1 Introduction
Finsler geometry is a Riemannian geometry without quadratic restriction. It is a natural generalization of Riemannian geometry. Studies show that there are similarities but essential differences between Riemannian and Finsler geometry [Reference Ohta and SturmOS1, Reference Ohta and SturmOS2, Reference ShenSh, Reference XiaXia1, Reference XiaXia4, Reference Zhang and XiaZX]. One of the challenges is the nonlinearity of the Laplacian and the associated heat equation. Some questions related to nonlinear equations would be of interest in itself from the analytic viewpoint.
A Finsler manifold $(M, F)$ means a smooth manifold M equipped with a Finsler metric (or Finsler structure) $F: TM\rightarrow [0, +\infty )$ such that $F_x=F|_{T_xM}$ is a Minkowski norm on $T_xM$ at each point $x\in M$ , that is to say, F is smooth on $TM\kern1pt{\backslash}\kern1pt \{0\}$ and $F_x(y)=0$ if and only if $y=0$ , F satisfies $F(x, \lambda y)=\lambda F(x,y)$ for all $\lambda>0$ , and the matrix $\left (g_{ij}(x, y)\right ):=\left (\frac 12(F^2)_{y^iy^j}\right )$ is positive definite for any nonzero $y\in T_x M$ . Such a pair $(M, F)$ is called a Finsler manifold. Given a smooth measure m, the triple $(M, F, m)$ is called a Finsler measure space. In particular, if F is only a function of $x\in M$ independing of y, then it is Riemannian. A Finsler measure space is not a metric space in usual sense because F may be nonreversible, i.e., $F(x, y)\neq F(x, -y)$ may happen. This nonreversibility causes the asymmetry of the associated distance function. For any Finsler metric F, its dual $F^*(x, \xi )=\sup _{F_x(y)=1}\xi (y)$ is also a Finsler metric on M, where $\xi \in T_{x}^{*}(M)$ .
In general, the space of functions $u\in L^p(M)$ with $\int _M [F^*(du)]^pdm<\infty $ with respect to the measure m is not a linear space over $\mathbb {R}$ because of the nonreversibility of F [Reference Kristály and RudasKR]. We define
for $p\geq 1$ . Thus, $ W^{1, p}(M)$ is a Banach space with respect to the norm
It is a Sobolev space, which is the completion of the space $C^\infty (M)$ with respect to the Sobolev norm $\|\cdot \|_{1, p}$ . Further, we may define $W_0^{1, p}(M)$ as the completion of the space $C_0^\infty (M)$ with respect to the norm $\|\cdot \|_{1, p}$ , and hence $(W_0^{1, p}(M), \|u\|_{1, p})$ is also a Sobolev space. We denote $H^1(M):=W^{1,2}(M)$ and $H^1_0(M): =W^{1, 2}_0(M)$ for simplicity. Likewise, $H^{-1}(M)$ means the dual Banach space of $H_0^1(M)$ .
For any $T>0$ (T maybe the infinity), a function $u\in [0, T]\times M$ is called a global (super, sub)solution to the heat equation $\partial _tu=\mathbf \Delta u$ if it satisfies $\mathrm {(i)}$ $u\in L^2\left ([0, T], H_0^1(M)\right )\cap H^1\left ([0, T], H^{-1}(M)\right )$ and $\mathrm {(ii)}$ for almost every $t\in (0, T)$ and $0\leq \phi \in C_0^\infty (M)$ (or, equivalently, for every $\phi \in H_0^1(M)$ ), it holds that
The existence and regularity of the global solution to the heat equation have been studied in [Reference Ohta and SturmOS1] (see Section 2). Moreover, global solutions are constructed as gradient curves of the energy functional $\mathcal E(u)=\int _M F^2(\nabla u)dm$ on $u\in H^1_{loc}(M)$ in the Hilbert space $L^2(M)$ [Reference Ohta and SturmOS1]. Comparing with the Riemannian case [Reference Schoen and YauSY], there are less results on the heat equation in Finsler geometry. An important progress is that Ohta and Sturm gave Li-Yau's gradient estimate for the positive solutions to the heat equation on a closed Finsler manifold with weighted Ricci curvature bounded below by establishing the Bochner–Weitzenböck formula in [Reference Ohta and SturmOS2]. Recently, the author of the present paper gave the local and global Li-Yau's type gradient estimates on complete Finsler measure spaces with weighted Ricci curvature bounded below in [Reference XiaXia2] and [Reference XiaXia3] by Moser's iteration and a linearized heat semigroup approach. In this paper, we will focus on the uniqueness of nonnegative $L^p(p>0)$ subsolutions to the heat equation on forward complete Finsler measure spaces.
