Hostname: page-component-78c5997874-xbtfd Total loading time: 0 Render date: 2024-11-10T09:58:13.517Z Has data issue: false hasContentIssue false

Neutral change1

Published online by Cambridge University Press:  07 June 2016

HENRI KAUHANEN*
Affiliation:
The University of Manchester
*
Author’s address: The University of Manchester, Linguistics and English Language, Samuel Alexander Building, Oxford Road, Manchester, M13 9PL, UKhenri.kauhanen@manchester.ac.uk

Abstract

Language change is neutral if the probability of a language learner adopting any given linguistic variant only depends on the frequency of that variant in the learner’s environment. Ruling out non-neutral motivations of change, be they sociolinguistic, computational, articulatory or functional, a theory of neutral change insists that at least some instances of language change are essentially due to random drift, demographic noise and the social dynamics of finite populations; consequently, it has remained little investigated in the historical and sociolinguistics literature, which has generally been on the lookout for more substantial causes of change. Indeed, recent computational studies have argued that a neutral mechanism cannot give rise to ‘well-behaved’ time series of change which would align with historical data, for instance to generate S-curves. In this paper, I point out a methodological shortcoming of those studies and introduce a mathematical model of neutral change which represents the language community as a dynamic, evolving network of speakers. With computer simulations and a quantitative operationalization of what it means for change to be well-behaved, I show that this model exhibits well-behaved neutral change provided that the language community is suitably clusterized. Thus, neutral change is not only possible but is in fact a characteristic emergent property of a class of social networks. From a theoretical point of view, this finding implies that neutral theories of change deserve more (serious) consideration than they have traditionally received in diachronic and variationist linguistics. Methodologically, it urges that if change is to be successfully modelled, some of the traditional idealizing assumptions employed in much mathematical modelling must be done away with.

Type
Research Article
Copyright
Copyright © Cambridge University Press 2016 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

[1] I thank Ricardo Bermúdez-Otero, David Denison, Tobias Galla and George Walkden for numerous discussions which have contributed greatly to this paper; Laurel MacKenzie, Alan McKane, Mark Muldoon and three anonymous Journal of Linguistics reviewers for comments which resulted in important improvements; audiences at the Student Conference in Complexity Science 2014 (Sussex), the Manchester Forum in Linguistics 2014 (Manchester), the International Conference on Computational Social Science 2015 (Aalto University), the 2015 Meeting of the Linguistics Association of Great Britain (UCL) and the Theory Club of the Cognitive Science Unit at the University of Helsinki, as well as Fernanda Barrientos, Deepthi Gopal, Michaela Hejná and Yuni Kim for feedback; the Faculty of Engineering and Physical Sciences at The University of Manchester for CPU time; and the School of Arts, Languages and Cultures, University of Manchester, and Emil Aaltonen Foundation for financial support.

