log |X|)^{7/4}}, \end{align*}$$

such that

(4.10) $$ \begin{align} E_{+}(X_*) \ll \frac{|X_*|^4|X|^6(\log|X|)^2}{q^4 E_{\times}(X)^2} + \frac{q^{13/2}|X_*|^3|X|(\log|X|)^5}{E_{\times}(X)}. \end{align} $$

Proof We apply Lemma 4.2 to the set X and henceforth assume its full statement, keeping the same notation. Without loss of generality, assume $r_{X^{-1}D}(x) \geq \kappa \;\forall x\in X_*$ . Thus,

$$ \begin{align*} E_{+}(X_*) &= |\{(x_1, x_2, x_3, x_4)\in X_*^4: x_1 + x_2 = x_3 + x_4\}|\\ &\leq \kappa^{-2}|\{(d_1, d_2, x_1, x_2, y_1, y_2)\in D^2\times X_*^2 \times X^2: x_1 + y_1^{-1} d_1 = x_2 + y_2^{-1} d_2 \}|\\ &= \kappa^{-2} \mathcal{I}(X^{-1}, D, -X_*, -X^{-1}, D, X_*). \end{align*} $$

Then applying Proposition 3.1 and (4.4), we obtain

$$ \begin{align*} E_{+}(X_*) &\ll \kappa^{-2}\cdot\bigg( \frac{(|D||X||X_*|)^{2}}{q^4} + q^{13/2}|D||X||X_*|\bigg)\\ &\ll\frac{|X_*|^4|X|^2(\log|X|)^2}{q^4\tau^2} + \frac{q^{13/2}|X_*|^3|X|(\log|X|)^4}{|D|\tau^2}\,. \end{align*} $$

Finally, applying (4.1) and (4.2), we obtain the required bound in (4.10) for $E_{+}(X_*)$ .

We are now ready to prove Theorem 2.1.

Proof of Theorem 2.1

We begin by describing an algorithm, which constructs two sequences of sets $A = S_1 \supseteq S_2 \supseteq \cdots \supseteq S_{k+1}$ and $\emptyset = T_0 \subseteq T_1 \subseteq \cdots \subseteq T_{k}$ such that $ S_{i} \sqcup T_{i-1} = A$ , for $i = 1, \dots , k+1$ .

Let $1\leq M\leq |A|$ be a parameter. At any step $i\geq 1$ , if $E_{\times }(S_i)\leq |A|^3/M$ the algorithm halts. Otherwise if

(4.11) $$ \begin{align} E_{\times}(S_i)> \frac{|A|^{3}}{M}, \end{align} $$

through a use of Lemma 4.4, with $X=S_i$ , we identify a set $V_i:= X_* \subseteq S_i$ , with

(4.12) $$ \begin{align} |V_i| \gg \frac{E_{\times}(S_i)^{1/2}}{|S_i|^{1/2}(\log|A|)^{7/4}}> \frac{|A|}{M^{1/2}(\log|A|)^{7/4}} \end{align} $$

and

(4.13) $$ \begin{align} E_{+}(V_i)\ll \frac{|V_i|^4|S_i|^6(\log|S_i|)^2}{q^4 E_{\times}(S_i)^2} + \frac{q^{13/2}|V_i|^3|S_i|(\log|S_i|)^5}{E_{\times}(S_i)}. \end{align} $$

We then set $S_{i+1} = S_i \setminus V_i$ , $T_{i+1} = T_i \sqcup V_i$ and repeat this process for the step $i+1$ . From (4.12), we deduce $|V_i|\gg |A|^{1/2}(\log |A|)^{-7/4}$ and so the cardinality of each $S_i$ monotonically decreases. This in turn implies that this process indeed terminates after a finite number of iterations k. We set $B = S_{k+1}$ and $C = T_k$ , noting that $A = B\sqcup C$ and that

