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This chapter discusses possible avenues to access to justice outside the EU judicial system. More specifically, it assesses the possibility of using arbitration as a means to seek redress in situations where the EU has acted in violation of fundamental rights. Although this dispute settlement method exists outside the system of remedies within the EU, it has been an accepted form of dispute resolution in several instances by the Court of Justice of the European Union and EU institutions. The European Commission, for instance, relies on arbitration within EU competition law. Therefore, this chapter investigates into how much legal room exists for arbitration within the EU legal system and what drawbacks this could bring for the EU judicial system.
The ICJ is the primary court for legal disputes among governments. It hears cases in which one country claims that another country has violated its obligations under international law. This chapter introduces the ICJ by examining its legal foundation in the Statute of the ICJ, and shows its powers and limits in practice by looking at the cases of Belgium v. Congo (on genocide) and Australia v. Japan (on rights and obligations for whale hunting under the International Convention for the Regulation of Whaling).
It is said that ‘not many fields of law use comparative law as extensively as international arbitration’ (Vadi, 2010). Indeed, comparative approaches to international arbitration law have assumed greater importance in the study of both commercial and investment arbitration. This chapter explores the applications of comparative law methods in the developments of international arbitration law, reviews their key contributions, and suggests potential directions for future study. These methods, whether traditional, historical, linguistic, socio-legal, empirical, or economic have all been employed to varying degrees and varying effects in the study of international arbitration law. Drawing from key publications in the field, this chapter will explore the research focus, themes of enquiry, organisational structures, and analytical techniques of each method in turn as applied to comparative arbitration studies.
The author assesses the role of consent in processes of binding dispute resolution before international courts and tribunals. He seeks to demonstrate that ‘consent’ has a particular role in binding dispute resolution. This particular role derives from the special nature of binding dispute resolution processes. They are intrusive and characterized by their uncertain outcome: the implications of State consent to the dispute resolution process crucially depend on decisions of an independent entity, namely an international court or tribunal. Because this is so, States insist on the need for consent, as a precondition of any binding dispute resolution process. At the same time, once consent has been given, control shifts to the competent international court or tribunal. Moreover, by virtue of their decision-making authority, many international courts and tribunals have managed to assert at least a persuasive influence over proper construction of the legal rules at stake, extending beyond the cases immediately pending before them. The chapter traces these peculiarities and examines how the tension between State and courts’ authority plays out in particular disputes.
At first glance, international arbitration—a legalistic method for the peaceful settlement of disputes among nations—may seem like a topic belonging only to the formal, male-dominated realms of diplomacy and international law. Most men in the late nineteenth century certainly thought so, and many historians since have treated it as such. But prominent women like May Wright Sewall and Belva Lockwood, and mass organizations like the Woman’s Christian Temperance Union, took a lively interest in the subject in the 1890s. In that interest lay the roots of women’s foreign policy activism that led to their participation in debates over the War of 1898 and their peace efforts during and after World War I. International arbitration appealed to women because it complemented their better-known campaigns for temperance, suffrage, and other causes. As a more “civilized” method of resolving conflicts, arbitration was both a symbol of and a prerequisite for a more advanced, temperate, and equal society. It thus became a key component of women’s arguments for inclusion in the public and political life of the nation.
This Article identifies the problems of an Appellate Mechanism for ISDS Tribunals in relation with its possible benefits. We propose the inclusion of certain design features to improve the working of an eventual Appellate Mechanism and help mitigate problems related to procedural, conflict resolution, and substantive concerns. We finish by identifying the most central problems with a possible Appellate Mechanism, which helps to narrow down options within the ongoing reform process at UNCITRAL. Overall, we illustrate how institutional choice is always contextual and that all institutional options are imperfect and subject to important trade-offs.
All states have an obligation to settle disputes peacefully in accordance with arts 2(3) and 33 of the Charter of the United Nations (‘UN Charter’), and the purpose of this chapter is to provide an introduction to the methods for the settlement of international disputes. It begins with an overview of international dispute settlement, including a discussion of the concept of a ‘dispute’, and the distinction between political and legal disputes. It then traces the evolution of the obligation to settle disputes peacefully through its broad phases: the 1899 and 1907 Hague Conventions for the peaceful settlement of international disputes, and the creation of the Permanent Court of Arbitration; the Covenant of the League of Nations of 1919, and the creation of the Permanent Court of International Justice (‘PCIJ’); and the Kellogg–Briand Pact of 1928, and the UN Charter of 1945. The chapter then considers the various methods of international dispute settlement, beginning with the diplomatic methods (negotiation, fact-finding and inquiry, the use of ‘good offices’, mediation, and conciliation) before turning to the adjudicatory forms of dispute settlement.
