1 Introduction
An ergodic type $\text{II}_{1}$ equivalence relation ${\mathcal{R}}$ is stable if ${\mathcal{R}}\cong {\mathcal{R}}\times {\mathcal{R}}_{0}$ where ${\mathcal{R}}_{0}$ is the unique hyperfinite ergodic type $\text{II}_{1}$ equivalence relation. This notion was introduced and studied in [Reference Jones and SchmidtJS87], by analogy with its von Neumann algebraic counterpart [Reference McDuffMcD70]. In particular, the following characterization of stability was obtained (for the notation, see the end of this section): an ergodic type $\text{II}_{1}$ equivalence ${\mathcal{R}}$ is stable if and only if, for every finite set $K\subset [[{\mathcal{R}}]]$ and every $\unicode[STIX]{x1D700}>0$ , there exists $v\in [[{\mathcal{R}}]]$ such that $v^{2}=0$ , $vv^{\ast }+v^{\ast }v=1$ and
Our first theorem strengthens this characterization by showing that the condition $vv^{\ast }+v^{\ast }v=1$ can be removed, thus allowing $v$ to be arbitrarily small.
Theorem A. An ergodic type $\text{II}_{1}$ equivalence relation ${\mathcal{R}}$ is stable if and only if, for every finite set $K\subset [[{\mathcal{R}}]]$ and every $\unicode[STIX]{x1D700}>0$ , there exists $v\in [[{\mathcal{R}}]]$ such that $v^{2}=0$ and
As an application of Theorem A, we obtain the following rigidity result.
Theorem B. Let ${\mathcal{R}}$ and ${\mathcal{S}}$ be two ergodic type $\text{II}_{1}$ equivalence relations. Then the product equivalence relation ${\mathcal{R}}\times {\mathcal{S}}$ is stable if and only if ${\mathcal{R}}$ is stable or ${\mathcal{S}}$ is stable.
As we said before, the study of stable equivalence relations was inspired by its von Neumann algebraic counterpart: the so-called McDuff property. Recall that a $\text{II}_{1}$ factor $M$ is called McDuff if $M\cong M~\overline{\otimes }~R$ where $R$ is the hyperfinite $\text{II}_{1}$ factor. In [Reference McDuffMcD70] it is shown that a $\text{II}_{1}$ factor $M$ is McDuff if and only if, for every finite set $K\subset M$ and every $\unicode[STIX]{x1D700}>0$ , there exists $v\in M$ such that $v^{2}=0$ , $vv^{\ast }+v^{\ast }v=1$ and
Similarly to the equivalence relation case, we can strengthen this characterization by removing the condition $vv^{\ast }+v^{\ast }v=1$ , and we obtain the following analog of Theorem A.
Theorem C. A type $\text{II}_{1}$ factor $M$ is McDuff if and only if, for every finite set $K\subset M$ and every $\unicode[STIX]{x1D700}>0$ , there exists $x\in M$ such that $x^{2}=0$ and,
With regard to this result and the similarity between the theory of stable equivalence relations and the theory of McDuff factors, we strongly believe that the following analog of Theorem B should be true.
Conjecture D. Let $M$ and $N$ be type $\text{II}_{1}$ factors. Then $M~\overline{\otimes }~N$ is McDuff if and only if $M$ is McDuff or $N$ is McDuff.
Even though the proof of Theorem B does not admit a straightforward generalization to the von Neumann algebraic case, we can still provide some partial solutions to Conjecture D by using a different approach. We fix $\unicode[STIX]{x1D714}$ , a free ultrafilter on $\mathbf{N}$ . Given a $\text{II}_{1}$ factor $M$ , we denote by $M^{\unicode[STIX]{x1D714}}$ its ultrapower and by $M_{\unicode[STIX]{x1D714}}=M^{\prime }\cap M^{\unicode[STIX]{x1D714}}$ its asymptotic centralizer (see [Reference McDuffMcD70]). Recall from [Reference McDuffMcD70] that $M$ is McDuff if and only if $M_{\unicode[STIX]{x1D714}}$ is non-commutative.
Our first partial result strengthens [Reference Wu and YuanWY14, Theorem 2.1].
Theorem E. Let $M$ be a non-McDuff $\text{II}_{1}$ factor and suppose that there exists an abelian subalgebra $A\subset M$ such that $M_{\unicode[STIX]{x1D714}}\subset A^{\unicode[STIX]{x1D714}}$ . Then, for every $\text{II}_{1}$ factor $N$ , we have that $M~\overline{\otimes }~N$ is McDuff if and only if $N$ is McDuff.
As far as the author knows, all concrete examples of non-McDuff factors in the literature do satisfy the assumption of Theorem E (in fact, this is how we show that they are not McDuff). Deciding whether or not this property holds for all non-McDuff factors is an interesting open question.
The second result solves Conjecture D under the additional assumption that $(M~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ is a factor.
Theorem F. Let $M$ and $N$ be type $\text{II}_{1}$ factors and suppose that $(M~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ is a factor. Then both $M_{\unicode[STIX]{x1D714}}$ and $N_{\unicode[STIX]{x1D714}}$ are factors. If $M~\overline{\otimes }~N$ is McDuff, then $M$ is McDuff or $N$ is McDuff.
Examples of factors with factorial asymptotic centralizers are obtained by taking infinite tensor products of non-Gamma $\text{II}_{1}$ factors (see Proposition 5.4). These factors were studied in [Reference PopaPop10]. By combining [Reference PopaPop10, Theorem 4.1] and Theorem F, we obtain the following corollary which is not related to Conjecture D. It provides the first example of a McDuff $\text{II}_{1}$ factor that does not admit any McDuff decomposition in the sense of [Reference Houdayer, Marrakchi and VerraedtHMV16].
