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Edited by
Filipe Calvão, Graduate Institute of International and Development Studies, Geneva,Matthieu Bolay, University of Applied Sciences and Arts Western Switzerland,Elizabeth Ferry, Brandeis University, Massachusetts
Building upon the ambiguous status of gold as both a monetary asset and a commodity, this chapter interrogates the plural veridictions that support industry claims to responsible business conduct. Through a chronicle of the political and legal struggles surrounding the “true” provenance of gold imported to Switzerland, it suggests that responsibility claims rely on a regime of discrete transparency. Transparency practices in the gold trade are both discreet in their efforts to preserve the secrecy of business operations, and discrete in the legal processes through which they separate normative orders to establish different veridictions on the “true” provenance and ownership of gold. Rather than opposing notions of transparency and secrecy, these veridictions seek to assemble the values associated with both terms. Challenging these veridictions supposes a disentanglement of gold from its status either as money or as commodity, and a shift from an ontology of individuals-as-consumers to one of individuals-as-citizens. A third veridiction emerges once imported gold is considered part of a stream of information owned by the sovereign rather than in terms of its relation to a consumer.
This chapter discusses the provisions of the Act that address character evidence. The term ‘character evidence’ is not defined in the legislation, so some recourse to the common law is required. However, pt 3.8 of the Act provides a simple mechanism allowing evidence of character to be adduced in criminal proceedings, as follows. (1) Exclusionary rules that would prevent a defendant from adducing evidence of good character (the hearsay, opinion, tendency and credibility rules) do not apply. (2) If the defendant adduces evidence of good character (whether by giving evidence or through the testimony of another witness) then the prosecution, or another defendant, can respond with evidence of bad character (because the same exclusionary rules also do not apply).
This chapter also deals with the interaction of character and credibility evidence, and concludes with a discussion of evidentiary and procedural rules relating to character evidence about complainants and victims, addressed mainly in legislation outside the Act.
In the 20 years after its introduction, the principal-agent model has seen increasing use to study political processes in virtually all policy domains in which the EU is active. Relaxing the strict assumptions that guided the original economic applications has greatly widened the scope for potential applications. This very phenomenon has also created an existential challenge to the model’s contemporary use, which is combining the reductionist aims of the model (from which it derives its strength) with the complex empirical settings to which it is increasingly applied. To facilitate this balancing exercise, we propose a two-step approach to principal-agent analysis, in which the mapping of the principal-agent proof relation is separated from the effective analysis that examines the reasons, modalities and consequences of delegation and control in the EU. In doing so, we show how the principal-agent model can continue to provide new insights at the various stages of the research process.
In stark contrast to the robust social safety nets found in many developed nations around the world, the modern American welfare state is increasingly operated by a variety of non-governmental actors and voluntary organizations. The operation of this welfare regime depends on the discretionary decisions of street-level bureaucrats. As street-level bureaucrats confront new circumstances, their discretionary decisions change. Normative institutionalism and the concept of bricolage are used to explore how discretionary decisions change within an organizational role in the context of a voluntary organization. Understanding this process of bricolage sheds light on the decision-making processes of street-level bureaucrats, explains how behavior in an organizational role shifts over time, and points to the dynamic nature of institutions. We present an in-depth qualitative study of the emergency food network in Oregon as a critical case to illustrate this argument.
Liberal international relations theory posits that the behaviour of states is affected both by domestic interests and other states with which they are linked in significant patterns of interdependence. This article examines the relevance of this proposition to states' behaviour in the most powerful institution in the furthest reaching example of regional integration in the world today: the Council of the European Union. Compared to previous research, more detailed evidence is analysed in this article on the substance of the political debates that preceded Council votes. It is found that states' disagreement with both discretionary and nondiscretionary decision outcomes affects the likelihood that they dissent at the voting stage. Moreover, in line with the theory posited here, the behaviour of states' significant trading partners has a particularly marked effect on the likelihood that they will dissent.
