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DELINQUENT FATHERS AND PHILOLOGY LUN YU 13.18 AND RELATED TEXTS
Published online by Cambridge University Press: 08 August 2014
Abstract
Investigating textual parallels between pre-Qin writings such as Han Feizi and Lüshi chunqiu and Confucius's statement in Lun yu 13.18 that “a father covers up for his son and a son for his father,” this article argues that the Lun yu passage is most likely derived from the version in Lüshi chunqiu or a closely related version. This has several consequences for scholarly interpretations of the Lun yu. It serves as a reminder that the Lun yu is a heterogeneous collection of textual units drawn from sometimes unexpected sources. It also demonstrates that the Lun yu should be read not in isolation but against the widest possible background of pre-Qin and Han parallels.
In the final part, the article reviews some of the comparisons between Confucius in Lun yu 13.18 and Socrates in Plato's “Euthyphro,” cautioning against over-interpretations of the extremely terse statement attributed to Confucius. A more fruitful way of reading Lun yu 13.18, it is argued, would be to historicize the passage by contextualizing it within the social and legal history of the late Warring States and Han periods.
提要
本文探討《論語.子路》「父為子隱,子為父隱」章與諸如《韓非子.五蠹》、《呂氏春秋.當務》等先秦文獻之間所存在的互文性關係,下論「父為子隱」章蓋由《呂氏春秋》中的一篇軼聞衍生而來。這對《論語》的學術詮釋而言會有兩重意義:其一、證明《論語》所收諸篇章極為博雜,其來源未必限於純粹儒家文獻;其二、同時也表明欲研讀《論語》,則應以同時代文獻中重出語句為研究重點。
此後,本文討論學界以往對「父為子隱」章與柏拉圖《游敘弗倫》篇的比較研究,提出「父為子隱」章雖與後者有相似之處,然因文筆過簡,故其異同到底何在卻難以說明。因此,與其比孔子於蘇格拉底,寧以「父為子隱」章與先秦兩漢法律史、社會史之關係為研究對象。
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References
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22. Instructive studies involving the analysis of parallels are Richter, Matthias, “Self-Cultivation or Cultivation of Others? A Form-Critical Approach to Zengzi Li Shi,” Asiatische Studien / Études Asiatiques 56.4 (2002), 879–917Google Scholar, and Richter, Guan ren: Texte der altchinesischen Literatur zur Charakterkunde und Beamtenrekrutierung (Bern, Switzerland: Peter Lang, 2005)Google Scholar. Jens Østergaard Petersen has presented an insightful analysis of parallel narratives according to text critical principles in his “The Zuozhuan Account of the Death of King Zhao of Chu and Its Sources,” Sino-Platonic Papers 159 (2005), 1–47Google Scholar. For an example from the Lun yu see Weingarten, , “Confucius and Pregnant Women: An Investigation into the Intertextuality of the Lunyu,” Journal of the American Oriental Society 129.4 (2009), 597–618Google Scholar. For useful editions that record textual parallels to the Lun yu see Shuda, Yang 楊樹達, Lun yu shuzheng 論語疏證 (Beijing: Kexue, 1955)Google Scholar; Taisuke, Hayashi 林泰輔, Rongo genryū 論語源流 (Tōkyō: Kyūko, 1971)Google Scholar; Kan, Chan Hung (Chen Xionggen 陳雄根), Ho Che Wah (He Zhihua 何志華), ed., Citations from the Zhouyi, Lun yu and Mengzi to Be Found in Pre-Han and Han Texts, (Hong Kong: Chinese University Press, 2007)Google Scholar. Furthermore, Michael J. Hunter has made his exhaustive database of Lun yu parallels available on the website of the Chinese Text Project (http://ctext.org/analects; accessed on February 27, 2013).
23. See the parallel to Lun yu 13.2 in the manuscript text “Zhonggong” 中弓 [= 仲弓] held by the Museum of Shanghai (for the textual evidence see Tongsheng, Chen 陳桐生, “Kongzi yulu de jieben he fanben: cong Zhonggong kan Lun yu yu qishi zi houxue sanwen de xingshi chayi” 孔子語錄的節本和繁本─從《仲弓》看《論語》與七十子後學散文的形式差異, Kongzi yanjiu 2006.2, 116–22Google Scholar). Another case of manuscript parallels is discussed in Xueqin, Li 李學勤, “Yucong yu Lun yu” 《語叢》與《論語》, Qinghua daxue sixiang wenhua yanjiusuo 2 (2002), 3–7Google Scholar.