References

Alonso, David, Etienne, Rampal S. & McKane, Alan J.. 2006. The merits of neutral theory. Trends in Ecology and Evolution 21.8, 451457.CrossRefGoogle ScholarPubMed
Anttila, Raimo. 1989. Historical and comparative linguistics, 2nd edn. Amsterdam: Benjamins.CrossRefGoogle Scholar
Bailey, Charles-James N. 1973. Variation and linguistic theory. Arlington, VA: Center for Applied Linguistics.Google Scholar
Barabási, Albert-László & Albert, Réka. 1999. Emergence of scaling in random networks. Science 286, 509512.CrossRefGoogle ScholarPubMed
Baxter, Gareth J., Blythe, Richard A., Croft, William & McKane, Alan J.. 2006. Utterance selection model of language change. Physical Review E 73, 046118.CrossRefGoogle ScholarPubMed
Baxter, Gareth J., Blythe, Richard A., Croft, William & McKane, Alan J.. 2009. Modeling language change: An evaluation of Trudgill’s theory of the emergence of New Zealand English. Language Variation and Change 21.2, 257296.CrossRefGoogle Scholar
Blythe, Richard A. & Croft, William. 2012. S-curves and the mechanisms of propagation in language change. Language 88.2, 269304.CrossRefGoogle Scholar
Coussé, Evie & De Sutter, Gert. 2012. De historische wortels van de rode en groene volgorde in het Nederlands. Taal en Tongval 64, 73101.CrossRefGoogle Scholar
Croft, William. 2000. Explaining language change: An evolutionary approach. Harlow: Longman.Google Scholar
Denison, David. 2003. Log(ist)ic and simplistic S-curves. In Hickey, Raymond (ed.), Motives for language change, 5470. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Fagyal, Zsuzsanna, Swarup, Samarth, Escobar, Anna María, Gasser, Les & Lakkaraju, Kiran. 2010. Centers and peripheries: Network roles in language change. Lingua 120, 20612079.CrossRefGoogle Scholar
Ghanbarnejad, Fakhteh, Gerlach, Martin, Miotto, José M. & Altmann, Eduardo G.. 2014. Extracting information from S-curves of language change. Journal of the Royal Society Interface 11, 20141044.CrossRefGoogle ScholarPubMed
Gross, Thilo, Dommar D’Lima, Carlos J. & Blasius, Bernd. 2006. Epidemic dynamics on an adaptive network. Physical Review Letters 96, 208701.CrossRefGoogle Scholar
Harrington, Jonathan. 2006. An acoustic analysis of ‘happy-tensing’ in the Queen’s Christmas broadcasts. Journal of Phonetics 34, 439457.CrossRefGoogle Scholar
Hawkins, John A. 1990. Seeking motives for change in typological variation. In Croft, William, Denning, Keith & Kemmer, Suzanne (eds.), Studies in typology and diachrony: Papers presented to Joseph H. Greenberg on his 75th birthday, 95128. Amsterdam: Benjamins.CrossRefGoogle Scholar
Hubbell, Stephen B. 2001. The unified neutral theory of biodiversity and biogeography. Princeton, NJ: Princeton University Press.Google Scholar
Hull, David L. 1988. Science as a process. Chicago, IL: University of Chicago Press.CrossRefGoogle Scholar
Itkonen, Esa. 1981. Rationality as an explanatory principle in linguistics. In Geckeler, Horst, Schlieben-Lange, Brigitte, Trabant, Jürgen & Weydt, Harald (eds.), Logos semantikos: Studia linguistica in honorem Eugenio Coseriu 1921–1981, vol. 2, 7787. Berlin: De Gruyter.Google Scholar
Itkonen, Esa. 1982. Short-term and long-term teleology in linguistic change. In Peter Maher, J., Bomhard, Allan R. & Konrad Koerner, E. F. (eds.), Papers from the 3rd International Conference on Historical Linguistics, 85118. Amsterdam: Benjamins.Google Scholar
Ke, Jinyun, Gong, Tao & Wang, William S.-Y.. 2008. Language change and social networks. Communications in Computational Physics 3.4, 935949.Google Scholar
Kerswill, Paul. 1996. Children, adolescents, and language change. Language Variation and Change 8, 177202.CrossRefGoogle Scholar
Kimura, Motoo. 1994. Population genetics, molecular evolution, and the neutral theory. Chicago, IL: The University of Chicago Press.Google Scholar
Kivelä, Mikko, Arenas, Alex, Barthelemy, Marc, Gleeson, James P., Moreno, Yamir & Porter, Mason A.. 2014. Multilayer networks. Journal of Complex Networks 2, 203271.CrossRefGoogle Scholar
Komarova, Natalia L., Niyogi, Partha & Nowak, Martin A.. 2001. The evolutionary dynamics of grammar acquisition. Journal of Theoretical Biology 209, 4359.CrossRefGoogle ScholarPubMed