For the case when $p>1$ , the uniqueness of $L^p$ nonnegative subsolutions to the heat equation is determined by the initial data on a complete Finsler manifold. More precisely, we have the following theorem.
Theorem 1.1 Let $(M, F, m)$ be a forward or backward complete Finsler measure space. If $u(t, x)$ is a nonnegative global subsolution to the heat equation on $[0, \infty ) \times M$ with $u(t, x)\in L^p(M)$ and $\lim \limits _{t\rightarrow 0}\int _Mu^p(t, x)dm=0$ for all $t>0$ and $p>1$ , then $u(t, x)\equiv 0$ on $[0, \infty ) \times M$ .
For the case when $0<p\leq 1$ , we have the following theorem.
Theorem 1.2 Let $(M, F, m)$ be an n-dimensional forward or backward complete and noncompact Finsler measure space with finite reversibility $\Lambda $ . If Ric $_N\geq 0$ for some $N\in [n, \infty )$ , then every nonnegative $L^p(\mathbb R\times M)(0<p\leq 2)$ subsolution to the heat equation on $\mathbb R\times M$ is identically zero.
When $(M, F=\sqrt {g}, dV_g)$ is Riemannian and $N=n$ , Theorem 1.1 is reduced to the result in [Reference LiLi]. Since the Finsler Laplacian is nonlinear, we use some nonlinear approaches to prove Theorem 1.2. In fact, we shall establish the local $L^p$ mean value inequality for the heat equation by means of Moser’s iteration to prove this. In particular, if the (super, sub)solution u to the heat equation is independent of t, then u is a Finsler (super, sub)harmonic function. In this case, some Liouville-type theorems have been established in [Reference XiaXc, Reference XiaXia1, Reference XiaXia4, Reference Zhang and XiaZX].
2 Preliminaries
In this section, we briefly review some basic concepts in Finsler geometry. For more details, we refer to [Reference ShenSh].
2.1 Finsler metrics and curvatures
Let $(M, F)$ be an n-dimensional Finsler manifold, and let $TM$ be the tangent bundle of M. We define the reverse metric $\overleftarrow {F}$ of F by $\overleftarrow {F}(x,y):=F(x,-y)$ for all $(x, y)\in TM$ . It is easy to see that $\overleftarrow F$ is also a Finsler metric on M. A Finsler metric F on M is said to be reversible if $\overleftarrow {F}(x,y)=F(x, y)$ for all $y\in TM$ . Otherwise, we say F is nonreversible. In this case, we define the reversibility $\Lambda =\Lambda (M, F)$ of F by
Obviously, $\Lambda \in [1, \infty ]$ and F is reversible if and only if $\Lambda =1$ .
Given a nonvanishing smooth vector field V, one introduces a weighted Riemannian metric $g_V$ on M given by
Thus, we have $F^2(V)=g_V(V, V)$ .
