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Along the Shiite lines of sufi authority: revisiting Solṭānᶜalīshāh and the Valāyat-nāme

Published online by Cambridge University Press:  16 May 2025

Matthijs van den Bos*
Affiliation:
Birkbeck, University of London, London, UK
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Abstract

The oeuvre of the philosopher Leo Strauss (d.1973) pivots on the audacious thesis that political esoterism – the protective covering of truth through an exoteric shell – has been central to Islamic intellectual life. Strauss’s work focusses on philosophy, but this article argues that it can be productively extended – while not applied integrally - to Sufism, Islam’s similarly contested, primary esoteric tradition. It investigates the Straussian thesis in a Sufi discussion on valāyat, “spiritual authority” or “Friendship with God,” which idea is central both to Shiite Sufism and Shiism generally. The discussion concerns the Valāyat-nāme, an Iranian treatise of the early twentieth century by the Neᶜmatollāhī master Solṭānᶜalīshāh (d.1909), revealing the dilemmas that Shiite Sufis have faced in simultaneously retaining identity and acceptance to the juristically dominated canon. Four sub-topics are elaborated to assess the validity of Straussian analysis in rendering the treatise and its author: persecution as a context for esoterism; esoterism as a veil for dangerous knowledge; the drive for epistemic subordination; and the political nature of religious knowledge. It is proposed that rather than as “between the lines” dissimulation, as per Strauss, the Neᶜmatollāhīs’ political esoterism ought to be read more subtly as accommodation “along the lines” of Shiite orthodoxy.

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Research Article
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Introduction

It remains rare for scholars of Islam to derive generic socio-political theory from its primary materials, or methodically draw comparative benefit from other creedal traditions, let alone pursue both pathways in depth within a single career.Footnote 1 The oeuvre of Leo Strauss, whilst originating from other intellectual concerns, embodies such a mesmerizing project. Strauss was born in an orthodox Jewish family in Kirchhain (current-day Hessen) in 1899, but “was converted to […] political Zionism” as a young man.Footnote 2 After the First World War, he studied mathematics, natural science and philosophy, and obtained a doctorate in philosophy in Hamburg (1921).Footnote 3 During his postdoctoral work, which firstly focused on Spinoza, he had also taken up the study of medieval Islamic Philosophy. In this Islamic engagement lies the origin of Strauss’s political thought, which has centred on “the theological-political problem” (see further below).Footnote 4 After sojourns in France and England, Strauss sought refuge in America, arriving in 1937 and taking up employment mainly as a professor of political science in, respectively, New York, Chicago (for the larger part of his career), Claremont, and Annapolis, where he died in 1973.Footnote 5

While Strauss’s initial writings “were treated respectfully,” a prominent disciple’s obituary mentions, later works “were considered perverse and caused anger.”Footnote 6 Exception was taken to Strauss’s treatment of hidden or “esoteric writing,”Footnote 7 which came central to his queries on how rational order could flow from religious revelation (i.e. “the theological-political problem”), and built once more on medieval Islamic philosophy. To Al-Fārābī was attributed the concealed view that philosophy incorporated as ‘political science’ (ᶜilm al-madanī), i.e., the study of what achieves human happiness, religious disciplines legitimized by the Islamic revelation such as jurisprudence and theology.Footnote 8 Thus, in Strauss’s Islamic queries, the bone of contention has generally been the soundness of his interpretations of medieval philosophers as atheist Platonists in disguise, besides the political implication of such readings in the here-and-now (with the émigré emerging as a conservative icon in Chicago) and his own alleged embrace of exotericism – i.e. in writing through commonly edifying but deceptive “foreground.”Footnote 9 The implications for Islamic studies of Straussian method and theory, however, are much broader than on narrowly understood philosophy alone, extending also, for instance, to self-declared esoteric traditions. Their challenge, in other words, remains open irrespective of whether the book is closed on Strauss’s examination of the falāsifa.

Others have previously pointed at Straussian applications to Shiite mysticism or religious expressions related to it, as in the association of Ṣadrā’s “Wisdom of the Throne” with an “intentionally esoteric style of writing,” but not, it seems, offered dedicated studies.Footnote 10 The current essay takes a leaf from the Straussian page and examines it in addressing questions of spiritual authority surrounding the Shiite Sufi leader Mollā Solṭānmoḥammad Beydokhtī, ›Solṭānᶜalīshāh‹ (1251/1835–1327/1909), and his treatise on “Friendship with God,” the Valāyat-nāme (1323/1905–6).Footnote 11

Solṭānᶜalīshāh led the Gonābādī-Neᶜmatollāhī order, an important Shiite Sufi network based predominantly in the Khorasan region of northeastern Iran, in the late nineteenth, early twentieth century.Footnote 12 Gonābādī Sufism emerged in the late nineteenth century as the main lineage of the initially Sunni Neᶜmatollāhī order, which was influential in Central Asia, India, and Persia and mostly remains today in Iran and Western diasporas. It goes back to Shāh Neᶜmatollāh Valī, d.843/1431, a Syrian-born Sufi author who settled ultimately in Kerman, southeastern Iran.Footnote 13 Persecutions of the Neᶜmatollāhīs and other Sufis under the last Safavid Shāh Solṭānḥoseyn (d.1722) led the leadership of the order to relocate to the Deccan.Footnote 14

In the late eighteenth century, the order returned to Iran from India and its “revival” included widespread popular adherence and growing social influence.Footnote 15 After several renewed episodes of jurist-monarch collaboration in the repression of Sufism and persecution of Sufis, the court’s institutional opposition came to an end with the third ruler of the Qājār dynasty, the Sufi initiate/patron Moḥammad Shāh Qājār (r. 1834–48).Footnote 16 The order was at the height of its power under the Neᶜmatollāhī master Zeyn ol-ᶜĀbedīn Raḥmatᶜalīshāh, who was deputy governor of Fars under Moḥammad Shāh Qājār,Footnote 17 but fragmentation set in upon his death in 1861. Two claimants to his succession were Monavvarᶜalīshāh (d.1884), heading the Monavvarᶜalīshāhī (or Ẕoᵓr-Reyāsateyn) order, and Ṣafīᶜalīshāh (d.1899), from whom the Ṣafīᶜalīshāhī order evolved. Moḥammad Shāh had nicknamed the third claimant, Ḥājj Moḥammad Kāẓem Eṣfahānī Saᶜādatᶜalīshāh (d.1876), ṭāvūs ol-ᶜorafāᵓ (peacock of the gnostics), on the basis of which his order is sometimes referred to as the Ṭāvūsiyya. Its common names, however, refer to Saᶜādatᶜalīshāh’s pupil Solṭānmoḥammad Solṭānᶜalīshāh (d.1909), who was the larger personality, under whom the order greatly expanded - Solṭānᶜalīshāhī (Neᶜmatollāhī) or Gonābādī, referring to the latter’s residence in Khorasan.Footnote 18

Solṭānᶜalīshāh succeeded in creating the Shiite Sufi order per excellence despite facing recurrent challenges of his spiritual authority and meeting a tragic death.Footnote 19 Among the early allegations was his association with Bābism.Footnote 20 This points to the religious transformation of Shiite Islam in the nineteenth century, which often involved reinforced or independent articulations of mystical truth and spiritual authority. Among the early doctrines of the Sheykhī school was the concept of the Imams as “pre-existential divine beings” and “the cause of Creation,” and that of the initiated “Perfect Shia” as the Deputy of the Mahdī.Footnote 21 The later Kermani radicalism is famously associated with the idea of the “fourth pillar” (rokn-e rābeᶜ), explicating much of what was implicit in the founders’ words, which presented the Perfect Shīᶜa collectively as “rulers and instructors in this world” or in the singular, as “God”s governor on earth.”Footnote 22 Bābism emerged as a rival movement to the Kermani Sheykhīs, through “almost identical, radical theories of leadership,”Footnote 23 antagonistic to jurist authority, and with the founder’s claim to be the “gate” to the Imam’s knowledge. But this movement developed into a new religion, claiming to supersede Islam,Footnote 24 accompanied by far-reaching ambitions to worldly rule and a violent uprising – lately causing alarm in the state.Footnote 25

A parallel development in the nineteenth century was “the rise in discussions of wilāya,” with treatises on the topic “establishing a genre.”Footnote 26 Valāyat had also been expounded on by Solṭānᶜalīshāh’s teacher, the philosopher Hādī Sabzavārī (d.1289/1873), whose discussion of the concept as that through which “being” (vojūd) is manifest, represented the Ṣadrian metaphysics.Footnote 27 A primary context for the broader ascent of valāyat thinking was the view of the mid-century “as the millennium of the occultation of the Imam [while] expectation of his imminent re-appearance was rife.”Footnote 28 Millenarianism, however, produced an “intellectual reaction,” which was “patronised by the dynasty” and “facilitated by […] ḥikmat” – importantly including the work of Sabzavārī.Footnote 29 Except for royal admiration, the philosopher met with significant jurist approval, as evidenced by his influence on the leading oṣūlī mojtaheds of the age,Footnote 30 i.e. on the high clergy authorized in legal interpretation who aimed at the expansion of jurist authority. Thus, while both Sabzavārī and Solṭānᶜalīshāh count as “key intermediaries” of (aspects of) valāyat theory between the Safavid and the modern era,Footnote 31 heated controversy was reserved only for the latter. In the midst of state breakdown, without the royal patronage which had bestowed the cognomen of “peacock of the gnostics” on his predecessor, or collegiate recognition during a time when the (exoteric) jurists’ assertion was at a height, the master’s Sufi pathway lay open to contestation at little apparent cost.

The first task at hand consists of assessing the net value of Strauss’s writing for this essay’s query of Shiite Sufism, of which the Solṭānᶜalīshāhī order is the most important institutional representative in the modern day, focused on notions of persecution, dangerous knowledge, epistemic subordination, and political religion. Subsequently, the theme of Friendship with God, central to Solṭānᶜalīshāh’s Valāyat-nāme, is explored relative to adjacent secular and religious concepts in order to establish it, in Straussian terms, as a template for socio-political relations. The essay next turns to the interpretation of the Valāyat-nāme in relation to Solṭānᶜalīshāh’s contested life and teachings and assassination in the early twentieth century. His religious ambiguities are interpreted not as exoteric dissimulation but a subtler practice of rearticulation on the margins of a shared religious universe.

