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The use and misuse of procalcitonin in the management of pneumonia: a retrospective analysis at a large tertiary care center

Published online by Cambridge University Press:  19 May 2025

Doris C. Obimba
Affiliation:
State University of New York Upstate Medical University, Syracuse, NY, USA
Aaron Shaykevich
Affiliation:
State University of New York Upstate Medical University, Syracuse, NY, USA
Danielle R. Vitale
Affiliation:
State University of New York Upstate Medical University, Syracuse, NY, USA
Christopher A. Rudmann
Affiliation:
State University of New York Upstate Medical University, Syracuse, NY, USA
Heather Korrie
Affiliation:
Crouse Hospital, Syracuse, NY, USA
Joseph Miles
Affiliation:
Crouse Hospital, Syracuse, NY, USA
Christopher Noel
Affiliation:
Crouse Hospital, Syracuse, NY, USA
Ivayla I. Geneva*
Affiliation:
State University of New York Upstate Medical University, Syracuse, NY, USA Crouse Hospital, Syracuse, NY, USA
*
Corresponding author: Ivayla I. Geneva; Email: Geneva.ivayla@gmail.com

Abstract

Objective:

Antibiotics overuse leads to bacterial resistance. The biomarker procalcitonin rises with bacterial pneumonias and remains normal in viral respiratory tract infections. Its use can distinguish between these etiologies and thus guide antibiotics use. We aimed to quantify the effect of procalcitonin use on clinical decision-making.

Design:

A retrospective study, spanning a year at a tertiary care center, where 348 patients hospitalized with aspiration pneumonia and 824 with non-aspiration pneumonia were evaluated with regards to procalcitonin use, the length of stay (LOS) and antibiotics prescribing practices. Descriptive statistics and univariate analyses were applied to the ensemble data. Subsets of cases were manually reviewed and analyzed with descriptive statistics. P < 0.05 indicated statistical significance.

Results:

21% of both the aspiration and non-aspiration pneumonia cases had procalcitonin checked. In the ensemble analyses, a check of procalcitonin was more likely to happen in prolonged hospitalizations with aspiration pneumonia. The LOS was statistically the same regardless of procalcitonin results (elevated or normal) for both the aspiration and non-aspiration pneumonia cohorts. The overall use of antibiotics was not affected by the procalcitonin results. After excluding two extreme outliers, the per-person antibiotics cost was not affected by the procalcitonin results. Detailed chart reviews of 33 cases revealed that for the vast majority, the procalcitonin results were not used by clinicians to guide the duration of antibiotics use.

Conclusions:

Despite its promise as a biomarker for antibiotics stewardship, procalcitonin results appeared to not be utilized by clinicians as a decision-making tool in the management of pneumonia.

Type
Original Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2025. Published by Cambridge University Press on behalf of The Society for Healthcare Epidemiology of America

