Hostname: page-component-78c5997874-v9fdk Total loading time: 0 Render date: 2024-11-10T09:22:57.542Z Has data issue: false hasContentIssue false

Participation without Contestation: NGOs’ Autonomy and Advocacy in China

Published online by Cambridge University Press:  01 June 2022

Zheng Su
Affiliation:
School of International and Public Affairs, Shanghai Jiao Tong University, Shanghai, China. E-mail: zhengsu@sjtu.edu.cn.
Shiqi Ma
Affiliation:
Department of Government, Cornell University, Ithaca, NY, USA. Email: sm2732@cornell.edu.
Changdong Zhang*
Affiliation:
Institute of State Governance Studies and School of Government, Peking University, Beijing, China.
*
E-mail: zhangchd@pku.edu.cn (corresponding author).

Abstract

How do non-governmental organizations (NGOs) advocate public policies? What impacts their advocacy strategies? Although scholars have addressed these questions in a democratic context, less is known about NGO advocacy under powerful authoritarian regimes. Using China as a case study, we develop an institutional explanation of NGOs’ policy advocacy patterns and explore the impacts of NGO autonomy. Using a unique dataset of registered NGOs in three Chinese provinces, we find that NGOs with more autonomy tend to conduct direct negotiations with the government more actively (more political advocacy). However, these more autonomous NGOs are likely to be more hesitant to mobilize society from the bottom up (less social advocacy). These findings enrich our knowledge of social actors’ roles in the policymaking process in China.

摘要

摘要

非政府组织(NGO)如何进行政策倡议?什么因素会影响它们的政策倡议策略?在民主体制语境下, 这些问题得到了持续的研究, 但在非西方民主体制的语境下, 却缺乏足够的关注。本文构建了一个制度分析框架以分析中国非政府组织的政策倡议, 并基于三省市登记注册的非政府组织的问卷调查数据库, 用定量方法分析了非政府组织的自主性如何影响其政策倡议的策略选择。分析结果显示, 自主性更高的非政府组织从事更多的政治倡议, 即直接和政府接触;但它们却更少地动员社会而进行社会倡议。这些发现增加了对中国的社会行为者的行为模式的理解。

Type
Research Article
Copyright
Copyright © The Author(s), 2022. Published by Cambridge University Press on behalf of SOAS University of London