Recent studies on Street-Level Bureaucracy (SLB) have diversified significantly, especially following Brodkin’s 2011 call to include non-public actors in analyses of public policy implementation. Discretion remains central, often framed as a source of tension between management and workers, particularly in light of new organizational practices such as accountability and digitization. This paper shifts the focus from individual perspectives to examine discretion as an organizationally embedded phenomenon. Based on a study of 72 social workers in various public and third-sector organizations in Rome (Italy), this research explores SLBs’ discretion within contemporary, pluralistic contexts, thereby allowing for a nuanced examination of the relationships between organizational frameworks, working conditions, and public service delivery. The findings presented here underscore a strong “organizational effect” in shaping how discretion is perceived and practiced by the interviewees. This organizational effect suggests that discretion is deeply embedded in the specific institutional settings and cultural contexts in which SLBs operate.
Directors’ duties can be classified into two themes: duties in relation to care and skill, and duties in relation to loyalty and good faith. This chapter is the first of two chapters addressing the duties of loyalty and good faith. These duties fall into two categories: those concerned with the way in which directors exercise the powers and discretions vested in them, and those concerned with the standard of conduct expected from directors. This chapter will focus on the first category, which includes the duty to act bona fide in the best interests of the company and for proper purposes, its counterpart in s 181 of the Corporations Act, and the limitations on directors not to fetter the future exercise of their discretions.
This chapter starts with a discussion of the general law in relation to the duty to act bona fide in the best interests of the company and for proper purposes. The discussion examines how the law developed historically and how it exists today. It then considers s 181 of the Corporations Act, before moving to consider alternative approaches to this area of law, which demonstrate a development of the stakeholder approach to corporate theory.
This article theorizes China’s Charity Law as a staged legal architecture that institutionalizes symbolic governance through sequenced design: from normative logic, to operational mechanism, to statutory codification. Based on comparative ethnographic fieldwork in Shanghai and Chongqing (2021–2023), this article develops a three-part model of interface legality. First, it conceptualizes legality as a symbolic infrastructure of legitimacy budgeting—the institutional logic through which symbolic control is organized without procedural closure. Second, it analyzes triadic discretion as the operational logic of this system, where codified law, bureaucratic modulation, and organizational alignment interact as a choreography of relational governance. Third, it traces how this discretionary system, developed in practice after the 2016 enactment, was codified into law as structured unfulfillability—embedding impossibility into legal form to sustain reputational suspense. These mechanisms are not pathologies of implementation but institutional features of symbolic governance. By connecting the Charity Law’s expressive design to its affective operations and strategic incompletion, this article contributes to sociolegal scholarship on staged legality by revealing how institutional logic, operational rhythm, and statutory design interlock to codify symbolic governance in contemporary lawmaking.
How does a role—whether in business, law, government, or some other institution—change what is morally permissible or obligatory? Here I present three options and argue for the third. On the balancing model, a role simply gives its occupant additional normative reasons, to be weighed against all other normative reasons. On the shielding model, a role comes with its own moral code, blocking the force of all role-external reasons. On the filtering model, a role selectively filters its occupant’s reasons for action, creating obligations or permissions to act on a narrowed range of considerations. I argue that the filtering model offers a superior analysis of the ethics of roles, including the concepts of professional integrity and discretion. I focus on three difficult cases: a nuclear safety regulator, a criminal defense lawyer, and a corporate lobbyist. I conclude by discussing the implications of the filtering model for business ethics.