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25. Lun yu 13.18. The “Master of She” is Shen Zhuliang 沈諸梁, adult name Zigao 子高. According to Zuozhuan, “Ai” 16.5: Chunqiu zuozhuan zhu 春秋左傳注, ed. Bojun, Yang 楊伯峻 (Beijing: Zhonghua shuju, 1981)Google Scholar, 1704, he “was simultaneously in charge of two offices” (jian er shi 兼二事) in his native state of Chu, that of “chancellor” (lingyin 令尹) and that of “marshal” (sima 司馬), both of which he yielded to other men in 479 b.c.e. He also served as administrator of She, today's City of She (She cheng 葉城) in Henan, ca. 30 miles to the south of the District of She (She xian 葉縣). The Zuozhuan records several more events involving him: Chunqiu zuozhuan zhu, 1552 (“Ding” 5.5), 1626 (“Ai” 4.2), 1714 (“Ai” 19.2). The Lun yu mentions him in 7.19 and 13.16, and both of these passages are embedded in an historical setting in Shi ji (Beijing: Zhonghua, 1963)Google Scholar, 47.1928, where Confucius is said to have entered She from the state of Cai 蔡 (Chavannes, Edouard, Les Mémoires Historiques de Se-Ma Ts'ien: Tome Cinquième (Chapitres XLIII–XLVII) [Paris: Adrien-Maisonneuve, 1967], 360–61Google Scholar, dates this event to 489 b.c.e.). Different views exist as to whether the use of gong 公 as the title of a local or regional administrator was an arrogation of rank that paralleled the use of wang 王 by the rulers of Chu, or whether it was a common designation for such officials in this state (see Lun yu zhengyi 論語正義, ed. Baonan, Liu 劉寶楠 [Beijing: Zhonghua shuju, 1990], 270–71Google Scholar). Scholars disagree over whether zhi gong zhe 直躬者 is a description or a nickname, “a certain ‘straight Gong’” (see Goldin, , After Confucius: Studies in Early Chinese Philosophy [Honolulu: University of Hawai'i Press, 2005], 8Google Scholar). I assume that it is the former and have chosen a literal translation to differentiate it from the following zhi zhe 直者. Zheng Xuan 鄭玄 (127–200 c.e.) gives the name (ming 名) of the son as Gong 弓 [kwəŋ] instead of Gong 躬 [kuŋ] (quoted in Lun yu zhengyi, 536–37; all reconstructions in this article are from Schuessler, Axel, Minimal Old Chinese and Later Han Chinese: A Companion to Grammata Serica Recensa [Honolulu: University of Hawai'i Press, 2009]Google Scholar). For a conversation between Confucius and the Master of She about the dangers of diplomatic missions see Zhuangzi jiaoquan 莊子校詮, 3rd. ed., ed. Shumin, Wang 王叔岷 (Taibei: Zhongyang yanjiuyuan, 1999), 136–42Google Scholar (“Ren jian shi” 人閒世 4).
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34. These are: (1) LY, HFZ, LSCQ; (2) HFZ, LY, LSCQ; (3) LSCQ, HFZ, LY; (4) LY, LSCQ, HFZ; (5) HFZ, LSCQ, LY; (6) LSCQ, LY, HFZ.
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36. On this issue see Vankeerberghen, Griet, “Family and Law in Former Han China (206 b.c.e.–8 c.e.): Arguments Pro and Contra Punishing the Relatives of a Criminal,” Cultural Dynamics 12.1 (2000), 111–25Google Scholar.
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42. Hanshi waizhuan jianshu, 2.160–61; Lüshi chunqiu xin jiaoshi, 1256 (“Gao yi” 高義 19.2).
43. Csikszentmihalyi, Material Virtue, 116.
44. Xinxu jiaoshi 新序校釋, ed. Guangying, Shi 石光瓔 (Beijing: Zhonghua shuju, 2001), 7.949–53Google Scholar; see Shi ji 119.3102 for the anecdote and Shi ji 119.3103 for Sima Qian's brief appraisal of Shi She. It is not clear which version of the anecdote Sima Qian used.
