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Chapter 1 discusses three distinct types of systems: mechanical, living, and sociocultural. The systems are analyzed based on their primary proprietary features, but all are neg-entropic in seeking to maintain order and resist chaos. Four features of complex systems are emphasized: openness, purposefulness, emergent property, and multidimensionality, and examples are provided from the realm of religious ritual life. Systems are subject to internal conflicts or dissonance, with the most basic being the tension between too much control and too much chaos. The chapter concludes with a discussion of such dissonance in religious systems and the nature of mitigation as a human response to the signal generated by the dissonance.
The rise of public regulation of private law relationships has resulted in a thorny legal landscape across regulated markets shaped by the complex interplay between multiple actors, including legislators, regulatory agencies, and courts, and fraught with tensions between public and private interests. This chapter sets out the book’s purpose, namely, to offer a new theoretical perspective on the relationship between market regulation and private law that is built on the claim that these two forms of legal discourse are two sides of the same coin that can be reconciled with each other. The chapter explains the background to this study and the research design, focusing on the interaction between EU private law as a subset of market regulation and traditional national private law. It begins with a brief account of the growing role of market regulation in the private law domain and then proceeds to identify the core questions that the collision between market regulation and private law gives rise to, which underlie the book. The chapter further explains the novelty of this work in relation to existing literature on private law and regulation, as well as its approach to the subject.
This concluding chapter brings the separate lines of inquiry developed throughout this book together to present a holistic analytical framework for analysing the relationship between market regulation and private law within the EU multilevel system of governance and beyond. This novel framework sets out three main models of this relationship – separation, substitution, and complementarity – and elucidates their key strengths and weaknesses. Drawing on these findings, the chapter shows how regulatory discourse and traditional private law discourse can mutually influence each other in a way that enables reconciliation between them, and provides a road map to such reconciliation in standard-setting and enforcement. It suggests that public regulation of private law relationships and traditional private law should be seen as two sides of the same coin that can be aligned with each other. To reconcile those two forms of legal discourse is to enable them to work in tandem, while acknowledging their distinctive characteristics and, where necessary, making trade-offs between the competing values that underpin them. While private law discourse should be receptive to the public interest–driven logic of market regulation, regulatory discourse should be receptive to the relational logic of traditional private law.
The treatment of alleged “spiriting” victims in London courts versus colonial American courts further reveals presumptions of consent to work. The lower courts in London offered redress to people targeted by illicit transatlantic servant brokers when they escaped before transportation. Early modern notions about how people’s behavior flowed from their intentions meant that contemporaries sympathized with rescued or escaped spiriting victims in London precisely because they had avoided transportation. By contrast, spirited servants who arrived in the colonies struggled to shift the perception that the mere fact of their arrival indicated that they had wanted to come. The colonial magistrates presumed that newly arrived servants had been complicit in their own transportation and oversaw the belated creation of servants’ indentures. Far fewer servants found redress for spiriting in the colonies than in London, because of this presumption and further procedural obstacles.
Organized, competitive wholesale power markets emerged in the U.S. during the 1990s, driven by technological change and regulatory restructuring. Regional Transmission Organizations (RTOs) manage these markets while governing a congestible transmission network whose physical coupling creates ill-defined property rights and persistent coordination problems. The growth of new generations, storage, and digital technologies further strains RTO governance by increasing heterogeneity in participants and business models. Integrating Elinor Ostrom’s common-pool resource (CPR) framework with James Buchanan’s theory of clubs, this paper analyses how RTOs govern reliability through rule-defined exclusion. The analysis argues that reliability is a CPR, but that RTOs formalize a scalable, club-like exclusion regime as a governance institution. Because transmission systems are non-replicable, governance institutions and polycentric oversight must substitute for competitive discipline. Institutional reforms that make boundary rules adaptive and participation more inclusive are essential to preserve reliability while enabling innovation and long-run efficiency.
Concerns around misinformation and disinformation have intensified with the rise of AI tools, with many claiming this is a watershed moment for truth, accuracy and democracy. In response, numerous laws have been enacted in different jurisdictions. Addressing Misinformation and Disinformation introduces this new legal landscape and charts a path forward. The Element identifies avoidance or alleviation of harm as a central legal preoccupation, outlines technical developments associated with AI and other technologies, and highlights social approaches that can support long-term civic resilience. Offering an expansive interdisciplinary analysis that moves beyond narrow debates about definitions, Addressing Misinformation and Disinformation shows how law can work alongside other technical and social mechanisms, as part of a coherent policy response.
The book offers a new theoretical perspective on the relationship between market regulation and private law in the face of contemporary challenges, such as climate change, the digitalisation of the marketplace, and growing inequality in society, with significant practical implications for a wide range of areas. It focuses on European private law to explore the uneasy interplay between the instrumental public regulation of economic activity and traditional, interpersonal justice-oriented private law in the multi-level and heterarchical legal order of the European Union (EU). By drawing together different elements of what are at present often disparate discourses of market regulation and private law, the book develops an integrated analytical framework that could help us better understand the interaction between the two. The central argument advanced in the book is that market regulation and private law are two sides of the same coin that can be reconciled with each other.
