Hostname: page-component-78c5997874-m6dg7 Total loading time: 0 Render date: 2024-11-10T14:12:12.567Z Has data issue: false hasContentIssue false
  • English
  • Français

The three institutionalisms and institutional dynamics: understanding endogenous and exogenous change

Published online by Cambridge University Press:  20 July 2015

Edward Anthony Koning
Edward Anthony Koning*
Affiliation:
Department of Political Science, University of Guelph, Canada E-mail: ekoning@uoguelph.ca
Get access Rights & Permissions [Opens in a new window]

Abstract

Although new institutionalism has long been criticised for presenting overly static accounts of social reality, that critique is becoming increasingly unwarranted. In recent years, historical, ideational and rational choice institutionalists have produced a rich body of literature on mechanisms and processes of institutional change. This article reviews this emerging literature and concludes that the most promising avenue for future research is to further explore the potential for combining insights from the three subtypes of institutionalism. In the hopes of encouraging future studies of institutional change to engage more explicitly in theoretical integration, this article proposes a sequential approach to combining insights from different traditions and providing comprehensive accounts of exogenous and endogenous processes of institutional change.

Keywords

endogeneityexogeneityinstitutional changeinstitutionalism
Type
Research Article
Information
Journal of Public Policy , Volume 36 , Issue 4 , December 2016 , pp. 639 - 664
Copyright
© Cambridge University Press, 2015 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Alcantara, C. (2013) Ideas, Executive Federalism and Institutional Change: Explaining Territorial Inclusion in Canadian First Ministers’ Conferences. Canadian Journal of Political Science 46(1): 27–48.Google Scholar
Alexander, S. (2010) Humanitarian Bottom League? Sweden and the Right to Health for Undocumented Migrants. European Journal of Migration and Law 12(2): 215–240.Google Scholar
Alston, L. J. and Ferrie, J. P. (1996) Paternalism in Agricultural Labor Contracts in the U.S. South: Implications for the Growth of the Welfare State. In Alston L. J., Eggertsson T. and North D. C. (eds.), Empirical Studies in Institutional Change. Cambridge: Cambridge University Press, 307–341.CrossRefGoogle Scholar
Andeweg, R. B. and Irwin, G. A. (2005) Governance and Politics of the Netherlands. Houndmills: Palgrave Macmillan.Google Scholar
Aoki, M. (2001) Toward a Comparative Institutional Analysis. Cambridge: MIT Press.Google Scholar
Archer, M. S. (1982) Morphogenesis Versus Structuration: On Combining Structure and Action. The British Journal of Sociology 33(4): 455–483.Google Scholar
Arza, C. (2012) The Politics of Counter-Reform in the Argentine Pension System: Actors, Political Discourse, and Policy Performance. International Journal of Social Welfare 21: S46–S60.Google Scholar
Berman, S. (2001) Ideas, Norms, and Culture in Political Analysis. Comparative Politics 33(2): 231–250.Google Scholar
Blyth, M. (2002) Great Transformations. Cambridge: Cambridge University Press.Google Scholar
Blyth, M. (2007) Powering, Puzzling, or Persuading? The Mechanisms of Building Institutional Orders. International Studies Quarterly 51(4): 761–777.Google Scholar
Boin, A., ‘t Hart, P. and McConnell, A. (2009) Crisis Exploitation: Political and Policy Impacts of Framing Contests. Journal of European Public Policy 16(1): 81–106.Google Scholar
Brady, D. W., Ferejohn, J. A. and Pope, J. C. (2005) Congress and Civil Rights Policy: An Examination of Endogenous Preferences. In Katznelson I. and Weingast B. R. (eds.), Preferences and Situations. New York, NY: Russell Sage Foundation, 62–87.Google Scholar
Campbell, J. L. (2002) Ideas, Politics, and Public Policy. Annual Review of Sociology 28: 21–38.Google Scholar
Campbell, J. L. (2004) Institutional Change and Globalization. Princeton, NJ: Princeton University Press.Google Scholar
Capoccia, G. and Kelemen, D. (2007) The Study of Critical Junctures: Theory, Narrative, and Counterfactuals in Historical Institutionalism. World Politics 59(3): 341–369.Google Scholar