Straussian legacies

At first sight, it may seem doubtful whether Strauss’s take on Islamic philosophy, from Philosophie und Gesetz (Reference Strauss1935) to Persecution and the Art of Writing (Reference Strauss1952), could elucidate queries of Shiite Sufism – found in a different clime, with a later zenith. While Strauss met with Louis Massignon, the renowned scholar of (Ḥallāj’s) Sufism, in 1932, and reported his awe of the latter, the respect left no obvious traces in his intellectual endeavors.Footnote 32 Strauss’s political establishment of medieval Islamic philosophy, evolving towards an evermore explicit exoteric reading,Footnote 33 seems almost paradigmatically opposed to Henry Corbin’s perspective (i.e. that of Masssignon’s foremost pupil), which interpreted Islamic philosophy, instead, as a continuous illuminationist tradition.Footnote 34 While few scholars nowadays credit Corbin’s near recasting of Islamic philosophy as, by and large, Shiite theosophy,Footnote 35 it was the latter’s great contribution to have laid bare a fount of (what he thought of as) post-Rushdian Islamic esoterism, which also fuels Shiite Sufism.Footnote 36 Through his philosopher-teacher, Hādī Sabzavārī, the connection extends to Solṭānᶜalīshāh.Footnote 37

The intellectual situation in the Shiite-Iranian realm where philosophy has inclined towards mysticism poses a significant problem, moreover, for Straussian thought holding philosophy bien entendu in opposition to religion. The point is echoed in Wasserstrom’s interpretation of Strauss’s Persecution and the Art of Writing, venturing that the work “famously suggests one kind of esoteric [writing, while] kabbalah and Sufism are another.” This means, in the author’s assessment, that Strauss’s “philosophical esoterism is a theatrical display of camouflage, [while] the other, mystical esoterism, is a sequestration of positive content.”Footnote 38 The passage speaks to the current discussion in the observed contradiction between exoteric and esoteric readings in the “philosophical” variety, which is not implied in the “mystical” one. In this regard, it merits reiterating that Shiite esoterists have seldom taken “positive content” as an alternative to the revealed Law. Main works in the ᶜerfānī tradition, for example, define delicate complementary balances.Footnote 39

Even while these first orientations are distinctly inauspicious, there are four larger Straussian themes related to the ideological tensions associated with revealed religion, that do present themselves as effective structuring devices to account for the spiritual authority invested in Solṭānᶜalīshāh and extolled in the Valāyat-nāme. The first of these concerns the notion of persecution as a context for exoterism – Solṭānᶜalīshāh had been forced to abandon his teaching circle and flee Tehran accused of Bābī leaningsFootnote 40 and was often accused of hiding his true ideas.Footnote 41 He was engaged in writing the Valāyat-nāme while “already living under constant threat of assassination.”Footnote 42 Closely related to but not interchangeable with the point of persecution is the conception of esoterism as a veil for dangerous knowledge – for the recipient as well as the presenter. The sting in the allegation that Solṭānᶜalīshāh maintained graded teachings for different audiences, from the general public to the “elite of Sufi disciples” (akhaṣṣ-e khavāṣ-e morīdān), lay especially in the specification of progressively more blasphemous teachings.Footnote 43 Despite complementarity, thirdly, Strauss’s work reminds us of the drive to subordination that frequently arises in the encounter of Islamic traditions that emphasize different epistemic sources – reason and revelation in the case of the medieval philosophers; revelation and illumination here. In Shiism, a classical manifestation of complementary ranking comes to the fore in knowledge hierarchies scaled from exoteric to esoteric, ẓāher to bāṭen,Footnote 44 which similarly define Shiite Sufi thought, including in regard to other Shiite traditions.Footnote 45 The last element is the political nature of religious knowledge, established in Strauss’s analysis through the privileging of Islam’s law-giving features.Footnote 46 The scope for conceiving “political religious knowledge” is broader, however, “in light of the foremost transcendental goal” in Islam of divine guidance (hudā).Footnote 47 It follows that in the case study of this essay, “the politics of religious knowledge” has centred on “the effort to defend its value as divine guidance for the world.”Footnote 48 Few religious concepts if any are more central to Shiite Sufism (as to Shiism generally) than “valāyat,Footnote 49 and its discussion – as in Solṭānᶜalīshāh’s treatise - harbours claims to unique mergers of guidance, sanctity, and salvation.

Conceiving divine friendship socio-politically

The following excursus scans the surface of some adjacent secular and religious conceptions to shed comparative light on Shiite Sufi Friendship with God. It does so specifically to gain a better understanding of the Sufis’ religious claims to worldly authority, before turning to the specific case of Solṭānᶜalīshāh and the Valāyat-nāme. While anchored firmly in Islamic wilāya/valāyat doctrine deriving either from the general Sufi, including Sunni, theory or Shiite thought stretching from the esoteric to the exoteric, that is, Shiite Sufi Friendship may be further particularised in light of certain Christian mystical writings as a template for socio-political relations. A Straussian case of political religion, “Divine Friendship” in Shiite mystical realms is equally contextualised by the themes of persecution, dangerous knowledge and epistemic subordination.

De Montaigne’s sixteenth-century Essai on friendship contains three interrelated notions that remain intuitive of friendship: altruism, reciprocity, and freedom from constraint.Footnote 50 Altruism by the same token is central to Islamic mystical notions of wilāya, as in a statement by Solṭānᶜalīshāh in the Valāyat-nāme on the necessity of giving to others. However, īsār – the Islamic equivalent - is not ultimately for other humans, but for the greater love of God, from whom it also stems.Footnote 51 The element of reciprocity is similarly evident in Sufi views of interaction with the divine that conceive divine interaction, for instance, as a “marriage.”Footnote 52 Claims to orthodoxy often cover such views, however, separating Islamic mysticism from adjacent heterodox concepts such as etteḥād and vaḥdat ol-vojūd, which were stated by Solṭānᶜalīshāh to be among the “corrupt beliefs” (i.e. reflecting the rejection that they often faced in later Sufism).Footnote 53 Whereas Islamic mystical articulations abound for “altruism” and “reciprocity,” in other words, these have expressed not “freedom from constraint” but hierarchical religious embedding. This structural aspect of the religious hierarchy provides a further clue to valāyat as a template for socio-political relations in Islamic society.

The mentioned mystic Islamic articulations of altruism and reciprocity have equivalents in other religious traditions, as for instance, Christian Gottesfreundschaft, which encompasses a similarly hierarchical model of religious friendship. In the perennialist-comparative margins of En Islam iranien, Corbin ingeniously invokes Gottesfreundschaft to render valāyat.Footnote 54 But one will not, it seems, find concepts of Friendship with God in this tradition that perceive the Friend’s role as that of a spiritual initiator within the religious community.Footnote 55 Reports of two subsequent manifestations of Christian mystical organization, Van Ruusbroec’s (d.1381) parish and later priory in Groenendaal near BrusselsFootnote 56 and Grote’s (d.1384) devotional movement, which spread out from Deventer beyond the Low Countries and was posthumously named the Zusters en Broeders van het Gemene Leven (“Sisters and Brothers of the Common Life”),Footnote 57 do not indicate either that the spiritual progression of disciples was held dependent on the person of the spiritual founder, irrespective of the great esteem in which he would be held as, respectively, an illuminated teacher and the “first exemplar of the New Devotion.”Footnote 58 In Islamic cases, to the contrary, his Friendship with God allows the Friend to be at once, a spiritual patron in the community of the faithful – valāyat, it seems without exception, involves a relationship of double patronage, of the Friend by God and flowing from there, of the Faithful(-Initiands) by the Friend.Footnote 59

While the root meanings of wilāya/valāyat are distinct, the terms are also used interchangeably.Footnote 60 Their duality of meanings renders both “authority” or “power” and “friendship” or “assistance.”Footnote 61 The Sufi concept is often rendered as Friendship with God, which may include understandings from each side of the divide such as nearness, devotion to the Imams (which is the core understanding of valāyat in Shiism),Footnote 62 spiritual jurisdiction, or sanctity.Footnote 63 The parallel drawn by Chodkiewicz between Islamic sainthood and late Roman amicitia,Footnote 64 moreover, serves to remind that the dual meanings of wilāya and valāyat are often implied in one another. In either case, the terminology reveals embeddedness in socio-political life,Footnote 65 prompting disconcerting questions over the referents for its spiritual authority. Among other historical categories, the claims to partaking in wilāya/valāyat might involve caliphs, shahs, imams, sheikhs, jurists, mystics, or the faithful at large.

Sufi elaborations on Friendship with God (including Solṭānᶜalīshāh’s) have discussed the Friends, with implications for these other functions of Islamic society, by distinguishing valī and valāyat from, on the one hand, the Prophet and prophethood, nabī and nobovvat, and on the other, the Messenger and revelation, rasūl and resālat.Footnote 66 Shiite theory is particular in this realm of thought in grounding valāyat in the imamate.Footnote 67 There has been a chain of four main mystic theorists of wilāya/valāyat: al-Ḥakīm al-Tirmidhī (d.#295/905–300/910), Hojvīrī/Jollābī (d.#465/1072–469/1079) Ibn ᶜArabī (d.638/1240) and, the only Shiite author, Ḥeydar Āmolī (d. after 787/1385).Footnote 68 Āmolī presented the Imams as mystical guides while defining true Shiism as Sufism and true Sufism as Shiism.Footnote 69

While “the tendency toward the rapprochement between Sufism and official circles of Shiᶜite learning and piety” continued into the ninth/fifteenth century,Footnote 70 the prism of Sufism became increasingly suspect, even before the realignment of Shiism around a juristic core, since the days of the Safavid-era backlash. The theosopher Mollā Ṣadrā (d.1045/1635–36?) was highly critical of anti-intellectual pretenders to Sufism and, unlike his Sufi teacher Sheykh Bahāᵓī,Footnote 71 does not seem to have identified distinct categories of the Friends in society (as opposed to as an ideal type only),Footnote 72 There was a “lack of fixed ontological categories below the level of the Prophet” in Ṣadrā’s spiritual hierarchy, and valī, ᶜāref, ᶜālem [friend, gnostic, scholar] and emām were used as “multivalent terms.”Footnote 73 These facts did not prevent intense attacks alleging his Sufism.Footnote 74

Sufi responses to the anti-Sufi campaigns show religious hierarchy reforming, legitimising claims to spiritual guidance through their subordinate embedding. Khorāsānī’s late seventeenth-century Toḥfe-ye ᶜAbbāsī, for instance, maintains the function of the pīr while downgrading its unmediated, exalted station. The work is thought to have played a major role in legitimising Sufism away from its Sunni roots with reference to Shiite ḥadīth collections.Footnote 75 Neyrīzī (d.1173/1759), another Ẕahabī master, not only rejects antinomians but dispenses with the term “ṣūfī” altogether (except in the negative), while retaining his appreciation for salāsil ahl al-faqr (i.e. Sufi orders) and reincorporating “high Sufis” under the wider mystic label of Twelver ᶜerfān.Footnote 76

Whether or not Shiite authors opposed Sufism as a whole, it was a common thread in their critiques (including Āmolī’s) to chide, paraphrasing Corbin, Shiite Sufism’s “forgetfulness of its sources” – i.e. the “Sunni” claim to a Friendship with God that followed the prophethood but did not subjugate itself to the orthodox Imamic cycle, claiming Friendship instead for itself.Footnote 77 As previously indicated, Shiite Sufis might contain such readings – which would bring qoṭbiyat (lit., poleship, i.e. Sufi spiritual authority) and Imamate, and by extension, the class of religious jurists into collision - through hierarchical demarcations. These responses are another instance of “religious friendship,” in other words, deriving legitimacy from recalibrated hierarchization. Specifically, Shiite Sufi discussions of Friendship with God have sought to carve out subordinate religious space within Shiism, in delicate balances of spiritual authority with Imams and jurists.