Since the mid-20th century, medical devices have proliferated in clinical care, operating rooms, and in everyday life via home health and wearable technologies. Medical devices include a broad range of technologies such as imaging devices, genomic assays, surgical implants, assistive devices, and health monitors. Unlike pharmaceuticals, food, and cosmetics, the United States Food and Drug Administration (FDA) did not prioritize medical device regulation in the early 1900s; devices only became a site of concern post-World War II as more complex and invasive technologies were developed and used in health care. Drawing on analysis of FDA regulations, government documents, historical media coverage, and FDA oral histories, this article traces the evolution of medical device regulation, historicizing persistent debates that position technological innovation and regulation in tension with one another. We demonstrate how limited legal authority prior to 1976 positioned FDA as lagging behind the proliferation of medical devices, which continues to haunt device regulation today. We then analyze the values embedded in device risk classifications and regulatory pathways, considering the consequences for the public’s safety and trust.
The notion of corporate success lies at the heart of directors’ duties in many corporate laws. Freedom of incorporation conferred considerable discretion on companies to determine the nature of their success and create financial value for their investors, subject to conforming with laws and regulation. However, this increasingly came into conflict with the interests of other stakeholders, in particular employees, supply chains, the environment and societies, and addressing the problem through specific regulatory rules proved inadequate to the task. This raises questions about the nature of the financial incentives that drive and resource corporate activities, namely profits, and the need to align these with the role of business in solving not creating problems for others. In the absence of such an alignment then markets fail and competition can intensify rather diminish the failures. There are three aspects to addressing the problem. The first is the use of corporate law to require companies to consider the interests of stakeholders other than their shareholders. This is already a feature of many corporate laws. The second is corporate governance codes that promote corporate purposes of profiting from solving not causing problems for others. This too is already a feature of some countries’ corporate governance arrangements. The third is the adoption of international standards and firm specific measures of performance that promote accounting and reporting on corporate social and environmental benefits and detriments. These are in the process of being established but need to be more closely related to accounting for specific firm measures of performance that ensure profits derive from solving not creating problems for others.
The proponents of the ‘convenient solution’ discussed in Chapter 3 see the cost of climate action as one of government investment in new infrastructure. However, as there is not time for this to scale sufficiently, we must think differently about cost. Voluntarily restraining ourselves from emitting activities may save us money, but in most cases at present, purchasing equipment compatible with zero emissions costs more than the emitting alternative. Eventually, governments will legislate to ban emissions, by which time we will only compare the costs of different emissions-free alternatives. On the journey to that point, governments can aim to help us change by subsidising zero-emissions projects or taxing emitting activities. Carbon pricing has proved to be politically impossible, due to competition in trade and the high costs it would place on householders. Instead, we can all re-think the timescale of our purchasing decisions and recognise that paying for the higher costs of emissions-free options today is in reality an investment in the future, like a pension or savings account, aiming to avoid the far worse costs of a global war over food.
Chapter 6 argues that a functioning federal government should assume an information enforcing role to regulate race-conscious disclosures and retraction and facilitate regulation by shareholders and stakeholders including, employees, and consumers, who can use the information provided by the federal government to establish accountability structures. The chapter makes normative suggestions for what it calls a “multi-institutional approach” to regulating business.
The question of how digital health is regulated has become increasingly important within debates on technology, inequality and global health. While digital health is frequently celebrated for its capacity to expand access, build resilient systems and advance equity, scholars have raised critical concerns about its role in reproducing asymmetries of power. The potential for reproducing rather than curbing inequality is particularly relevant for the Global South. This Special Issue of the International Journal of Law in Context interrogates the ways in which digital health infrastructures, regulatory frameworks and transnational data flows are constitutive of coloniality and neoliberal capitalism. Bringing together socio-legal, feminist and decolonial perspectives, the contributions examine regulation as a terrain in which vulnerabilities, exclusions and structural inequalities are reinforced. Against the celebratory rhetoric of innovation, this collection situates regulation as a key site for understanding the entanglement of digital health with broader histories of coloniality and capitalism.
This chapter provides an introduction to the core concepts of US law, for those with an HCI background but not a legal background. The chapter covers the history of U.S. law, the basic constructs of the U.S. legal system, the core sources of legal rules: constitutions, statutues, regulations, and case law, differences between civil and criminal law, the differences between law and policy at the federal versus state level, searching for and using legal resources, and how to apply basic legal principles to HCI research.
This article presents a study of how institutional constraints affect legislative activism and how legislative activism in turn affects policy change through an analysis of the European Union's legislative process. The argument revolves around the key role of the European Commission in advancing policy change, and emphasises that the Commission can successfully push for increased policy change by increasing its legislative activity when the institutional opportunity space widens. Using a novel panel dataset covering eight policy sectors from the period 1984–2012, the article shows that the number of legislative proposals significantly affects the extent of regulatory reform in the EU. The rise in the number of legislative proposals, in turn, is affected by the extent of gridlock between the EU's legislative bodies. These findings show that the Commission steps up its legislative activity when the institutional opportunity space allows for greater policy change.
