Hostname: page-component-cd9895bd7-gxg78 Total loading time: 0 Render date: 2024-12-27T10:27:08.509Z Has data issue: false hasContentIssue false

Housing and Citizenship: Building Social Rights in Twentieth-Century Portugal

Published online by Cambridge University Press:  01 May 2009

PEDRO RAMOS PINTO*
Affiliation:
School of Arts, Histories and Cultures, University of Manchester, Oxford Road, Manchester M13 9PL; pedro.ramospinto@manchester.ac.uk.

Abstract

This article investigates the origins of modern citizenship in Portugal through the example of the historical construction of housing as a social right. It argues this process owes much to the centralisation and strengthening of the state undertaken by Salazar's ‘New State’ (1933–74), whose transformative project changed the nature of the relationship between the governing and the governed, making political claims based on social rights plausible. The ensuing political dynamic changed the nature of the social contract in Portugal, tying the legitimacy of the state to the provision of social rights, a factor which eventually contributed to the dictatorship's demise.

Logement et citoyenneté: la construction de droits sociaux au portugal du viengtième siècle

Cet article analyse les origines de la citoyenneté moderne au Portugal à travers l'exemple de la construction historique du logement comme droit social. L'auteur argumente que ce processus est dû en grande partie à la centralisation et au renforcement de l'état sous l’‘état nouveau’ de Salazar (1933–1974). Son projet transformateur a changé la nature de la relation entre gouvernants et gouvernés, et a rendu plausible des revendications politiques basées sur des droits sociaux. La dynamique politique qui en suivait a changé la nature du contrat social au Portugal. L’état tenait sa légitimité du fait qu'il garantissait des droits sociaux, un facteur qui a finalement contribué à la fin de la dictature.

Wohnungsbaupolitik und staatsbürgerschaft: der aufbau sozialer rechte im portugal des 20. jahrhunderts

Dieser Artikel untersucht die Ursprünge der modernen Staatsbürgerschaft in Portugal am Beispiel der historischen Konstruktion des Wohnens als soziales Recht. Der Autor argumentiert, daβ dieser Prozess zu einem groβen Teil von der Zentralisierung und Stärkung des Staates unter Salazars ‘neuem Staat’ abhing. Dieses Projekt änderte die Beziehung zwischen Regierenden und Regierten und ermöglichte dadurch auf sozialen Rechten basierte politische Forderungen. Die daraus folgende politische Dynamik änderte die Natur des Sozialvertrages in Portugal, indem die Legitimität des Staates an soziale Rechte geknüpft wurde. Dieser Faktor trug letztlich zum Ende der Diktatur bei.

Type
Articles
Copyright
Copyright © Cambridge University Press 2009

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

1 Bermeo, Nancy G., The Revolution within the Revolution: Workers’ Control in Rural Portugal (Princeton: Princeton University Press, 1986)CrossRefGoogle Scholar; Bermeo, Nancy G., ‘Myths of Moderation: Confrontation and Conflict during Democratic Transitions’, Comparative Politics, 29 (1997), 305–22CrossRefGoogle Scholar; Cerezales, Diego Palacios, O Poder Caiu na Rua – Crise de Estado e Acções Colectivas na Revolução Portuguesa 1974–1975 (Lisbon: Imprensa das Ciências Sociais, 2003)Google Scholar; Muñoz, Rafael Durán, Contención y Transgresión – Las movilizaciones sociales y el Estado en las transiciones española y portuguesa (Madrid: Centro de Estudios Políticos y Constitucionales, 2000)Google Scholar.

