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Learning is critical for our capacity to govern the environment and adapt proactively to complex and emerging environmental issues. Yet, underlying barriers can challenge our capacity for learning in environmental governance. As a result, we often fail to adequately understand pressing environmental problems or produce innovative and effective solutions. This Element synthesizes insights from extensive academic and applied research on learning around the world to inform both research and practice. We distill the social and structural features of governance to help researchers and practitioners better understand, diagnose, and support learning and more adaptive responses to environmental problems.
As an emerging science and technology (EST), stem cell therapy presents a highly dynamic and complex landscape, posing significant challenges for the Chinese central government and requiring substantial policy learning. Delving into the realm beyond the traditional literature on Chinese government's policy learning, which primarily focuses on conventional policy areas and local government experiments, this article examines how the technical and interest complexities, along with the fragmented authoritarian structure of central departments, influence policy learning in the field of stem cell therapy. The findings reveal a recurring pendulum swing pattern, wherein top decision makers direct central departments to engage in multiple rounds of policy swings, navigating between developmental objectives and regulatory objectives.
Through the pooling and exchange of resources such as expertise and knowledge between network participants, European Administrative Networks (EANs) are expected to play a significant role in enhancing policy learning. Yet, scarce empirical evidence has been presented concerning the learning process taking place within EANs. This paper addresses this gap through the analysis of the Network of the Heads of European Environmental Protection Agencies (EPA Network). Based on a unique survey dataset, social network analysis and exponential random graph models are used to trace the interaction patterns within the network and test which factors shape them. The analysis highlights the relevance of national political factors – i.e. the preferences of national governments and ministries – in shaping the learning processes taking place in the EPA Network. While the network is an important venue for disseminating knowledge between directly and indirectly connected actors, learning processes are mainly limited to like-minded peers.
Public inquiries regularly produce outcomes of importance to policy design. However, the policy design literature has largely ignored the many important ways that public inquiries can act as policy design tools, meaning the functions that inquiries can offer the policy designer are not properly understood. This Element addresses this gap in two ways. First, it presents a theoretical discussion, underpinned by international empirical illustrations, to explain how inquiries perform policy design roles and can be classified as procedural policy tools. It focuses on four inquiry functions – catalytic, learning, processual, and legitimation. Second, it addresses the challenge of designing inquiries that have the policy-facing capacities required to make them effective. It introduces plurality as a key variable influencing effectiveness, demonstrating its relevance to internal inquiry operations, the external inquiry environment, and policy tool selection. Thus, it combines conceptual and practical insights to speak to academic and practice orientated audiences.
This chapter examines the policy learning that has taken place during the process of piloting the per-capita funding formula and the school-board governance models in Kazakhstan. It draws on evidence from policy documents, secondary data sources and the primary data from collaborative research by the Nazarbayev University Graduate School of Education (NUGSE) and the University of Cambridge (2019–2020) and the NUGSE research project for 2021–2023 focused on country-wide implementation of per-capita school funding. The chapter describes the process of piloting this funding and documents how school principals perceive this new approach and the new mandated policy of appointing their boards of trustees. This research concludes that the piloting of the per-capita funding model and scaling up this reform affirm the importance of time and an ongoing policy evaluation for enabling policy learning and achieving improved policy outcomes. Hence, every phase of piloting this funding resulted in some new understanding of this model among school principals. In addition, they gained knowledge about the boards of trustees’ role in school improvement.
Coronaviruses have emerged as a potential disruptive force in policymaking. Using a comparative case study method, we examine two social policy responses in Jakarta, Indonesia: the Social Safety Nets (SSN) programme and the health policy. Such examples demonstrate an aggressive change in policy direction from means-tested systems and government-centred approaches to a total relaxation of conditions with the involvement of non-state actors in the provision of services. Our study analyses the ideational dimensions of the policy process that produces abrupt and radical change. From our analysis, the policy change may be explained by the emergence of a new policy paradigm created through the emulation-contextual process – an alternative model of policy learning. The theoretical implication of our research is that policy response in this study cannot be viewed in a completely path-dependent process. Instead, we propose a ‘path-creation accelerator,’ which represents an infrequent instance of policy change.
