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Chapter 2 expands on economic drivers of welfare nationalism, the long-term structural trends that produced a “toxic mix of immigration and austerity,” which in turn drove exclusion of migrants in Europe and Russia after 2000. It identifies causes for the post-1990 explosion of international migration in both regions: the collapse of communist governments, rapid expansion of the European Union, and multiple crises in the Middle East and North Africa. The motivations and scale of the three major exclusionary migrations to Europe and Russia are covered. The chapter then turns to structural decline of labor markets and welfare states over recent decades. It tracks growing labor precarity s because of increases in non-standard and informal employment, growing exclusion of nationals from social insurance systems, and welfare state retrenchment. The 2008 global financial crisis, the 2011 Euro Crisis, and the recessions in Russia after 2012 are shown to further drive austerity. The chapter connects nationals’ welfare losses with grievances and appeals that are prominent in welfare nationalist discourse. . Declines in social security and welfare of nationals are shown to affect politics, alienating European electorates from mainstream parties and leaving postcommunist societies disillusioned with the West.
The objective of this paper is to analyse the impact of skill mismatch on labour turnover, unemployment, and informality, in the case of Colombia. We study Colombia because it is a developing country with one of the highest levels of unemployment and informality in Latin America, along with very restrictive institutions, such as the minimum wage. We found that skill mismatch can explain the high turnover of workers in the Colombian labour market, evident in the increase in hirings and also in separations. Additionally, we find a positive significant effect of skill mismatch on the levels of informality, but no significant effect on unemployment. This evidence remains even once we consider the role of labour market institutions such as minimum wage and non-wage labour costs.
Although crises provide an opportunity for meaningful institutional change, the results often fall short of expectations because the reforms undertaken are informed by top-down, global-standard blueprints and fail to consider the informal, long-established, functionally credible institutions that exist at the local level. Seeking to explore how the interplay between formal and informal institutions can affect institutional change, the study focuses on Stagiates, a small community that has been struggling for more than 10 years against the uniform implementation of the 2010 administrative reform (prescribed in light of the Greek government-debt crisis), which threatens to dismantle their 350-year-old, functionally credible commons. To this end, the paper uses case study methodology, Historical-Institutional Analysis and Ostrom's Social-Ecological System framework. It concludes by emphasising the need for institutional analysis and policy to look more closely at the dynamic and complex dialectic between formal and informal institutions and the role that community needs, norms and values play in meaningful institutional change, paying due attention (as original institutionalism did) to the informality and the function-based social credibility of institutions.
Does the US administration exercise more informal influence over the World Bank when it has less control over US bilateral aid because of opposition from Congress? Replicating four studies of the World Bank, we show that years with a divided US government account for earlier findings of informal influence. This link between donor domestic politics and the exercise of influence in multilateral settings is important for understanding informality in international organizations and provides an alternate explanation to persistent questions about the role of international organizations in the international political economy.
Complex global and regional governance includes both the informality of governance institutions and informality around those institutions. National governments are only one category of actor, though an important one, among a more heterogeneous group of governors. The dynamics and evolution of globalization over time explain the emergence of complex governance in recent decades, an explanation that is complementary to those based on functionalism or domestic politics. Globalization alters actor incentive structures and reduces border effects, allowing nonstate and subnational actors to collaborate and reducing costs of participation in governance. Globalization has empowered actors: Emerging economies, INGOs, and MNCs. Globalization's future will continue to shape the prospects of complex governance.
Why do states choose informal organizations to govern global challenges? Using the global development regime as a piloting case, this article argues that different informal organizations serve different purposes. Informal intergovernmental organizations generate “club benefits” for member states, which arise from executive policy coordination behind closed doors. In contrast, transnational governance initiatives allow states to reap “risk-sharing benefits” in the production of global public goods by involving stakeholders. Using regression analysis for a set of development-related institutions, the analysis demonstrates that the two types of organizations are driven by different motivations. Complementary evidence is provided through case studies of two institutions: The IBSA Dialogue Forum (an informal intergovernmental organization) and the Global Partnership for Effective Development Cooperation (a transnational public-private partnership). The findings inform conceptual discussions of the informality of institutions while contributing to a better understanding of the design determinants of informal organizations.
We assess the development of informality in international climate policy on two levels: Whether informal organizations meaningfully contribute to climate change mitigation, and what role informality plays under the UN Framework Convention on Climate Change (UNFCCC). Proliferation of informal intergovernmental organizations (IIGOs) has enabled the move from a rigid list of countries with and without commitments, to the Paris Agreement, under which each country contributes to mitigation. Within the UNFCCC process, we find a “formality-informality cycle,” in which actors sometimes render rules and procedures more flexible and hence more efficient, only to suddenly reverse this trend at other times. Such a high-profile reversal occurred in Copenhagen in 2009. Subsequently, through the use of highly transparent negotiation procedures, trust in informality increased again, allowing negotiators to successfully override Nicaragua’s opposition in Paris in 2015. Similar formality-informality cycles can be observed on specific topics within the UNFCCC negotiations, such as international market mechanisms.