For $x_1, x_2\in M$ , the distance from $x_1$ to $x_2$ is defined by $d_F(x_1, x_2):= \inf _{\gamma }\int _0^1F(\dot {\gamma }(t))dt$ , where the infimum is taken over all $C^1$ curves $\gamma : [0,1]\rightarrow M$ such that $\gamma (0)=x_1$ and $\gamma (1)=x_2$ . Note that $d_F(x_1, x_2)\neq d_F(x_2, x_1)$ unless F is reversible. $d_F(x, \cdot )$ is differentiable almost everywhere on M and $F(\nabla d_F)=1$ at points where $d_F$ is differentiable. If F has finite reversibility $\Lambda $ , then
Now we define the forward and backward geodesic balls of radius R with center at $x\in M$ by
A $C^1$ curve $\eta : [0, \ell ]\rightarrow M$ is called a geodesic if it has constant speed (i.e., $F(\eta , \dot \eta )$ is constant) and if it is locally minimizing. Such a geodesic is in fact a $C^\infty $ curve. A Finsler manifold $(M, F)$ is said to be forward complete (or backward complete) if each geodesic defined on $[0, \ell )$ (or $(-\ell , 0]$ ) can be extended to a geodesic defined on $[0, \infty )$ (or $(-\infty , 0]$ ). $(M, F)$ is backward complete if and only if $(M, \overleftarrow F)$ is forward complete. We say that $(M, F)$ is complete if it is both forward complete and backward complete [Reference ShenSh].
Given a smooth measure m, write $dm=\sigma (x)dx$ . For any $v\in T_{x}M\kern1pt{\backslash}\kern1pt \{0\}$ , let $\eta (t)$ be a geodesic with $\eta (0)=x$ and $\dot {\eta }(0)=v$ . The distortion of F is defined by $ \tau (x, v):=\log \left \{ \frac {\sqrt {\mathrm{det}(g_{ij}(x, v))}}{\sigma (x)}\right \},$ and the S-curvature S is defined as the rate of change of the distortion $\tau $ along $\eta (t)$ , i.e.,
S-curvature disappears on a Riemannian manifold $(M, g)$ .
Next we recall the definition of the weighted Ricci curvature on a Finsler manifold, which was introduced by S. Ohta.
Definition 2.1 [Reference Ohta FinslerOh] Given a unit vector $v\in T_{x}M$ , let $\eta :(-\varepsilon ,\varepsilon )\rightarrow M$ be the geodesic with $\eta (0)=x$ and $\dot \eta (0)=v$ . We set $dm =e^{-\Psi (\eta (t))} \mathrm{vol}_{\dot \eta }$ along $\eta $ , where $ {vol}_{\dot \eta }$ is the volume form of $g_{\dot \eta }$ . Define the weighted Ricci curvature involving a parameter $N\in (n,\infty )$ by
where Ric is the Ricci curvature of F. Also, define Ric $_\infty (v):= \mathrm{Ric}(v)+{(\Psi \circ \eta )^{"}(0)}$ and
as limits. Finally, for any $\lambda \geq 0$ and $N\in [n, \infty ]$ , define $ \mathrm{Ric}_N(\lambda v):=\lambda ^2 \mathrm{Ric}_N(v)$ .
We say that $ \mathrm{Ric}_N\geq K$ for some $K\in {\mathbb R}$ if $ \mathrm{Ric}_N(v)\geq KF^2(v)$ for all $v\in TM$ . We remark that $(\Psi \circ \eta )^{'}(0)=S(x, v)$ and $(\Psi \circ \eta )^{"}(0)$ is exactly the change rate of the S-curvature along the geodesic $\eta (t)$ .
2.2 Gradient and nonlinear Laplacian
Let $\mathcal L: T^*M \rightarrow TM$ be the Legendre transform associated with F and its dual norm $F^*$ , that is, a transformation $\mathcal L$ from $T^*M$ to $TM$ , defined locally by $\mathcal L(x, \xi )=J^i(x, \xi )\frac {\partial }{\partial x^i}$ , $J^i(x, \xi ):=\frac 12[F^{*2}(x, \xi )]_{\xi _i}(x, \xi )$ , is sending $\xi \in T^*M$ to a unique element $y\in T_xM$ such that $F(x, y)=F^*(x, \xi )$ and $\xi (y)=F^2(y)$ [Reference ShenSh]. It is a diffeomorphism from $T^*M\kern1pt{\backslash}\kern1pt \{0\}$ to $TM\kern1pt{\backslash}\kern1pt \{0\}$ preserving the norm.