Do policymakers learn from the policy experiences of other governments, and if so, what do they learn? A long-established normative claim suggests that intergovernmental learning can and should occur among the US states, which serve as “laboratories of democracy” for the nation. We put this claim to a tough test, comparing the influences on the diffusion of instrumental Targeted Regulation of Abortion Providers (TRAP) laws with that of more symbolic abortion regulation, from 1993 to 2016. We find evidence of substantive intergovernmental learning in policy diffusion even for abortion regulation—but only for instrumental abortion regulation. On symbolic abortion policy, states appear to learn mainly political lessons. Furthermore, proponents and opponents appear to learn different lessons in these diffusions, with loss aversion motivating opponents especially highly. Our results suggest that policymakers have a sophisticated understanding of the differences among policies’ goals and act strategically in pursuit of those goals.
In this concluding chapter, we evaluate our framework and reflect on the core questions we set out in the introductory chapter. First, we summarize the main conceptual contributions of our framework and its ability to specify and operationalize the interdependence between institutions and technologies, and its implications for the provision of expected services. The main building blocks of our comprehensive framework comprise the identification of critical functions, the interdependent dimensions of institutions and technologies, and the modalities of their alignment. Second, we reflect on the empirical cases detailed in the second part of the book, in order to learn lessons about what we gained from our framework when dealing with “real world” situations and potential ways that the framework could be improved. Through the variety of cases we selected, these empirical explorations showed the capacity of our framework to identify and analyze characteristics and difficulties proper to the network infrastructures investigated. Finally, we consider how our approach can provide guidance for public policy and private sector initiatives against the background of ongoing transitions in network infrastructures. We explore how the issues of coordination and alignment could be managed by private agents (consumers, firms, and other organizations) as well as public authorities.
Despite broad agreement on the need for comprehensive policy action to improve the healthiness of food environments, implementation of recommended policies has been slow and fragmented. Benchmarking is increasingly being used to strengthen accountability for action. However, there have been few evaluations of benchmarking and accountability initiatives to understand their contribution to policy change. This study aimed to evaluate the impact of the Healthy Food Environment Policy Index (Food-EPI) Australia initiative (2016–2020) that assessed Australian governments on their progress in implementing recommended policies for improving food environments.
Design:
A convergent mixed methods approach was employed incorporating data from online surveys (conducted in 2017 and 2020) and in-depth semi-structured interviews (conducted in 2020). Data were analysed against a pre-defined logic model.
Setting:
Australia.
Participants:
Interviews: twenty stakeholders (sixteen government, four non-government). Online surveys: fifty-three non-government stakeholders (52 % response rate) in 2017; thirty-four non-government stakeholders (36 % response rate) in 2020.
Results:
The Food-EPI process involved extensive engagement with government officials and the broader public health community across Australia. Food-EPI Australia was found to support policy processes, including as a tool to increase knowledge of good practice, as a process for collaboration and as an authoritative reference to support policy decisions and advocacy strategies.
Conclusions:
Key stakeholders involved in the Food-EPI Australia process viewed it as a valuable initiative that should be repeated to maximise its value as an accountability mechanism. The highly collaborative nature of the initiative was seen as a key strength that could inform design of other benchmarking processes.
Between the mid-1990s and the mid-2010s, the Chinese government was distinctly open to the Western offer of democracy-assistance programs. It cooperated with a number of Western organizations to improve the rule of law, village elections, administrative capacity, and civil society in China. Why did the Chinese government engage with democracy promoters who tried to develop these democratic attributes within China? The author argues that the government intended to use Western aid to its advantage. The Chinese Communist Party had launched governance reforms to strengthen its regime legitimacy, and Chinese officials found that Western democracy assistance could be used to facilitate their own governance-reform programs. The article traces the process of how the government’s strategic intention translated into policies of selective openness, and includes evidence from firsthand interviews, propaganda materials, and research by Chinese experts. The findings show how democracy promoters and authoritarian leaders have different expectations of the effects of limited democratic reform within nondemocratic systems. Empirically, reflecting on the so-called golden years of China’s engagement with the West sheds new light on the Chinese Communist Party’s survival strategy through authoritarian legitimation.