Understanding contemporary global governance requires a focus on informality. States increasingly govern through informal intergovernmental organizations, transnational public–private governance initiatives, and other informal institutions. Even within formal institutions, informal practices complement or override formal rules. And diverse informal groupings operate in the orbit of governance institutions, framing novel issues and placing them on policy agendas. We address these three aspects of informality – of, inside, and around global governance institutions. We first trace the nature and extent of the shift toward informal governance. We then consider a range of factors that may be driving the shift, drawing on major streams of International Relations (IR) theory; we treat these as candidate explanatory variables. Finally, we summarize the findings on those variables, and other theoretical insights, from the empirical chapters of this volume.
Scholars often conflate the concepts of pooling (how states make collective decisions) and delegation (authorizing an international body to act) in examining the authority of intergovernmental organizations (IGOs). We clarify the difference by showing how states “soft pool” decision-making through informal intergovernmental organizations (IIGOs) without creating legal obligations or delegating authority. IIGOs such as the G-groups are growing in prevalence and importance because soft pooling allows states to make collective decisions that are politically binding in nonlegal ways. We examine organizational characteristics of IIGOs that allow states to minimize sovereignty costs while cooperating through soft pooling – including the use of consensus to express shared expectations through declarations and memoranda of understanding and administrative structures such as rotating chairs to avoid delegating to an independent secretariat. We review these understudied organizational alternatives, explaining how soft pooling makes IIGOs authoritative even as states retain sovereignty.
Due to high turnover, formal international organizations (FIGOs) face challenges in retaining knowledge – particularly about strategic errors in operations. Errors in the arena of crisis management involve high costs, such as civilian casualties. However, scholarship addressing how security FIGOs share knowledge about what went wrong remains limited. This chapter argues that informal networks among political and military elites are critical for knowledge sharing within FIGOs, even in the face of sophisticated formal learning systems. The study draws on interviews with 120 elite officials at NATO and employs process tracing and social network analysis. Findings indicate that knowledge sharing hinges on the actions of a few elites – “knowledge guardians” – who are central to the transnational, informal elite network. Challenging assumptions about the superiority of formal systems, this chapter stresses that informal governance plays a central role in FIGO knowledge retention, which is critical for institutional memory and learning.
Transnational policy networks (TPNs) participate in global governance by formulating ideas and policy options around and through formal and informal intergovernmental organizations. They illustrate the third type of informal governance introduced in Chapter 1, informal governance that exists in the spaces around these institutions. TPNs are constituted by individuals who share a common expertise, a common technical language, and broadly shared normative concerns, but not a common institutional setting nor agreement on specific policy goals. This chapter contrasts TPNs with other institutional forms in the literature – advocacy networks, epistemic communities, transgovernmental networks, public–private partnerships, multistakeholder initiatives, and transgovernmental initiatives – and argues for their integrative advantages and ability to address individual agency and power. A heuristic case illustrates how a TPN functioned to create the Office of the Ombudsperson at the UN – securing rights protection for individuals targeted for UN sanctions – despite the initial opposition of all five Permanent Members of the Security Council. The chapter concludes with reflections on the potential benefits of applying the concept to other emergent policy domains.
Although states of most types receive distinct advantages when they formalize their cooperation through public, legally binding agreements, we argue that absolute monarchs are uniquely able to capture personal benefits from secret, cartel-like cooperation. Domestic decision-making in absolute monarchies is unchecked, nontransparent, and highly personal, and these norms reproduce themselves at the international level when absolute monarchs cooperate with each other. We assess the explanatory strength of our theory through two in-depth case studies. First, we examine how the Austrian, Prussian, and Russian monarchs used informal agreements strategically during the Concert of Europe to suppress domestic unrest. Second, we explore how the Iraqi, Jordanian, and Saudi monarchs used secret agreements to counter domestic pro-republican sentiment in the late 1950s and early 1960s. Irrespective of geography, religion, and time period, the nontransparent and unilateral manner with which absolute monarchs implement domestic policies facilitates and encourages this type of informal cooperation.
Throughout the nineteenth and twentieth centuries, cooperation among nations was based on international regimes and formal intergovernmental organizations. However, since the 1990s, informal modes of global governance, such as informal intergovernmental organizations and transnational public-private governance initiatives, have proliferated. Even within formal intergovernmental organizations, informal means of influence and informal procedures affect outcomes whilst, around all these institutions, even more informal networks shape agendas. This volume introduces and analyzes these three types of informality in governance: informality of, within, and around institutions. An introductory chapter traces the rise of informal governance and suggests a range of theoretical perspectives and variables that may explain this surge. Empirical chapters then apply these and other explanations to diverse issue areas and cross-cutting issues, often using newly developed datasets or original case study research. The concluding chapter sets out a research agenda on informality in global governance, including its normative implications.