Introduction

The overuse of antibiotics has been associated with the development of antibiotic resistance and is a driver for increase in health care costs. Reference Nathan and Cars1,Reference Ventola2 A promising target for antibiotic stewardship is the management of pneumonia. For instance, an aspiration event can result in aspiration pneumonitis without bacterial infection or in bacterial aspiration pneumonia. While both cases can cause fever, dyspnea, and leukocytosis, antibiotics are beneficial only in the latter. Yet, distinguishing between these two cases remains a clinical challenge. Similarly, the differentiation between viral pneumonia and non-aspiration bacterial pneumonia is elusive. The biomarker procalcitonin may provide a solution to both problems. Reference Atallah, Warren and Roberts3Reference Kiya, Asefa, Abebe and Mekonnen12 Procalcitonin levels typically rise within 2–4 hours following bacterial infection and peak at 24–48 hours. Subsequently, the procalcitonin levels decrease as the infection is successfully treated. This variation in procalcitonin levels can therefore serve as a tool to help clinicians decide whether the patient has a bacterial infection, whether they are responding to the antibiotics selection, and thus guide antibiotic stewardship. Reference Meisner13,Reference Gavazzi, Drevet and Debray14 Nevertheless, there is an ongoing controversy regarding the usefulness of procalcitonin in reducing unnecessary antibiotics use, with some US-based studies showing promise Reference Conlon, Chopra, Cahalan, Cinti and Rao15Reference Townsend, Adams and Galiatsatos17 while others failed to do so. Reference Huang, Yealy and Filbin1820 Additionally, most studies comparing aspiration pneumonia and aspiration pneumonitis have focused on critically ill patients, Reference El-Solh, Vora, Knight and Porhomayon5,Reference Labro, Aptel and Puyraveau7,Reference Legriel, Grigoresco and Martel8 where withholding antibiotics even in the setting of normal procalcitonin levels is unlikely given the illness severity. As such, procalcitonin was found to be mainly useful for determining antibiotics duration among the critically ill. The only non-ICU study of procalcitonin Reference Binz, Heft, Robinson, Jensen and Newton4 had predetermined patient groups for aspiration pneumonitis and aspiration pneumonia, demonstrating significantly lower procalcitonin level in the former group—an encouraging result. It should also be noted that procalcitonin testing can result in a significant financial burden for a hospital if it is widely used at the time of antibiotics initiation and during treatment to monitor the response to antibiotics. Our study evaluated the usefulness of procalcitonin in the management of pneumonia at a tertiary medical center with a focus on cost-benefit analysis and healthcare providers’ decision-making. Currently, our hospital does not have a procalcitonin-based antibiotic stewardship policy in place and this study is expected to guide its development.

Methods

Ensemble data

This is a retrospective study of patients hospitalized at a tertiary medical center in the USA. Two groups of adults (age ≥18 years) were identified from January 1st 2023 to December 31st 2023 (refer to Figure 1). Group 1 carried the diagnosis of “aspiration pneumonia/pneumonitis” during the hospitalization (ICD10 code J69.0). Group 2 had been treated for non-aspiration pneumonia (ICD10 codes J18, J18.0, J18.1, J18.2, J18.8, J18.9, while excluding J69.0). We automatically extracted the following information from the database: age, length of stay (LOS), procalcitonin testing results (if any), ICD10 diagnoses, number units of each antibiotic used for pneumonia.

Figure 1. Flowchart for patients included in the ensemble analysis of this study.

For the ensemble analysis, we evaluated the aspiration pneumonia and the non-aspiration pneumonia cohorts separately because they featured significant LOS difference and the bacterial infection etiology was different between the two. Further subgrouping of non-aspiration pneumonia into e.g. community-acquired pneumonia and hospital-associated pneumonia would have required manual chart review of hundreds of hospitalizations, which was deemed unfeasible for our study.

For the univariate analyses, we only included patients with LOS ≤14 days because first, antibiotics courses for the vast majority of pneumonia patients are <14 days; second, from sample manual chart reviews we noticed that patients with longer hospitalization tended to have additional infections requiring longer antibiotics courses, which would have biased our study. For the included patients, we search for additional common infections documented by ICD10 codes and their derivatives—cystitis (N30), cellulitis (L03), meningitis (A39.01, B37.5, G00.9, G02, G03.9), cholecystitis (K81), intestinal infections (A00–A09), and bacteremia (R78.81). The hospitalizations with additional infections were manually reviewed to determine whether these additional infections led to longer antibiotics courses than the pneumonia treatment and whether they triggered the procalcitonin check.

We performed descriptive statistics and univariate analyses. In the latter, regarding procalcitonin level (elevated versus normal), only patients with a single procalcitonin lab per hospitalization were included to avoid the confounding. LOS and age were found to be non-parametric. Mann-Whitney U test and χ2 Test were used to evaluate the effect of procalcitonin use on the LOS and the use of antibiotics. In the Mann-Whitney U test the LOS was treated as a continuous variable, while in the χ2 Test, the LOS was treated as a categorical variable with categories: 0–2 days, 3–7 days, >7 days. Spearman’s Correlation and Kruskal-Wallis Test were used to evaluate the effect of patients’ age on their LOS, for continuous LOS and categorical LOS, respectively. Multivariate analysis was initially planned but given the univariate statistics results, it was not beneficial to pursue.