(4.14) $$ \begin{align} E_{\times}(B) \leq \frac{|A|^{3}}{M}. \end{align} $$

We apply the inequalities (4.11), (4.12) and $|S_i| \leq |A|$ , to (4.13), to get

$$ \begin{align*} E_{+}(V_i) &\ll M^2|V_i|^4q^{-4}(\log|A|)^2 + M|A|^{-2}|V_i|^3 q^{13/2} (\log|A|)^5 \\ &\ll \big(M^2 q^{-4}(\log|A|)^2 + M^{3/2}|A|^{-3}q^{13/2}(\log|A|)^{27/4}\big)\cdot|V_i|^4. \end{align*} $$

Then, observing that

$$ \begin{align*} C = T_k = \bigsqcup_{i=1}^{k} V_i \subseteq A, \end{align*} $$

we use Lemma 4.1 to obtain

$$ \begin{align*} E_{+}(C) &\ll (M^2q^{-4}(\log|A|)^2 + M^{3/2}|A|^{-3}q^{13/2}(\log|A|)^{27/4}) \bigg(\sum_{i=1}^k|V_i|\bigg)^4 \\ &\leq M^{2}|A|^4q^{-4}(\log|A|)^{2} + M^{3/2}|A|q^{13/2}(\log|A|)^{27/4}. \end{align*} $$

Note that Lemma 4.1 is applicable because $M_2({\mathbb F}_q)$ is an abelian group under addition. Comparing this with (4.14), we see the choice $M = M(|A|)$ , given by (2.1) is optimal.

5 Proofs of Theorem 2.2 and Corollary 2.3

Proof of Theorem 2.2

We proceed similarly to the proof of [Reference Roche-Newton, Rudnev and Shkredov7, Theorem 6]. Note that

$$ \begin{align*} E_+(A, B) &= |C|^{-2}|\{\,(a, a^{\prime}, b, b^{\prime}, c, c^{\prime})\in A^2\times B^2\times C^2: a + b c c^{-1} = a^{\prime} + b^{\prime} c^{\prime} (c^{\prime})^{-1}\,\}|\\ &\leq |C|^{-2}|\{\,(a, a^{\prime}, s, s^{\prime}, c, c^{\prime})\in A^2\times (BC)^2\times (C^{-1})^2: a + s c = a^{\prime} + s^{\prime} c^{\prime}\,\}|. \end{align*} $$

The required result then follows by applying Proposition 3.1.

Proof of Corollary 2.3

Since $|A|\gg q^3$ , we may assume $A\subseteq GL_2({\mathbb F}_q)$ . We use Theorem 2.2, with $A=B=C$ and apply the lower bound on $E_+(A)$ given by (1.3) to obtain (2.3). To prove (2.4), we follow the same process and apply the assumption $|AA|\ll |A|$ , to obtain

(5.1) $$ \begin{align} |A+A| \gg \min\{\,q^4,\, |A|^3/q^{13/2}\,\}, \end{align} $$

which gives the required result.

To prove (2.5), we use Theorem 2.2, to get

$$\begin{align*}\frac{|A+A|^2|A|^2}{|A+A+A|}\leq E_{+}(A+A, A) \ll \frac{|A+A|^2|A|^2}{q^4} + q^{13/2}|A+A|. \end{align*}$$

Recalling (5.1), this rearranges to

$$\begin{align*}|A+A+A|\gg \min\left\{q^4, \frac{|A+A||A|^2}{q^{13/2}}\right\}\gg \min\left\{q^4, \frac{|A|^2}{q^{5/2}}, \frac{|A|^5}{q^{13}}\right\}. \end{align*}$$

The required result then easily follows.

6 Proofs of Theorem 2.4, Corollary 2.5, and Theorem 2.6

Proof of Theorem 2.4

For $\lambda \in AB +C$ , write

$$\begin{align*}t(\lambda) = |\{\,(a, b, c)\in A\times B \times C: a b + c = \lambda\,\}|. \end{align*}$$

By the Cauchy–Schwarz inequality, we have

$$\begin{align*}(|A||B||C|)^2 = \left(\sum_{\lambda\in AB+C} t(\lambda)\right)^2 \leq |AB +C|\sum_{\lambda\in AB+C} t(\lambda)^2. \end{align*}$$

Further noting that

$$\begin{align*}\sum_{\lambda\in AB+C} t(\lambda)^2 = \mathcal{I}(A, B, -C, -A, B, C). \end{align*}$$

We apply Proposition 3.1 to obtain

$$\begin{align*}|AB + C|\gg \min\left\{\,q^4,\, \frac{|A||B||C|}{q^{13/2}}\,\right\}. \end{align*}$$

This immediately implies the required result.