45. The end of the Lüshi chunqiu version reads: 正法枉必死。父犯法而不忍 [nənʔ],王赦之而不肯 [khêŋʔ],石渚之為人臣 [gin] 也,可謂忠且孝矣。 “When the proper laws are bent, death inevitably follows. [Shi She's] father violated the law, but he did not bear [to punish him]; the king pardoned him, but [he] did not accept – as a subject, one may call Shi Zhu [= She] both loyal and filial.”
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49. Yantie lun jiaozhu 鹽鐵論校注, ed. Liqi, Wang 王利器 (Beijing: Zhonghua, 1992)Google Scholar, 584 (“Zhou Qin” 周秦 57). The translation of wenxue as “literati” follows Gale, Esson M., Discourses on Salt and Iron: A Debate on Commerce and Industry in Ancient China, Chapters I–XXVIII (Leiden: Brill, 1931)Google Scholar.
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51. Vankeerberghen, “Family and Law,” 114, 120–21.
52. Yantie lun jiaozhu, 584.
53. Baihu tong shuzheng 白虎通疏證, ed. Li, Chen 陳立 (Beijing: Zhonghua, 1994), 196Google Scholar (“Wu xing” 五行 4) and 241 (“San jun” 三軍 5).
54. Han shu 80.3322.
55. Quoted in Citations from the Zhouyi, under Lun yu 13.18.
56. Lüshi chunqiu xin jiaoshi, 609n20.
57. Apud Lun yu jishi, 924.
58. See his “Sayings of Confucius, Deselected.”
59. All references in the following are to the translation by G.M.A. Grube in Plato, Complete Works, ed. Cooper, John M. and Hutchinson, D.S. (Indianapolis and Cambridge: Hackett, 1997), 2–16Google Scholar.
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61. Goldin, “Han Law and the Regulation of Interpersonal Relations: ‘The Confucianization of the Law’ Revisited,” Asia Major (3rd. Ser.) 25.1 (2011), 14Google Scholar.
62. Murphy and Weber, “Confucianizing Socrates,” 193.
63. Murphy and Weber, “Confucianizing Socrates,” 194.
64. See Henderson, John B., Scripture, Canon, and Commentary: A Comparison of Confucian and Western Exegesis (Princeton: Princeton University Press, 1991), ch. 4Google Scholar.
65. See Van Norden, “Introduction,” for observations on the structure and contents of Lun yu chapters.
66. One may, of course, hold further reservations about whether the Confucians should be viewed as a single, clearly definable social group. The status of this group, however, can be treated as a separate issue from the state of textual testimonies about early Confucianism. Only the latter shall be addressed here.
67. For recent statements that stress the unity of its philosophical outlook see Slingerland, “Classical Confucianism,” and Goldin, Confucianism. Boltz, “Word and Word History in the Analects: The Exegesis of Lun Yü IX.1,” T'oung Pao 69.4–5 (1983), 261–71Google Scholar, offers a linguistic solution for problems posed by the interpretation of Lun yu 9.1, a paragraph that has long been considered paradoxical within the context of the book as a whole.
68. The rhetorical multivalence of anecdotes whose meaning at each use depends strongly on their contextualization has recently been demonstrated by Paul van Els in a study of parallel versions of the same anecdote; see his “Tilting Vessels and Collapsing Walls: On the Rhetorical Function of Anecdotes in Early Chinese Texts,” Extrême-Orient, Extrême Occident 34 (2012), 141–66Google Scholar.
69. This phenomenon is particularly noticeable in, but not restricted to, anecdotal literature. See, e.g., Qu Shouyuan's meticulous annotations in his Hanshi waizhuan.
70. See for instance the examples from Zhai Hao's Study of Variants to the Four Books (Sishu kaoyi 四書考異) in Huazhong, Zhu 朱華忠, Qingdai Lun yu xue 清代論語學 (Chengdu: Ba Shu shushe, 2008), 141–47Google Scholar. Rui, Li 李銳, Xinchu jianbo de xueshu tansuo 新出簡帛的學術探索 (Beijing: Beijing shifan daxue, 2010), 19–35Google Scholar, highlights the relevance of parallels for textual criticism.