Solṭānᶜalīshāhī doctrine postulated a division of spiritual authority in the gheyba between Shiite jurists and mystics, foqahā and ᶜorafā (see further below). Shiite Sufis in Iran, into the twentieth century, encompassed the qoṭb’s (“Pole”) authority under the spiritual dominion of “the fourteen immaculates”: the Prophet’s authority, Fāṭima’s valāyat-e Fāṭemīya, and that of the twelve Imams. They generally conceived of the Mahdī’s realm, for instance, in terms of the Universal Authority (velāyat-e kollīya) or Sun Authority (velāyat-e shamsīya), while the Partial Authority (velāyat-e jozᵓīya) or Moon Authority (velāyat-e qamarīya) confined the Pole’s jurisdiction. Thus, Shiite Sufis set forth velāyat-e jozᵓīya as spiritual authority derived from that of the Twelfth Imam, but whom, in ambivalent terminology reminding once more of Āmolī’s theme,Footnote 78 they might also conceive of as the Pole of Poles (qoṭb ol-aqṭāb), qoṭb-e shamsī or pīr-e ḥaqīqat.Footnote 79

Exoteric dissimulation vs. religious equivocation

The last part of this reflection expands on the noted ambiguity in Sufis’ subordinate renderings of legitimate authority in Shiism. The conception of the Mahdī as pīr, for instance, begs the question of bounds to the Pole’s partial authority. The common laqab of shāh is often deemed symbolic, unchallenging in their relations with rulers, but the Sufis’ use of the term might sprawl, as when Shāh Neᶜmatollāh stated that rulers had to spread by the sword the word of the True King.Footnote 80 There appear to be clear applications for Straussian “truth between the lines”Footnote 81 in these examples – but importantly, ones in which the “lines” themselves are key constituents of truth. Just as al-Fārābī’s portrayal as anti-religious has been rejected,Footnote 82 it would be ill-judged to project hostility to the Law in Shiism on Solṭānᶜalīshāh, who was an accredited Jurist as well as a Sufi master.Footnote 83

The interpretive challenge in the master’s biography, therefore, is arguably to account for something more subtle than dissimulation amounting to exoterism as an inversion of meaning. Rather, the case pertains to how religious subalterns face situations of domination whose terms, at least in important part, they accept. The shared religious universe requires religious subalterns, therefore, to accommodate while avoiding “conversion,” as often has been the plight of Shiite Sufis in Iran. It has proven productive in trying to substantiate what “ambiguity in hierarchy” amounts to in the realm of Shiite Sufism to consult an essay in linguistic anthropology that examines accommodation in the face of hegemonic ideology.Footnote 84 Corin’s study explores Islamic among other cases where subordinates manipulate the definition of an ideological centre and its religious margins, allowing simultaneously for their adjustment to a hegemonic discourse and the retention of religious identity.Footnote 85 Where the Straussian analysis builds upon the recognition of intentional obscurities, contradictions, or omissions, the anthropology of “structural heterogeneity” observes subaltern meaning adhesion and its ritual articulation.Footnote 86 In the process, religious salience shifts from the sanctioned codes towards their graft.

Along these interpretive lines lies the “central” Shiite belief in an original esoteric-exoteric divide of religious meaning in Islam, from which flow the triad of resālat, nobovvat, and valāyat and Shiite Sufi “homologies” of sharīᶜat, ṭarīqat, and ḥaqīqat.Footnote 87 As previously suggested, Shiite Sufis might venture a further, “marginal” subdivision from this construction, establishing Sufis or Gnostics (ᶜorafā) and jurists (foqahā) as esoteric and exoteric agents of the esoteric Imamic authority. (It will be further analyzed below how Sufism might attain salience through ritual in this hierocracy). Such a division of spiritual authority between ᶜorafā and foqahā, whether explicit or implicit, has undergirded Solṭānᶜalīshāhī doctrine and practice. In January 1997, the Solṭānᶜalīshāhī master Majẕūbᶜalīshāh proclaimed a division of spiritual authority, beyond the realm of personal judgement – basing himself on his grandfather’s (and Solṭānᶜalīshāh’s grandson’s) treatise Pand-e Ṣāleḥ - between the mojtahed-e jāmeᶜ osh-sharāyeṭ (“all-round jurist”), to whom the Gonābādī foqarā owed taqlīd in sharīᶜa rulings, and the “great one of the age” (bozorg-e vaqt), whose precepts of the ṭarīqat they were to adopt.Footnote 88 While the rules hint strongly who currently is the Great One, his identity is not spelled out.

Solṭānᶜalīshāh and the Valāyat-nāme

The oeuvre and vita of Solṭānᶜalīshāh often fit the Gonābādī pattern and may be read in a similar accommodationist and retentionist light. The phraseology in and around his Valāyat-nāme, however, ventured ominously beyond where other Poles in this Neᶜmatollāhī lineage have since gone. It thus remains to explore the socio-political history of the treatise and its author, as well as the text itself,Footnote 89 to examine whether a plausible relation exists between his (perceived) religious ideology and mysterious assassination on 26 rabīᶜ ol-avval 1327/17 April 1909.Footnote 90

Solṭānᶜalīshāh assumed the order”s qoṭbiyat in 1293Q/1876 at the death of his predecessor, Saᶜādatᶜalīshāh. Through the former, the Gonābādī-Neᶜmatollāhis grew in social and numerical importance in Iran and his increasing wealth drew resentment.Footnote 91 As noted, various heresies were ascribed to the master and both resentment and heresiology have been suggested as factors in his fate.Footnote 92 A closer inspection of his late religious practice renders these elements in sharper profile.Footnote 93

The Valāyat-nāme was originally published as a lithograph in 1323Q/1905–6 in Tehran. It was completed in 1320Q/1902 and work on it had commenced since at least 1898.Footnote 94 It is, reportedly, “the most widely read of the doctrinal works” by Solṭānᶜalīshāh and “second only to his (Qurᵓānic commentary Bayān os-Saᶜāda) in its popularity.”Footnote 95 It has been suggested that the Bayān “can be considered a commentary on walāya,” to which the Valāyat-nāme constitutes a compact “companion” that is “central to [the master’s] mystical thought.”Footnote 96 Its reach beyond Sufi circles is indicated by the perhaps surprising reference to the regimist Āyatollāh Moṭahharī (d.1979) as “a keen reader of […] the Walāyat-nāma.”Footnote 97

The treatise contains twelve parts and 47 chapters, an introduction dissecting the lexical meaning of valāyat/velāyat, and a closure, dedicated to the ādāb and conditions of zekr, with two supplements. The first three parts are concerned with laying out its key understandings of Islamic doctrine on valāyat/velāyat, focused on the relations between valāyat, prophethood (nobovvat), and revelation (resālat), and the elaboration of “prescriptive” (taklīfīye) valāyat, which is contrasted with the “engendering” (takvīnīye) type. Solṭānᶜalīshāh here follows the tradition, as expounded by Ibn ᶜArabī, that distinguishes the engendering and the prescriptive command (amr). The first pertains to all creatures, who are brought into existence willing or unwilling, and derives from the Name Allāh, which “comprehends the properties of all other Names;” while the second pertains to mankind, can be rejected, and derives from other, specific Names such as “the Guide” (al-Hādī).Footnote 98

In the Ṣadrian framework that the Valāyat-nāme “closely follows,” valāyat-e takvīnīye is associated with the Imam’s cosmic function, namely as the “face of God.”Footnote 99 Valāyat-e taklīfīye on the other hand, relates to “the love and devotion to the Imams” that allows the faithful to fulfil the obligations of the faith.Footnote 100 Humans partake in each of the two types of valāyat, which are also associated in Neoplatonic fashion with divine “descent” (nozūl) and “ascent” (ṣoᶜūd) towards God.Footnote 101 Whereas valāyat-e takvīnīye “occupies a privileged position in [Solṭānᶜalīshāh’s] cosmology,”Footnote 102 the Valāyat-nāme devotes more dedicated discussion to valāyat-e taklīfīye, which, as specified below, involves the Sufi master’s initiatory role.Footnote 103

The treatise follows a “central” Shiite Sufi tradition in establishing Friendship with God in relation to the prophethood (nobovvat) – as its spirit (rūḥ)Footnote 104 - and in relation to the revelation (resālat). It holds that “Islam” is enabled through “general” (ᶜāmme) allegiance to the exterior ordinations (aḥkām-e qālebī) that the Messenger (rasūl) brings, while the “particular” (khāṣṣe) pact which enables “faith” (īmān), applies to the owliyāᵓ (which term seems mostly to connote the aᵓemme but might also refer to the anbiyāᵓ in their esoteric aspect).Footnote 105 While a necessary precondition, “Islam” does not exceed this world, whereas “faith” enables believers to attain the reward (ajr) of the hereafter.Footnote 106 Solṭānᶜalīshāh then addresses the “fourteen immaculates” and slides into a “marginal” conception where he claims that each had their own “sheikhs” (mashāyeskh), before tracing his own line of authorisation to Imam ᶜAlī.Footnote 107 While the sheikhs of “the Sufi path” (ṭarīqat) are sporadically distinguished from those of “narration” (ravāyat), and the latter are associated with the ᶜolamā,Footnote 108 the common reference in the Valāyat-nāme is unspecified. Except for locating the lineal interface of two separate traditions, that is, Solṭānᶜalīshāh here - as has been similarly observed of his earliest treatise, the Saᶜādat-nāme - “retrospectively employs Sufi technical terminology to describe the relationship between the imams and their representatives.” As a result, “[i]n his parlance [in this discussion], the latter in effect become Sufi masters.”Footnote 109

There are implications deriving from this view of Friendship with God for the interaction between Sufi sheikhs and the community of believers, and a more restricted category of initiated disciples. The Valāyat-nāme ventures that in general, there is always the need for a teacher (a moᶜallem) because, before valāyat mends the situation, “man is like a sheep […], endlessly perplexed and wandering in the wilderness.”Footnote 110 Specifically, the need for a sheikh (eḥtiyāj be sheykh) stems from the fact that he is the faithful’s broker of valāyat. That is, believers attain contact with the divine through the “particular oath of allegiance” (beyᶜat-e khāṣṣe) to the “authorised sheikh” (sheykh-e maᵓẕūn).Footnote 111 The graft of valāyat will settle in the believer’s heart and will be strengthened there by such Sufi practices as “ritual greeting” (moṣāfeḥe), the transformative “meditation of God” (ẕekr-e khodā), “reflection” (fekr) on the celestial face of the Imam, and particularly, the “taking of the image of the master in one’s mind” (be naẓar āvordan-e ṣūrat-e morshed).Footnote 112 The invigoration of this graft then leads to the Imamic illumination of the heart.Footnote 113