For the set $(A+B)C$ , as above we have

$$\begin{align*}|(A+B)C|\ge \frac{|A|^2|B|^2|C|^2}{|\{\,(a, b, c, a', b', c')\in (A\times B\times C)^2\colon (a+b)c=(a'+b')c'\,\}|}. \end{align*}$$

To estimate the denominator, we follow the argument in the proof of Proposition 3.1. In particular, we first define a graph G with the vertex set $V=M_2(\mathbb {F}_q)\times M_2(\mathbb {F}_q)\times M_2(\mathbb {F}_q)$ , and there is a direct edge going from $(a, e, c)$ to $(b, f, d)$ if $b a+e f=c+d$ . The only difference here compared to that graph in Section 3 is that we switch between $b a$ and $a b$ . By using a similar argument as in Section 3, we have this graph is a $(q^{12}, q^8,c q^{13/2})$ -digraph, where c is a positive constant.

To bound the denominator, we observe that the equation

$$ \begin{align*} (a+b)c=(a'+b')c' \end{align*} $$

gives us a direct edge from $(c, -b', -ac )$ to $(b, c', a'c')$ . So, let $U:=\{(c, -b', -ac)\colon a\in A, c\in C, b'\in B\}$ and $W=\{(b, c', a'c')\colon b\in B, c'\in C, a'\in A\}$ . Since $C\subseteq GL_2(\mathbb {F}_q)$ , we have $|U|=|W|=|A||B||C|$ . So applying Lemma 3.2, the number of edges from U to W is at most

$$\begin{align*}\frac{|A|^2|B|^2|C|^2}{q^4}+q^{13/2}|A||B||C|. \end{align*}$$

In other words,

$$\begin{align*}|\{\,(a, b, c, a', b', c')\in (A\times B\times C)^2\colon (a+b)c=(a'+b')c'\,\}|\ll \frac{|A|^2|B|^2|C|^2}{q^4}+q^{13/2}|A||B||C|, \end{align*}$$

and we get the desired estimate.

Proof of Corollary 2.5

It follows from Theorem 2.4 that

(6.1) $$ \begin{align} |AA + A + A| \gg q^4 \quad \text{if} \quad |A|^2 |A+A|\gg q^{10+1/2} \end{align} $$

and

(6.2) $$ \begin{align} |AA(A+A)| \gg q^4 \quad \text{if} \quad |A|^2 |AA|\gg q^{10+1/2}. \end{align} $$

Note that by Corollary 2.3, if $|A|\gg q^{3+7/16}$ , we have

$$\begin{align*}|A|^2\cdot \max\{\,|A+A|,\, |AA|\,\}\gg q^{4/3}|A|^{8/3} \gg q^{10 + 1/2}. \end{align*}$$

Hence, one of the conditions in (6.1) or (6.2) is satisfied, which in turn gives the required estimate.

Proof of Theorem 2.6

By the Cauchy–Schwarz inequality and Proposition 3.1, we have

$$ \begin{align*} \mathcal{J}(A,B,C,D) &= |\{\,(a, b, c, d)\in A\times B \times C\times D: a+b = c d\,\}|\\ &\leq |B|^{1/2}|\{\,(a, a^{\prime}, c, c^{\prime}, d, d^{\prime}) \in A^2 \times C^2 \times D^2: c d - a = c^{\prime} d^{\prime} - a^{\prime}\,\}|^{1/2}\\ &\ll \frac{|A||B|^{1/2}|C||D|}{q^2} + q^{13/4} (|A||B||C||D|)^{1/2}.\\[-42pt] \end{align*} $$

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