The ethos of responsibility promoted by Muslim leaders of the UOIF assumes a particular flavor in the context of tight secular constraints. In France, the renewal of public discussions on laïcité since the 1990s has resulted in the consolidation of a hard, exclusivist understanding of secularism. Against the backdrop of such constraints and aligned with the revivalist tradition of contextually adapted Islamic rulings, Muslim leaders emphasize the importance of low-profile, unobtrusive forms of religiosity over more public forms. They exhort their coreligionists to practice discretion and self-restraint, whether in their sartorial practices, in the architecture of their mosques, or during the celebration of Ramadan. This requirement for discretion goes hand in hand with the celebration of an “intelligent” reading of the Scriptures. This class-layered exercise goes against the “ignorant” interpretations of migrant workers and Salafi followers while being aligned with the Islamic tradition of moderation (wasaṭiyya). The chapter concludes by delving into the case of Tareq Oubrou, a renowned Muslim scholar in Bordeaux, who advocates for a “theology of acculturation” in harmony with French republicanism. Oubrou’s theological endeavors further exemplify the reflective, intellectualized approach to religion promoted by UOIF leaders, as well as their middle-class sensibilities.
How do Muslims deal with the ever-increasing pressure to assimilate into European societies? Respectable Muslims tells the story of pious citizens who struggle for fair treatment and dignity through good manners and social upliftment. Based on an ethnographic inquiry into France's most prominent Muslim organization, the Union des organisations islamiques de France, the book shows how a non-confrontational approach underpins the fast-expanding Islamic revival movement in Europe. This method is mapped into Islamic notions of proper conduct, such as ihsān (excellence) or ṣabr (patience). These practices of exemplariness also reflect the often-overlooked class divisions separating Muslim communities, with middle-class leaders seeking to curb the so-called 'conspicuous' practices of lower-class worshippers. Chapters demonstrate that the insistence on good behavior comes with costs, both individually and collectively. Respectable Muslims expands on the concept of respectability politics to engage in a trans-Atlantic conversation on the role of class and morals in minority politics.
As its name indicates, algorithmic regulation relies on the automation of regulatory processes through algorithms. Examining the impact of algorithmic regulation on the rule of law hence first requires an understanding of how algorithms work. In this chapter, I therefore start by focusing on the technical aspects of algorithmic systems (Section 2.1), and complement this discussion with an overview of their societal impact, emphasising their societal embeddedness and the consequences thereof (Section 2.2). Next, I examine how and why public authorities rely on algorithmic systems to inform and take administrative acts, with special attention to the historical adoption of such systems, and their impact on the role of discretion (Section 2.3). Finally, I draw some conclusions for subsequent chapters (Section 2.4).
Chapter Two explores the declaration of colonial peace through the amnesty offered to rebels in the Queen’s Proclamation of 1858. While this document has already piqued the interest of historians and political theorists of liberalism and “indirect rule,” I turn to this document as an instrument of post-conflict resolution. Comparing and contrasting the variety of strategies used by the state to temper forgiveness, this chapter tracks the creation of an uneven hierarchy of colonial subjecthood organized along lines of relative loyalty and disloyalty. In exploring the wider importance of amnesty at this juncture, this chapter examines this offer as a founding political bargain presented to the defeated. This promise of mercy, in this instance, had been contingent on the full surrender of Indian political agency.
This chapter addresses the suggestion that for a special regime to exist, community members must be engaged in a joint enterprise. In the context of international law, to claim that a group of international law specialists is engaged in a joint enterprise is to assert that they do what they do based on the idea that some certain state of affairs is desirable. As Chapter 4 argues, in the context of international law, the existence of such a presupposition can be inferred from the actual pursuit of those specialists of a distinct state of affairs, and the way in which they perform assignments.
Chapter Four focuses on how the colonial judiciary and the local government wielded the discretion available in the IPC to manage the punishment of capital crimes. The chapter begins by studying the implications of the new High Courts Act of 1861. I then explore sentencing practices for the crimes of domestic murder and infanticide to consider when and why decision-makers passed more or less severe punishments. I argue that the decision to save some subjects from the gallows helped the law build vital but ultimately fragile alliances between local elites as colonial authorities sought access to the most intimate and politicized areas of Indian life. This process also sharpened colonial terror by regulating the decision to send certain subjects to their death.