2 Pinto, Pedro Ramos, ‘Urban Social Movements and the Transition to Democracy in Portugal, 1974–1976’, Historical Journal, 52, 4 (2008), 1025–46CrossRefGoogle Scholar. Older, but important, works include Downs, Charles, Revolution at the Grassroots: Community Organizations in the Portuguese Revolution (Albany: SUNY Press, 1989)Google Scholar; Leitão, Luís, Dias, António, Manuel, Jorge and Dianoux, Laurent, ‘Mouvements urbains et comissions de Moradores au Portugal (1974–1976)’, Les Temps Modernes, 34 (1978), 652–84Google Scholar; Vitor Matias Ferreira, ‘A Cidade e o Campo. Uma leitura comparada do movimento social, 1974–1975’, Revista Crítica de Ciências Sociais (1987), 549–78.

3 This article treats citizenship not as a category, but rather in Charles Tilly's sense of a set of relations between a state and a population composed of ‘enforceable rights and obligations’, which, following T. H. Marshall, can be categorised as political, civic and social rights. Modern forms of citizenship have come to be defined by a fairly expansive combination of all three kinds. Tilly, Charles, ‘Citizenship, Identity and Social History’, International Review of Social History, 40 (1995), 117CrossRefGoogle Scholar; Marshall, T. H., Class, Citizenship and Social Development (Garden City, NJ: Doubleday & Co., 1964)Google Scholar.

4 Ramos, Rui, ‘Portuguese, but not Citizens: Restricted Citizenship in Contemporary Portugal’, in Bellamy, Richard, Castiglione, Dario and Santoro, Emilio, eds., Lineages of European Citizenship: Rights, Belonging and Participation in Eleven Nation States (Basingstoke: Palgrave Macmillan, 2004), 92112CrossRefGoogle Scholar; Rui Ramos, ‘Sobre o Carácter Revolucionário da Primeira Républica Portuguesa (1910–1926): uma primeira abordagem’, Polis: Revista de Estudos Jurídico-Políticos, (2003), 5–60.

5 Marshall, Class; Turner, Bryan S., Citizenship and Capitalism (London: Allen & Unwin, 1986)Google Scholar; Tilly, Charles, Contention and Democracy in Europe, 1650–2000 (Cambridge: Cambridge University Press, 2004)Google Scholar.

6 Ramos, Rui, ‘A Segunda Fundação (1890–1926)’, in Mattoso, José, ed., História de Portugal, (Lisbon: Estampa, 1993), VI, 8391Google Scholar.

7 Mónica, Maria Filomena, Artesãos e Operários: Indústria, Capitalismo e Classe Operária em Portugal (1870–1934) (Lisbon: Instituto das Ciências Sociais, 1986), 148–53Google Scholar; Cabral, Manuel Villaverde, Portugal na Alvorada do Século XX: Forças Sociais, Poder Político e Crescimento Económico de 1890 a 1914 (Lisbon: A Regra do Jogo, 1979), 317, 319Google Scholar; Mann, Michael, ‘Ruling Class Strategies and Citizenship’, Sociology, 21 (1987), 339–54, 344CrossRefGoogle Scholar.

8 On the difficult birth of the beginnings of a ‘welfare state’ in Portugal – including the opposition of voluntary credit unions whose membership included a large proportion of the urban working class – to social insurance legislation, see Pereira, Miriam Halpern, ‘As origens do Estado-Providência em Portugal: as Novas Fronteiras entre Público e Privado’, in Teixeira, Nuno Severiano and Pinto, António Costa, eds., A Primeira Républica Portuguesa – entre o Liberalismo e o Autoritarismo (Lisbon: Edições Colibri, 1999), 4776Google Scholar.