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Ansolabehere, Stephen, Snyder, James M., Jr., and Stewart, Charles, III. 2001. “Candidate positioning in US House elections.American Journal of Political Science 45(1), 136159.CrossRefGoogle Scholar
Baumgartner, Frank R., and Leech, Beth L.. 1998. Basic Interests: The Importance of Groups in Politics and in Political Science. Princeton, NJ: Princeton University Press.CrossRefGoogle Scholar
Berman, Sheri. 1997. “Civil society and political institutionalization.American Behavioral Scientist 40(5), 562574.CrossRefGoogle Scholar
Bermeo, Nancy G. 2003. Ordinary People in Extraordinary Times: The Citizenry and the Breakdown of Democracy. Princeton, NJ: Princeton University Press.CrossRefGoogle Scholar
Boris, Elizabeth, and Mosher-Williams, Rachel. 1998. “Nonprofit advocacy organizations: assessing the definitions, classifications, and data.Nonprofit and Voluntary Sector Quarterly 27(4), 488506.CrossRefGoogle Scholar
CCP Central Committee. 2015a. “Guanyu jiaqiang shehuizhuyi xieshang minzhu jianshe de yijian” (Suggestions on strengthening socialist deliberative democracy), 2 February, http://www.gov.cn/xinwen/2015-02/09/content_2816784.htm.Google Scholar
CCP Central Committee. 2015b. “Guanyu jiaqiang shehui zuzhi dang de jianshe gongzuo de yijian (shixing)” (Tentative suggestions on strengthening Party building for social organizations), 29 September, http://dangjian.people.com.cn/n/2015/0929/c117092-27645046.html.Google Scholar
Chamberlain, Heath B. 1993. “On the search for civil society in China.Modern China 19(2), 199215.CrossRefGoogle Scholar
Chavesc, Mark, Stephens, Laura and Galaskiewicz, Joseph. 2004. “Does government funding suppress nonprofits’ political activity?American Sociological Review 69(2), 292316.10.1177/000312240406900207CrossRefGoogle Scholar
Chen, Xi, and Xu, Ping. 2011. “From resistance to advocacy: political representation for disabled people in China.The China Quarterly 207, 649667.CrossRefGoogle Scholar
Cooper, Caroline M. 2006. “‘This is our way in’: the civil society of environmental NGOs in south-west China.Government and Opposition 41(1), 109136.CrossRefGoogle Scholar
Dahl, Robert. 1972. Polyarchy: Participation and Opposition. New Haven, CT: Yale University Press.Google Scholar
Deng, Guosheng, and Kennedy, Scott. 2010. “Big business and industry association lobbying in China: the paradox of contrasting styles.The China Journal 63, 101125.CrossRefGoogle Scholar
Dickson, Bruce J. 2000. “Cooptation and corporatism in China: the logic of Party adaptation.Political Science Quarterly 115(4), 517540.10.2307/2657608CrossRefGoogle Scholar
Ekiert, Grzegorz, and Kubik, Jan. 2001. Rebellious Civil Society: Popular Protest and Democratic Consolidation in Poland, 1989–1993. Ann Arbor, MI: University of Michigan Press.Google Scholar
Fu, Diana. 2018. Mobilizing without the Masses: Control and Contention in China. Cambridge: Cambridge University Press.Google Scholar
Fu, Hualing. 2018. “The July 9th (709) crackdown on human rights lawyers: legal advocacy in an authoritarian state.Journal of Contemporary China 27(112), 554568.CrossRefGoogle Scholar
Fung, Archon. 2003. “Associations and democracy: between theories, hopes, and realities.Annual Review of Sociology 29(1), 515539.CrossRefGoogle Scholar
Gandhi, Jennifer. 2008. Political Institutions under Dictatorship. Cambridge: Cambridge University Press.10.1017/CBO9780511510090CrossRefGoogle Scholar
Gellner, Ernest. 1995. “The importance of being modular.” In Hall, John A. (ed.), Civil Society: Theory, History, Comparison. Cambridge: Polity Press, 3255.Google Scholar
Gu, Xin, and Wang, Xu. 2005. “Cong guojiazhuyi dao fatuanzhuyi(From statism to corporatism). Shehuixue yanjiu 2, 155175.Google Scholar
Guo, Chao, and Saxton, Gregory. 2010. “Voice-in, voice-out: constituent participation and nonprofit advocacy.Nonprofit Policy Forum 1(1), 125.10.2202/2154-3348.1000CrossRefGoogle Scholar
Hagopian, Frances. 1998. “Democracy and political representation in Latin America in the 1990s: pause, reorganization, or decline?” In Agüero, Felipe and Stark, Jeffrey (eds.), Fault Lines of Democracy in Post-transition Latin America. Boulder, CO: Lynne Rienner, 99143.Google Scholar
Handlin, Samuel. 2016. “Mass organization and the durability of competitive authoritarian regimes: evidence from Venezuela.Comparative Political Studies 49(9), 1238–69.CrossRefGoogle Scholar
Heberer, Thomas, and Schubert, Gunter. 2019. “Weapons of the rich: strategic behavior and collective action of private entrepreneurs in China.Modern China 45(5), 471503.CrossRefGoogle Scholar
Heurlin, Christopher. 2010. “Governing civil society: the political logic of NGO–state relations under dictatorship.VOLUNTAS: International Journal of Voluntary and Nonprofit Organizations 21(2), 220239.CrossRefGoogle Scholar