Corollary G. Let $M=\overline{\bigotimes }_{n\in \mathbf{N}}M_{n}$ be an infinite tensor product of non-Gamma type $\text{II}_{1}$ factors $M_{n},\hspace{2.22198pt}n\in \mathbf{N}$ . Let $N$ be a type $\text{II}_{1}$ factor such that $M\cong N~\overline{\otimes }~R$ . Then $M\cong N$ .
Before we conclude this introduction, let us say a few words about the methods used to obtain these results. The proof of Theorem A (and Theorem C) is based on a so-called maximality argument. This technique involves patching ‘microscopic’ elements satisfying a given property in order to obtain a ‘macroscopic’ element satisfying this same property. The term ‘maximality’ is a reference to Zorn’s lemma which is used in the patching procedure. Maximality arguments in the theory of von Neumann algebras were initiated in [Reference Murray and von NeumannMvN43]. Since then, they have been used fruitfully in many of the deepest results of the theory, reaching higher and higher levels of sophistication in [Reference ConnesCon76, Reference Connes and StormerCS76, Reference ConnesCon85, Reference HaagerupHaa86, Reference PopaPop86] and culminating in the incremental patching method of [Reference PopaPop87, Reference PopaPop95, Reference PopaPop14]. See also [Reference MarrakchiMar16, Reference Houdayer, Marrakchi and VerraedtHMV17, Reference MarrakchiMar18] for other recent applications of maximality arguments. On the other hand, the proofs of Theorems E and F are based on a completely different technique which appears in [Reference Ioana and VaesIV15] and which is inspired by an averaging trick of Haagerup [Reference HaagerupHaa85]. By using this technique, one can reduce some problems on arbitrary tensor products $M~\overline{\otimes }~N$ to the much easier case where one of the two algebras is abelian. This very elementary transfer principle is surprisingly powerful and Theorems E and F are two applications among many others.
Notation
For simplicity, in this paper, all probability spaces are standard and all von Neumann algebras have separable predual (except ultraproducts). We fix some non-principal ultrafilter $\unicode[STIX]{x1D714}\in \unicode[STIX]{x1D6FD}\mathbf{N}\setminus \mathbf{N}$ once and for all. We denote by $\text{L}({\mathcal{R}})$ the von Neumann algebra of a probability measure preserving (p.m.p.) equivalence relation ${\mathcal{R}}$ (see [Reference Feldman and MooreFM77]). We denote by $[{\mathcal{R}}]$ (respectively, $[[{\mathcal{R}}]]$ ) its full group (respectively, full pseudo-group) and we will identify them with the corresponding unitaries (respectively, partial isometries) in the von Neumann algebra $\text{L}({\mathcal{R}})$ . In particular, if $v,w\in [[{\mathcal{R}}]]$ , then $\Vert v-w\Vert _{2}$ refers to the $2$ -norm of $\text{L}({\mathcal{R}})$ .
2 A local characterization of stable equivalence relations
In this section we establish the following more precise version of Theorem A. The proof is inspired by [Reference ConnesCon76, Theorem 2.1] and [Reference ConnesCon85, Theorem 2].
Theorem 2.1. Let ${\mathcal{R}}$ be an ergodic p.m.p. equivalence relation on a probability space $(X,\unicode[STIX]{x1D707})$ . Then the following statements are equivalent.
(i) ${\mathcal{R}}$ is stable.
(ii) For every finite set $K\subset [[{\mathcal{R}}]]$ and every $\unicode[STIX]{x1D700}>0$ , there exists $v\in [[{\mathcal{R}}]]$ such that
$$\begin{eqnarray}\displaystyle & \displaystyle v^{2}=0, & \displaystyle \nonumber\\ \displaystyle & \displaystyle vv^{\ast }+v^{\ast }v=1, & \displaystyle \nonumber\\ \displaystyle & \displaystyle \forall u\in K,\quad \Vert vu-uv\Vert _{2}<\unicode[STIX]{x1D700}. & \displaystyle \nonumber\end{eqnarray}$$(iii) For every finite set $K\subset [[{\mathcal{R}}]]$ and every $\unicode[STIX]{x1D700}>0$ , there exists $v\in [[{\mathcal{R}}]]$ such that
$$\begin{eqnarray}\displaystyle & \displaystyle v^{2}=0, & \displaystyle \nonumber\\ \displaystyle & \displaystyle \forall u\in K,\quad \Vert vu-uv\Vert _{2}<\unicode[STIX]{x1D700}\Vert v\Vert _{2}. & \displaystyle \nonumber\end{eqnarray}$$(iv) For every finite set $K\subset [[{\mathcal{R}}]]$ and every $\unicode[STIX]{x1D700}>0$ , there exists $v\in [[{\mathcal{R}}]]$ such that
$$\begin{eqnarray}\forall u\in K,\quad \Vert vu-uv\Vert _{2}<\unicode[STIX]{x1D700}\Vert vv^{\ast }-v^{\ast }v\Vert _{2}.\end{eqnarray}$$
Proof. The equivalence $(\text{i})\Leftrightarrow (\text{ii})$ is proved in [Reference Jones and SchmidtJS87]. The implications $(\text{ii})\Rightarrow (\text{iii})\Rightarrow (\text{iv})$ are clear.
