Published online by Cambridge University Press: 06 March 2019
Evolutionary theories have always been treated by legal scholars as a sort of cousin to the legal theoretical family, both in Europe and the United States. They are nice theories, they tell interesting stories, you sometimes listen to what they have to say and when among friends, you may even quote them. However, in the modern mononuclear family, when it is time to tackle important issues and reach important decisions, or simply to celebrate some success stories, these cousins are often left outside the door, being simply “relatives” and not part of the legal family in the proper sense. A former evolutionary scholar strikingly stated in a manner that can be seen as representative of the general skepticism towards the evolutionary approach of a large segment of the legal family, “Legal scholarship should not be so timid as to depend on others for its theoretical models. We might take our inspiration where we find it, but we should build our theories within our own discipline, constrained only by the data that defines it and the criteria of quality appropriate to it.” The main objective of this article is to take the first step towards making evolutionary theory “our own discipline,” by elevating evolutionary theory from the status of “cousin” to one of “sibling” (or at least “in-laws”) of the legal family. The focus in particular is to understand why, despite the fact that the evolutionary theory approach to law (or “evolutionary theory and law”) has been present quite a while in the legal scholar's discussion, the legal world at large has left it at the front step of the legal house. Based on this analysis, the task is also to evaluate whether it is possible, after certain adjustments, to invite evolutionary theory into the larger family of legal thinking, in particular as part of the legal theories of law-making (as “legal evolutionary theory”).
1 Sinclair, Michael B. W., Evolution in Law: Second Thoughts, 71 University of Detroit Mercy Law Review 31, 58 (1993). See also Holmes, Oliver Wendell, Law in Science and Science in Law, 12 Harvard Law Review 443, 447 (1899). See, e.g., Leiter, Brian & Weisberg, Michael, Why Evolutionary Biology is (so Far) Irrelevant to Law, 81 The University of Texas School of Law –Public Law and Legal Theory Research Paper 48 (2007), available at: SSRN: http://ssrn.com/abstract=892881, last accessed: 15 January 2008; or Owen D. Jones, Law and Evolutionary Biology: Obstacles and Opportunities, 10 Journal of Contemporary Health Law and Policy 265, 265 (1994). But see Elliott, Donald E., The Evolutionary Tradition in Jurisprudence, 85 Columbia Law Review 38, 38 (1985); or Allan C. Hutchinson, Evolution and the Common Law 10 (2005): “The evolutionary methodology of the common law is defended and celebrated by almost all traditional jurists and lawyers.”Google Scholar
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13 See John H. Beckstrom, Evolutionary Jurisprudence: Prospects and Limitations on the Use of Modern Darwinism throughout the Legal Process 34 (1989). See, e.g., the crude reduction of Holmes’ ideas on the evolution of the law as to the one behind Nazi legal ideology as in Palmer, Ben W., Hobbes, Holmes and Hitler, 31 American Bar Association Journal 569, 571 (1945); or the depiction of Holmes as, among the other things, an amateur prophet of Social Darwinism in Mary L. Dudziak, Oliver Wendell Holmes as a Eugenic Reformer: Rhetoric in the Writing of Constitutional Text, 71 Iowa Law Review 833, 835-836 (1986). See also Neil Duxbury, Patterns of American Jurisprudence 34-35, 41-46 (1997). But see the critique moved by Holmes himself to the evolutionary approach as intended by the US Supreme Court in the famous decision Lochner v. New York, 198 US 45, 75 (1905). See also a list of possible Social Darwinist evolutionary legal thinkers as in Hovenkamp, , supra note 12, 664–671.Google Scholar
14 See Niklas Luhmann, Law as a Social System 230 (2004). As to the political roots behind the use of metaphors in contemporary legal discourse in general and in particular from a “visual” (i.e. as figurative help in the legal debate) to an “aural” use of them (i.e. constitutive of the very legal debate), see Bernard J. Hibbitts, Making Sense of Metaphors: Visuality, Aurality, and the Reconfiguration of American Legal Discourse, 16 Cardozo Law Review 229, 238-300 (1994). As to the other applications of the evolutionary approach (in particular in economics and social sciences), these are not considered in this work. See, e.g., Hans Haferkamp and Neil J. Smelser, Introduction, in Social Change and Modernity 1, 4-6 (Hans Haferkamp & Neil J. Smelser eds., 1992); and generally Nelson, Robert, Recent Evolutionary Theorizing about Economic Change, 33 Journal of Economic Literature 48, 48-90 (1995).Google Scholar
15 See Sinclair, supra note 1, 32; and Elliott, , supra note 1, 90–91. As an example of this confusion, see Alan C. Hutchinson, Work-in-progress: Evolution and Common Law, 11 Texas Wesleyan Law Review 253, 254-255 (2005), where the author points out that “almost all traditional jurists and lawyers” operate based on a theory of legal evolution, while he directly afterwards identifies this theory with a (biological) evolutionary approach to the law (id., 256-257).Google Scholar