9 Much of the political rhetoric on housing problems of the late nineteenth and early twentieth century – often promoted by the Republican Party itself – placed blame with landlords. In 1912, concurrent demonstrations by landlords and tenants had to be prevented from coming to blows by the Republican Guard. Ferreira, David, ‘Inquilinato’, in Serrão, Joel, ed., Dicionário da História de Portugal, Vol. II (Lisbon: Iniciativas Editoriais, 1971), 551–2Google Scholar. For overviews of the history of working-class housing in Portugal in the later nineteenth and early twentieth centuries see Marielle Christine Gros, ‘“Pequena” história do alojamento social em Portugal’, Sociedade e Território (1994), 80–90; Silva, Carlos Nunes, ‘Mercado e Políticas de Habitação em Portugal: a questão da habitação na primeira metade do século XX’, Análise Social, 29 (1994), 665–76Google Scholar; Teixeira, Manuel C., ‘As estratégias de habitação em Portugal, 1880–1940’, Análise Social, 27 (1992), 6589Google Scholar; Pereira, Nuno Teotónio, ‘Pátios e Vilas de Lisboa, 1870–1930: a promoção privada do alojamento’, Análise Social, 29 (1994), 509–24Google Scholar.

10 See, for instance, ‘Projecto Lei no. 42-E’, Diário da Câmara dos Deputados, 1, 1, no. 137, 29 July1914, 8–18.

11 Samara, Maria Alice, Verdes e Vermelhos: Portugal e a Guerra no Ano de Sidónio (Lisbon: Editorial Notícias, 2002), 179–93Google Scholar.

12 Silva, Carlos Nunes, Política Urbana em Lisboa: 1926–1974 (Lisbon: Livros Horizonte, 1994), 9091Google Scholar.

13 Maier, Charles S., ‘Introduction’, in Maier, Charles S., ed., Changing Boundaries of the Political: Essays on the Evolving Balance between State and Society, Public and Private in Europe (Cambridge: Cambridge University Press, 1987), 4CrossRefGoogle Scholar.

14 Bellamy categorised such demands for rights as ‘continuous’ claims, as opposed to those that seek to institute rights tout-court. Bellamy, Richard, ‘Introduction: Modern Citizenship’, in Bellamy, Richard, Castiglione, Dario and Santoro, Emilio, eds., Lineages of European Citizenship: Rights, Belonging and Participation in Eleven Nation States (Basingstoke: Palgrave Macmillan, 2004), 11CrossRefGoogle Scholar.

15 Rosas, Fernando, ‘O Salazarismo e o Homem Novo: ensaio sobre o Estado Novo e a questão do totalitarismo’, Análise Social, 35 (2001), 1031–54Google Scholar.

16 During the Republican period Salazar was elected to parliament for the Portuguese Catholic Centre in 1919, and the Catholic movement later provided many of his most trusted lieutenants. da Cruz, Manuel Braga, As Origens da Democracia Cristã e o Salazarismo (Lisbon: Presença, 1980), 377Google Scholar.

17 Ferro, António, Salazar: O Homem e a Sua Obra (Lisbon: Empresa Nacional de Publicidade, 1935), 151Google Scholar.

18 ‘O Estado Novo Português na Evolução Política Europeia’, speech given on 26 May 1934, in de Oliveira Salazar, António, Discursos, Vol. I: 1928–1934 (Coimbra: Coimbra Editora, 1935), 340Google Scholar.

19 ‘Princípios Fundamentais da Revolução Política’, speech given on 30 July 1930, ibid., 81.

20 Speech of 26 May 1934, ibid., 341. ‘As Grandes Certezas da Revolução Nacional’, speech of 26 May 1936, in de Oliveira Salazar, António, Discursos e Notas Políticas, Vol. II – 1935–1937 (Coimbra: Coimbra Editora, 1937)Google Scholar.

21 ‘Conceitos Económicos da Nova Constituição’, speech of 16 March 1933, in Salazar, Discursos, Vol. I, 200–3. Baptista, Luís Vicente, ‘Casa, Família, Ideologia; a emergência da política de “moradias unifamiliares” em Portugal nos anos 30’, Ler História, 34 (1998), 137–64Google Scholar; Medina, João, Salazar, Hitler e Franco – Estudos Sobre a Ditadura (Lisbon: Livros Horizonte, 2000), 6774Google Scholar.