First, we show that $(\text{iv})\Rightarrow (\text{iii})$ . Let $K=K^{\ast }\subset [[{\mathcal{R}}]]$ be a finite symmetric set and $\unicode[STIX]{x1D700}>0$ . Choose $v\in [[{\mathcal{R}}]]$ such that
Let $w=v(1-vv^{\ast })\in [[{\mathcal{R}}]]$ . Then $w^{2}=0$ . Moreover, a simple computation shows that
and we have $\Vert vv^{\ast }-v^{\ast }v\Vert _{2}=\Vert ww^{\ast }-w^{\ast }w\Vert _{2}=\sqrt{2}\Vert w\Vert _{2}$ . Hence we obtain
Next, we prove that if ${\mathcal{R}}$ satisfies condition (iii) then every corner of ${\mathcal{R}}$ also satisfies it. Let $Y\subset X$ be a non-zero subset and $p=1_{Y}$ . Suppose that the corner ${\mathcal{R}}_{Y}$ does not satisfy (iii). Then we can find a finite set $K\subset p[[{\mathcal{R}}]]p$ and a constant $\unicode[STIX]{x1D705}>0$ such that, for all $v\in p[[{\mathcal{R}}]]p$ with $v^{2}=0$ , we have
Since ${\mathcal{R}}$ is ergodic, we can find a finite set $S\subset [[{\mathcal{R}}]]$ such that $\sum _{w\in S}w^{\ast }w=p^{\bot }$ and $ww^{\ast }\leqslant p$ for all $w\in S$ . Then, for every $v\in [[{\mathcal{R}}]]$ , we have
and, for all $w\in S$ , we have
Hence, we obtain
Moreover, we have
hence
Now fix $v\in [[{\mathcal{R}}]]$ such that $v^{2}=0$ . Since $(pvp)^{2}=0$ , we know, by assumption, that
Therefore, we finally obtain
This shows that ${\mathcal{R}}$ does not satisfy (iii).
Finally, we use a maximality argument to show that $(\text{iii})\Rightarrow (\text{ii})$ . Let $u_{1},\ldots ,u_{n}\in [[{\mathcal{R}}]]$ be a finite family and let $\unicode[STIX]{x1D700}>0$ and $\unicode[STIX]{x1D6FF}=8\unicode[STIX]{x1D700}$ . Consider the set $\unicode[STIX]{x1D6EC}$ of all $(v,U_{1},\ldots ,U_{n})\in [[{\mathcal{R}}]]^{n+1}$ such that
– $v^{2}=0$ ,
– $[U_{k},vv^{\ast }+v^{\ast }v]=0$ for all $k=1,\ldots ,n$ ,
– $\Vert vU_{k}-U_{k}v\Vert _{2}\leqslant \unicode[STIX]{x1D700}\Vert v\Vert _{2}$ for all $k=1,\ldots ,n$ ,
– $\Vert U_{k}-u_{k}\Vert _{1}\leqslant \unicode[STIX]{x1D6FF}\Vert v\Vert _{1}$ .
On $\unicode[STIX]{x1D6EC}$ put the order relation given by
if and only if $v\leqslant v^{\prime }$ and $\Vert U_{k}^{\prime }-U_{k}\Vert _{1}\leqslant \unicode[STIX]{x1D6FF}(\Vert v^{\prime }\Vert _{1}-\Vert v\Vert _{1})$ for all $k=1,\ldots ,n$ . Then $\unicode[STIX]{x1D6EC}$ is an inductive set (because $[[{\mathcal{R}}]]$ is inductive and is also complete for the distance given by $\Vert \cdot \Vert _{1}$ ). By Zorn’s lemma, let $v\in \unicode[STIX]{x1D6EC}$ be a maximal element. Suppose that $q=vv^{\ast }+v^{\ast }v\neq 1$ . Since, by the previous step, all corners of ${\mathcal{R}}$ also satisfy (iii), we can apply it to $K=\{U_{k}q^{\bot }\mid k=1,\ldots ,n\}\subset q^{\bot }[[{\mathcal{R}}]]q^{\bot }$ in order to find a non-zero element $w\in q^{\bot }[[{\mathcal{R}}]]q^{\bot }$ , with $w^{2}=0$ such that
for all $k=1,\ldots ,n$ .
Now let
– $p:=ww^{\ast }+w^{\ast }w$ ,
– $U_{k}^{\prime }:=pU_{k}p+p^{\bot }U_{k}p^{\bot }$ ,
– $v^{\prime }:=v+w$ ,
– $q^{\prime }:=v^{\prime }(v^{\prime })^{\ast }+(v^{\prime })^{\ast }v^{\prime }=q+p$ .
Note that $(v^{\prime })^{2}=0$ and $[U_{k}^{\prime },q^{\prime }]=0$ for all $k$ . We also have
Moreover, by the Cauchy–Schwarz inequality, we have
Since $\Vert v^{\prime }\Vert _{1}=\Vert v\Vert _{1}+\Vert w\Vert _{1}$ , this implies that
and
Therefore $v^{\prime }\in \unicode[STIX]{x1D6EC}$ and $v\leqslant v^{\prime }$ . This contradicts the maximality of $v$ . Hence we must have $v^{\ast }v\,+\,vv^{\ast }=q=1$ . Moreover, since
and
we conclude that
Since such a $v$ exists for every $\unicode[STIX]{x1D700}>0$ , we have proved (ii).◻
3 Proof of Theorem B
In this section we prove Theorem B. We need to introduce some notation which will be useful in order to decompose elements of the full pseudo-group $[[{\mathcal{R}}\times {\mathcal{S}}]]$ as functions from ${\mathcal{R}}$ to $[[{\mathcal{S}}]]$ .
Let ${\mathcal{R}}$ be a p.m.p. equivalence relation on a probability space $(X,\unicode[STIX]{x1D707})$ . We denote by $\tilde{\unicode[STIX]{x1D707}}$ the canonical $\unicode[STIX]{x1D70E}$ -finite measure on ${\mathcal{R}}$ induced by $\unicode[STIX]{x1D707}$ . Then $\text{L}^{2}({\mathcal{R}}):=\text{L}^{2}({\mathcal{R}},\tilde{\unicode[STIX]{x1D707}})$ can be identified with the canonical $\text{L}^{2}$ -space of $\text{L}({\mathcal{R}})$ . For every $x\in \text{L}({\mathcal{R}})$ , we denote by $\widehat{x}$ the corresponding vector in $\text{L}^{2}({\mathcal{R}})$ . If $v\in [[{\mathcal{R}}]]$ , then $\widehat{v}$ is just the indicator function of the graph of $v$ . We denote by $\mathfrak{P}(X)$ the set of projections of $\text{L}^{\infty }(X,\unicode[STIX]{x1D707})$ . For every $p\in \mathfrak{P}(X)$ , we can view $\widehat{p}$ as an indicator function in $\text{L}^{2}(X)$ , where $\text{L}^{2}(X)$ is embedded into $\text{L}^{2}({\mathcal{R}})$ via the diagonal inclusion.