This chapter will briefly describe the outcomes of a coroner’s inquest: the findings available to the coroner, and the types of concerns that they can express. It will also explain Regulation 28 (Prevention of Future Death) reports.
Multiple welfare states are re-emphasising the need for street-level bureaucrats’ (SLBs) discretion to stimulate responsive service provision. However, little is known about how SLBs with diverse backgrounds in inter-departmental settings deliberate what it means to use discretion well when different rules, eligibility criteria, and interpretations apply to a client. We address this gap by investigating the stories that participants of a Dutch policy experiment told each other to justify which clients should be granted a flexible interpretation of entitlement categories amid scarcity. We found that ‘caretakers’ used the ‘victim of circumstances’ and ‘good citizen’ plot-type to convince ‘service providers’ that the use of discretion was the right thing to do, whereas the latter used the ‘not needy enough’ or ‘the irresponsible citizen’ plot-type for contestation. Our analysis shows that storytelling helped SLBs to make sense of and bring cohesion to complex situations. Moreover, the analysis shows how stories can have a strong emotional appeal and create a sense of urgency to act collectively, yet can also create divisions and opposition among SLBs. As such, storytelling influences how SLBs think and feel about the client, themselves, and each other, and influences how discretion is used at the front-line of public policy.
Chapter 3 focuses on the application of the reasonable person in the nineteenth and twentieth centuries. The chapter begins by considering why the reasonable person is frequently placed on means of public transport. It argues that the reasonable person’s presence on the omnibus means that others can see it and that the reasonable person itself sees others. The chapter then considers whether the standard of the reasonable person was meant to be an empirical standard or a standard controlled by the courts. It does so by asking whether the idea was that one could actually encounter the reasonable person on the Clapham omnibus. Contrasting the concept of the reasonable person with the concept of the average human person proposed by the Belgian sociologist and astronomer Adolphe Quetelet, the chapter establishes that the reasonable person was meant to be a court-controlled standard. Finally, the chapter shows how the standard has historically been construed exclusively in male terms. It addresses the discriminatory potential of the standard and acknowledges that the reasonable person concept has often been applied in a manner that excludes anyone who does not share the characteristics of the male, white, middle-aged judge who applies the standard.
Prior studies in the United States argue that the discretionary decisions of federal prosecutors regarding which issues to prioritize are shaped by the politicians who appoint them, while studies on state prosecutors emphasize the role of press coverage and public opinion. However, these studies leave untheorized whether prosecutors’ discretionary decisions are also affected by how their peers frame issues within and beyond prosecution offices. Building on the scholarship of collective action frames, this study develops a framework to explain how prosecutors’ framing work affects their colleagues’ decisions about which issues to focus on. I draw on the case of Brazil, where federal prosecutors focused on crime-fighting and human rights, but in the mid-2010s switched focus to corruption following a large-scale investigation called Lava Jato. I compare Lava Jato with two similarly large investigations that failed to transform corruption into the dominant issue within the Public Prosecutor’s Office. Drawing on 131 original interviews, I show how federal prosecutors’ framing work can persuade their colleagues to focus on the same issue through two stages: (1) conceptualization of versatile frames that speak to problems a variety of issues prosecutors care about and (2) diffusion of frames through professional meetings – providing roadmaps for how other prosecutors can implement the new frame – and to the press, increasing public attention.
A core impediment to refugee applicants providing a credible narrative account of their claims to protection is the profound fragmentation and unpredictability of the structure, content and conduct of the oral hearing. This chapter argues that the conduct of the oral hearing severely fragmented applicants’ testimony in three key ways: reverse-order questioning; decision-makers’ abrupt subject switching during the hearing; and questions pertaining to time, sequencing and precise dates of events. This leads to the conclusion that applicants were both expected to present their oral evidence in a form that fulfilled the credibility criteria and the demand for narrative, and actively impeded in their efforts to do so. Further, where applicants displayed an ability to present evidence in a narrative form, in all but a minority of hearings this was done despite, rather than because of, the structure and setting of the hearing.