What happens to a public, domestic institution when its authority is delegated to a privately run, transnational institution? I argue that outsourcing traditionally national legal responsibilities to transnational bodies can lead to the stagnation of domestic institutional capacity. I examine this through a study of international commercial arbitration (ICA), a widely used system of cross-border commercial dispute resolution. I argue that ICA provides commercial actors an “exit option” from weak public institutions, reducing pressure on the state to invest in capacity-enhancing reform. I find that the enactment of strong protections for ICA leads to the gradual erosion of the capacity of domestic legal institutions, particularly in countries with already weak legal systems. I test the mechanism driving this dynamic using dispute data from the International Chamber of Commerce. I find that pro-arbitration laws increase the use of international arbitration by national firms, suggesting that firms use ICA as an escape from domestic institutions. This article contributes to debates on globalization and development as well as work on the second-order effects of global governance institutions.
This chapter focusses on a narrow topic: the law applicable to post-award issues. It deals in turn with the law applicable to recognition and enforcement proceedings, to annulment proceedings, and to post-award issues in investment arbitration. Enforcement of arbitral awards typically takes place within the framework of the 1958 New York Convention, but this chapter will also refer to relevant provisions of the UNCITRAL Model Law on Commercial Arbitration, the 1961 Geneva Convention and the ICSID Convention. Issues covered include the law applicable to the following issues: the validity of the arbitration agreement, arbitrability, arbitral procedure, competence of the tribunal, scope of the dispute, public policy, finality of the award and annulment. Particular attention will be given to the extent to which potentially diverse answers arising from the designation of national law may be mitigated by evolving transnational norms for some of the issues examined.
The advent and development of soft law in international arbitration is no new phenomenon. More than thirty years ago, a proposition was advanced that soft law has become nearly indispensable in international arbitral practice (Reisma nn, 1988). Today, while there are many who fully support this proposition, a growing number of actors in international arbitration generally take a critical stance regarding the non-consensual use of soft law in arbitral proceedings. The aim of this chapter is to analyse these two poles in order to examine the current state of soft law in international arbitration. This chapter first discusses the theoretical concepts of soft law in international arbitration. Then, the application of soft law in international arbitration is explored, by taking into account its relevance to commercial and investment arbitration. Finally, prominent soft law instruments pertaining to procedure, ethics and the merits of an arbitration case will be assessed briefly both in terms of reasons for their development and reception in practice. The chapter concludes with some reflections on the role of soft law in today’s arbitral practice and possible future developments.
This chapter examines the regulation of counsel within international commercial courts, with particular attention given to such courts in Qatar, Dubai, Abu Dhabi and Singapore. The chapter begins by assessing debate on counsel ethics within international arbitration. Because debate within international arbitration is more developed, it offers a background for identifying challenges endemic to the ethical regulation of transnational lawyering in international commercial courts. The chapter then identifies three regulatory approaches to regulating counsel practising before these courts. It is argued that this diversity affords due space to the distinct institutional structures and needs of the various courts and that it would be imprudent and unnecessary to pursue greater harmonization.
As the international business community and their legal advisors have become more sophisticated in choosing the fora for resolving their disputes, a number of ‘international’ courts have been established to compete with arbitration in the lucrative international dispute resolution market. This chapter examines the features of these courts that have been designed in response to the perceived strengths and deficits of national courts in relation to arbitration so as to maximise those strengths and reduce those deficits for courts and improve their competitive advantages for those in need of international commercial dispute resolution services.
In September 2021, the French Cour de Cassation reversed the annulment that the Paris Cour d'appel earlier had granted in regard to an arbitral award in Alexander Brothers v Alstom on grounds of corruption. This brought French courts in line with their English counterparts, at least in that one case, the latter having accepted the Alexander Brothers award as enforceable. Noteworthy beyond the welcome consistency that the recent French judgment imparts in one case, that and other recent judgments cast light on several issues in international arbitration, including the arbitrability of allegations of fraud or corruption, the relevance of evidence of corruption ‘downstream’ from a contract, and the legal effects (if any) on third parties of internal compliance regimes that enterprises adopt in response to national regulatory and enforcement actions in respect of corruption.