Hildebrandt, Timothy. 2011. “The political economy of social organization registration in China.The China Quarterly 208, 970989.10.1017/S0305741011001093CrossRefGoogle Scholar
Hopkins, Bruce. 1992. Charity, Advocacy and the Law. Hoboken, NJ: Wiley.Google Scholar
Howard, Marc Morjé. 2003. The Weakness of Civil Society in Post-communist Europe. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Howell, Jude. 2012. “Civil society, corporatism and capitalism in China.Journal of Comparative Asian Development 11(2), 271297.CrossRefGoogle Scholar
Hsu, Jennifer. 2014. “Chinese non-governmental organisations and civil society: a review of the literature.Geography Compass 8(2), 98110.CrossRefGoogle Scholar
Jenkins, Craig. 2006. “Nonprofit organizations and political advocacy.” In Steinberg, Richard and Powell, Walter (eds.), The Nonprofit Sector: A Research Handbook. New Haven, CT: Yale University Press, 307331.Google Scholar
Kang, Xiaoguang, and Han, Heng. 2005. “Fenlei kongzhi” (The system of differential controls). Shehuixue yanjiu 6, 7389.Google Scholar
Kasza, Gregory. 1995. The Conscription Society: Administered Mass Organizations. New Haven, CT: Yale University Press.Google Scholar
Kennedy, Scott. 2005. The Business of Lobbying in China. Cambridge, MA: Harvard University Press.CrossRefGoogle Scholar
Koo, Hagen (ed.). 1993. State and Society in Contemporary Korea. Ithaca, NY: Cornell University Press.Google Scholar
Krastev, Ivan. 2011. “Paradoxes of the new authoritarianism.Journal of Democracy 22(2), 516.CrossRefGoogle Scholar
Kriesi, Hanspeter. 2006. “Organizational resources: personnel and finances.” In Maloney, William A. and Rossteutscher, Sigrid (eds.), Social Capital and Associations in European Democracies: A Comparative Analysis. Abingdon: Routledge, 136170.Google Scholar
Kwon, Huck-ju. 2007. “Advocacy coalitions and health politics in Korea.Social Policy and Administration 41(2), 148161.CrossRefGoogle Scholar
Li, Shuoyan, and Wang, Xiaonan. 2020. “Seeking credibility from uncertainty: how formal cooptation institution unleashes outspoken NGOs.VOLUNTAS: International Journal of Voluntary and Nonprofit Organizations 31, 111.CrossRefGoogle Scholar
Lieberthal, Kenneth, and Oksenberg, Michel. 1988. Policy Making in China: Leaders, Structures, and Processes. Princeton, NJ: Princeton University Press.CrossRefGoogle Scholar
Linz, Juan José. 2000. Totalitarian and Authoritarian Regimes. Boulder, CO: Lynne Rienner.CrossRefGoogle Scholar
Liu, Dongshu. 2020. “Advocacy channels and political resource dependence in authoritarianism: nongovernmental organizations and environmental policies in China.Governance 33(2), 323342.CrossRefGoogle Scholar
Ljubownikow, Sergej, and Crotty, Jo. 2016. “Nonprofit influence on public policy: exploring nonprofit advocacy in Russia.” Nonprofit and Voluntary Sector Quarterly 45(2), 314332.10.1177/0899764015583121CrossRefGoogle Scholar
Lu, Yiyi. 2007. “The autonomy of Chinese NGOs: a new perspective.China: An International Journal 5(2), 173203.Google Scholar
Ma, Qiusha. 2005. Non-governmental Organizations in Contemporary China: Paving the Way to Civil Society? Abingdon: Routledge.CrossRefGoogle Scholar
Marquez, Luz M. Muñoz. 2016. “The relevance of organizational structure to NGOs’ approaches to the policy process.VOLUNTAS: International Journal of Voluntary and Nonprofit Organizations 27(1), 465486.10.1007/s11266-015-9555-5CrossRefGoogle Scholar
Mattingly, Daniel. 2019. The Art of Political Control in China. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
McCarthy, John, and Castelli, Jim. 2002. “The necessity for studying organizational advocacy comparatively.” In Flynn, Patrice and Hodgkinson, Virginia A. (eds.), Measuring the Impact of the Nonprofit Sector. New York: Kluwer, 103121.10.1007/978-1-4615-0533-4_6CrossRefGoogle Scholar
Mertha, Andrew. 2009. “‘Fragmented authoritarianism 2.0’: political pluralization in the Chinese policy process.The China Quarterly 200, 9951012.CrossRefGoogle Scholar
Mertha, Andrew, and Lowry, William. 2006. “Unbuilt dams: seminal events and policy change.Comparative Politics 39(1), 120.CrossRefGoogle Scholar
Mickelson, J.S. 1995. “Advocacy.” In Edwards, Richard L. (ed.), Encyclopedia of Social Work Vol. 1. Silver Spring, MD: National Association of Social Workers Press, 95100.Google Scholar
Nathan, Andrew. 2003. “Authoritarian resilience.Journal of Democracy 14(1), 617.CrossRefGoogle Scholar
Pan, Jennifer, and Xu, Yiqing. 2018. “China's ideological spectrum.The Journal of Politics 80(1), 254273.CrossRefGoogle Scholar
Pekkanen, Robert, Smith, Steven and Tsujinaka, Yutaka (ed.). 2014. Nonprofits and Advocacy: Engaging Community and Government in an Era of Retrenchment. Baltimore, MD: Johns Hopkins University Press.CrossRefGoogle Scholar
Petrescu, Claudia Antonia. 2003. “Advocacy and management in human service nonprofit organizations.Journal of Community Practice 15(3), 139158.Google Scholar