For a smooth function $u :M \rightarrow \mathbb R$ , the gradient vector $\nabla u(x)$ of u is defined by $\nabla u :=\mathcal L(du)\in T_xM$ . Obviously, $\nabla u=0$ if $du=0$ . In a local coordinate system, we reexpress $\nabla u$ as
where $M_u=\{x\in M|du(x)\neq 0\}$ . In general, $\nabla u$ is only continuous on M, but smooth on $M_u$ .
Recall that $dm=\sigma (x)dx$ . The Finsler Laplacian $\Delta $ of a function u on M is formally defined by $\Delta u=\mbox {div}(\nabla u)$ . It should be understood in the sense that
for any $u\in H^1_{\mathrm {{loc}}}(M)$ and $\varphi \in C^\infty _0(M)$ [Reference ShenSh]. Obviously, $\Delta $ is a nonlinear divergence-type operator. Locally,
We say that a function u on $[0, T]\times M$ is a global (super, sub)solution to the heat equation $\partial _tu=\Delta u$ if it satisfies (1.2). When $\Lambda <\infty $ , the global solutions enjoy the $H^2_{loc}$ -regularity in x as well as the $C^{1, \alpha }$ -regularity in both t and x on $(0, \infty )\times M$ . Moreover, $\partial _tu$ lies in $H^1_{loc}(M)$ [Reference Ohta and SturmOS1]. We also may define the local solutions to the heat equation as follows.
Given an open subset $\Omega \subset M$ and an open interval $I\subset \mathbb R$ , we say that a function u on $I\times \Omega $ is a local (super, sub)solution to the heat equation $\partial _t u=\mathbf \Delta u$ on $I\times \Omega $ if $u\in L^2_{loc}(I\times \Omega )$ with $F^*(du)\in L^2_{loc}(I\times \Omega )$ , and for any $\phi \in C_0^{\infty }(I\times \Omega )$ (or, equivalently, for any $\phi \in H_0^1(I\times \Omega )$ ),
Every continuous local solution to the heat equation $\partial _tu=\mathbf \Delta u$ on $I\times \Omega $ is $C^{1, \beta }$ in t and x [Reference Ohta and SturmOS1].
3 Mean value inequality
In this section, we establish the local $L^p(p>0)$ mean value inequalities for nonnegative subsolutions to the heat equation on Finsler measure spaces $(M, F, m)$ . Let us first recall the local Sobolev inequality, which was due to Xia [Reference XiaXc]. It is worth mentioning that it suffices to assume the finite reversibility instead of the uniform convexity and uniform smoothness for the Finsler metrics from the proof of Theorem 3.3 in [Reference XiaXc]. For the sake of simplicity, we shall denote by $B_R:=B^+_R(x_0)$ the forward geodesic ball of radius R centered at some point $x_0\in M$ .
Lemma 3.1 [Reference XiaXc] Let $(M, F, m)$ be a forward complete Finsler measure space with finite reversibility $\Lambda $ satisfying Ric $_N\geq -K$ for some $K>0$ . Then there exist constants $\nu =\nu (N)>2$ and $c_0=c_0(N, \Lambda )$ depending on N and $\Lambda $ , such that
for any forward geodesic ball $B_R$ and $u\in W^{1, 2}_{loc}(M)$ .
With this, we can prove the local $L^2$ mean value inequality for nonnegative subsolutions to the heat equation.