This chapter assesses international law-based possibilities to hold corporations accountable for their human rights impacts.The negotiations by the UN Human Rights Council on a binding international treaty on BHR is the most significant development in this regard. This chapter takes a detailed look at the idea and prospect of such a binding legal framework. Before doing so, some other potential accountability mechanisms in the realm of international law are assessed – namely, international investment law and international arbitration. The chapter takes a thorough look at international investment agreements and bilateral investment treaties and how these instruments could be improved to account for human rights. It also explores arbitration as an instrument to deal with BHR disputes. Finally, it briefly touches on the idea of a world court of human rights.
This chapter assesses the compliance of institutional DRMs with the fair trial criteria developed. Three types of DRMs will be subjected to scrutiny. These are permanent judicial mechanisms, arbitration and non-judicialised DRMs. As judicial mechanisms are principally established to resolve employment disputes, the focus is on the leading international administrative tribunals, namely, the UN Dispute and Appeals Tribunals and the Administrative Tribunal of the International Labour Organisation. Second, the chapter will focus on the role international arbitration plays in resolving claims against IOs. The chapter shows that little thought has been given to implement arbitration as a sustainable and viable option to resolve claims against IOs. Unless a specialised arbitral regime is created that takes into account the particularities of disputes involving IOs, the chances of arbitration providing for an appropriate DRM are dim. Finally, the chapter makes a brief comment on non-judicialised DRMs, such as ombudsperson processes. While such DRMs play an important complementing role, they cannot replace an independent and impartial forum empowered to render a binding judgment. Finally, the chapter highlights that alarmingly, in too many situations, private parties cannot access any DRM at the international level at all. Access to justice is thus comprehensively undermined.
This chapter examines the system of dispute settlement that is applicable to the Protocol. This system presents a rather unique combination of, on the one hand, the continued jurisdiction of the Court of Justice of the European Union (CJEU) and, on the other hand, an arbitration procedure. As has been rightly observed, these are two very different enforcement mechanisms. The former relies on an existing supranational court which monitors respect for the EU legal order, works together with national courts, and allows some measure of access to individuals. The role of the CJEU is controversial: its case law and jurisdiction were political drivers of the proponents of the withdrawal of the UK from the EU. The latter (arbitration), in contrast, represents a much more traditional public international law method that is new and available only to the parties of the WA.
The interaction between immunities and jurisdiction is complex. One lacuna is whether the international legal principle of state immunity is a rule or principle in its own right or an exception to a pre-existing jurisdiction. In the context of international arbitration disputes, this distinction is significant. States have been relying on immunity to exclude the jurisdiction of national courts to support the international arbitral process. This Article argues there is now a growing set of common and consistent practice according to which state immunity operates as a rule or principle lex specialis to a more general set of rules or principles governing the enforcement jurisdiction of national courts.
This article explores the role of international law in relation to the extension of arbitration agreements contained in contracts concluded by States (or State entities) with non-signatory State entities (or States). As contract-based arbitrations involving States or State entities are on the rise, identifying the legal framework governing which parties are covered by the relevant arbitration agreements is of practical importance. The analysis demonstrates that international law forms part of the relevant law, alongside other applicable laws including law of contract, law of the seat and transnational law, concerning the extension of arbitration agreements concluded by States or State entities to non-signatories. Previous analyses have neglected the role of international law by not distinguishing contract-based arbitrations involving private parties from contract-based arbitrations involving States or State entities. Public international law recognises that arbitration agreements can be extended to non-signatories on the basis of implied consent, or abuse of separate legal personality and estoppel. Therefore, foreign investors can rely on international law to extend arbitration agreements to non-signatories in arbitrations conducted under investment contracts concluded by States or State entities, even if the relevant domestic law is agnostic or hostile to this. This has significant legal, and practical, importance.
The paper is a study of the gender-based stigmatisation process of elite professionals in an international legal field. It uses commercial arbitration as an example of an international profession and adds to the prevalent understanding of gender inequality by developing a framework called ‘invisible stigmatisation’. The main theoretical framework is supported by twenty-two semi-structured interviews conducted across five international arbitration jurisdictions and two original datasets. These data have helped to contextualise the nuances of gender-based stigmatisation in prestigious arbitral appointments and at the echelons of international arbitration law firms. The paper establishes that the stigmatising experiences drive elite female professionals and their gender-equality consciousness. These experiences also lead to them devise innovative strategies to minimise the effects of gender inequality on their professional lives.