This book’s macroeconomic analysis suggests Chinese ?nancing could o?er nations a development opportunity by exploiting Western ?nance’s Achilles's heel: the maturity mismatch between the capital market’s short-term ?nancing and debtor nations’ long-term development goals. Chinese policy banks have the capacity to ?nance big-ticket public infrastructure projects over a long-term horizon. However, Chinese capital also has its drawbacks given its tendency to secure its lending with microeconomic ties or commercial conditions embedded in its loan contracts.Popular attention has also focused on the question of whether Chinese lending is a form of "debt-trap" diplomacy used as a coercive economic tool to acquire long-run strategic assets. Rather than debt-trap diplomacy, however, this book argues, China’s tendency to invest in maximizing long-run markets rather than short-run profits has at times ensnarled its policy banks in creditor traps where they must lend defensively to recover their initial investments. Chapter 8 also examines how these creditor-debtor relationships have changed over time and how they are likely to continue to evolve in a post-coronavirus world.
This article employs a “policy cycle” framework to explore Bill C-51, legislation which contains Canada’s latest amendments to the “rape shield.” Through an in-depth evaluation of earlier rape shield reforms, as well as a content analysis of the legislative proceedings of Bill C-51, this paper reveals that, while the impetus for introducing rape shield legislation is to protect the equality and privacy rights of sexual assault complainants, the legislative process of these “policy cycles” focuses disproportionately on remedying due process concerns and less on the problems that arise in judicial implementation of the provisions. We situate this finding within the larger trend towards the “judicialization of politics,” and trace some of the institutional and structural obstacles that impede Parliamentarians from more effectively legislating to improve sexual assault trials for complainants.
State governments, often described as “laboratories of democracy,” design and implement many public policies, but this moniker also implies course correction when initial efforts fail. But how do states learn from failure? Existing hypotheses about policy learning and broad research capacity are insufficient. Using case studies of failed juvenile justice policies in Texas and Washington, I explore when failure acknowledgment occurs at all. I argue that a state’s bureaucratic capacity to gather data—distinct from its analytical capacity—is necessary for public officials to acknowledge failure, highlighting the impact of policy and institutional design on evidence-based policy making and policy corrections.
Most accounts of East Asian economic growth have focused on the role of developmental states in successful industrialization. This article expands and challenges that framework by showing that rural policy was different from industrial policy. A key finding is that for more than a century, East Asian states have relied on mass mobilization campaigns rather than on technocratic planning and market-conforming institutions to achieve rural development. Based on case studies of Japan, South Korea, Taiwan, and China, the author argues that three main factors explain the rise of campaign states: revolutionary traditions, rural populism, and policy learning. A brief assessment of outcomes illustrates the payoffs and costs of campaigns and the practical considerations that drive them. The author’s analysis offers a new perspective on the East Asian model and disputes the widely held view that campaigns are tragic exercises in social control, demonstrating instead that they were central to the region’s rural transformation.
This chapter presents the book’s policy arenas framework which seeks to account for the direction and magnitude of immigration reform. Whether policy reform will liberalize or restrict immigration will depend on policy makers’ insulation from four actors with distinct sets of preferences: domestically, the general public and interest groups; internationally, immigrant sending states and immigrant receiving states. Whereas insulation from popular pressure and from diplomatic pressure by receiving states will allow for policy liberalization, insulation from interest groups and sending states will move policy in the direction of immigration restriction. Which of these pressures policy makers are exposed to will vary across policy arenas. The chapter then turns its attention to the policy path itself, distinguishing between constitutional rules and political strategy. Constitutional rules define the arenas through which a policy proposal must minimally pass. Oftentimes informed by policy learning, political strategy can account for variation in policy paths over time in a given constitutional context. The chapter then theorizes the magnitude of policy change by distinguishing between incremental and paradigmatic immigration reform. The success of paradigmatic immigration reform will depend upon a highly restrictive set of conditions, most importantly, the absence of reform opponents with veto power.