Chang, H.-J. (2007) Introduction. In Chang H.-J. (ed.), Institutional Change and Economic Development. Tokyo: United Nations University Press, 1–16.Google Scholar
Chong, D. and Druckman, J. N. (2007) Framing Public Opinion in Competitive Democracies. American Political Science Review 101(4): 637–655.CrossRefGoogle Scholar
Clemens, E. S. and Cook, J. M. (1999) Politics and Institutionalism: Explaining Durability and Change. Annual Review of Sociology 25: 441–466.Google Scholar
Cox, R. H. (2001) The Social Construction of an Imperative. Why Welfare Reform Happened in Denmark and the Netherlands but not in Germany. World Politics 53(3): 463–498.Google Scholar
DiIulio, J. D. (1994) Principled Agents: The Cultural Bases of Behavior in a Federal Government Bureaucracy. Journal of Public Administration Research and Theory 4(3): 277–318.Google Scholar
Dimaggio, P. J. and Powell, W. W. (1991) The Iron Cage Revisited: Institutional Isomorphism and Collective Rationality in Organizational Fields. In Powell W. W. and Dimaggio P. J. (eds.), The New Institutionalism in Organizational Analysis. Chicago, IL: University of Chicago Press, 63–82.Google Scholar
Dodds, A. and Kodate, N. (2012) Understanding Institutional Conversion: The Case of the National Reporting and Learning System. Journal of Public Policy 32(2): 117–139.Google Scholar
Duit, A. (2007) Path Dependency and Institutional Change: The Case of Industrial Emission Control in Sweden. Public Administration 85(4): 1097–1118.CrossRefGoogle Scholar
Erk, J. G. and Koning, E. A. (2010) New Structuralism and Institutional Change. Federalism Between Centralization and Decentralization. Comparative Political Studies 43(3): 353–378.CrossRefGoogle Scholar
Esser, D. E. (2012) When We Launched the Government’s Agenda…: Aid Agencies and Local Politics in Urban Africa. Journal of Modern African Studies 50(3): 397–420.Google Scholar
Feder-Bubis, P. and Chinitz, D. (2010) Punctuated Equilibrium and Path Dependency in Coexistence: The Israeli Health System and Theories of Change. Journal of Health Politics, Policy and Law 35(4): 595–614.CrossRefGoogle ScholarPubMed
Ferejohn, J. A. (1991) Rationality and Interpretation: Parliamentary Elections in Early Stuart England. In Monroe K. R. (ed.), The Economic Approach to Politics. New York, NY: Harper Collins, 279–305.Google Scholar
Fleckenstein, T. (2011) The Politics of Ideas in Welfare State Transformation: Christian Democracy and the Reform of Family Policy in Germany. Social Politics 18(4): 543–571.Google Scholar
Fligstein, N. (1991) The Structural Transformation of American Industry: An Institutional Account of the Causes of Diversification in the Largest Firms. In Powell W. W. and Dimaggio P. J. (eds.), The New Institutionalism in Organizational Analysis. Chicago, IL: The University of Chicago Press, 311–336.Google Scholar
Galvan, D. and Sil, R. (2007) Reconfiguring Institutions Across Time and Space. New York, NY: Palgrave Macmillan.Google Scholar
Genschel, P. (1997) The Dynamics of Inertia: Institutional Persistence and Institutional Change in Telecommunications and Health Care. Governance 10(1): 43–66.CrossRefGoogle Scholar
Giddens, A. (1984) The Constitution of Society. Berkeley, CA: University of California Press.Google Scholar
Goodin, R. E. (1996) Institutions and Their Design. In Goodin R. E. (ed.), The Theory of Institutional Design. Cambridge: Cambridge University Press, 1–53.Google Scholar
Green, D. P. and Shapiro, I. (1994) Pathologies of Rational Choice Theory. New Haven, CT: Yale University Press.Google Scholar
Greenwood, R., Oliver, C., Sahlin, K. and Suddaby, R. (2008) Introduction. In Greenwood R., Oliver C., Saddaby R. and Sahlin K. (eds.), The SAGE Handbook of Organizational Institutionalism. London: Sage, 1–46.CrossRefGoogle Scholar
Greif, A. and Laitin, D. D. (2004) A Theory of Endogenous Institutional Change. American Political Science Review 98(4): 633–652.Google Scholar
Hacker, J. S. (2004) Privatizing Risk Without Privatizing the Welfare State: The Hidden Politics of Social Policy Retrenchment in the United States. American Political Science Review 98(2): 243–260.Google Scholar
Hall, P. A. (1986) Governing the Economy: The Politics of State Intervention in Britain and France. New York, NY: Oxford University Press.Google Scholar