If ${\mathcal{S}}$ is a second p.m.p. equivalence relation on $(Y,\unicode[STIX]{x1D708})$ , then for any $v\in [[{\mathcal{R}}\times {\mathcal{S}}]]$ , there exists a unique function $v_{{\mathcal{S}}}\in \text{L}^{0}({\mathcal{R}},[[{\mathcal{S}}]])$ which satisfies
for almost every (a.e.) $(x,x^{\prime },y,y^{\prime })\in {\mathcal{R}}\times {\mathcal{S}}$ .
If $p\in \mathfrak{P}(X\times Y)$ , then there exists a unique function $p_{Y}\in \text{L}^{0}(X,\mathfrak{P}(Y))$ such that
for a.e. $(x,y)\in X\times Y$ .
All this heavy notation is needed for the following key lemma which allows us to decompose a commutator in $[[{\mathcal{R}}\times {\mathcal{S}}]]$ into two parts which we will be able to control independently. The proof is just an easy computation.
Lemma 3.1. Let ${\mathcal{R}}$ and ${\mathcal{S}}$ be two p.m.p. equivalence relations on $(X,\unicode[STIX]{x1D707})$ and $(Y,\unicode[STIX]{x1D708})$ , respectively. Let ${\mathcal{R}}\times {\mathcal{S}}$ be the product p.m.p. equivalence relation on $(X\times Y,\unicode[STIX]{x1D707}\otimes \unicode[STIX]{x1D708})$ . Let $v\in [[{\mathcal{R}}\times {\mathcal{S}}]]$ and $p\in \mathfrak{P}(X\times Y)$ . Let $v_{1}:=v_{{\mathcal{R}}}\in \text{L}^{0}({\mathcal{S}},[[{\mathcal{R}}]])$ and $v_{2}:=v_{{\mathcal{S}}}\in \text{L}^{0}({\mathcal{R}},[[{\mathcal{S}}]])$ be the two functions defined by $v$ . Let $p_{1}:=p_{X}\in \text{L}^{0}(Y,\mathfrak{P}(X))$ and $p_{2}:=p_{Y}\in \text{L}^{0}(X,\mathfrak{P}(Y))$ be the two functions defined by $p$ .
Define $\unicode[STIX]{x1D709}_{1}\in \text{L}^{2}({\mathcal{S}},\text{L}^{2}({\mathcal{R}}))$ by
and $\unicode[STIX]{x1D709}_{2}\in \text{L}^{2}({\mathcal{R}},\text{L}^{2}({\mathcal{S}}))$ by
Then, after identifying $\text{L}^{2}({\mathcal{S}},\text{L}^{2}({\mathcal{R}}))\cong \text{L}^{2}({\mathcal{R}},\text{L}^{2}({\mathcal{S}}))\cong \text{L}^{2}({\mathcal{R}}\times {\mathcal{S}})$ , we have $\widehat{[v,p]}=\unicode[STIX]{x1D709}_{1}+\unicode[STIX]{x1D709}_{2}$ .
Proof. For a.e. $(x,x^{\prime },y,y^{\prime })\in {\mathcal{R}}\times {\mathcal{S}}$ , we compute
hence the required equality. ◻
Proof of Theorem B.
Clearly, if ${\mathcal{R}}$ or ${\mathcal{S}}$ is stable then ${\mathcal{R}}\times {\mathcal{S}}$ is also stable. Now suppose that ${\mathcal{R}}$ and ${\mathcal{S}}$ are not stable. Then, by Theorem 2.1, we can find a constant $\unicode[STIX]{x1D705}_{1}>0$ and a finite set $K_{1}\subset [[{\mathcal{R}}]]$ such that, for all $v\in [[{\mathcal{R}}]]$ , we have
Similarly, we can find a constant $\unicode[STIX]{x1D705}_{2}>0$ and a finite set $K_{2}\subset [[{\mathcal{S}}]]$ such that, for all $v\in [[{\mathcal{S}}]]$ , we have
In order to prove that ${\mathcal{R}}\times {\mathcal{S}}$ is not stable, we will show that, for all $v\in [[{\mathcal{R}}\times {\mathcal{S}}]]$ with $v^{2}=0$ , we have
where $\unicode[STIX]{x1D705}=2(\unicode[STIX]{x1D705}_{1}+\unicode[STIX]{x1D705}_{2})$ and $K=(K_{1}\otimes 1)\cup (1\otimes K_{2})$ .
Indeed, let $v\in [[{\mathcal{R}}\times {\mathcal{S}}]]$ with $v^{2}=0$ and let $p=v^{\ast }v$ . Using the notation of Lemma 3.1, we can write $\widehat{v}=\widehat{[v,p]}=\unicode[STIX]{x1D709}_{1}+\unicode[STIX]{x1D709}_{2}$ and we have the formulas
Since $pv=0$ , then for a.e. $(y,y^{\prime })\in {\mathcal{S}}$ we have that $p_{1}(y)v_{1}(y,y^{\prime })=0$ , hence
This shows that
After integrating over ${\mathcal{S}}$ and using the formula
we obtain
Similarly, since $vp=v$ , we have $v_{2}(x,x^{\prime })p_{2}(x^{\prime })=v_{2}(x,x^{\prime })$ for a.e $(x,x^{\prime })\in {\mathcal{R}}$ , hence
Then, proceeding as before, we show that
Finally, since $\widehat{v}=\widehat{[v,p]}=\unicode[STIX]{x1D709}_{1}+\unicode[STIX]{x1D709}_{2}$ , we conclude that
as required. ◻
4 A local characterization of McDuff factors
In this section, we establish Theorem C. The proof is more involved than the proof of Theorem A. We will need the following lemma (for a proof see [Reference ConnesCon76, Lemma 1.2.6], [Reference Connes and StormerCS76, Proposition 1] and [Reference Connes and StormerCS76, Theorem 2]).