Proposition 3.1 Let $(M, F, m)$ be an n-dimensional forward complete Finsler measure space with finite reversibility $\Lambda $ . Fix $R>0$ , and assume that (3.1) holds. If u is a nonnegative local subsolution of the heat equation in the cylinder $Q: =(s-r^2, s+\varepsilon )\times B^+_r(x_0)$ for any $s\in \mathbb R$ and $0<r<R$ , where $\varepsilon $ is a positive constant, then there are constants $\nu>2$ , and $c=c(N, \nu , \Lambda )>0$ such that for any $0<\delta <\delta '\leq 1$ , we have
where $Q_{\delta }:=(s-\delta r^2, s]\times B^+_{\delta r}(x_0)$ and $Q_{\delta '}:=(s-\delta ' r^2, s]\times B^+_{\delta ' r}(x_0)$ . In particular, when Ric $_N\geq -K$ for some $N\in [n, \infty )$ and $K>0$ , (3.2) holds.
Proof For the sake of simplicity, we denote $B_{\bullet }: =B^+_{\bullet }(x_0)$ in the following. Since u is a nonnegative local subsolution to the heat equation in Q, we have
for any $t\in (s-\delta r^2, s]$ and nonnegative function $\phi \in W^{1, 2}_0(Q)$ . Let $\lambda =\lambda (t)\in C_0^\infty (\mathbb R)$ and $\varphi =\varphi (x)\in C_0^\infty (B_r)$ be cutoff functions. Replacing $\phi $ with $u\varphi ^2\lambda ^2$ in (3.3) and using the Cauchy–Schwarz inequality yield
where we used $F(\nabla u)=F^*(du)$ . Thus,
Note that $F^*(d(\varphi u))\leq uF^*(d\varphi )+\varphi F^*(du)$ . Hence,
Now we choose $\lambda (t)$ on $\mathbb R$ with $0\leq \lambda \leq 1$ , $\lambda =0$ in $(-\infty , s-\delta ' r^2)$ , $\lambda =1$ in $(s-\delta r^2, +\infty )$ and $|\lambda '(t)|\leq \frac 1{[(\delta '-\delta )r]^2}$ , and $\varphi =\varphi (x)$ on $B_r$ defined by
Then $F^*( - d\varphi )\leq \frac 1{(\delta '-\delta )r}$ and $F^*(d\varphi )\leq \Lambda F^*(-d\varphi )\leq \frac {\Lambda }{(\delta '-\delta )r}$ a.e. on $B_{\delta ' r}$ . Denote $I_\delta : =(s-\delta r^2, s]$ and $I_{\delta '}: =(s-\delta 'r^2, s]$ . Taking the supremum with respect to t on both sides of (3.5) yields
On the other hand, by Hölder's inequality and Soblev's inequality (3.1), we have
for some $\nu>2$ , where $A:=e^{c_0(1+r\sqrt {K})}r^2m(B_r)^{-2/\nu }$ , where $c_0=c_0(N, \Lambda )$ is a positive constant. From (3.5) and (3.6), one obtains
For any $\tau \geq 1$ , it is easy to see that $u^\tau $ is also a nonnegative subsolution of the heat equation. Let $\chi : =1+\frac 2\nu $ . The above inequality implies that
For any $0<\delta <\delta '\leq 1$ , let $\delta _0=\delta ', \delta _{i+1}=\delta _i-\frac {\delta '-\delta }{2^{i+1}}$ , and $\tau =\chi ^i>1$ on $B_{\delta _ir}$ for $i=0, 1, \ldots $ . Applying (3.7) for $\delta '=\delta _i$ , $\delta =\delta _{i+1}$ , and $\tau =\chi ^i$ , we get
By iteration, one obtains that
in which $\sum $ denotes the summation on j from $1$ to $i+1$ and C is a positive constant depending on $\Lambda $ . Since $\sum _{j=1}^\infty \chi ^{1-j}=1+\frac {\nu } 2$ , $\sum _{j=1}^\infty \chi ^{-j}=\frac {\nu } 2$ and $\sum _{j=1}^\infty j\chi ^{1-j}$ converges, (3.8) implies (3.2) by taking $i\rightarrow \infty $ . This finishes the proof.
Based on Proposition 3.1, we have the following local $L^p(0<p\leq 2)$ mean value inequality.