Networks famously epitomize the shift from ‘government’ to ‘governance’ as governing structures for exercising control and coordination besides hierarchies and markets. Their distinctive features are their horizontality, the interdependence among member actors and an interactive decision‐making style. Networks are expected to increase the problem‐solving capacity of political systems in a context of growing social complexity, where political authority is increasingly fragmented across territorial and functional levels. However, very little attention has been given so far to another crucial implication of network governance – that is, the effects of networks on their members. To explore this important question, this article examines the effects of membership in European regulatory networks on two crucial attributes of member agencies, which are in charge of regulating finance, energy, telecommunications and competition: organisational growth and their regulatory powers. Panel analysis applied to data on 118 agencies during a ten‐year period and semi‐structured interviews provide mixed support regarding the expectation of organisational growth while strongly confirming the positive effect of networks on the increase of the regulatory powers attributed to member agencies.
Since 2003, the European Commission has produced analytical documents (called Impact Assessments, IAs) to appraise its policy proposals. This appraisal process is the cornerstone of the regulatory reform policy of the European Union. Previous research has been concerned with the quality of the IAs in terms of evidence-based policy, usages of economic analysis and other standards of smart regulation. Instead, we move to a different perspective. We draw on the narrative policy framework to explore IAs as a text and discursive instrument. Conceptually, insights from discursive institutionalism are used to explore narratives as tools of coordination within complex organizations such as the European Commission, and as communicative tools through which policy-makers seek to enhance the plausibility, acceptability and, ultimately, legitimacy for their policy proposals. Empirically, we consider a sample of IAs that differ by originating DGs, legal instrument, and level of saliency. The findings show that both in coordinating and communicating policy, the European bureaucracy projects a certain definition of its identity via the narratives it deploys. The Commission may use IAs to produce evidence-based policy, but it also an active narrator. It engages with IAs to provide a presentation of self, to establish EU norms and values, and to create consensus around policy proposals by using causal plots, doomsday scenarios, and narrative dramatization.
Over the last three decades, European Union regulation of the internal market has become highly pervasive, affecting practically all domains of European citizens' lives. Many studies have focused on understanding the process and causes of regulatory change, but with limited attempts to analyse the more general sources of regulatory reform. This article focuses on the determinants of stability and change in EU regulation. An original dataset of 169 pieces of legislation (regulations, directives and decisions) across eight different sectors is developed and the dynamics of regulatory reform in the EU are analysed. Using time‐series analysis of count data, evidence is found that the number of winning coalitions in the Council and the size of EU membership have a significant impact on regulatory reform in the EU. By contrast, the ideological composition of the EU's legislative bodies is not systematically related to regulatory reform.
This paper considers dangers and pitfalls associated with a range of oversight options and scenarios, including self-regulation, government regulation, donor monitoring and community participation. The paper outlines the blind spots and sources of potential bias associated with each of these oversight mechanisms. Examining the Ugandan case study we find that perceptions of corruption and ineffectiveness tarnished the reputation of the sector, but at this stage the proposed peer review mechanism and stricter government regulation are unlikely to improve NGO sector outcomes. Government regulation is anticipated to be ineffectual due to poor design and insufficient resource allocation, but both of these factors may be attributable to the underlying political motivations. Similarly, not much is expected from the peer review mechanism because participation is voluntary, offers few benefits and the list of guidelines is too long and contains too many vague and intangible quality standards. The paper argues for more empirical research to inform the design of oversight mechanisms and to monitor the impact of self-regulation and government regulation on the NGO sector. This may also help to expose and limit opportunistic interventions by government, often thinly concealed under the conceptual cloak of accountability and oversight.
One of the most innovative measures of the political financing regulatory reforms of the past 2 decades was the creation or designation of new political financing supervisory bodies, entrusted to monitor and enforce political financing regulations. These bodies have been growing in numbers in the last 2 decades, partly in response to public opinion pressure and partly to international commitments. Drawing on regulatory and organisational capacity theories, this article seeks to develop a new index to measure the enforcement capacity of these bodies.
Modern Elections can be conceived as a socio-technical system, as the electoral process in many ways relies on technological solutions: voter information, identification and registration, collecting, verifying and counting the votes – in some countries these steps are conducted by using innovative technologies. But how do those devices and processes actually become part of the official legislation and can finally deployed during this sensitive and important democratic procedure? Over time, the State of California has developed a robust regulatory ecosystem for integrating innovative technology into the electoral process and is also able to change and modernize its rules and regulations. Although technologies currently used are more static, hardware-based and usually do not include algorithmic systems, the overall structure of the process may also function as a blueprint for regulating more dynamic algorithm-based or even AI-based technologies.