Lemma 4.1. Let $(M,\unicode[STIX]{x1D70F})$ be a tracial von Neumann algebra. For every $x\in M$ and every $t\geqslant 0$ , let
where $x=u|x|$ is the polar decomposition of $x$ .
(i) For all $x\in M$ , we have
$$\begin{eqnarray}\int _{0}^{\infty }\Vert u_{t^{1/2}}(x)\Vert _{2}^{2}\;dt=\Vert x\Vert _{2}^{2}.\end{eqnarray}$$(ii) For all $x,y\in M^{+}$ , we have
$$\begin{eqnarray}\Vert x-y\Vert _{2}^{2}\leqslant \int _{0}^{\infty }\Vert u_{t^{1/2}}(x)-u_{t^{1/2}}(y)\Vert _{2}^{2}\,dt.\end{eqnarray}$$(iii) For all $x\in M$ and all $a\in M^{+}$ , we have
$$\begin{eqnarray}\int _{0}^{\infty }\Vert u_{t^{1/2}}(x)a-au_{t^{1/2}}(x)\Vert _{2}^{2}\,dt\leqslant 4\Vert xa-ax\Vert _{2}\Vert xa+ax\Vert _{2}.\end{eqnarray}$$
Now we can prove the following more precise version of Theorem C. Note that even if one is only interested in item (iii), one still needs first to prove that it is equivalent to $(\text{iv})^{\prime }$ .
Theorem 4.2. Let $M$ be a factor of type $\text{II}_{1}$ with separable predual. Then the following statements are equivalent.
- $(\text{i})$
$M$ is McDuff.
- $(\text{ii})$
For every finite set $F\subset M$ and every $\unicode[STIX]{x1D700}>0$ , there exists a partial isometry $v\in M$ such that
$$\begin{eqnarray}\displaystyle & \displaystyle vv^{\ast }+v^{\ast }v=1, & \displaystyle \nonumber\\ \displaystyle & \displaystyle \forall a\in F,\quad \Vert va-av\Vert _{2}<\unicode[STIX]{x1D700}. & \displaystyle \nonumber\end{eqnarray}$$- $(\text{iii})$
For every finite set $F\subset M$ and every $\unicode[STIX]{x1D700}>0$ , there exists a partial isometry $v\in M$ such that
$$\begin{eqnarray}\displaystyle & \displaystyle v^{2}=0, & \displaystyle \nonumber\\ \displaystyle & \displaystyle \forall a\in F,\quad \Vert va-av\Vert _{2}<\unicode[STIX]{x1D700}\Vert v\Vert _{2}. & \displaystyle \nonumber\end{eqnarray}$$- $(\text{iii})^{\prime }$
For every finite set $F\subset M$ and every $\unicode[STIX]{x1D700}>0$ , there exists $x\in M$ such that
$$\begin{eqnarray}\displaystyle & \displaystyle x^{2}=0, & \displaystyle \nonumber\\ \displaystyle & \displaystyle \forall a\in F,\quad \Vert xa-ax\Vert _{2}<\unicode[STIX]{x1D700}\Vert x\Vert _{2}. & \displaystyle \nonumber\end{eqnarray}$$- $(\text{iv})$
For every finite set $F\subset M$ and every $\unicode[STIX]{x1D700}>0$ , there exists a partial isometry $v\in M$ such that
$$\begin{eqnarray}\forall a\in F,\quad \Vert va-av\Vert _{2}<\unicode[STIX]{x1D700}\Vert vv^{\ast }-v^{\ast }v\Vert _{2}.\end{eqnarray}$$- $(\text{iv})^{\prime }$
For every finite set $F\subset M$ and every $\unicode[STIX]{x1D700}>0$ , there exists $x\in M$ such that
$$\begin{eqnarray}\forall a\in F,\quad \Vert x\Vert _{2}\cdot \Vert xa-ax\Vert _{2}<\unicode[STIX]{x1D700}\Vert |x|-|x^{\ast }|\Vert _{2}^{2}.\end{eqnarray}$$
Proof. The equivalence $(\text{i})\Leftrightarrow (\text{ii})$ is already known [Reference McDuffMcD70]. First, we show that $(\text{iii})\Leftrightarrow (\text{iii})^{\prime }\Leftrightarrow (\text{iv})\Leftrightarrow (\text{iv})^{\prime }$ . For this, we will prove the implications $(\text{iii})\Rightarrow (\text{iv})^{\prime }\Rightarrow (\text{iv})\Rightarrow (\text{iii})^{\prime }\Rightarrow (\text{iii})$ .
$(\text{iii})\Rightarrow (\text{iv})^{\prime }$ . If $v$ satisfies $(\text{iii})$ then $x:=v$ also satisfies $(\text{iv})^{\prime }$ since $\Vert |x|-|x^{\ast }|\Vert _{2}=\sqrt{2}\Vert x\Vert _{2}$ .
$(\text{iv})^{\prime }\Rightarrow (\text{iv})$ . Suppose, by contradiction, that there exist a finite set $F\subset M$ and a constant $\unicode[STIX]{x1D705}>0$ such that, for all partial isometries $v\in M$ , we have
We can assume that $F\subset M^{+}$ . Let $x\in M$ . Then the above inequality applied to $v:=u_{t}(x)$ yields
for all $t\geqslant 0$ . Therefore, by Lemma 4.1, we obtain
and this contradicts $(\text{iv})^{\prime }$ .