Shiite commentators outside the Solṭānᶜalīshāhī confines have found several elements in these passages controversial.Footnote 114 The Iranian cleric ᶜAllāme Borqeᶜi, for instance, found Solṭānᶜalīshāh’s conception of valāyat as allegiance to the Hidden Imam but entering the believer’s heart “through the celestial image of the sheikh,” to be clearly invalid (boṭlān-esh āshkār ast). Critiquing the Saᶜādat-nāme, Solṭānᶜalīshāh’s earliest book, for ideas that the Valāyat-nāme also adopted, Borqeᶜī argued that rendering present the sheikh’s image during worship was “worse than idolatry” (az bot-parastī badtar). Evidence was utterly lacking for a religious instruction, Borqeᶜi stated, that beyᶜat allegiance was to be given to someone during the gheyba, characterising this notion as an “illegitimate innovation” (bedᶜat).Footnote 115

While the Valāyat-nāme treats mostly esoteric subject matter, it also contains a chapter on “the administration of a country and the treatment of subjects” (mamlekat-dārī va raᶜīyat-parvarī). A later commentary writes that Solṭānᶜalīshāh “referred [here] to the injustices [in Gonābād] of [a state functionary named] Mīrzā Āqā Khān Shokūh os-Solṭān and his friends and wrote that this behaviour causes the end of the state and the monarchy.”Footnote 116 The phrasing suggests that his larger concern was not the injustices of Shokūh os-Solṭān but the preservation of national or regional order, fearing violence and anomie. If state authorities engaged in oppression, he wrote, they would not be able to keep the subjects in check and “the people will release oppression on one another and the country will break down - as is witnessed in these times.”Footnote 117 Elsewhere in the treatise, the national state is related to that of Sufism: “These days […], the practice of beyᶜat has been detached from the people of the nation and no fame remains of it!.”Footnote 118

These passages also indicate that Solṭānᶜalīshāh, while critical of state functionaries, supported national order in the shape of the monarchy. They echo akhlāq and statecraft literature.Footnote 119 Other clues in and around the Valāyat-nāme indicate that the Gonābādī guide was well connected with provincial authorities representing the monarch (Moẓaffar ed-Dīn Shāh in the period 1896-January 1907; Moḥammad ᶜAlī Shāh until July 1909) and valued them as protectors of life and good - especially as the Gonābādī Sufis reportedly suffered injustices at the hand of state representatives. For instance, the Sufis welcomed the appointment of Nayyer od-Dowle as governor (vālī) of Khorasan in 1318Q/1901, in light of the harassment they claimed had been unleashed by his predecessor Rokn od-Dowle and the latter’s local emissaries.Footnote 120 Gonābādīs allege that Solṭānᶜalīshāh had foretold Nayyer od-Dowle’s governorship, and the latter reportedly declared that during his tenure, he would grant all the master’s wishes.Footnote 121 When notables in Mashhad sought to prevent the festive welcome of the new governor, a local military commander and disciple of Solṭānᶜalīshāh reportedly intervened. Made aware of his master’s prediction, he and his forces arranged their own celebratory reception with military honours.Footnote 122

At the time of the Constitutional Revolution, the constitutionalist cause became a weapon for the enemies of Solṭānᶜalīshāh. His principal local nemesis, Abū Torāb Nūghābī, found support in his clashes with the Sufis in the Mashhad-based constitutionalist council that administered Khorasan from late 1326Q/1908,Footnote 123 and reportedly was incensed at the journey toward Nishabur by one of Solṭānᶜalīshāh’s disciples, hailing the attempted return in early 1327Q/1909 of Nayyer od-Dowle.Footnote 124 Villagers in Beydokht confronted Solṭānᶜalīshāh in the name of the Constitution, likely around the same time, demanding a clarification of his political position.Footnote 125 The Sufi master, who had previously wished for the expedited demise of Nāṣer od-Dīn Shāh so that the Qājār state’s “oppression” (ẓolm) would end,Footnote 126 defended himself by saying: “I am only a village farmer and a dervish, and I do not know what “constitutionalism” or “despotism” mean. We have nothing to do with these matters and we obey the government, whether constitutional or autocratic.”Footnote 127

Besides political confrontation, Solṭānᶜalīshāh was also besieged on socio-economic grounds. Rather than plainly a zāreᶜ-e dehātī, he had likely become, more accurately, a wealthy landownerFootnote 128 who - while warning against worldly conceit - valued wealth positively (“wealth itself, and its spending in lawful ways and on charitable work and for developing the world, is not in any way inconsistent with dervishhood”).Footnote 129 The Valāyat-nāme argues ardently that “usury” (rebā) did not refer to practices such as the hoarding of grain or money, but rather to the non-sharīᶜa-based affairs of banks that were now established all over the country.Footnote 130 But a popular view was recorded within a decade after the master’s murder, relating the event to his refusal “to give people grain from his storehouses” at a time of famine. Solṭānᶜalīshāh then allegedly “became so unpopular that he was killed.”Footnote 131

Opposition of a predominantly religious nature was the third aspect beyond the primarily political and economic in these confrontations of the Sufi master. Rokn od-Dowle’s enmity towards Solṭānᶜalīshāh reportedly had its origin in the presentation by Shokūh os-Solṭān, the former’s servant, of the Sufi master’s newly published hagiography, Rojūm osh-Shayāṭīn, containing “the claims of this spiritual lineage” (eddeᶜāhā-ye īn selsele).Footnote 132 Another instance concerned visitors from Kheybarī and Gonābād who had reportedly contacted the Āyatollāhs Mīrzā-ye Shīrāzī the SecondFootnote 133 (d.1338/1920) and Moḥammad-Kāẓem Khorāsānī (d.1290/1911)Footnote 134 in Iraq in order to expose Solṭānᶜalīshāh.Footnote 135 To different degrees, these clerics were both involved with the constitutionalist cause.Footnote 136 It is not known whether this fact informed their judgement, but constitutionalism was at stake – as indicated – for some of Solṭānᶜalīshāh’s detractors. The drama of the occasion, however, lies elsewhere. Khorāsānī had responded to his visitors’ portrayal of Solṭānᶜalīshāh’s teachings by stating that they concerned kofr, and that their author was deserving of execution (koshtanī).Footnote 137 The Gonābādī order avows, however, that the marjaᶜ, not having read his work or met with him, had not wished to proclaim a fatvā on Solṭānᶜalīshāh. The master was later exonerated and the recipient of Khorāsānī’s praise, it is further claimed, after the marjaᶜ had been sent the former’s tafsīr.Footnote 138 But regardless of the reported restraint, the fate of Solṭānᶜalīshāh would still have been imperilled by the traveling villagers who, upon their return, are said to have spread the alleged news of Khorāsānī’s takfīr.Footnote 139

By the early twentieth century, in other words, a storm had gathered over the Shiite legitimacy of Solṭānᶜalīshāhī Sufism. In the apparent absence of accounts detailing the charges against Solṭānᶜalīshāh,Footnote 140 one may conjecture from circumstantial evidence about the objections, beyond the contested religious reputation that the master had brought with him to Beydokht. These reasons in turn echo the various grounds of Solṭānᶜalīshāh’s competition for Shiite orthodoxy.

First, an account of the Order under the latter’s grandson Ṣāleḥᶜalīshāh, who emerges as of lesser stature than his grandfather, indicates that Sufi affiliates did not present “zakāt […] to the mullahs,” but to their Pole.Footnote 141 The issue of stature suggests that religious taxes were also presented to the Sufi master under Solṭānᶜalīshāh. Both Sufi leaders, moreover, were also mojtaheds - which gave an edge to their rivalry for religious funds with the exoteric ᶜolamā.Footnote 142 Second was a confluence of the elder master’s spiritual and worldly power in Khorasan, even hagiography acknowledges – evident especially in the Sufis’ sympathetic relations with the provincial governor.Footnote 143 This posed a challenge to the exoteric clergy as leaders of the community, and became a source of enmity against Solṭānᶜalīshāh.Footnote 144 Local ᶜolamā, the Order claims, were among the opponents who perceived his abjection and demise as the source of their honour and continued leadership.Footnote 145 The proto-statal prerogative of taqlid wielded by exoteric jurists found a match here, in other words, in the political religion of an accredited jurist doubling as Sufi master. These are Straussian themes, but crucially, playing out through the contentious politics of divine guidance within a shared religious universe. Third, heresiological literature asserts that the esteftāᵓ requests and resistance against the master had surfaced after Solṭānᶜalīshāh had “stated his claims” in the Valāyat-nāme.Footnote 146 What, then, did the Valāyat-nāme assert regarding Shiite Sufi authority?

As previously established, the Valāyat-nāme advances the idea of beyᶜat to the sheikh as a mediation of the divine to the faithful. The intricate links and closely related meanings of beyᶜat and valāyat are seen in its discussion of what strengthens valāyat, referencing the image of the sheikh. It is possibly such ambiguity which has sometimes led observers to unduly conflate the terms, as in the statement that “[t]he first pillar of the Gūnābādī branch of the Niᶜmatullāhiyya is valāya or “allegiance” to the Quṭb.”Footnote 147 The assertion may well echo Qazvīnī’s contested charge of an esoteric claim by the Sufi master to be the Hidden Imam,Footnote 148 resonating further in present-day studies hostile to the Order and Sufism at large.Footnote 149 But the Valāyat-nāme does emphasize supreme sheikhal authority, as where it expands on “the need of the disciple-wayfarer (morīd-e sālek) […] for the ‘perfect sheikh’ (sheykh-e kāmel)”Footnote 150 – whose identity is hinted at, but not spelled out. His identity must derive, however, from the Gonābādī master’s understanding of the Imam as a manifestation of divine will (mashīyat), and, in the specific sense of his “dwelling in the station of divine will,” a divinity. This “architecture,” it has been pointedly observed, also “poses the question of [Solṭānᶜalīshāh’s] self-understanding.”Footnote 151

The historian Zarrinkoob was less inhibited to point at Solṭānᶜalīshāh as the “great Shaykh of the Gunābādī Order” in a reference to the Valāyat-nāme. This held the religious mediation of the Sufi master to work in the name of the Hidden Imam.Footnote 152 The two substantial occurrences of “nāᵓeb” (“deputy”) in the Valāyat-nāme concern, respectively, a passage from the Masnavī (1/226) where the Deputy’s hand is said to be “the hand of God” (khodā), and a reference to the Guide (morshed) who is the vice-gerent of God (ḥaqq). The only mention of “deputation” (neyābat) is also found in the latter sentence, carrying the same referent.Footnote 153 Arguably, these passages reflect the discussion of the divine will, as mentioned above. Imam and Deputy are distinguished, however, in a single reference to the “nāyeb-e emām,” even while both are related in this sentence with the complete “theophanic form” (maẓhar).Footnote 154