Kroch, Anthony S. 1989. Reflexes of grammar in patterns of language change. Language Variation and Change 1.3, 199244.CrossRefGoogle Scholar
Labov, William. 1972. Sociolinguistic patterns. Philadelphia, PA: University of Pennsylvania Press.Google Scholar
Lass, Roger. 1997. Historical linguistics and language change. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Lightfoot, David. 1979. Principles of diachronic syntax. Cambridge: Cambridge University Press.Google Scholar
Lightfoot, David. 1999. The development of language: Acquisition, change, and evolution. Malden, MA: Blackwell.Google Scholar
Milroy, James & Milroy, Lesley. 1985. Linguistic change, social network and speaker innovation. Journal of Linguistics 21.2, 339384.CrossRefGoogle Scholar
Milroy, Lesley. 1980. Language and social networks. Oxford: Blackwell.Google Scholar
Mitchener, W. Garrett. 2006. A mathematical model of the loss of verb-second in Middle English. In Ritt, N., Schendl, H., Dalton-Puffer, C. & Kastovsky, D. (eds.), Medieval English and its heritage, 189202. Frankfurt am Main: Peter Lang.Google Scholar
Nahkola, Kari & Saanilahti, Marja. 2004. Mapping language changes in real time: A panel study on Finnish. Language Variation and Change 16, 7592.CrossRefGoogle Scholar
Niyogi, Partha & Berwick, Robert C.. 1997. A dynamical systems model for language change. Complex Systems 11, 161204.Google Scholar
Niyogi, Partha & Berwick, Robert C.. 2009. The proper treatment of language acquisition and change in a population setting. Proceedings of the National Academy of Sciences 106.25, 1012410129.CrossRefGoogle Scholar
Ohala, John J. 1989. Sound change is drawn from a pool of synchronic variation. In Breivik, L. E. & Jahr, E. H. (eds.), Language change: Contributions to the study of its causes, 173198. Berlin: Mouton de Gruyter.CrossRefGoogle Scholar
Pierrehumbert, Janet B. 2001. Exemplar dynamics: Word frequency, lenition and contrast. In Bybee, Joan L. & Hopper, Paul J. (eds.), Frequency and the emergence of linguistic structure, 137157. Amsterdam: Benjamins.CrossRefGoogle Scholar
Postal, Paul M. 1968. Aspects of phonological theory. New York, NY: Harper & Row.Google Scholar
Postma, Gertjan. 2010. The impact of failed changes. In Breitbarth, Anne, Lucas, Christopher, Watts, Sheila & Willis, David (eds.), Continuity and change in grammar, 269302. Amsterdam: Benjamins.CrossRefGoogle Scholar
Reeve, H. Kern & Keller, Laurent. 1999. Levels of selection: Burying the units-of-selection debate and unearthing the crucial new issues. In Keller, Laurent (ed.), Levels of selection in evolution, 314. Princeton, NJ: Princeton University Press.Google Scholar
Roberts, Ian & Roussou, Anna. 2003. Syntactic change: A minimalist approach to grammaticalization. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Rogers, Everett M. & Floyd Shoemaker, F.. 1971. Communication of innovations, 2nd edn. New York, NY: Free Press.Google ScholarPubMed
Sankoff, Gillian & Blondeau, Hélène. 2007. Language change across the lifespan: /r/ in Montreal French. Language 83.3, 560588.CrossRefGoogle Scholar
Traulsen, Arne, Santos, Francisco C. & Pacheco, Jorge M.. 2009. Evolutionary games in self-organizing populations. In Gross, T. & Sayama, H. (eds.), Adaptive networks: Theory, models and applications, 253267. Cambridge, MA: NECSI.CrossRefGoogle Scholar
Trudgill, Peter. 2008. Colonial dialect contact in the history of European languages: On the irrelevance of identity to new-dialect formation. Language in Society 37, 241254.CrossRefGoogle Scholar
Vennemann, Theo. 1993. Language change as language improvement. In Jones, Charles (ed.), Historical linguistics: Problems and perspectives, 319344. London: Longman.Google Scholar
Wallenberg, Joel C.2013. A unified theory of stable variation, syntactic optionality, and syntactic change. Talk delivered at the 15th Diachronic Generative Syntax (DiGS) Conference, University of Ottawa, August 2, 2013.Google Scholar
Yang, Charles D. 2000. Internal and external forces in language change. Language Variation and Change 12, 231250.CrossRefGoogle Scholar