$(\text{iv})\Rightarrow (\text{iii})^{\prime }$ . Let $F=F^{\ast }\subset M$ be a finite self-adjoint set and $\unicode[STIX]{x1D700}>0$ . Pick $v\in M$ , a partial isometry such that
Let $x_{1}=(1-v^{\ast }v)v$ and $x_{2}=v(1-vv^{\ast })$ . Note that $x_{1}^{2}=x_{2}^{2}=0$ . Let $x:=x_{1}$ if $\Vert x_{1}\Vert \geqslant \Vert x_{2}\Vert$ and $x:=x_{2}$ otherwise. Then
Moreover,
Therefore, since $F$ is self-adjoint, we obtain
$(\text{iii})^{\prime }\Rightarrow (\text{iii})$ . Suppose, by contradiction, that there exist a finite set $F\subset M$ and a constant $\unicode[STIX]{x1D705}>0$ such that, for all partial isometries $v\in M$ with $v^{2}=0$ , we have
We can assume that $F\subset M^{+}$ . Let $x\in M$ such that $x^{2}=0$ . Then, for every $t>0$ , we have $u_{t}(x)^{2}=0$ . Hence, by Lemma 4.1, we have
Since, for every $a\in F$ , we have
we obtain
and this contradicts $(\text{iii})^{\prime }$ .
This finishes the proof of the equivalences $(\text{iii})\Leftrightarrow (\text{iii})^{\prime }\Leftrightarrow (\text{iv})\Leftrightarrow (\text{iv})^{\prime }$ . Next, we will prove that if $M$ satisfies $(\text{iii})$ then $pMp$ also satisfies $(\text{iii})$ for every non-zero projection $p\in M$ . Suppose, by contradiction, $pMp$ does not satisfy $(\text{iii})$ . Then $pMp$ does not satisfy $(\text{iv})^{\prime }$ . Hence we can find a constant $\unicode[STIX]{x1D705}>0$ and a finite set $F\subset pMp$ such that
Take $S\subset M$ a finite set of partial isometries such that $\sum _{w\in S}w^{\ast }w=p^{\bot }$ and $ww^{\ast }\leqslant p$ for all $w\in S$ . Now take a partial isometry $v\in M$ with $v^{2}=0$ and let $x:=pvp$ . Then we have
and, for all $w\in S$ ,
Hence, we obtain
Moreover, we have
hence
Now, by assumption, we have
Moreover, we have
and
Hence, by using the fact that $v^{2}=0$ , we get
which implies that
Therefore, we obtain
Finally, using the fact that
and
we can conclude that
for some $\unicode[STIX]{x1D705}^{\prime }>0$ , some finite set $F^{\prime }\subset M$ and all partial isometries $v\in M$ with $v^{2}=0$ . This shows that $M$ does not satisfy $(\text{iii})$ , as required.
Finally, one can prove $(\text{iii})\Rightarrow (\text{ii})$ by using exactly the same maximality argument that we used in the proof of Theorem 2.1.◻
5 Another approach to Question D
The following lemma is extracted from [Reference Ioana and VaesIV15] and is inspired by a trick used in [Reference HaagerupHaa85]. Recall that if $M$ is a von Neumann algebra, then $\text{L}^{2}(M^{\unicode[STIX]{x1D714}})$ is in general much smaller than the ultraproduct Hilbert space $\text{L}^{2}(M)^{\unicode[STIX]{x1D714}}$ (see [Reference ConnesCon76, Proposition 1.3.1]).
Lemma 5.1. Let $M$ and $N$ be finite von Neumann algebras. Fix a tracial state $\unicode[STIX]{x1D70F}$ on $M$ and pick an orthonormal basis $(e_{n})_{n\in \mathbf{N}}$ of $(M,\unicode[STIX]{x1D70F})$ . Let $A=\text{L}^{\infty }(\mathbb{T}^{\mathbf{N}})=\text{L}^{\infty }(\mathbb{T})^{~\overline{\otimes }~\mathbf{N}}$ and, for each $n\in \mathbf{N}$ , let $u_{n}\in {\mathcal{U}}(A)$ be the canonical generator of the $n$ th copy of $\text{L}^{\infty }(\mathbb{T})$ . Let $V:\text{L}^{2}(M)\rightarrow \text{L}^{2}(A)$ be the unique (non-surjective) isometry which sends $e_{n}$ to $u_{n}$ for every $n\in \mathbf{N}$ .
Then the naturally defined ultraproduct isometry
sends $\text{L}^{2}((M~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}})$ into $\text{L}^{2}((A~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}})$ .
Lemma 5.1 is useful because it allows us to reduce many problems on sequences in tensor products $M~\overline{\otimes }~N$ to the case where $M$ is abelian. We now present two applications of this principle.
The first one slightly generalizes [Reference Ioana and VaesIV15, Corollary]. We will need it for Theorem E.
Proposition 5.2. Let $M$ and $N$ be finite von Neumann algebras. For any von Neumann subalgebras $Q,P\subset N$ such that $Q^{\prime }\cap N^{\unicode[STIX]{x1D714}}\subset P^{\unicode[STIX]{x1D714}}$ , we have
Proof. First, we deal with the case where $M$ is abelian, that is, $M=\text{L}^{\infty }(T,\unicode[STIX]{x1D707})$ for some probability space $(T,\unicode[STIX]{x1D707})$ . Take $(x_{n})^{\unicode[STIX]{x1D714}}$ in the unit ball of $(1~\overline{\otimes }~Q)^{\prime }\cap (M~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}}$ and write $x_{n}=(t\mapsto x_{n}(t))\in M~\overline{\otimes }~N=\text{L}^{\infty }(T,\unicode[STIX]{x1D707},N)$ for every $n\in \mathbf{N}$ . Let $\unicode[STIX]{x1D700}>0$ and choose a finite set $F\subset Q$ and $\unicode[STIX]{x1D6FF}>0$ such that, for every $x$ in the unit ball of $N$ , we have
Since $(x_{n})^{\unicode[STIX]{x1D714}}\in (1~\overline{\otimes }~Q)^{\prime }\cap (M~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}}$ , we have
Hence, we have
This means that
and since this holds for every $\unicode[STIX]{x1D700}>0$ , we conclude that $(x_{n})^{\unicode[STIX]{x1D714}}\in (M~\overline{\otimes }~P)^{\unicode[STIX]{x1D714}}$ .