Prior research suggests that partisanship can influence how legislators learn from each other. However, same-party governments are also more likely to share similar issues, ideological preferences and constituency demands. Establishing a causal link between partisanship and policy learning is difficult. In collaboration with a non-profit organization, this study isolates the role of partisanship in a real policy learning context. As part of a campaign promoting a new policy among local representatives in the United States, the study randomized whether the initiative was endorsed by co-partisans, out-partisans or both parties. The results show that representatives are systematically more interested in the same policy when it is endorsed by co-partisans. Bipartisan initiatives also attract less interest than co-partisan policies, and no more interest than out-partisan policies, even in more competitive districts. Together, the results suggest that ideological considerations cannot fully explain partisan-based learning. The study contributes to scholarship on policy diffusion, legislative signaling and interest group access.
How do bureaucracies remember? The conventional view is that institutional memory is static and singular, the sum of recorded files and learned procedures. There is a growing body of scholarship that suggests contemporary bureaucracies are failing at this core task. This Element argues that this diagnosis misses that memories are essentially dynamic stories. They reside with people and are thus dispersed across the array of actors that make up the differentiated polity. Drawing on four policy examples from four sectors (housing, energy, family violence and justice) in three countries (the UK, Australia and New Zealand), this Element argues that treating the way institutions remember as storytelling is both empirically salient and normatively desirable. It is concluded that the current conceptualisation of institutional memory needs to be recalibrated to fit the types of policy learning practices required by modern collaborative governance.
This chapter suggests that that the similarities in approaches to internationalization lead to convergence across higher education systems, actual practices and governance arrangements also show continued divergence. By adopting a cultural / phenomenological approached as part of the world society theory perspective (Meyer et al., 1997), this chapter aims to provide a cultural rather than a functional explanation for the remarkable degree of convergence, while not losing sight of divergence. Taking this cultural perspective to both frame and explain the proliferation of the internationalization discourse in higher education — and the resulting convergence and divergence — has, to the best of our knowledge, not been done before in the academic literature. To further our understanding of the internationalization discourse and the implications for governance of higher education, we ask the following research question: how can the rationales and practices underpinning the internationalization of higher education be understood from a world society perspective? To answer this question, we first outline the world society theory. We then highlight patterns of convergence, followed by signs of divergence, in rationales and practices.
The Covid-19 crisis that led to the loss of thousands of lives and initiated one of the most complex social and economic upheavals has also a created a window of reflection for health systems researchers to revisit our major concepts, frameworks, and underlying assumptions. This commentary reviews two literatures that remain rather separate: comparative health policy and global health. First, I examine whether convergence in circumstances brought about by the spread of Covid-19 creates opportunities for learning “about” as well as unpacking the motivations of policy actors and how they use the cross-national information. However, given the emphasis on national policy actors and processes, this literature may overlook the importance of global actors, institutions and ideas. Second, global health differentiates itself with an emphasis on multilateralism as a political positioning and its multidisciplinary and multi-sectoral approach. However, the global health field is also challenged to consider its mission, political standing on multilateralism, changing relationships between North and South and its commitment to multidisciplinary approach. I argue that health systems scholars should use the window of opportunity created by Covid-19 pandemic to reexamine their methodologies and rearticulate their positioning by acknowledging the voice and agency of the Global South.
China is expected to become one of the largest markets for prescription drugs in the world and pharmaceutical advertising is becoming increasingly important, particularly in the socially and culturally contested area of mental health. This article briefly explores the background of drug advertising policies in China and the UK and focuses on the distinctive challenges of antidepressant drug regulation. Then, using tools of critical discourse analysis, it examines Chinese antidepressant adverts, and compares them with relevant British adverts. The findings indicate that, relative to the UK, Chinese antidepressant adverts are generally oversimplified, and the critical information concerning the concepts of caution, danger and adverse effects are underrepresented. However, there are many interdependent factors that contribute to the distinctive Chinese antidepressant drug regulatory regime. Hence, Chinese policymakers must maintain a delicate balance between learning from Western regulatory regimes, but also avoiding borrowing too heavily from them.