Cost analysis was carried out based on the per-unit cost of all antibiotic types used during the hospitalization and whose indication was “pneumonia.”

Individual chart reviews

Additional patient selection criteria were imposed for the manual chart reviews. We excluded patients with other (non-pneumonia) bacterial infection requiring antibiotics, severe immunosuppression (i.e., ≥20mg daily prednisone equivalent for ≥2 weeks, immunosuppressive biologics, uncontrolled HIV infection with CD4<200, active malignancy, chemotherapy use), need for ICU (intensive care unit) management, patients with another reason to have baseline elevated procalcitonin (e.g., chronic dialysis, metastatic cancer, surgery in the past 7 days), and those transitioned to comfort care before the planned antibiotics course was completed. We aimed to review 10 cases for each of the four groups: aspiration pneumonia with elevated procalcitonin or normal procalcitonin, and non-aspiration pneumonia with elevated procalcitonin or normal procalcitonin. The data variables are provided in Table 1.

Table 1. Detailed clinical information from manually reviewed charts

Results

Descriptive statistics

There were 1,172 hospitalizations with pneumonia and Figure 1 features the patient selection flow. Of those, 348 hospitalizations featured aspiration pneumonia, 44.5% female, average age 72.7 (SD 16.1) (females), 70.9 (SD 14.5) (males). 824 hospitalizations featured non-aspiration pneumonia, (50.4%) female, average age of 70.7 (SD 16.2) (females), 69.5 (SD 16.5) (males). Twenty-one percent of both the aspiration (74 cases) and non-aspiration (175) cohorts had procalcitonin checked.

The LOS for the whole aspiration pneumonia cohort (348 hospitalizations) was on average 20.6 days (SD 45.5) days. When only including hospitalizations of LOS ≤14 days, the average (LOS) was 7.1 (SD 3.8) days. There were 14 cases of additional infections besides pneumonia. The LOS for all non-aspiration pneumonia hospitalizations (824) was 8.7 (SD 9.7) days. For those with LOS ≤14 days, it became 5.7 (SD 3.5) days. There were 29 cases with additional infections. Based on manual chart review of the additional infections, none was the reason for procalcitonin check and only one bacteremia had resulted in longer antibiotics course.

All patients in our study had received antibiotics. When including all 348 hospitalizations, the aspiration pneumonia patients utilized 30 (SD 89) doses, while the 824 non-aspiration pneumonia cases averaged 15 (SD 48). Using the cutoff of LOS ≤14 days, we calculated the following averages: 13.9 (SD 11.7) antibiotics units for aspiration pneumonia cases with normal procalcitonin, 9.2 (SD 10.1) for aspiration pneumonia cases with elevated procalcitonin, 14.1 (SD 23.3) antibiotics units for non-aspiration pneumonia cases with normal procalcitonin, and 10.9 (SD 11.8) for non-aspiration pneumonia cases with elevated procalcitonin.

Ensemble analysis of procalcitonin’s impact on pneumonia management

Patients with a LOS of ≤14 days were included given that antibiotics courses for pneumonia rarely exceed 14 days and to avoid bias from additional infectious processes besides pneumonia. Aspiration pneumonia and non-aspiration pneumonia hospitalizations were evaluated separately because the LOS was statistically longer for aspiration pneumonia (P < 0.05) overall and in all subgroups. We found that patients’ age did not affect the LOS (P > 0.05 for all) in neither the aspiration nor the non-aspiration pneumonia cohorts.