22 Constituïção da Républica Portuguesa e Acto Colonial (Lisbon: Livraria Morais, 1935).

23 Salazar and Pedro Teotónio Pereira, cited in Gros, ‘“Pequena” história do alojamento social em Portugal’, 87.

24 Rosas, ‘O Salazarismo e o Homem Novo’, 1035, Medina, Salazar, Hitler e FrancoEstudos Sobre a Ditadura.

25 The Double Centenary celebrated both the Portugal's foundation as a country (set at around 1140) and the restoration of independence following a period of Spanish rule in 1640.

26 Marielle Christine Gros, O Alojamento Social sob of Fascismo (Porto: Afrontamento, 1982), 139. Although the Estado Novo dates from 1933, Salazar was effectively in power from 1928, at the invitation of the military dictatorship.

27 Moreira, Manuel Vicente, Problemas da Habitação (Ensaios Sociais) (Lisbon, 1950)Google Scholar.

28 Júlio Martins, ‘O problema da habitação de rendas acessíveis às classes média e pobre’, A Arquitectura Portuguesa e Cerâmica e Edificação (reunidas) (1944).

29 Jacobety, Miguel, ‘A Racionalização na Habitação e na Urbanização’, 1° Congresso Nacional de Arquitectura (Lisbon: Sindicato Nacional dos Arquitectos, 1948), 223–8Google Scholar, 225, Lima, Viana de, ‘O Problema Português da Habitação’, 1° Congresso Nacional de Arquitectura (Lisbon: Sindicato Nacional dos Arquitectos, 1948), 215–22, 217Google Scholar. Debates among experts regarding the expansion and reform of social provision along similar lines were happening concurrently in other areas, such as social insurance and social service; cf. José Luís Cardoso and Maria Manuela Rocha, ‘Corporativismo e Previdência Social (1933–1962)’, Ler História (2003), 111–34.

30 Lima, ‘O Problema Português da Habitação’, 218.

31 This was also true among detractors of the regime whose criticism took the form of detailed analysis of the regime's policies: cf. Carvalho, Anteu de, ‘O Problema Social da Habitação’, Seara Nova, 24 (1945), 251–2, 272–4Google Scholar.

32 Janarra, Pedro, ‘A Política Urbanística e de Habitação Social do Estado Novo; o caso do Bairro de Alvalade de Lisboa: entre o projecto e o concretizado’, Ler História, 34 (1998), 105–34Google Scholar.

33 Silva, Política Urbana, 160–3.

34 Presidência do Conselho da Républica Portuguesa, III Plano de Fomento Para 1968–1973 (Lisbon: Imprensa Nacional de Lisboa, 1968), 537–8.

35 Ibid., 544–6. ‘Lei de Solos’, Decree-Law 576/70, 24 Nov. 1970.

36 Teresa Barata Salgueiro, ‘A Promoção Habitacional e o 25 de Abril’, Revista Crítica das Ciências Sociais (1986), 673–91, 675.

37 Cited in Gros, ‘“Pequena” história do alojamento social em Portugal’, 85; Silva, Política Urbana, 171–6.

38 Guibentif, Pierre, ‘The Transformation of the Portuguese Social Security System’, in Rhodes, Martin, ed., Southern European Welfare States: Between Crisis and Reform (London: Frank Cass, 1997), 228Google Scholar.

39 Rosas, Fernando, ‘Prefácio’, in Rosas, Fernando and Oliveira, Pedro Aires, eds., A Transição Falhada: O Marcelismo e o Fim do Estado Novo (1968–1974) (Lisbon: Notícias, 2004)Google Scholar.