Contextual arguments substantiate these Shiite articulations of Sufi authority, in line with Zarrinkoob’s assessment. A corroborating narrative appears from the Solṭānᶜalīshāhī sheikh ᶜEmād, the grandson of Solṭānᶜalīshāh’s teacher Hādī Sabzavārī, who was initiated in the Order under his pupil. The sheikh stated that “valāyat” in the treatise derived from “valī “ in the meaning of “vice-gerent”Footnote 155 – i.e. one only of the several meanings elaborated in the Valāyat-nāme. Being a true Muslim depended on beyᶜat with the valī. Beyᶜat with the valī was the only condition for salvation.Footnote 156 While the term applied especially to Imam ᶜAlī,Footnote 157 it could also refer – once more ambiguously - to the Order’s aqṭāb, as emerges from its application to Ṣāleḥᶜalīshāh, as “the valī of God on earth to-day.”Footnote 158 The dangerous suggestion is contained, however, by the view of the latter qoṭb in the eyes of his contemporary affiliates, congruent with Neᶜmatollāhī notions of Sufi spiritual authority in the preceding centuries,Footnote 159 as Deputy of the Imam (nāᵓeb-e emām).Footnote 160 The title could equally apply to Solṭānᶜalīshāh, as emerges from the sheikh’s account of the first of the wayfarer’s four mystical journeys (which are treated saliently in the former’s Valāyat-nāme): “The first stage consists of bay‘at with the Qutb, as a result of which the divine life is grafted on to one’s sinful human life and he becomes conformed into the heavenly image of the Imām […].”Footnote 161

Shiite Sufi authority in and around the Valāyat-nāme, then, held a “marginal” claim of spiritual deputyship pertaining to Solṭānᶜalīshāh in relation to the Mahdī. Its “dangerous knowledge” was contained in the dual application of “valī” (despite the fact that the Sufi imamology itself echoed “extremist” heterodoxy)Footnote 162 and in the subordination of the Sufi Friend as a “Deputee” (even while “exoteric” orthodoxy made no such provision – see further below). The overlap of “valī” and “nāᵓeb-e emām” also implied, however, that the boundaries of the Sufis’ “spiritual deputyship” were unstable – inviting its contestation (as seen in Qazvīnī’s writings). In another field of application, moreover, “nāᵓeb-e emām” had been a royal designation, as for the Safavid monarch Tahmāsp I.Footnote 163 The immediate challenge of the Valāyat-nāme and its implied status for Solṭānᶜalīshāh, however, emerges in light of the reorganization of Shiite orthodoxy in the Qajar era. “[S]acredness was [now] exclusively [laid claim to by] an independent Shiᶜite hierocracy consisting of the jurists and theologians on the basis of their collective authority as “general deputies” [novvāb-e ᶜāmm] of the Imam during his Greater Occultation.”Footnote 164 The grip of oṣūlī power over Iranian society, furthermore, was anti-Sufi in nature.Footnote 165

Solṭānᶜalīshāh’s mystic authority delegated from the Mahdī, a counterpoint to the exoteric oṣūlīs’ monopolization of religious legitimacy as novvāb-e ᶜāmm, had accompanied his enlarged regional role as an economic agent and political man of influence – and he was resented on each count. The ambiguity in his designs of Shiite Sufi authority – e.g. regarding the “perfect sheikh,” the boundaries of Sufi and Imamic Friendship with God, or their authorship by an accredited jurist – may well at times have protected the master (as against his detractors in Najaf) and at least allowed for detailed disavowals.Footnote 166 By the early twentieth century, however, his Shiite accommodation of Sufism in line with Imamic authority, audacious as much as quietist, was out of sync with the encroaching assertion of religious jurists and constitutionalism (an Imamic cause for Khorāsānī),Footnote 167 which allowed for the expression of socio-political discontent in its name. The unsettled, unmended hierarchy of old saw religious ambiguity leading not to renewed encompassment and retention, but to the fatal confrontation of Shiite Sufi identity.

Conclusion

The occasional suggestion of Straussian relevance to the interpretation of Shiite Sufism is well borne out by the vita and oeuvre of Solṭānᶜalīshāh, even while their mystical meanings have tended to reside “along” rather than “between” the lines of creedal orthodoxy – as articulation rather than circumvention. The dualistic play of esoteric-and-exoteric is evident in both his life and work, through the organizing themes of persecution, dangerous knowledge, epistemic subordination, and political religion. Regarding the first of these topics, the Valāyat-nāme extends a long tradition. The earliest forms of Shiite esoterism had emerged in a context of violent reaction, which also contextualizes the gnostic-metaphysical elaboration of Shiite imamology.Footnote 168 Violence similarly associates with the theme of “dangerous knowledge.” Solṭānᶜalīshāh writes that “the disciple (morīd) has to tread this [Sufi] path like an ᶜayyār, because perilous tasks lie ahead in the “hidden world” (gheyb) and in martyrdom (shahādat).” Those who consider that they can cultivate themselves, risk falling “into the “abyss of destruction” (varṭā-ye halākat) and the “valley of wretchedness” (vādī-ye maẕallat).”Footnote 169 Conversely, it was indicated above that the fierce enmity against the master had flowed in part from the perception of his graded teachings, which would have become progressively more blasphemous.

More than through the thematic interrelation of persecution and dangerous knowledge, however, Solṭānᶜalīshāh’s exoteric-esoteric balancing is on display in the tension between epistemic subordination and political religion. Extending Straussian analysis to the realm of Shiite Sufism, these concepts were aligned with competing revelation and illumination-based claims, pertaining to divine guidance.

The “reviver” of the Neᶜmatollāhī order in Iran, Nūrᶜalīshāh (d. 1212/1798) had held “the Sufi master [to be] the true deputy […] of the Hidden Imām.”Footnote 170 But the originator of the Ṭāvūsiyya line, Solṭānᶜalīshāh’s predecessor, was not associated with Shiite Sufi claims making, and their celebrated teacher had carefully avoided the challenge of either ruler or jurist authority. A second reason why the claims to spiritual authority of Solṭānᶜalīshāh cannot be seen simply as an extension of the assertive Neᶜmatollāhī revival, moreover, is the shifted counterpart – rulers are central to the vicegerency discourse of Neᶜmatollāhī predecessors, whereas jurists are often implied in the balances struck by the Gonābādī sage.Footnote 171 The overarching tendency of his writing, thirdly, is accommodationist. Solṭānᶜalīshāh, indeed, was the first of three mojtahed-qoṭbs, whose jurisprudential profiling served the Gonābādī order’s quest for orthodox legitimacy.Footnote 172 The Bayān os-Saᶜāda, for instance, is associated with a division of “general” and “special” representation of the Hidden Imam’s authority, pertaining respectively to the ᶜolamā and the Sufis.Footnote 173 With typical ambiguity, it establishes “the pre-eminence of Sufi masters as custodians of the esoteric aspect of religion,” while holding religion to be “essentially esoteric,” but within an oṣūlī framework bolstering jurist authority.Footnote 174

If Solṭānᶜalīshāh’s tafsīr is indeed “the foundational act” of modern Shiite Sufism,Footnote 175 the qualification must be shared by its “compact compendium” – the Valāyat-nāme. The cited understandings of exoteric-esoteric balancing in the former are similarly alluded to in the Valāyat-nāme. The master’s argument that unauthorised ẕekr will remain fruitless, for instance, employs the simile of foqahā who warn that worship without taqlīd will not be sound. A worshipper (ᶜābed) is either a jurist (mojtahed), an emulator (moqalled), or practising “caution” (eḥteyāṭ) when in distress and the “knower of the age” (ᶜālem-e vaqt) is inaccessible.Footnote 176 The qoṭb reminds of “Imamic traditions (akhbār) which indicate that the favourite creature (khalq) on God’s path is the subject (bande) who follows the ᶜolamā and accepts them.”Footnote 177 Simultaneously, it was shown that the Valāyat-nāme bears traces of ghuluww imamology, was associated with transgressive claims to spiritual authority, refers ambiguously to religious deputation, and leaves open the identity of the current salvific guide. Not after Solṭānᶜalīshāh have the notables of this order ventured onto such perilous ground, but they have cherished the original treatise.Footnote 178 Through such precarious articulations has emerged the orthodoxy of Shiite Sufism.

Footnotes

1 This article originates from my presentation on 15 February 2016 for the conference ‘Philosophy and Law: Islamic and Jewish Thought in the Shadow of Theology and Theocracy’ at Friedrich-Alexander Universität Erlangen-Nürnberg. The text recasts, improves, and expands Van den Bos Reference Van den Bos2016.

2 Tamer Reference Tamer2001, p. 39 (orthodox); Sheppard Reference Sheppard2006, p. 13 (political Zionism).

3 Tamer Reference Tamer2001, p. 39.

4 Footnote Ibid., pp. 39–40ff (postdoctoral studies), 39 (origin), 40 (theological-political problem).

5 Sheppard Reference Sheppard2006, p. 81; Bloom Reference Bloom1974, p. 373; Tamer Reference Tamer2004, p. 3.

6 Bloom Reference Bloom1974, p. 386.

8 Tamer Reference Tamer2001, pp. 210–211, 325.

9 Sheppard Reference Sheppard2006, p. 1ff (conservatism); Townsend Reference Townsend2014, p. 10 (exoteric); Sheppard Reference Sheppard2006, p. 5; Tamer Reference Tamer2001, pp. 24–26 (for a summary of the argument and the discussion).

10 Morris Reference Morris1981, pp. 44–45 (esoteric style). See further below for the significance of the theosopher Mollā Ṣadrā (d.1045/1635–36?) to Solṭānᶜalīshāhī Sufism. Possibly the closest to ‘dedicated studies’ of Straussian applications in this field would be Tzfadya Reference Tzfadya2023, which stages Khomeynī as an ‘unquestioned master’ of theosophy and mysticism.

11 Page references in this article are those of the third print edition (Gonābādī Reference Gonābādī1986–87/1365 [1323Q/1905–6], p. 49) unless specified otherwise.

13 E.g., see Algar Reference Algar1995.

14 E.g., see Algar Reference Algar, Avery, Hambly and Melville1991, p. 7; Van den Bos Reference Van den Bos2002, pp. 50–52.

17 Shīrāzī Reference Shīrāzī1966/1345 [1900–1902/1318–19], pp. 391–392. This reference corrects the attribution in Van den Bos Reference Van den Bos2002, pp. 62–63. ‘Deputy governor’ refers to nāᵓeb oṣ-ṣadr, a financial function involving the provincial management of crown moneys (Gramlich Reference Gramlich1965, p. 55).

18 This paragraph is closely paraphrased from Van den Bos Reference Van den Bos, Fleet, Krämer, Matringe, Nawas and Rowson2013, p. 148. References to its various claims are found there.

19 A striking indication of the transformation from his predecessor’s “life of seclusion in Isfahan” (Algar Reference Algar1995) and the “handful” of disciples the successor had started out with, Solṭānᶜalīshāh’s mausoleum would make the remote, unassuming village of Beydokht “one of the most famous pilgrimage sites in the country” (Gramlich Reference Gramlich1965, p. 66).

20 Gramlich Reference Gramlich1965, p. 65. Bābīsm was a millennial movement of the nineteenth century, formed around ᶜAlī Moḥammad Shīrāzī (executed in 1266/1850), who believed himself to be the ‘gate’ (bāb) to the return of the Twelfth Imam, which developed into a new religion with a separate legal system.