χ2 correlation showed that for non-aspiration pneumonia cohort, the LOS was associated with the use of procalcitonin (P = 0.001), with longer LOS having higher percentage of procalcitonin checked as follows: 13.2% had procalcitonin checked among those staying 0–2 days, 17.2% for the 3–7 days cohort, and 29.2% for the >7 days group. Similar testing did not yield significant results for the aspiration pneumonia cohort (P = 0.105). Yet, there seemed to be a trend towards more procalcitonin testing as the LOS increased 11.1% had it checked from the cases with an LOS of 0–2 days, (9.3%) from the 3–7 days LOS cases, and 20.2% from the >8 days LOS cases. Interestingly, for both aspiration (Mann-Whitney U Test P = 0.113; χ2 Test P = 0.083) and non-aspiration pneumonia cases (Mann-Whitney U Test P = 0.988; χ2 Test P = 0.644), the LOS of patients with elevated procalcitonin was not different from the LOS of patents with normal procalcitonin.

Further, Mann–Whitney U testing revealed that for both aspiration (P = 0.303) and non-aspiration (P = 0.168) pneumonia cases, the amount of antibiotics units used during the hospitalization was not different when comparing those who had procalcitonin checked and those who did not have it checked. Regarding the value of the measured procalcitonin (normal versus elevated) on antibiotics use, we found no difference for neither aspiration pneumonia (P = 0.395) nor for non-aspiration pneumonia (P = 0.765).

Although initially planned, multivariate analysis was not advisable given that the univariate statistics did not yield useful variables.

Evaluation of healthcare providers’ use of procalcitonin via individual case reviews

Table 1 contains the manually extracted clinical information for 33 pneumonia cases. For the non-aspiration pneumonia cohort, we were able to identify 10 with normal and 10 with elevated procalcitonin that met the inclusion and exclusion criteria; for the aspiration pneumonia group only 6 patients with normal procalcitonin and 7 with elevated procalcitonin met the criteria.

All of the aspiration pneumonia cases were started on antibiotics on the day of aspiration. But from among the non-aspiration pneumonia cases, in one case antibiotics were delayed by one day in the setting of normal procalcitonin and in another case antibiotics were delayed by 3 days in the setting of an elevated procalcitonin.

Among the 13 aspiration pneumonia cases, procalcitonin was checked within the first 24 hours of the pneumonia diagnosis in 8 cases, at 48 hours in 2, and after 48 hours in 3. Regarding the 20 non-aspiration pneumonia hospitalizations, 6 had procalcitonin checked within the first 24 hours after the diagnosis of pneumonia was made, 8 had it checked at 48 hours, and 4 after more than 48 hours; there were also two unusual cases: there procalcitonin was checked two days before and four days before the pneumonia diagnosis was documented, both were <0.1.

Regarding the use of antibiotics, for aspiration pneumonia, the total antibiotics courses ranged from 1 to 10 days (mean of 5.8) for normal procalcitonin, from 5 to 11 days (mean of 7.4) for elevated procalcitonin. For non-aspiration pneumonia, the total antibiotics course ranged from 3 to 11 days (mean of 7.4) for normal procalcitonin and from 6 to 11 days (mean of 8.5) for elevated procalcitonin.

Only a minority of the cases seemed to follow the expected logical sequence. Namely, among the aspiration pneumonia cases featuring normal procalcitonin, in only one case the antibiotics were stopped when the procalcitonin result became available. Another case had the antibiotics stopped after 24 hours. The remaining 4 cases had antibiotics continued for 2 to 9 days (average of 4.5), despite these patients having normal WBCs, no fever, no increased oxygen requirements from baseline or the oxygen requirements had been diminishing.

The evaluated non-aspiration pneumonia cases fared even worse regarding antibiotic stewardship. In only one case the antibiotics were stopped upon receiving the normal procalcitonin result. The rest of the cases had additional antibiotics prescribed for 2 to 7 days (average of 4.7), again despite of evidence for rapid clinical improvement. Regarding the cases with elevated procalcitonin, all patients were given additional antibiotics for 4 to 10 days (average of 6.6).