Pfeffer, Jeffrey, and Salancik, Gerald R.. 2003. The External Control of Organizations: A Resource Dependence Perspective. Stanford, CA: Stanford University Press.Google Scholar
Putnam, Robert D., Leonardi, Robert and Nanetti, Raffaella. 1993. Making Democracy Work: Civic Traditions in Modern Italy. Princeton, NJ: Princeton University Press.Google Scholar
Reid, Elizabeth. 2000. “Understanding the word ‘advocacy’.” In Reid, Elizabeth J. (ed.), Structuring the Inquiry into Advocacy. Washington, DC: Urban Institute, 18.Google Scholar
Saich, Tony. 2000. “Negotiating the state: the development of social organizations in China.The China Quarterly 161, 124141.CrossRefGoogle Scholar
Salamon, Lester M., and Anheier, Helmut K.. 1998. “Social origins of civil society: explaining the nonprofit sector cross-nationally.VOLUNTAS: International Journal of Voluntary and Nonprofit Organizations 9(3), 213248.CrossRefGoogle Scholar
Salamon, Lester M., and Wojciech Sokolowski, S.. 2016. “Beyond nonprofits: re-conceptualizing the third sector.” VOLUNTAS: International Journal of Voluntary and Nonprofit Organizations 27(4), 1515–45.CrossRefGoogle Scholar
Salisbury, Robert. 1975. “Research on political participation.” American Journal of Political Science, 323341.CrossRefGoogle Scholar
Schwartz, Jonathan, and Shieh, Shawn (eds.). 2009. State and Society Responses to Social Welfare Needs in China: Serving the People. Abingdon: Routledge.CrossRefGoogle Scholar
Skocpol, Theda. 1985. “Bringing the state back in: strategies of analysis in current research.” In Rueschemeyer, Dietrich, Evans, Peter and Skocpol, Theda (eds.), Bringing the State Back In. Cambridge: Cambridge University Press, 237.Google Scholar
Spires, Anthony. 2011. “Contingent symbiosis and civil society in an authoritarian state: understanding the survival of China's grassroots NGOs.American Journal of Sociology 117(1), 145.CrossRefGoogle Scholar
Stern, Rachel, and Hassid, Jonathan. 2012. “Amplifying silence: uncertainty and control parables in contemporary China.Comparative Political Studies 45(10), 1230–54.CrossRefGoogle Scholar
Stromseth, Jonathan, Malesky, Edmund and Gueorguiev, Dimitar. 2017. China's Governance Puzzle: Enabling Transparency and Participation in a Single-party State. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Su, Zheng, and Zhang, Changdong. 2021. “State power and non-governmental organizations’ policy advocacy in China.The China Review 21(3), 157188.Google Scholar
Svolik, Milan. 2012. The Politics of Authoritarian Rule. Cambridge: Cambridge University Press.10.1017/CBO9781139176040CrossRefGoogle Scholar
Teets, Jessica. 2014. Civil Society under Authoritarianism: The China Model. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Teets, Jessica. 2018. “The power of policy networks in authoritarian regimes: changing environmental policy in China.Governance 31(1), 125141.CrossRefGoogle Scholar
Teets, Jessica, and Almen, Oscar. 2018. “Advocacy under Xi: NPO strategies to influence policy change.Nonprofit Policy Forum 9(1), 110.CrossRefGoogle Scholar
Tsai, Lily. 2017. “Bringing in China: insights for building comparative political theory.Comparative Political Studies 50(3), 295328.CrossRefGoogle Scholar
Tsai, Lily, and Xu, Yiqing. 2018. “Outspoken insiders: political connections and citizen participation in authoritarian China.Political Behavior 40(3), 629657.CrossRefGoogle Scholar
Unger, Jonathan, and Chan, Anita. 1995. “China, corporatism, and the East Asian model.The Australian Journal of Chinese Affairs 33, 2953.CrossRefGoogle Scholar
Wang, Shaoguang. 2006. “Money and autonomy: patterns of civil society finance and their implications.Studies in Comparative International Development 40(4), 329.CrossRefGoogle Scholar
Wang, Shaoguang, and He, Jianyu. 2004. “Associational revolution in China: mapping the landscapes.Korea Observer 35(3), 485534.Google Scholar
Wang, Xu. 1999. “Mutual empowerment of state and society: its nature, conditions, mechanisms, and limits.Comparative Politics 31(2), 231249.10.2307/422146CrossRefGoogle Scholar
White, Gordon. 1993. “Prospects for civil society in China: a case study of Xiaoshan City.The Australian Journal of Chinese Affairs 29, 6387.CrossRefGoogle Scholar
Yuen, Samson. 2015. “Friend or foe? The diminishing space of China's civil society.China Perspectives 3, 5156.CrossRefGoogle Scholar
Zhan, Xueyong, and Tang, Shui Yan. 2013. “Political opportunities, resource constraints and policy advocacy of environmental NGOs in China.Public Administration 91(2), 381399.CrossRefGoogle Scholar
Zhang, Zhibin, and Guo, Chao. 2012. “Advocacy by Chinese nonprofit organisations: towards a responsive government?Australian Journal of Public Administration 71(2), 221232.CrossRefGoogle Scholar
Supplementary material: File

Su et al. supplementary material

Su et al. supplementary material

Download Su et al. supplementary material(File)
File 326.5 KB