21 Bayat Reference Bayat1982, pp. 47 (pre-existential; cause), 49–50 (Perfect Shia).

22 Footnote Ibid., pp. 66 (implicit), 67 (rulers and instructors), 75 (governor).

23 Footnote Ibid., p. 79.

24 Footnote Ibid., pp. 79 (new religion), 103 (supersede Islam).

25 Footnote Ibid., pp. 96 (worldly rule), 79 (violent uprising), 126 (state alarm).

32 See Tamer Reference Tamer2001, p. 94 (met; awe). Namazi cites Paul Kraus as an Arabist with whom Strauss collaborated closely in Paris in this period and does not extend the qualification to Massignon (with whom Strauss took several courses) or cite Massignon as an intellectual influence (Namazi Reference Namazi2022, pp. 20–21).

33 Cf. Townsend Reference Townsend2014, pp. 27–28, 158.

34 “The Orientalist approach […] gave rise to two alternative ways of studying Arabic philosophy […]. One is the illuminationist interpretation of Henry Corbin and the other the political esoteric interpretation of Leo Strauss” (Gutas Reference Gutas2002, p. 16). ‘Illuminationist’ refers to Sohraverdī’s (d.587/1191) ḥekmat al-ishrāq; ‘continued’ is borne out, for instance, by Corbin’s insistence on “l’influence extraordinaire de l’oeuvre de Sohravardî au cours des siècles” (Corbin Reference Corbin1999, p. 305; cf. Nasr Reference Nasr1996, p. 161). See note 36 for a critique of Corbin’s ‘esoteric’ reading of Sohraverdī. See Elmarsafy Reference Elmarsafy2021 for the wider French tradition occupied with ‘esoteric Islam.’

35 Cf. Marmura Reference Marmura1995, p. 347.

36 E.g. cf. Legenhausen Reference Legenhausen, Palaver, Oberprantacher and Regensburger2011, p. 70. While Corbin’s emphasis on ‘esoteric’ as opposed to philosophical readings of Sohraverdī has been disputed (Marcotte Reference Marcotte and Zalta2016), it seems to be firmly accepted that Iranian sages did read him (also) in an initiatic illuminationist light (e.g. Rizvi Reference Rizvi and Zalta2009).

37 “[Sohraverdī’s] influence aujourd’hui en Iran est inséparable de celle des penseurs shî’ites qui l’ont assimilée, avant tout celle de Mollâ Sadrâ et de ses continuateurs (jusqu’à ’Abdollah [sic] Zonûzî, Hâdî Sabzavâri [….]” (Corbin Reference Corbin1999, p. 305).

38 Wasserstrom Reference Wasserstrom1999, p. 33.

39 Among these is Muḥammad Dārābī’s (d.1130/1718) Mirᶜāj al-Kamāl, which restates a division of clerics based on their specialization in exoteric and esoteric sciences, surpassed in rank by clerics competent in both, echoing the Sufi trinity of sharīᶜat, ṭarīqat and ḥaqīqat (see Anzali Reference Anzali2017, pp. 125, 130; Anzali Reference Anzali2012, p. 115; cf. Legenhausen Reference Legenhausen, Palaver, Oberprantacher and Regensburger2011, p. 69).

40 See note 20.

41 Among the many allegations of his estranged lieutenant Keyvān Qazvīnī, for instance, was the reproach that Solṭānᶜalīshāh did not state his claims ‘from beginning to end and for all people in one tone’ but instead adhered to ‘three gradations’ with ever more controversial content (see Parīshānzāde Reference Parīshānzāde1998/1377, p. 118).

42 Cancian Reference Cancian2023, pp. 131–132.

43 Qazvīnī alleged, but did not made plausible with reference to Solṭānᶜalīshāh’s writings, that the first level teaching contained a claim to marjaᶜiyat during the absence of the Hidden Imam; the second the assertion that Solṭānᶜalīshāh was the Hidden Imam; and the third a claim to his divinity (olūhīyat) (which allegations have been fiercely contested by Gonābādī authors) (e.g. see Parīshānzāde Reference Parīshānzāde1998/1377, p. 118).

45 E.g., it is striking in Dārābī’s case of complementarity (see note 39) that the superior class of clerics are referred to with ranking terms such as pīr or morshed (Anzali Reference Anzali2017, p. 130) – which are usually seen as deriving from the Sufi universe.

46 See Tamer Reference Tamer2001, pp. 326, 330, 331–332; cf. Fradkin Reference Fradkin1991, p. 50.

47 Arjomand Reference Arjomand2016, pp. 1, 97.

49 See Tabatabaᵓi Reference Tabatabaᵓi1981/1360, p. 10 for one among the many authoritative statements of the idea.

50 De Montaigne Reference De Montaigne1933 [1580–1595], pp. 193, 202, 194.

51 E.g., 1986–87/1365 [1323Q/1905–6], (īsār) 151, (sālek and khalq-e khodā) 118, cf. Gramlich Reference Gramlich1976, pp. 309–310.

52 Poles (aqṭāb) have been conceived as ‘God’s bride’ (Lindholm Reference Lindholm, Werbner and Basu1998, p. 215); for Bāyezīd Basṭāmī (d.261/875), the term referred more broadly to the Friends (awliyāᵓ) (Gramlich Reference Gramlich1989, p. 360). Treating ‘Divine Love,’ Nicholson stated of Sufis that ‘[i]n the bridal chamber of Unity God celebrates the mystical marriage of the soul’ (Nicholson Reference Nicholson2002 [1914], p. 85).

53 For the general tendency, see, e.g. Baldick Reference Baldick1989, pp. 57, 121; Gonābādī Reference Gonābādī1986–87/1365 [1323Q/1905–6], p. 57 testifies to the views of Solṭānᶜalīshāh; but see Cancian Reference Cancian2023, pp. 212–214 for a nuanced interpretation.

54 Corbin Reference Corbin1972a, p. 396. The Gottesfreunde were ‘the adherents of an informal movement of mystical piety, centring upon the Rhineland and Switzerland in the 14th century’ (“Gottesfreunde” 1997).

55 Modern scholarship disputes earlier views of the Gottesfreunde as either a church within the church, secretly led, or a brotherhood. Rapp attributes their ‘strong tie,’ prevailing over geographical and social distance, to their Lebensauffassung (Rapp Reference Rapp and Thurnher1994, p. 58). Charismatic ‘masters’ were revered (cf. Warnar Reference Warnar, Jansen and Rubin2010, pp. 58–59), but leading Gottesfreunde seem to have perceived of spiritual friendship with others as a temporary ‘mentoring relationship’ only, especially in a conversion context (Webster Reference Webster2007, p. 218), as opposed to an enduring initiatory relationship - crucial to valī concepts explored here.

57 See Post Reference Post1968, p. 197; Van Engen Reference Van Engen2008.

58 Ruusbroec (illuminated teacher) - cf. Verdeyen cReference Verdeyen1994, pp. 45–46; Van Ruusbroec Reference Van Ruusbroec, Crowley and Rolfson1981, p. 21; Van Engen Reference Van Engen2008, esp. pp. 84–118; Grote (first exemplar) - see Van Engen Reference Van Engen1988, p. 45.

59 E.g. Landolt’s discussion of Sufi wilāya/valāyat recalls prophetic traditions, “often in the form of ḥadīth qudsī]” suggesting the existence of Friends of God who “stand under his special protection.” The ḥadīth “known throughout the Ṣūfī literature” as that of of ᶜAbd Allāh ibn Masᶜūd quantifies the Friends, “upon whom life and death of all nations depends” (1987, p. 321).

60 Cf. Cornell Reference Cornell1998, p. xviiff.

61 Landolt Reference Landolt and Eliade1987, p. 316. The latter’s comprehensive encyclopaedic entry and McGregor’s overview of especially Sunni Sufi thought in this area (Reference McGregor2001) discuss the extensive literature on wilāya/valāyat. Each of the sources on Sufi wilāya/valāyat mentioned elsewhere in this section also contain assessments of either parts or the full breadth of their intellectual history.

62 Walker Reference Walker2002, p. 209.

63 Radtke Reference Radtke2000, p. 109; Corbin Reference Corbin1972b [vol. 3], pp. 9–10.

64 Chodkiewicz Reference Chodkiewicz1986, p. 35.

65 Cf. Landolt Reference Landolt and Eliade1987, p. 317.

66 E.g., cf. Corbin Reference Corbin1972b, p. 171.

67 E.g., cf. Amir-Moezzi Reference Amir-Moezzi2002.

68 Cf. Radtke Reference Radtke2000; Landolt Reference Landolt and Eliade1987; Radtke and O’Kane Reference Radtke and O’Kane1996, pp. 1–9; Landolt Reference Landolt2000, p. 91; Corbin Reference Corbin1972b, pp. 170–171; Chodkiewicz Reference Chodkiewicz1986. Hojvīrī’s Kashf ol-Maḥjūb presents valāyat as Sufism’s doctrinal core (Landolt Reference Landolt and Eliade1987, p. 321; Hojvīrī Reference Hojvīrī[1371/1992], pp. 265–311), based on a discussion of Tirmidhī (Radtke Reference Radtke2000, p. 110), but omits the central aspect in his Khatm/Sīrat al-awliyāᵓ, of ‘the seal’ (khatm) of the Friends of God (Chodkiewicz Reference Chodkiewicz1986, p. 49). Ibn ᶜArabī’s Al-Futūḥāt al-Makkīya, to the contrary, elaborates on Tirmidhī’s presentation of valāyat including the doctrine of the Seal, distinguishing two kinds of khatm al-awliyāᵓ, the universal or general (ᶜāmma) and the particular or Muḥammadan (muḥammadīya), and explicating their identity (unambiguously Jesus in the first case and more complicatedly himself in the second) (see Footnote ibid., p. 70; 148; ch. 9; Affifi Reference Affifi1979 [1939], p. 100).

69 Kohlberg Reference Kohlberg2011 [1989], pp. 983–985. His Jāmiᶜ al-asrār wa manbaᶜ al-anwār incorporates and transforms the scheme of Ibn ᶜArabī in the latter’s Futūḥāt, identifying Imam ᶜAlī with ‘the seal of the universal (moṭlaq) walāya’ and ‘the seal of the particular (moqayyad), Moḥammadan walāya’ with the Twelfth Imam (Footnote ibid.; Āmolī Reference Āmolī1969 [#752Q/1351], pp. 395–396).

70 Nasr Reference Nasr1972, p. 115.

71 Sheykh Bahāᵓī (1030–1/1621–2) (Kohlberg Reference Kohlberg2011 [1988]) was a practicing Sufi who “had written works praising the Sufis as the true friends of God” (Rizvi Reference Rizvi2002, p. 189).

72 Dakake Reference Dakake2010, pp. 33–34 disputes Corbin’s introduction to Mollā Ṣadrā for restricting the category of the awliyāᵓ to the Imams (e.g. Mollā Ṣadrā - Ṣadreddīn Shīrāzī Reference Mollā Ṣadrā - Ṣadreddīn Shīrāzī and Corbin1964, pp. 14–15). While Corbin did insist famously on an Imamic concept of the awliyāᵓ, the notes to his study also indicate classes of the Friends of God beyond the Imams alone, namely the “‹‹Quatorze Très-purs››, et par dérivation ceux de leurs shî’ites qui atteignent le degré de l’Homme parfait” (Footnote ibid., p. 96). If there is a referent to the Perfect Man or Men in this world, their identity remains undisclosed.