16 See, e.g., Henry James Sumner Maine, Ancient Law: Its Connection With the Early History of Society, and Its Relation to Modern Ideas Ch. 2 (2005 [1861]); Oliver Wendell Holmes, The Common Law 1-2 (1963 [1881]); Clark, Robert C., The Interdisciplinary Study of Legal Evolution, 90 Yale Law Journal 1238, 1250-1254, 1257-1258 (1981); Rubin, Paul H., Why Is the Common Law Efficient?, 6 Journal of Legal Studies 51, 51-63 (1977); Alan Watson, The Evolution of Law 98-114 (1985); and Stein, supra note 2, 122. See also Deakin, , supra note 7, 3.Google Scholar
17 See Peter W. Strahlendorf, Evolutionary Jurisprudence: Darwinian Theory of Juridical Science 23-25 (mimeographed copy, 1993), though the author uses the concept of “evolutionary jurisprudence” instead of “evolutionary theory and law.” See also Hutchinson, Allan C. and Archer, Simon, Of Bulldogs and Soapy Sams: The Common Law and Evolutionary Theory, 54 Current Legal Problems 19, 31 (2001); and Hovenkamp, supra note 12, 646: “Not every theory of jurisprudence that includes a theory of legal change qualifies as ‘evolutionary’.” However, as pointed out by Michael S. Fried, “the enormous change in sophistication over time suggests that the literature on evolution and the law may itself be as susceptible to an evolutionary analysis as its subject.” Fried, Michael S., The Evolution of Legal Concepts: The Memetic Perspective, 39 Jurimetrics Journal 291, 303-304 (1999).Google Scholar
18 See Sinclair, Michael B. W., The Use of Evolution Theory in Law, 64 University of Detroit Law Review 451, 451 (1987). See also Teubner, , supra note 4, 241. “What the external point of view cannot reproduce”, Hart tells us nonetheless, “is the way in which rules function as rules in the lives of those who normally are the majority of society.” Herbert L. A. Hart, The Concept of Law 90 (1961) [italics added]. In this sense, in this work “evolutionary approaches to the law” is used in a narrower meaning than the one identified by Elliott, supra note 1, 40. The evolutionary approaches to the law coincide here with Elliot's “doctrinal” theories of legal evolution. See id., 50-62. But see Simon Deakin & Frank Wilkinson, The Law of the Labour Market: Industrialization, Employment and Legal Evolution 28 (2005), stressing how “an evolutionary study of the law requires us to take a dual approach,” i.e. “internal understanding of internal juridical modes of thought” and “external perspective on the law as a social institution or mechanism.”Google Scholar
19 See MacCormack, Geoffrey, Historical Jurisprudence, 5 Legal Studies 251, 252-253 (1985). See also Fried, supra note 17), 313-315 (as an example of “evolutionary” approach); J. B. Ruhl, Complexity Theory as a Paradigm for the Dynamical Law-and-Society System: A Wake-Up Call for Legal Reductionism and the Modern Administrative State, 45 Duke Law Journal 849, 857 (1996) (as an example, with his “goal of the law… to promote sustainability of the system,” of “evolutionist” approach); and Blankenburg, supra note 3, 273, purposely mixing the terms “evolutionary” and “evolutionist.”Google Scholar
20 See Gordon, Robert W., Critical Legal Histories, 36 Stanford Law Review 57, 103 (1984). See, e.g., Karl Marx, Communist Manifesto, in Karl Marx: Selected Writings 219, 234 (David McLellan ed., 1977 [1848]); or generally Priest, George L., The Common Law Process and the Selection of Efficient Rules, 6 Journal of Legal Studies 65, 65-82 (1977); or Richard A. Posner, Economic Analysis of Law 534-536 (4th ed., 1992) designing the road of an “evolution-toward-efficient” legal rules. See also Stein, supra note 2, 46-50, 67-68; and Horowitz, Donald L., The Qur'an and the Common Law: Islamic Law Reform and the Theory of Legal Change, 42 American Journal of Comparative Law 233, 244-247 (1994). But see, e.g., Roe, Mark J., Chaos and Evolution in Law and Economics, 109 Harvard Law Review 641, 654-658 (1996).Google Scholar
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51 See Teubner, supra note 21, 52-53, pointing out the different roots between the European evolutionary approach (in the socio-cultural theories of evolution) and some fringes of the American evolutionary approach (in the socio-biological theories of evolution). As to the American version of evolutionary approach to the law, see, e.g., Elliott, supra note 1, 38-39; or Hutchinson, supra note 15, 262-265, where the author uses Darwin's image of species’ evolution like a tree in order to explain the legal evolution. See also Duxbury, supra note 13, 25–32. But see, as representative of a direct application (i.e. not metaphorical) of biology and behaviorist sciences in the understanding of the evolution of the law, Owen D. Jones, Proprioception, Non-Law, and Biolegal History: The Dunwody Distinguished Lecture in Law, 53 Florida Law Review 831, 872-873 (2001; O'Hara, Erin Ann, Apology and Thick Trust: What Spouse Abusers and Negligent Doctors Might Have in Common, 79 Chicago-Kent Law Review 1055, 1055-1058 (2004); or Owen D. Jones, Evolutionary Analysis in Law: Some Objections Considered, 67 Brooklyn Law Review 207, 207 (2001): “Evolutionary analysis in law represents, in large measure, an effort to inform legal thinking with behavioral biology.” As to the European version of evolutionary approach, see, e.g., Teubner, supra note 21, 49, where the author explicitly confines evolutionary theory and its usefulness mainly in the field of legal sociology. See also Smits, supra note 4, 83-88, as a bridge between the two different evolutionary traditions.Google Scholar
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