We now extend to the general case where $M$ is not necessarily abelian. Let $\unicode[STIX]{x1D709}\in \text{L}^{2}((M~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}})$ be a $Q$ -central vector. We want to show that $\unicode[STIX]{x1D709}\in \text{L}^{2}((M~\overline{\otimes }~P)^{\unicode[STIX]{x1D714}})$ . By Lemma 5.1, we know that $\unicode[STIX]{x1D702}=(V\otimes 1)^{\unicode[STIX]{x1D714}}(\unicode[STIX]{x1D709})\in \text{L}^{2}((A~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}})$ . Since $(V\otimes 1)^{\unicode[STIX]{x1D714}}$ is $N$ -bimodular, we know that $\unicode[STIX]{x1D702}$ is $Q$ -central. Hence, by the abelian case, we obtain that $\unicode[STIX]{x1D702}\in \text{L}^{2}((A~\overline{\otimes }~P)^{\unicode[STIX]{x1D714}})$ . But this clearly implies that $\unicode[STIX]{x1D709}\in \text{L}^{2}((M~\overline{\otimes }~P)^{\unicode[STIX]{x1D714}})$ .◻
Proof of Theorem E.
Suppose that $M~\overline{\otimes }~N$ is McDuff, that is, $(M~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ is non-commutative. By Proposition 5.2, we know that $(M~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}\subset (A~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ , so that $(A~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ is also non-commutative. Therefore, we can find $x=(x_{n})^{\unicode[STIX]{x1D714}}$ and $y=(y_{n})^{\unicode[STIX]{x1D714}}$ in $(A~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ with $\Vert x_{n}\Vert _{\infty },\Vert y_{n}\Vert _{\infty }\leqslant 1$ for all $n$ , such that $\Vert [x,y]\Vert _{2}=\unicode[STIX]{x1D6FF}>0$ . Let $A=\text{L}^{\infty }(T,\unicode[STIX]{x1D707})$ with $(T,\unicode[STIX]{x1D707})$ a probability space. Write $x_{n}=(t\mapsto x_{n}(t))\in A~\overline{\otimes }~N=\text{L}^{\infty }(T,\unicode[STIX]{x1D707},N)$ with $\Vert x_{n}(t)\Vert _{\infty }\leqslant 1$ for all $n$ and $t$ . Similarly, let $y_{n}=(t\mapsto y_{n}(t))$ . Fix $F\subset N$ a finite subset and $\unicode[STIX]{x1D700}>0$ . Since $x,y\in (A~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ , we know that
and
Moreover, since $\Vert [x,y]\Vert _{2}=\unicode[STIX]{x1D6FF}>0$ , we have
Hence, for $n$ large enough, the intersection of these three sets is non-empty, that is, there exists $t$ such that
Hence, by iterating this procedure, we can extract a sequence $a_{k}=x_{n_{k}}(t_{k})$ , $k\in \mathbf{N}$ , and $b_{k}=y_{n_{k}}(t_{k})$ , $k\in \mathbf{N}$ , such that $a=(a_{k})^{\unicode[STIX]{x1D714}}$ and $b=(b_{k})^{\unicode[STIX]{x1D714}}$ are in $N_{\unicode[STIX]{x1D714}}$ and $\Vert [a,b]\Vert _{2}\geqslant \unicode[STIX]{x1D6FF}/2$ . Thus $N_{\unicode[STIX]{x1D714}}$ is not commutative, that is, $N$ is McDuff as we wanted.◻
The second application is the following lemma which we will need in the proof of Theorem F.
Lemma 5.3. Let $M$ and $N$ be finite von Neumann algebras. Then we have
Proof. First, we treat the case where $M$ is abelian, that is, $M=\text{L}^{\infty }(T,\unicode[STIX]{x1D707})$ for some probability space $(T,\unicode[STIX]{x1D707})$ . Let $(a_{k})_{k\in \mathbf{N}}$ be a $\Vert \cdot \Vert _{2}$ -dense sequence in $(N)_{1}$ and let
Let $y=(y_{n})^{\unicode[STIX]{x1D714}}\in {\mathcal{Z}}(N_{\unicode[STIX]{x1D714}})$ with $\Vert y_{n}\Vert _{\infty }\leqslant 1$ for all $n$ . By [Reference McDuffMcD70, Lemma 10], there exists a sequence of sets $U_{k}\in \unicode[STIX]{x1D714}$ , $k\in \mathbf{N}$ , such that
Let $x=(x_{n})^{\unicode[STIX]{x1D714}}\in (1\otimes N)^{\prime }\cap (M~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}}$ with $\Vert x_{n}\Vert _{\infty }\leqslant 1$ for all $n\in \mathbf{N}$ . We want to show that $x(1\otimes y)=(1\otimes y)x$ . Write $x_{n}=(t\mapsto x_{n}(t))\in M~\overline{\otimes }~N=\text{L}^{\infty }(T,\unicode[STIX]{x1D707},N)$ with $\Vert x_{n}(t)\Vert _{\infty }\leqslant 1$ for all $t$ and all $n\in \mathbf{N}$ . Since $x\in (1\otimes N)^{\prime }\cap (M~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}}$ , there exists a sequence of sets $V_{k}\in \unicode[STIX]{x1D714}$ such that
for all $n\in V_{k}$ .