73 Dakake Reference Dakake2010, p. 43.

74 Newman Reference Newman and Walbridge2001, p. 38. The attacks preceded but also continued – for instance by Moḥammad-Ṭāher Qommī (d.1098/1687) – long after Mollā Ṣadrā had completed his anti-antinomian Kasr al-aṣnām in 1027/1617–8 (Newman Reference Newman1999, pp. 102, 105).

75 Anzali Reference Anzali2017, pp. 87, 79.

76 Footnote Ibid., pp. 154–6; cf. Nasr Reference Nasr1972, p. 116.

77 E.g., Corbin Reference Corbin1971, pp. 17–18.

78 E.g., cf. Nasr’s reference to the latter holding that “[t]he Quṭb and the Imâm are two expressions possessing the same meaning and referring to the same person” (Nasr Reference Nasr1972, p. 111).

79 See Gramlich Reference Gramlich1976, p. 158ff. Such ‘ambiguity in hierarchy’ finds an exemplary illustration in the non-sectarian but at minimum Shiite-inspired context (cf. Ridgeon Reference Ridgeon1998, pp. 190–199) of ᶜAzīz Nasafī’s seventh/thirteenth century treatment of one of the oldest Sufi controversies. Kashf al-ṣirāṭ maintains at once that prophethood/prophets rank higher than friendship/Friends and that “Friendship is the heart of Prophecy” (Footnote ibid., p. 173; 178; 180; 181- see 183 for Nasafī’s elaboration).

80 The examples derive from Pourjavady and Wilson Reference Pourjavady and Wilson1978, pp. 21, 117.

81 “Persecution, then, gives rise to a peculiar technique of writing, and therewith to a peculiar type of literature, in which the truth about all crucial things is presented exclusively between the lines” (Strauss Reference Strauss1941, p. 491).

82 E.g., see Leaman’s argument to the effect that “it would not be correct to think of Farabi as having anything to hide that is opposed to Islam” (Reference Leaman1980, p. 535ff) and Tamer’s insistence that rather than politicizing religion in subservience to philosophy, al-Fārābī aimed at their religious harmonization (see 2001, pp. 325, 329, 332ff).

A second line of thought on Fārābī’s negative appraisal of Islam rejects Straussian takes on his concealment of secular knowledge, while accepting esoteric writing in the political treatises. Vallat writes that “l’islam de Farabi n’est plus qu’une hypothèse chancelante, pour ne pas dire discordante ou contradictoire étant donné le peu d’estime qu’il lui montre” (Vallat Reference Vallat2004, p. 309). He agreed that “Strauss was right about Alfarabi using an esoteric art of writing in connection with the theologico-political question” (Vallat Reference Vallat2017, p. 344). The concealment served recruitment of the potential philosopher-rulers capable of seeing through it (Vallat Reference Vallat and Lagerlund2011, p. 350) and, less than the foundation of civic values, “noetic felicity for some human beings” (Vallat Reference Vallat2017: 345).

83 See Van den Bos Reference Van den Bos2016, p. 197 for details.

84 See Footnote ibid., p. 196.

85 Among the examples in Corin’s essay is one involving a spirit possession ritual in Zaire called Mizuka and deemed Islamic, starting with ‘the Shaada’ (Corin Reference Corin, Bibeau and Corin1995, pp. 183–184). Mizuka refers to a category of Muslim jinns, which, however, have ‘servant spirits’ named Kilima that are considered part of ‘African tradition.’ Paraphrasing, Corin argues that as ritual practice is particularly concerned with the ‘African’ side, this subverts the ideological centrality of Islam to the ritual (Footnote ibid., pp. 184–186), hence, ‘the cultural centrality of subordinated structures.’ A similar praxis-ideology opposition is not implied for the Shiite Sufi case developed here (let alone a juxtaposition with Islam), but inspiration is drawn from the analysis of internal differentiation within a dominant discourse, which creates ideological space and legitimacy for subordinate groups (and may also turn against them in sufficiently hostile environments, as is demonstrated by the violent end of Solṭānᶜalīshāh).

86 Strauss Reference Strauss1941, p. 496; Corin Reference Corin, Bibeau and Corin1995, pp. 176, 184–86.

87 Corbin Reference Corbin1971, p. 259; cf. Antes Reference Antes1971, p. 11 for Āmolī’s additional applications.

88 E.g., see Van den Bos Reference Van den Bos, Fleet, Krämer, Matringe, Nawas and Rowson2013, p. 150; 2002, p. 198. Golestaneh usefully captures sharīᶜat-ṭarīqat ‘bifurcation’ in the Solṭānᶜalīshāhī order as ‘formative’ – as opposed to ‘primarily a shirking of power,’ explained by the original context of persecution - but may overstate the case by rendering it as ‘outsourcing’ (Golestaneh Reference Golestaneh2023, p. 367 (bifurcation), 365 (formative), 366 (shirking), 373 (persecution, outsourcing)). Solṭānᶜalīshāh propagated the dualization of realms but as a trained jurist, also published juridical opinions (e.g. Cancian Reference Cancian2023, pp. 252–253). If bifurcation involved ‘deferral of authority’ to jurists, Golestaneh also notes Solṭānᶜalīshāh’s hierarchization, which was privileging the Path (Golestaneh Reference Golestaneh2023, pp. 373 (deferral), 371 (hierarchy)). More than authority deferral, in other words, this article postulates Sufi-jurist roleplay ambiguity in the centre of the order’s survival, both identitarian and physical.

89 The treatment of the text in this article must necessarily remain cursory. Its importance to the definition of Shiite Sufism, Sufism-Shiism relations and Solṭānᶜalīshāhī doctrine, however, merits more comprehensive study than hitherto published, i.e. a critical edition.

90 For the dating, see Gonābādī and Qazvīnī (Reference Gonābādī and Qazvīnī1387/2008–2009), pp. six, 90.

91 Gramlich Reference Gramlich1965, p. 66.

93 See Cancian Reference Cancian2023, pp. 123–140 for a more elaborate treatment than given here of the actors and events involved in the (build-up to the) murder of Solṭānᶜalīshāh.

94 Tābande Reference Tābande2006/1384 [1954/1333], p. 242 (completed); Cancian Reference Cancian2023, p. 132 (commenced).

95 Cancian Reference Cancian2023, pp. 190–191 (most read), 132 (second only).

96 Footnote Ibid., pp. 163 (commentary), 142 (companion).

97 Footnote Ibid., p. 280.

98 See Chittick Reference Chittick, Nasr and Stoddart1991, pp. 60–61.

99 Rizvi Reference Rizvi, Mizkinzoda, Amir-Moezzi and Daftary2012, pp. 399 (follows), 395 (cosmic).

100 Footnote Ibid., p. 400.

101 Gonābādī Reference Gonābādī1986–87/1365 [1323Q/1905–6], pp. 30–32 (humans), part 1, ch. 3 (descent), part 1, ch. 4 (ascent); cf. Rizvi Reference Rizvi, Mizkinzoda, Amir-Moezzi and Daftary2012, p. 399; Cancian Reference Cancian2023, p. 192.

102 Cancian Reference Cancian2023, p. 192.

103 See Footnote ibid., p. 192.

104Maqām-e valāyat ke rūḥ-e nobovvat ast’ (1986–87/1365 [1323Q/1905–6], p. 54). This has been a traditional conception in the Neᶜmatollāhī order since the times of its founder, Shāh Neᶜmatollāh Valī (see Algar Reference Algar1995, p. 45).

105 1986–87/1365 [1323Q/1905–6], p. 47.

106 Footnote Ibid., p. 48.

107 Footnote Ibid., p. 233ff. See note 85 for the specific understanding of ‘centre’ and ‘margin’ deployed here in relation with ambiguity in hierarchy and Shiite Sufi relations to the Shiite mainstream.

108 See for instance, Footnote ibid., pp. part 10, chs. 1, 2 (distinction), 229 (association).

109 Cancian Reference Cancian2023, p. 180.

110 1986–87/1365 [1323Q/1905–6], p. 248.

111 Footnote Ibid., p. 14.

112 E.g., Footnote ibid., pp. 286 (greeting), 178, 190 (transformative meditation), 194 (reflection); cf. Amir-Moezzi Reference Amir-Moezzi2011, p. 363; Van den Bos Reference Van den Bos, Fleet, Krämer, Matringe, Nawas and Rowson2013, p. 150.

113 1986–87/1365 [1323Q/1905–6], p. 49.

114 See Zarrīnkūb Reference Zarrīnkūb1990/1369, p. 346.

115 Borqeᶜī?, pp. 168–169. A major source for criticism of Solṭānᶜalīshāh’s religious practice and belief consists of the oeuvre of the before-mentioned Keyvān Qazvīnī (d.1317/1938), from after his rejection of Sufism in 1926, which would best be treated in separate studies. Diametrically opposed to these writings stands Qazvīnī’s hagiography of Solṭānᶜalīshāh, Resāle-ye shahīdiye, written in 1330Q/1911–12 (published in Gonābādī and Qazvīnī (Reference Gonābādī and Qazvīnī1387/2008–2009), see from p. eleven for the dating) – i.e. before the rejection of Sufism – and deemed by the order to be among the best accounts of their master’s martyrdom (Footnote ibid., p. 14).

117 1986–87/1365 [1323Q/1905–6], p. 159.

118 Footnote Ibid., p. 129.

119 I am grateful to an anonymous reviewer of my manuscript for having pointed me for generic context to Sabzavārī’s Rowżat ol-anvār-e ᶜAbbāsī (1073/1636) (Sabzavārī Reference Sabzavārī2004), whose functionalist concept of monarchy (see Arjomand Reference Arjomand2016, pp. 246–247) reminds of Solṭānᶜalīshāh’s, and the before-mentioned Toḥfe-ye ᶜAbbāsī, which follows the topical structure of a classical Sufi treatise (Nasr Reference Nasr, Jackson and Lockhart1986, pp. 664–665) after a prologue that lays claim to legitimacy in asserting Safavid connections, i.e. to the ruling ‘house founded on the caliphate’ (Anzali Reference Anzali2017, pp. 81–82). Kashfi’s Toḥfat ol-molūk (written 1233/1818), for an example from the Qājār era, stems from an oṣūlī author who closely integrated ‘the concept of walāya takwīnīya,’ and established valāyat – another similarity to the Valāyat-nāme – as crucial to the ‘successful deployment of governance’ (Rizvi Reference Rizvi, Mizkinzoda, Amir-Moezzi and Daftary2012, pp. 407–408).

120 Several examples are given in Tābande Reference Tābande2006/1384 [1954/1333], pp. 141–142, 156. In one case, harassment was explicitly motivated by hostility to the Sufi master on the basis of the latter’s ideas (see further below), targeting local notables affiliated to the order such as Movassaq os-Solṭān (Footnote ibid., p. 142).