Regarding microbiological data in the detailed chart reviews, there were very few positive results, although microbiological testing was performed in all patients. Namely, there was one positive MRSA nares PCR screen for a patient with aspiration pneumonia and normal procalcitonin, one case of COVID-19 positive PCR test and one case of positive Streptococcal urine antigen test among the non-aspiration pneumonia cases with elevated procalcitonin.

Cost – benefits analysis

The cost associated with procalcitonin serum testing was $16.21 USD (US dollars) per procalcitonin lab, which did not include the cost associated with the blood drawing as this is not separately reported at our hospital. 341 procalcitonin labs were used in our 1,172 pneumonia patients for a total of $5,529 USD.

Regarding antibiotics expenses, Supplemental Table 1 features all antibiotics used for our patients in the form of average number of antibiotic units used per person, the unit cost of the various antibiotics as well as the average per-person total antibiotic costs. Figure 2 illustrates the per-person antibiotics units used during hospitalization for the top-10 antibiotics used in each category (aspiration pneumonias with or without procalcitonin checked, elevated or normal procalcitonin, and similar for the non-aspiration pneumonia patients). Figure 2 also shows the average per-person total antibiotics expenses for each category. In the aspiration pneumonia cohort, the antibiotics cost was statistically higher for those who had procalcitonin checked as compared with those who did not; also, the cost was higher for those with elevated compared to those with normal procalcitonin. However, this difference was caused by two extreme outliers, who used very expensive broad-spectrum antibiotics – ceftazidime-avibactam and cefiderocol, respectively.

Figure 2. Top 10 antibiotics used for treating pneumonia and the associated per-person average antibiotic costs. (A) Comparing aspiration pneumonia cases without procalcitonin checked versus the cases with procalcitonin results; (B) Comparing aspiration pneumonia cases with normal procalcitonin versus the cases with elevated procalcitonin; (C) Comparing non-aspiration pneumonia cases without procalcitonin checked versus the cases with procalcitonin results; (D) Comparing non-aspiration pneumonia cases with normal procalcitonin versus the cases with elevated procalcitonin.

Finally, no LOS benefits were noted—the LOS was affected by neither the use of procalcitonin nor the procalcitonin results. This lack of benefits affected both the aspiration and non-aspiration pneumonia cohorts.

Discussion

Procalcitonin’s applications in antimicrobial stewardship remain controversial, with conflicting studies from both US Reference Conlon, Chopra, Cahalan, Cinti and Rao15Reference Branche, Walsh and Vargas19 and European hospitals. Reference Gavazzi, Drevet and Debray14,Reference Fartoukh, Nseir and Mégarbane21Reference Montassier, Javaudin and Moustafa23 Our retrospective study of aspiration and non-aspiration pneumonia patients shed light on physician practices at our institutions regarding the use of procalcitonin.

We found that clinicians used procalcitonin more often if the patient stays longer in the hospital, which could help decide whether the antibiotics are working or whether they can be discontinued. However, clinicians did not act appropriately based on the procalcitonin results, i.e. a normal procalcitonin value did not correlate with less antibiotics used, no lower costs (when excluding 2 major outliers), nor shorter LOS.

Further, in the majority (9 out of 13) of the manually reviewed cases of aspiration pneumonia, procalcitonin was checked too early to be of value because it is well-established that it takes 48 hours for a frank bacterial pneumonia to develop following an aspiration event. Reference Meisner13,Reference Gavazzi, Drevet and Debray14 Therefore, the usefulness of procalcitonin elevation to distinguish aspiration pneumonitis from aspiration bacterial pneumonia is expected to become pronounced starting at 48 hours.