Theorem 3.1 Let $(M, F, m)$ be an n-dimensional forward complete Finsler measure space with finite reversibility $\Lambda $ . Fix $R>0$ , and assume that (3.1) holds. If u is a nonnegative $L^p$ subsolution of the heat equation in the cylinder $Q=(s-r^2, s+\varepsilon )\times B^+_r(x_0)$ for any $s\in \mathbb R$ and $0<r<R$ , where $\varepsilon $ is a positive constant, then there are constants $\nu>2$ and $c=c(N, p, \nu , \Lambda )>0$ such that
for any $0<p\leq 2$ and $0<\delta <\delta '\leq 1$ , where $Q_{\delta }$ and $Q_{\delta '}$ are as in Proposition 3.1. In particular, when Ric $_N\geq -K(K>0)$ for some $N\in [n, \infty )$ , (3.9) holds.
Proof The case when $p=2$ has been proved in Proposition 3.1. It suffices to prove (3.9) for any $0<p<2$ .
We denote $B_{\bullet }:=B_{\bullet }^+(x_0)$ as in the proof of Proposition 3.1. For any $0<\delta <\delta"\leq\delta'\leq 1$ , it follows from Proposition 3.1 that there are positive constants $\nu =\nu (N)>2$ and $c=c(N, \nu , \Lambda )$ such that
On the other hand,
Thus,
Let $\mu =1-p/2>0$ and
Let $\delta _0=\delta $ and $\delta _{i}=\delta _{i-1}+\frac {\delta '-\delta }{2^i}$ for $i= 1, 2, \ldots $ . Applying (3.10) for $\delta =\delta _{i-1}$ and $\delta"=\delta_i$ yields
By iterating, we get
in which $\sum $ denotes the summation on i from $1$ to j. Obviously, $\lim \limits _{j\rightarrow \infty }\delta _j=\delta '$ and $\lim \limits _{j\rightarrow \infty }\mu ^j=0$ . Moreover, $\sum _{i=1}^\infty \mu ^{i-1}=2/p$ and $\sum _{i=1}^\infty i\mu ^{i-1}$ converges. Letting $j\rightarrow \infty $ on both sides of (3.11), there is a positive constant $c=c(N, \nu , p)$ such that
The proof is finished.
4 Proofs of Theorems 1.1 and 1.2
Proof of Theorem 1.1
Let $B_R: =B^+_R(x_0)$ , and let $\psi (x)$ be a cutoff function defined by
Obviously, $0\leq \psi \leq 1$ and $F^*(-d\psi )\leq 1/R$ a.e., on $B_{2R}$ . Since $\lim \limits _{t\rightarrow 0}\int _Mu^p(t, x)dm=0$ , we have
which means that $\lim \limits _{t\rightarrow 0}\int _M\psi ^2u^pdm=0$ . Choosing $\phi :=\psi ^2 u^{p-1}$ as a test function in (1.2) yields
by the assumption. On the other hand, the LHS of the above inequality is equal to
where we used the inequality $-d\psi (\nabla u)\leq F^*(-d\psi )F(\nabla u)$ . Therefore,
Letting $R\rightarrow \infty $ , one obtains
which implies that $u(T, x)=0$ and $\nabla u^{p/2}=0$ . Hence, $u(t, x)\equiv 0$ .
Proof of Theorem 1.2
By Theorem 3.1 and the assumption, we have
for any $t\in (s-\delta r^2, s]$ and $0<\delta <\delta '\leq 1$ . Since Ric $_N\geq 0$ and $\Lambda <\infty $ , $m(B_r)\geq Cr$ by Theorem 5.4 in [Reference WuWu], where C is a positive constant depending on N and $\Lambda $ . Note that $0\leq u(t,x)\in L^p(\mathbb R\times M)$ by the assumption. Letting $\delta \rightarrow 0$ and then $r\rightarrow \infty $ on both sides of (4.1) yields $u(s, x_0)\equiv 0$ . Since $s\in \mathbb R$ and $x_0\in M$ are arbitrary, we have $u(t, x)\equiv 0$ on $\mathbb R\times M$ .