Hall, P. A. (1989) The Political Power of Economic Ideas. Princeton, NJ: Princeton University Press.Google Scholar
Hall, P. A. (2010) Historical Institutionalism in Rationalist and Sociological Perspective. In Mahoney J. and Thelen K. (eds.), Explaining Institutional Change. Cambridge: Cambridge University Press, 204–223.Google Scholar
Hall, P. A. and Taylor, R. (1996) Political Science and the Three Institutionalisms. Political Studies 96(6): 936–957.Google Scholar
Harty, S. (2005) Theorizing Institutional Change. In Lecours A. (ed.), New Institutionalism: Theory and Analysis. Toronto: University of Toronto Press, 51–79.Google Scholar
Heclo, H. (1974) Modern Social Policies in Britain and Sweden. New Haven, CT: Yale University Press.Google Scholar
Iyengar, S. and Kinder, D. (1987) News That Matters. Chicago, IL: University of Chicago Press.Google Scholar
Jensen, C. (2009) Policy Punctuations in Mature Welfare States. Journal of Public Policy 29(3): 287–303.Google Scholar
Jepperson, R. L. (1991) Institutions, Institutional Effects, and Institutionalism. In Powell W. W. and Dimaggio P. J. (eds.), The New Institutionalism in Organizational Analysis. Chicago, IL: Chicago University Press, 143–163.Google Scholar
Jones, B. D., Baumgartner, F. R. and True, J. L. (1998) Policy Punctuations: US Budget Authority, 1947–1995. Journal of Politics 60(1): 1–33.Google Scholar
Joseph, J. (2006) Marxism and Social Theory. Houndmills: Palgrave Macmillan.Google Scholar
Katznelson, I. and Weingast, B. R. (2005) Intersections Between Historical and Rational Choice Institutionalism. In Katznelson I. and Weingast B. R. (eds.), Preferences and Situations. New York, NY: Russell Sage Foundation, 1–26.Google Scholar
Kelleher, C. A. and Wolak, J. (2006) Priming Presidential Approval: The Conditionality of Issue Effects. Political Behaviour 28: 193–210.Google Scholar
Knight, J. (1995) Models, Interpretations, and Theories: Constructing Explanations of Institutional Emergence and Change. In Knight J. and Sened I. (eds.), Explaining Social Institutions. Ann Arbor, MI: University of Michigan Press, 95–120.Google Scholar
Krasner, S. (1984) Approaches to the State: Alternative Conceptions and Historical Dynamics. Comparative Politics 16(2): 223–246.Google Scholar
Kwon, H.-K. (2013) Politics of Institutional Change: Evolution of the Irish Social Concertation Model. Comparative European Politics 11(4): 481–510.CrossRefGoogle Scholar
Landau, M. (1969) Redundancy, Rationality, and the Problem of Duplication and Overlap. Public Administration Review 29(4): 346–358.Google Scholar
Lindner, J. (2003) Institutional Stability and Change: Two Sides of the Same Coin. Journal of European Public Policy 10(6): 912–935.Google Scholar
Lowndes, V. (2002) Institutionalism. In Marsh D. and Stoker G. (eds.), Theory and Methods in Political Science, 2nd ed. Houndmills: Palgrave Macmillan, 90–108.Google Scholar
Lowndes, V. and Roberts, M. (2013) Why Institutions Matter. Houndmills: Palgrave Macmillan.Google Scholar
Mahoney, J. (2000) Path Dependence in Historical Sociology. Theory and Society 29(4): 507–548.Google Scholar
Mahoney, J. and Thelen, K. (2010) A Theory of Gradual Institutional Change. In Mahoney J. and Thelen K. (eds.), Explaining Institutional Change. Cambridge: Cambridge University Press, 1–37.Google Scholar
March, J. G. and Olsen, J. P. (1984) The New Institutionalism: Organizational Factors in Political Life. American Political Science Review 78(3): 734–749.Google Scholar
Miller, G. (2000) Rational Choice and Dysfunctional Institutions. Governance 13(4): 535–547.Google Scholar
Mizrahi, S. (2013) A New Institutionalism Analysis of Performance Management Reform: Theoretical Outline and Evidence from Israel. Journal of Comparative Policy Analysis: Research and Practice 15(3): 220–234.Google Scholar
Morgan, G. (2005) Introduction. In Morgan G., Whitley R. and Moen E. (eds.), Changing Capitalism?. Oxford: Oxford University Press, 1–20.CrossRefGoogle Scholar
Neuman, M. (2012) The Image of the Institution. Journal of the American Planning Association 78(2): 139–156.CrossRefGoogle Scholar
Niemelä, M. and Saarinen, A. (2012) The Role of Ideas and Institutional Change in Finnish Public Sector Reform. Policy & Politics 40(2): 71–91.CrossRefGoogle Scholar