Therefore, for all $n\in U_{k}\cap V_{k}$ , we have
which implies that
Since $U_{k}\cap V_{k}\in \unicode[STIX]{x1D714}$ for all $k\in \mathbf{N}$ , we conclude that $\lim _{n\rightarrow \unicode[STIX]{x1D714}}\Vert [1\otimes y_{n},x_{n}]\Vert _{2}=0$ as required.
Finally, we extend to the general case where $M$ is not necessarily abelian. Let $\unicode[STIX]{x1D709}\in \text{L}^{2}((M~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}})$ be an $N$ -central vector. We want to show that $\unicode[STIX]{x1D709}$ is ${\mathcal{Z}}(N_{\unicode[STIX]{x1D714}})$ -central. By Lemma 5.1, we know that $\unicode[STIX]{x1D702}=(V\otimes 1)^{\unicode[STIX]{x1D714}}(\unicode[STIX]{x1D709})\in \text{L}^{2}((A~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}})$ . Since $(V\otimes 1)^{\unicode[STIX]{x1D714}}$ is $N$ -bimodular, we know that $\unicode[STIX]{x1D702}$ is $N$ -central. Hence, by the abelian case, we obtain that $\unicode[STIX]{x1D702}$ is ${\mathcal{Z}}(N_{\unicode[STIX]{x1D714}})$ -central. Since $(V\otimes 1)^{\unicode[STIX]{x1D714}}$ is $N^{\unicode[STIX]{x1D714}}$ -bimodular, we conclude that $\unicode[STIX]{x1D709}$ is also ${\mathcal{Z}}(N_{\unicode[STIX]{x1D714}})$ -central.◻
Proof of Theorem F.
By Lemma 5.3, we know that $1\otimes {\mathcal{Z}}(N_{\unicode[STIX]{x1D714}})$ is contained in the center of $(1\otimes N)^{\prime }\cap (M~\overline{\otimes }~N)^{\unicode[STIX]{x1D714}}$ , hence it is also contained in the center of $(M~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ . Since $(M~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ is a factor, this implies that $N_{\unicode[STIX]{x1D714}}$ is also a factor, and the same argument shows that $M_{\unicode[STIX]{x1D714}}$ is a factor.
Now suppose that $M~\overline{\otimes }~N$ is McDuff. Then $(M~\overline{\otimes }~N)_{\unicode[STIX]{x1D714}}$ is non-trivial. Thus $M_{\unicode[STIX]{x1D714}}$ or $N_{\unicode[STIX]{x1D714}}$ is also non-trivial (use [Reference ConnesCon76, Corollary 2.2] or Proposition 5.2). This means that $M_{\unicode[STIX]{x1D714}}$ or $N_{\unicode[STIX]{x1D714}}$ is a non-trivial factor. In particular, $M$ or $N$ is McDuff.◻
The following fact is well known to experts, but we provide a proof for the reader’s convenience.
Proposition 5.4. Let $M=\overline{\bigotimes }_{n\in \mathbf{N}}M_{n}$ be an infinite tensor product of non-Gamma type $\text{II}_{1}$ factors $M_{n},\hspace{2.22198pt}n\in \mathbf{N}$ . Then $M_{\unicode[STIX]{x1D714}}$ is a factor.
Proof. For every $n\in \mathbf{N}$ , we let
Suppose that $(x_{k})_{k\in \mathbf{N}}$ is a non-trivial central sequence in $M$ with $\Vert x_{k}\Vert _{2}=1$ and $\unicode[STIX]{x1D70F}(x_{k})=0$ for all $k\in \mathbf{N}$ . Then, since $Q_{n}$ is non-Gamma, we know by [Reference ConnesCon76, Theorem 2.1] that $\lim _{k}\Vert x_{k}-E_{Q_{n}^{\prime }\cap M}(x_{k})\Vert _{2}=0$ . Hence we can find a sequence $(n_{k})_{k\in \mathbf{N}}$ with $n_{k}\rightarrow \infty$ such that $\Vert E_{Q_{n_{k}}^{\prime }\cap M}(x_{k})\Vert _{2}\geqslant \frac{1}{2}$ for all $k\in \mathbf{N}$ . Let $y_{k}=E_{Q_{n_{k}}^{\prime }\cap M}(x_{k})$ . Since $Q_{n_{k}}^{\prime }\cap M$ is a finite factor, we know that $0=\unicode[STIX]{x1D70F}(x_{k})=\unicode[STIX]{x1D70F}(y_{k})$ is in the weakly closed convex hull of
Hence, there must exist some unitary $u_{k}\in {\mathcal{U}}(Q_{n_{k}}^{\prime }\cap M)$ such that
which yields $\Vert [u_{k},x_{k}]\Vert _{2}\geqslant \frac{1}{4}$ . But, by construction, $(u_{k})_{k\in \mathbf{N}}$ is a central sequence in $M$ . This shows that $(x_{k})_{k\in \mathbf{N}}$ is not in the center of $M_{\unicode[STIX]{x1D714}}$ . Therefore $M_{\unicode[STIX]{x1D714}}$ is a factor.◻
Proof of Corollary G.
By Proposition 5.4, we know that $M_{\unicode[STIX]{x1D714}}$ is a factor. By Theorem F, we then know that $N_{\unicode[STIX]{x1D714}}$ is also a factor. Since $N$ has property Gamma thanks to [Reference PopaPop10, Theorem 4.1], we conclude that $N_{\unicode[STIX]{x1D714}}$ is non-commutative or equivalently that $N$ is McDuff. Thus $N\cong N~\overline{\otimes }~R\cong M$ as required.◻
Acknowledgements
It is our pleasure to thank Cyril Houdayer and Sorin Popa for their valuable comments and Yusuke Isono for the thought-provoking discussions we had. We would also like thank the anonymous referees for their many useful suggestions which improved the exposition of this paper.