121 Footnote Ibid., p. 157.

123 See Qazvīnī, Shahīdiye, p. 89 (in Gonābādī and Qazvīnī Reference Gonābādī and Qazvīnī1387/2008–2009); Revue du Monde Musulman (RMM), 1909, 7, 3, p. 336.

124 Tābande Reference Tābande2006/1384 [1954/1333], pp. 157–158. Another Gonābādī Sufi, Mīrzā Muḥammad Maᶜṣūm Shīrāzī (d.1344/1925), was a notable constitutionalist, but had stopped any political activity by the time of his renewed, late discipleship of Solṭānᶜalīshāh in November 1908, after several months in the late nineteenth century - see Tabandeh Reference Tabandeh2017, pp. 115, 123, 126, 127. (It is unclear why Tabandeh’s article would be a ‘reply’ to my work (Cancian Reference Cancian and Al-Sarhan2020, p. 140), presumably Conjectures, if only because the text doesn’t refer to my work.) Going by the Order’s report, Abū Torāb was a local landowner of criminal pedigree (e.g. having in his youth killed his paternal cousin) who was at first well disposed toward the Sufis but became embroiled in a conflict over property with a Gonābādī affiliate. This, he attributed to the influence of the Sufi’s master, causing lasting enmity toward the Order (Tābande Reference Tābande2006/1384 [1954/1333], pp. 146, 151, 152, cf. Qazvīnī, Shahīdiye, pp. 84–85, 87–88). He and his helpers reportedly unleashed an extensive campaign of assault, harassment, theft, and vandalism, left unaddressed by the authorities of the day, against the order’s affiliates in the wider area (Qazvīnī, Shahīdiye, p. 87).

125 Tābande Reference Tābande2006/1384 [1954/1333], p. 145. My estimate of the time of the confrontation derives from the context of the citation, which is preceded by the mention of the murder of the Shah-appointed governor (RMM 1909, 8, 5, p. 92) of the provincial city of Torbat (-e Ḥeydariye), Shajiᶜ ol-Molk, established also, in the order’s literature, as banditry in the name in the Constitution, which was reported per telegraph (suggesting its recent nature) in Safar 1227Q/March 1909 (Golban Reference Golban2008/1387, p. 594).

127 Footnote Ibid., p. 145. This statement corrects my original discussion in Van den Bos Reference Van den Bos2002, pp. 77–78. As to Solṭānᶜalīshāh’s general attitude to worldly involvement, Cancian holds it “safe to conclude from reading his works that he stood with the traditional Shīᶜī approach, according to which, in the absence of the imam, no political power is fully legitimate, but, since society must function in an orderly way, it is necessary to compromise with the illegitimate powers that rule society” (Cancian Reference Cancian and Al-Sarhan2020, p. 137).

128 Cf. Miller Reference Miller1923, p. 345 and the detractor’s account of Qazvīnī Reference Qazvīnī and ᶜAbbāsī1997/1376 [1932/1310], p. 195, stating that great riches had flowed to Solṭānᶜalīshāh in Gonabad after the death of his master in 1293/1876 in Tehran, which Qazvīnī relates to Solṭānᶜalīshāh’s purchase of a house, building of a ḥamām, construction of gardens, and buying of ranches, cows and donkeys, and thousands of sheep.

130 1986–87/1365 [1323Q/1905–6], p. 146.

131 Miller Reference Miller1923, p. 345.

134 The story of Solṭānᶜalīshāh’s case brought before Khorāsānī is acknowledged in Tābande Reference Tābande2006/1384 [1954/1333], p. 513, but with the plaintiffs identified as among ‘the intimate companions’ of the Ākhūnd.

135 Madanī Reference Madanī2002/1381 [1997/1376], pp. 76–77.

136 Cf. Hairi Reference Hairi1977, p. 91; Tābande Reference Tābande2006/1384 [1954/1333], p. 513.

139 Madanī Reference Madanī2002/1381 [1997/1376], p. 77. It is difficult to ascertain the veracity of this claim, stated by a self-proclaimed religious and political enemy of Sufism and of Gonābādī Sufis in particular (whom the Order claims has incited violence against them - see Ansari Reference Ansari2018), but whose account does not contradict the Order’s own reports of religious enmity both regionally and in wider ᶜolamā circles, and indeed seems plausibly to connect these facts to the murder of Solṭānᶜalīshāh.

140 Given the significance for the Order and in late nineteenth- and early twentieth-century central Khorasan of the history in question, the existence of such documentation is likely if challenging to trace. Hence, future research will hopefully establish a fuller record of Solṭānᶜalīshāh’s late religious confrontations.

141 Miller Reference Miller1923, pp. 345, 347.

142 Although an exponent of Oṣūlīsm, Solṭānᶜalīshāh also included some Akhbārī elements in his thought, while keeping discussion of the theological dispute ‘consciously ambiguous’ (Cancian Reference Cancian, Hayes and Adem2021, pp. 254–256). It is conceivable that but unclear whether perceived Akhbārī-ism played significantly into Solṭānᶜalīshāh’s contestation.

143 Even hagiography mentions that, “in addition to his ‘spiritual rule’ (salṭanat-e […] maᶜnavī), that noble man […] became entangled in the ‘exoteric leadership’ (reyāsat-e ẓāherī) […] of the people as well” (Jaẕbī-Eṣfahānī Reference Jaẕbī-Eṣfahānī1993/1372, p. 143). Sir Percy Sykes noted in his travelogue that Solṭānᶜalīshāh wielded ‘immense influence’ (Sykes Reference Sykes1902, p. 30).

144 Jaẕbī-Eṣfahānī Reference Jaẕbī-Eṣfahānī1993/1372, p. 143.

147 Trimingham Reference Trimingham1971, p. 164; cf. Borqeᶜī?, pp. 168–169.

148 Īzad-Goshasb Reference Īzad-Goshasb1983/1362, pp. 64, 66, 67; Parīshānzāde Reference Parīshānzāde1998/1377, p. 118.

149 Monjezī, for instance, claims that the Valāyat-nāme equated the spiritual rank of the Sufi qoṭb with that of the ‘fourteen immaculates’ (Reference Monjezī2007/1386, p. 119). The alleged passage from the second edition reproduced in support of this claim, however, “morshed maẓhar-e tamām-e asmāᵓ va ṣefāt […] mi-bāshad,” does not occur on the cited page (Gonābādī Reference Gonābādī1965–66/1344 [1323Q/1905–6], p. 198).

150 1986–87/1365 [1323Q/1905–6], p. 252.

151 Cancian Reference Cancian2023, p. 196. The term ‘creator’ (khāleq) in the Valāyat-nāme (p. 21) is used in a discussion of the Imams but was also reportedly associated by a later sheikh in the order with the qoṭb - see Miller Reference Miller1923, p. 353; cf. Algar Reference Algar and Yarshater2012 [2002]. While Miller’s reputation has been contested (e.g. Cancian Reference Cancian, Hayes and Adem2021, p. 242) it is appropriate to recognise that his article provides a wealth of untypically fact-oriented information on the early order; builds on the observations of an erudite proselyte under Solṭānᶜalīshāh; and gives the apparently first English-language reading of the Valāyat-nāme, which can hold its ground over a century later as an insightful treatment.

152 Zarrīnkūb—Zarrinkoob Reference Zarrīnkūb—Zarrinkoob1970, p. 198. The claim has been highly contentious: ‘With Twelver Sufis the Quṭb is the representative of the Imām on earth; hence the hatred of the mujtahids for Sufis’ (Trimingham Reference Trimingham1971, p. 164).

153 1986–87/1365 [1323Q/1905–6], pp. 84 (hand), 251 (vice-gerent, deputation).

154 Footnote Ibid., p. 80. I have borrowed ‘theophanic form’ from Corbin’s usage (Corbin 1994 [Reference Corbin1971], p. 102).

155 Cf. Miller Reference Miller1923, p. 352.

156 Footnote Ibid., pp. 360 (true Muslim), 356 (salvation).

157 Footnote Ibid., p. 352.

158 Footnote Ibid., p. 360.

159 E.g., cf. Algar Reference Algar1995, p. 46, referring to the views of Nūrᶜalīshāh I (d.1212Q/1797).

160 Miller Reference Miller1923, p. 354.

161 Footnote Ibid., p. 359.

162 See Cancian Reference Cancian2023, pp. 215–218 on the Bayān.

163 Arjomand Reference Arjomand2023, p. 94.

164 Arjomand Reference Arjomand2016, pp. 8–9.

165 E.g., see Algar Reference Algar1969, p. 34.

166 E.g., Īzad-Goshasb Reference Īzad-Goshasb1983/1362; Parīshānzāde Reference Parīshānzāde1998/1377.

167 Hairi Reference Hairi1977, p. 99.

168 Amir-Moezzi Reference Amir-Moezzi2016, pp. 167–172.

169 1986–87/1365 [1323Q/1905–6], pp. 282 (path), 278 (cultivate). ᶜAyyār generally connoted ‘brigand’ but Sufis admired an ideal type associated with ‘spiritual chivalry’ (see Ridgeon Reference Ridgeon2010, pp. 5–27).

170 Algar Reference Algar1995, p. 46; cf. discussion in Van den Bos Reference Van den Bos2002, pp. 59–64. See Amanat Reference Amanat1989, p. 74, cf. pp. 73, 75–83 for the similar but ‘more vivid’ claims of his pupil, Moẓaffarᶜalīshāh (d. 1215/1800–1); cf. Gramlich Reference Gramlich1965, pp. 37–38; elaboration in Scharbrodt Reference Scharbrodt2010, pp. 42–46.

171 See Amanat Reference Amanat1989, pp. 74–75 (rulers), below for Solṭānᶜalīshāh (jurists).

172 Van den Bos Reference Van den Bos, Fleet, Krämer, Matringe, Nawas and Rowson2013, p. 150. Solṭānᶜalīshāh’s juristic profile fits a longer development in the Neᶜmatollāhī order, whereby the first generation of leaders after the return from India counted as emotive-charismatic, the second as seeking Twelver juridical training, and the third (to which Solṭānᶜalīshāh belonged), as establishing a synthesis between Oṣūlī Twelverism and classical Persian Sufism (Cancian Reference Cancian, Hayes and Adem2021, pp. 247–248; cf. Tabandeh Reference Tabandeh2021, pp. 203–210 and case study chapters of phases 1–2). There is no equivalent in the earlier phases, however, to the sustained effort of the Solṭānᶜalīshāhīs to demarcate realms of authority and define themselves within Twelver orthodoxy.

173 See the analysis in Cancian Reference Cancian2023, p. 210.

174 Footnote Ibid., pp. 180 (esoteric), 210 (custodians), 233, 260 (oṣūlī).

175 Footnote Ibid., p. i.

176 1986–87/1365 [1323Q/1905–6], p. 185.

177 Footnote Ibid., pp. 324–325.

178 E.g., Pazouki Reference Pazouki, Hermann and Mervin2010, p. 121–n47.

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