North, D. C. (1990) Institutions, Institutional Change, and Economic Performance. Cambridge: Cambridge University Press.Google Scholar
Panizza, F. and Miorelli, R. (2013) Taking Discourse Seriously: Discursive Institutionalism and Post-Structuralist Discourse Theory. Political Studies 61(2): 301–318.Google Scholar
Papadakis, E. (1996) Environmental Politics and Institutional Change. Cambridge: Cambridge University Press.Google Scholar
Peters, B. G. (2008) Approaches in Comparative Politics. In Caramani D. (ed.), Comparative Politics. Oxford: Oxford University Press, 44–62.Google Scholar
Pierson, P. (2004) Politics in Time. Princeton, NJ: Princeton University Press.Google Scholar
Pierson, P. and Skocpol, T. (2002) Historical Institutionalism in Contemporary Political Science. In Katznelson I. and Milner H. V. (eds.), Political Science: State of the Discipline. New York, NY: APSA, 693–721.Google Scholar
Riker, W. H. (1990) Political Science and Rational Choice. In Alt J. E. and Shepsle K. A. (eds.), Perspectives on Positive Political Economy. Cambridge: Cambridge University Press, 163–181.Google Scholar
Riker, W. H. and Sened, I. (1996) A Political Theory of the Origin of Property Rights: Airport Slots. In Alston L. J., Eggertsson T. and North D. C. (eds.), Empirical Studies in Institutional Change. Cambridge: Cambridge University Press, 283–303.Google Scholar
Ross, F. (2013) Bringing Political Identity into Discursive and Ideational Analysis: Welfare Reform in Britain and the United States. British Politics 8(1): 51–78.Google Scholar
Ross, M. H. (2009) Culture in Comparative Political Analysis. In Lichbach M. I. and Zuckerman A. S. (eds.), Comparative Politics: Rationality, Culture, and Structure, 2nd ed. Cambridge: Cambridge University Press, 134–161.Google Scholar
Rothstein, B. (1996) Political Institutions: An Overview. In Goodin R. E. and Klingemann H.-D. (eds.), A New Handbook of Political Science. Oxford: Oxford University Press, 133–166.Google Scholar
Schmidt, V. A. (2008) Discursive Institutionalism: The Explanatory Power of Ideas and Discourse. Annual Review of Political Science 11: 303–326.Google Scholar
Schneiberg, M. and Lounsbury, M. (2008) Social Movements and Institutional Analysis. In Greenwood R., Oliver C., Saddaby R. and Sahlin K. (eds.), The SAGE Handbook of Organizational Institutionalism. London: Sage, 650–672.Google Scholar
Scott, W. R. (2001) Institutions and Organizations, 2nd ed. Thousand Oaks, CA: Sage.Google Scholar
Scott, W. R. (2007) Prefatory Chapter. In Hämäläinen T. J. and Heiskala R. (eds.), Social Innovations, Institutional Change and Economic Performance. Cheltenham: Edward Elgar Publishing, viii–xxi.Google Scholar
Stinchcombe, A. L. (1968) Constructing Social Theories. New York, NY: Harcour, Brace & World, Inc.Google Scholar
Streeck, W. and Thelen, K. (2005) Introduction. In Streeck W. and Thelen K. (eds.), Beyond Continuity: Institutional Change in Advanced Political Economies. New York, NY: Oxford University Press, 1–39.Google Scholar
Thelen, K. and Steinmo, S. (1992) Historical Institutionalism in Comparative Politics. In Steinmo S., Thelen K. and Longstreth F. (eds.), Structuring Politics. Cambridge: Cambridge University Press, 1–32.Google Scholar
Trampusch, C. (2005) Institutional Resettlement: The Case of Early Retirement in Germany. In Streeck W. and Thelen K. (eds.), Beyond Continuity. Oxford: Oxford University Press, 203–228.CrossRefGoogle Scholar
Van der Heijden, J. (2013) Different but Equally Plausible Narratives of Policy Transformation: A Plea for Theoretical Pluralism. International Political Science Review 34(1): 57–73.CrossRefGoogle Scholar
Walsh, J. I. (2000) When Do Ideas Matter? Explaining the Successes and Failures of Thatcherite Ideas. Comparative Political Studies 33(4): 483–516.Google Scholar
Weaver, R. K. (2010) Paths and Forks or Chutes and Ladders? Negative Feedbacks and Policy Regime Change. Journal of Public Policy 30(2): 137–162.Google Scholar
Weingast, B. R. (1995) A Rational Choice Perspective on the Role of Ideas: Shared Belief Systems and State Sovereignty in International Cooperation. Politics & Society 23(4): 449–464.Google Scholar
Weyland, K. (2008) Toward a New Theory of Institutional Change. World Politics 60: 281–314.Google Scholar