71. Duyvendak, review of Confucius: The Man and the Myth, by Creel, H.G., T'oung Pao (2nd. Ser.) 39.4–5 (1950), 364Google Scholar.
72. A case in point might be the extensive discussion among Mainland Chinese scholars about whether it is “corrupt” (fubai 腐敗) or justified for “relatives to cover up for each other” (qin qin xiang yin 親親相隱). The initial contributions to the debate have been published in the volume Qiyong, Guo 郭齊勇, ed., Rujia lunli zhengmingji: yi “qin qin hu yin” wei zhongxin 儒家倫理爭鳴集: 以 “親親互隱” 為中心 (Wuhan: Hubei jiaoyu, 2004)Google Scholar. Several critical reactions by Xiaomang, Deng鄧曉芒 are collected in his Rujia lunli xin pipan 儒家倫理新批判 (Chongqing: Chongqing daxue, 2010)Google Scholar, which spawned a second round of debate documented in Qiyong, Guo, ed., “Rujia lunli xin pipan” zhi pipan “儒家倫理新批判”之批判 (Wuhan: Wuhan daxue, 2011)Google Scholar. The discussion involved allegations of purported misreadings of classical texts, including “Euthyphro,” and reflections on historicism (see Deng, Rujia lunli xin pipan, 3–42), but the underlying concerns are doubtless contemporary. Regrettably, such intellectual debates fall outside the scope of the present article.
73. For broad historical overviews of these topics see T'ung-tsu, Ch'ü, Law and Society in Traditional China (Paris and La Haye: Mouton & Co., 1961), 78–87Google Scholar and 170–200; see also van Ess, Hans, Politik und Gelehrsamkeit in der Zeit der Han (202 v.Chr. – 220 n.Chr.): Die Alttext / Neutext-Kontroverse (Wiesbaden: Harrassowitz, 1993), 258–75Google Scholar. For two recent studies on filial piety and revenge in the Warring States and Han periods see Cheng, Anne, “Filial Piety with a Vengeance: The Tension between Rites and Law in the Han,” in Filial Piety in Chinese Thought and History, ed. Chan, Albert K.L. and Tan, Sor-hoon (London and New York: Routledge, 2004), 29–43Google Scholar; Zufferey, Nicolas, “Debates on Filial Vengeance during the Han,” in Dem Text ein Freund: Erkundungen des chinesischen Altertums, Robert H. Gassmann gewidmet, ed. Altenburger, Roland, Lehnert, Martin and Riemenschnitter, Andrea (Bern, Switzerland: Peter Lang, 2009), 79–90Google Scholar. On the distinction between guilt and responsibility in Qin law see Goldin, “Han Law,” 12.
74. Note for instance the abolition and reintroduction of collective legal responsibility in the first decades of the Western Han, which was reminiscent of Qin rule (T'ung-tsu, Ch'ü, Han Social Structure, ed. Dull, Jack [Seattle and London: University of Washington Press, 1972], 264–66 [no. 16–17]Google Scholar). While some Han scholars contended that relatives should shield each other from the legal consequences of their actions, numerous cases are documented in which heads of families personally exercised their patriarchal privilege to punish family members, sometimes in reaction to actual misdeeds, sometimes to discipline their offspring for their perceived moral frailty (see Ch'ü, Han Social Structure, 262–63 [no. 14], 273–75 [25], 278 [29], 281–82 [33], 284–85 [37–38], 292–93 [46], 296 [50], 305–6 [64 (a case of suicide), 65]). In some cases, however, a father would refrain from punishing his son when alerted to the immorality of his own behavior (Ch'ü, Han Social Structure, 317–18 [75]), and sometimes, historiographers assert, silent reprimands were sufficient to make sure that family members behaved themselves (Ch'ü, Han Social Structure, 308–9 [68]). Under Qin law, fathers could not kill their sons with impunity, but they could report them for being “unfilial” (bu xiao 不孝) and have them executed by the authorities; see Goldin, “Han Law,” 14.
75. This point has been emphasized by Stumpfeldt, , “War für Konfuzius eine Frau kein Mensch? Einige offene Fragen bei der Lektüre von Lun-yü 8.20,” Oriens Extremus 47 (2008), 66–80Google Scholar.
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