40 Caetano, Marcello, Renovação na Continuidade (Lisbon: Verbo, 1971), xviixxiiiGoogle Scholar.

41 Ibid., xxiii.

42 Graham, Lawrence S., Portugal: The Decline and Collapse of an Authoritarian Order (Beverly Hills: Sage Publications, 1975), 1314Google Scholar; Sotiropolous, Dimitri A., ‘Old Problems and New Challenges: The Enduring and Changing Functions of Southern European State Bureaucracies’, in Gunther, Richard, Diamandouros, P. Nikiforos and Sotiropolous, Dimitri A., eds., Democracy and the State in the New Southern Europe (Oxford: Oxford University Press, 2006), 210–11Google Scholar; Pinto, António Costa, ‘O Império do Professor: Salazar e a Elite Ministerial do Estado Novo (1933–1945)’, Análise Social, 35 (2001), 1055–76, 1059Google Scholar.

43 Ministério das Obras Públicas, Colóquio Sobre Política de Habitação: Texto de Base (Lisbon: Ministério das Obras Públicas, 1969), Section II, 4.

44 Fernandes, Ignácio Peres, Costa, A. Celestino, da Cunha, J. M. Ferreira, Gomes, José Ruy, Portas, Nuno and de Sousa, J. M. Alves, Colóquio Sobre Política de Habitação: Relatório Final (Lisbon: Ministério das Obras Públicas, 1969), 2Google Scholar.

45 J. Reis Álvaro, ‘Auto-Construção’, in Ministério das Obras Públicas, ed., Colóquio Sobre Política de Habitação (Lisbon: Ministério das Obras Públicas, 1969), 57–68.

46 Interview with Portas reproduced in Jaime Pinho, ‘O Caso de Castelo Velho – Lutas Urbanas em Setúbal (1974/76)’, master's thesis, Universidade Nova de Lisboa, 1999, 247.

47 For a similar argument in the field of social work, see Alcina M. C. Martins, ‘Serviço Social Crítico em Tempos de Ditadura em Portugal – Mulheres Rebeldes em Serviço Social’, Centro Português de Investigação em História e Trabalho Social (Coimbra: 2002).

48 ‘O Direito a Habitar’, A Habitação, December 1972, 6.

49 Nuno Teotónio Pereira, Tempos, Lugares, Pessoas (Matosinhos: Público, 1996), 29.

50 Viriato Dias, ‘Barracas: Ignorar a Sua Existência Não Solucionará o Problema’, Vida Mundial, 29 Jan. 1971, 27–39.

51 Grupo de Trabalho de Estudantes de Arquitectura do Porto, ‘O Direito à Habitação’, 3° Congresso da Oposição Democrática: Teses, 3a Secção – 4a Secção (Lisbon: Seara Nova, 1974), 224.

52 Francisco Keil do Amaral, ‘O Problema da Habitação em Portugal – Generalidades’, ibid., 140.

53 Silva, Política Urbana, 164.

54 Margarida Coelho, ‘Uma Experiência de Transformação no Sector Habitacional do Estado – SAAL 1974–76’, Revista Crítica das Ciências Sociais (1986), 619.

55 Silva, Política Urbana, 163.

56 Christian Topalov, ‘La Politique du Logement dans le Processus Révolutionnaire Portugais (25 Avril 1974–11 Mars 1975)’, Espaces et Société (1976), 109–36, 115.

57 Segmented since they were aimed at certain categories of the population and excluded others, and fragmented because even within those covered there were differences in types of benefits accessible. See García, Marisol and Karakatsanis, Neovi, ‘Social Policy, Democracy, and Citizenship in Southern Europe’, in Gunther, Richard, Diamandouros, P. N. and Sotiropoulos, D. A., eds., Democracy and the State in the New Southern Europe (Oxford: Oxford University Press, 2006), 93103Google Scholar.

58 Gros, O Alojamento Social sob of Fascismo, 119–20, 24.

59 Manuel Cachulo da Trindade, Casas Económicas: Casas de Renda Económica, Casas de Renda Limitada, Casas para Famílias Pobres – Legislação Anotada (Coimbra: Coimbra Editora, 1951), 41. See also appendix: Decree-Law 35:106 of 6 Nov. 1945.