The detailed analysis of individual pneumonia cases mirrored the ensemble data results, where medical providers only rarely stopped the antibiotics in the setting of normal procalcitonin (2 out of 6 cases) in the aspiration pneumonia group and 1 out of 10 cases in the non-aspiration pneumonia group. Certainly, there appeared to be a trend towards longer antibiotics courses when procalcitonin was elevated – 5.8 versus 6.8 days for aspiration pneumonia and 7.4 versus 8.5 days for non-aspiration pneumonia in this small number of cases. However, the ensemble data demonstrated no statistically significant correlation.

Additionally, the detailed analysis of individual cases revealed that the total days of antibiotics use were higher than the antibiotics course recommended by the American Thoracic Society (ATS) and the Infectious Diseases Society of America guidelines (IDSA), Reference Metlay, Waterer and Long24,Reference Kalil, Metersky and Klompas25 which cover both aspiration and non-aspiration pneumonias. According to the guidelines, for patients with community-acquired pneumonias and vital signs stability and clinical improvement, the recommended antibiotics duration is 5 days, and up to 7 days for suspected or proven MRSA or Pseudomonas pneumonia. Reference Metlay, Waterer and Long24 For hospital-acquired and ventilator-associated pneumonias the recommendation is 7 days. Reference Kalil, Metersky and Klompas25 Also, in regards to aspiration pneumonia, we noted antibiotics initiation on the same day when aspiration was documented. However, previously published research had demonstrated a lack of clinical benefit of prophylactic antimicrobial treatment in the setting of an acute aspiration event, which may even generate antibiotic selective pressures. Reference Dragan, Wei, Elligsen, Kiss, Walker and Leis26

A goal of our retrospective study was to provide a cost-benefit analysis for the use of procalcitonin in the management of pneumonia at our institution. Given the ensemble analyses and the data from the 33 individually reviewed cases, it is quite clear that there is no clinical benefit to be gained through procalcitonin use. While the overall cost associated with running the procalcitonin labs was not large ($5.528 USD over one year), it constituted an unnecessary expense for the hospital.

The limitations of our study include the fact that in the ensemble analysis, we did not have information regarding all possible additional infections, yet the most common ones were identified and accounted for. Further, in the antibiotics analysis, we used antibiotics units (doses) rather than antibiotics days due to lack of the latter data. Our approach was useful for the cost-benefit analysis but may have added undue bias to the antibiotics use in the ensemble analysis. Another potential limitation is the fact that we were not able to subdivide the patients into community-acquired versus hospital-acquired or ventilator-associated pneumonias, which would have been useful as the guidelines for antibiotics duration are different for the two groups, i.e., 5 versus 7 days of antibiotics.

Conclusion

Our study demonstrated that the use of procalcitonin for the management of pneumonia at our tertiary medical center did not lead to the desirable outcomes of length of stay shortening, decrease in the antibiotics use and antibiotics-related costs. Further, we noted an overuse of antibiotics for bacterial pneumonia based on the recommendations in the ATS-IDSA guidelines. While the cost associated with procalcitonin testing was not overwhelmingly high, it constituted an unnecessary expense that needs to be addressed via educational initiatives targeting medical providers as well as the development of internal policies regarding the use of procalcitonin.

Financial support

This study did not receive financial support.

Competing interests

None of the authors of this study report any potential conflicts of interest.

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Figure 0

Figure 1. Flowchart for patients included in the ensemble analysis of this study.

Figure 1

Table 1. Detailed clinical information from manually reviewed charts

Figure 2

Figure 2. Top 10 antibiotics used for treating pneumonia and the associated per-person average antibiotic costs. (A) Comparing aspiration pneumonia cases without procalcitonin checked versus the cases with procalcitonin results; (B) Comparing aspiration pneumonia cases with normal procalcitonin versus the cases with elevated procalcitonin; (C) Comparing non-aspiration pneumonia cases without procalcitonin checked versus the cases with procalcitonin results; (D) Comparing non-aspiration pneumonia cases with normal procalcitonin versus the cases with elevated procalcitonin.