The German Federal Constitutional Court (BVerfG) has for decades used informality to establish, build, and protect its authority. Yet, as the political landscape has shifted in recent years, in particular since the end of the Merkel-era Grand Coalition and the rise of the right-wing populist AfD, several longstanding informal practices and institutions have become politicized. Those concern extra-judicial activities of judges, regular informal meetings between the Court and the government, and privileged early access to the Court’s press releases for certain journalists. This Article first introduces various forms of informality that the BVerfG employs in its internal self-administration and the judicial-legal culture in general, before tracing how, why, and by whom the three aforementioned practices of informality are challenged. Ultimately, this Article analyzes how the Court and its judges respond to the politicization of informality, and in particular how it triggered processes of formalization of judicial behavior and changes in institutional communication.
This concluding chapter explores the future of urban planning in Africa, by identifying and analysing key theoretical insights and practical strategies in advancing sustainable, inclusive and functional urban spaces in African cities. Recognising the current urbanisation, climate change and sustainable development challenges, the chapter reflects on how the arguments presented in the book underscore the urgent need for reimagining urban planning in Africa. It also reviews some recent scholarship and stakeholder activities within the discussions of their potential implications for urban planning.
In South African cities, achieving sustainable urban development requires reckoning with segregated and unequal geographies of apartheid. Apartheid-era planning logics were deliberately designed to sequester and exclude the majority of city residents and remain systemic impediments to sustainable urban living. While scholars typically consider sustainable physical infrastructures, this chapter considers the need for equitable digital infrastructures as complementary sustainable urban interventions across apartheid’s fault lines. Drawing on critical scholarly engagements with urban sustainability and infrastructure, and ethnographic approaches with employees and customers at a grass-roots ICT centre in Cape Town, it was found that while digital infrastructure appears highly formal and planned, residents often gain access to that infrastructure from grass-roots initiatives achieved through socio-technical and relational assemblages, themselves infrastructural in nature. Scholars and practitioners must attend to these assemblages: they offer potential for a reimagined African urban planning regime in which sustainable urban development exists alongside community self-sufficiency and enhanced democratic engagement.
Urban planning in Africa is linked to elements of colonisation, production of informal spaces and socio-spatial segregation. Discussing it often provokes considerable emotions. How do urban planning histories fit into current planning practice? What constitutes reimagined urban planning in African cities? And how do current urban planning practices promote or limit urban planning reimagination and sustainable urban development? This chapter addresses these questions by highlighting the importance of planning histories in framing current planning theory and the production of urban spaces in Africa as well as their implication for sustainable urban development. The chapter shows how pre-colonial, colonial and post-colonial planning narratives continue to dominate and frame twenty-first-century planning practice across African cities. Drawing from published literature, policy documents and international reports, the chapter advocates for a participatory narrative in deconstructing planning,and promoting inclusiveness and spatial integration toward a reimagination of urban planning in Africa.
How do bureaucrats implement public policy when faced with political intermediation? This article examines this issue in the distribution of land rights to informal settlements in the municipality of São Paulo, Brazil. Land regularization is a policy established over three decades, where politicians’ requests for land titles to their constituencies play a relevant role. Based on interviews and documents, this study finds that bureaucrats adopt a twofold approach to regulate distribution: they document informal settlements, enacting eligibility criteria; then, they manage and prioritize beneficiaries, accommodating qualifying political demands. In this process, they enforce eligibility rules consistently across cases, constraining political intermediation to a rational scheme. Therefore, bureaucrats reconcile nonprogrammatic politics and policy rules by separating eligibility assessment from beneficiary selection. This paper bridges urban distributive politics and street-level bureaucracy literature by revealing that policy implementers may use technical expertise to curb political influence and negotiate conflicting interests and constraints.
We review evidence on the institutional weaknesses underlying economic development problems in Benin, analysing various sources of information including cross-country databases and an original opinion survey among decision makers in Benin. Three pressing institutional issues are found. First, the most serious impediment is corruption, which is seen as responsible for several key dysfunctions in almost all sectors: the political and electoral systems (vote buying), the relationship between business and the public administration (rigged procurement) or the judiciary system, land rights, or complicity between politicians and the media. Second, weak public management deteriorates the quality and the delivery of public services. It is most characterised by opacity of government policy-making to the public, ineffective regulation of the power sector, and a complex tax administration grossly inefficient in tax collection. Third, the level of informality is much higher in Benin than in the average sub-Saharan African country. This generates several economic costs including tax revenue loss, job precariousness, unfair competition for formal firms, and lack of control over the economy.
Living standards in Benin have remained low over the last decades because of sustained demographic pressures and the absence of a growth-enhancing structural transformation. Its two leading sectors have not been engines of sustained growth. The cotton sector has been constrained by institutional instability and political interference. Cross-border trade with Nigeria has nurtured informality but also corruption, tax evasion, and political capture. Adjustment to the decline of the agricultural sector has been passive, its labour migrating to informal activities and low-productivity sectors. Capital deepening is absent, and misallocation of resources has resulted in efficiency losses and slow technological change. Weaknesses in domestic resource mobilisation and inefficiencies in expenditure management have prevented the government from addressing key challenges of economic and social development, like providing good-quality physical infrastructure, significantly improving the performance of the education and healthcare systems, or fighting persistent poverty and inequality. Benin needs to reorient its development strategy and deal with its specific institutional weaknesses.