60 de Oliveira Salazar, António, ‘Discurso de 30 de Julho de 1930’, in Henriques, Mendo Castro and de Sampaio e Melo, Gonçalo, eds., Salazar: Pensamento e Doutrina Poltítica – Textos Antológicos (Lisbon: Verbo, 1989)Google Scholar.

61 de Oliveira Salazar, António, ‘As Diferentes Forças Políticas em Face da Revolução Nacional – Discurso à União Nacional, em 23 de Novembro de 1932’, Antologia: Discursos, Notas, Relatórios, Teses e Entrevistas, 1909–1953 (Lisbon: Editorial Vanguarda, 1954), 182Google Scholar.

62 Baptista, Luís Vicente, Cidade e Habitação Social: O Estado Novo e o Programa das Casas Económica em Lisboa (Oeiras: Celta, 1999), 165Google Scholar.

63 Moreira, Problemas da Habitação, 456–66; Baptista, Cidade e Habitação Social, 147–66; Ferreira, Maria Júlia, ‘O Bairro Social do Arco do Cego – Uma Aldeia Dentro da Cidade de Lisboa’, Análise Social, 29 (1994), 697709, 705Google Scholar.

64 Barbosa, A., Alves, F. S., Azevedo, J., Lobo, M. Sousa and Villas-Boas, P., Ocupação do Bairro do Bom Sucesso em Odivelas, por 48 famílias de barracas (Porto: Afrontamento, 1972)Google Scholar.

65 A Habitação, November 1971, 7.

66 Assembleia Nacional, Diário das Sessões, 160, 8 March 1972, 3306.

67 Arquivo Histórico Municipal de Lisboa/Arquivo do Arco do Cego (AHM/AAC) Correspondência Eleitoral 1976: Comissão de Moradores (CM) da Quinta da Calçada to Secretário de Estado da Habitação e Urbanismo, 9 May 1974; CM do Bairro de Pedralvas to Câmara Municipal de Lisboa (CML), 4 July 1974; CM da Zona de Barracas de Campolide to CML, 15 July 1974.

68 Américo Tomás was president of the republic between 1958 and 1974. Luta Popular, 25 March 1975, 10.

69 Francisco Martins Rodrigues, ed., O Futuro Era Agora. O Movimento Popular de 25 de Abril (Lisbon: Ed. Dinossauro, 1994), 106.

70 Diário de Notícias, 15 May 1974, 11. There were also counter-mobilisations defending the role of social services, although even supporters protested against ‘a society who allows people to live in shacks’. Diário de Notícias, 16 May 1974, 12.

71 A Capital, 13 May 1974, 13; Républica, 24 May 1974, 21, 27.

72 AHM/AAC, CE 1976, J. F. do Beato to CML, 6 Nov. 1974.

73 Diário de Lisboa, 21 June 1974, 11. See also AHM/AAC CE 1976, CM da Quinta do Narigão e Quinta do Alto letter to CML, 3 Jul. 1974.

74 Alexis de Tocqueville, The Old Regime and the French Revolution, trans. Stuart Gilbert (New York: Anchor Books, 1983 [1851]), 181.

75 Theda Skocpol and Edwin Amenta, ‘States and Social Policies’, Annual Review of Sociology, 12 (1986), 131–57, 149. It is important to note, however, that it was the post-revolutionary governments that truly expanded welfare coverage to a majority of the population, even if Marcelo's Estado Social was a radical departure from the historical norm; see, for instance, Esping-Andersen, Gøsta, ‘Budgets and Democracy: Towards a Welfare State in Spain and Portugal, 1960–1986’, in Budge, Ian and McKay, David, eds., Developing Democracy: Comparative Research in Honour of J. F. P. Blondel (London: Sage, 1994)Google Scholar.

76 Cabral, Manuel Villaverde, ‘O Exercício da Cidadania Política em Perspectiva Histórica (Portugal e Brasil)’, Revista Brasileira de Ciências Sociais, 18 (2003), 3160CrossRefGoogle Scholar.