Article contents
‘Interests of justice’: Defining the scope of Prosecutorial discretion in Article 53(1)(c) and (2)(c) of the Rome Statute of the International Criminal Court
Published online by Cambridge University Press: 26 April 2017
Abstract
The International Criminal Court (ICC) was established with the aim of prosecuting individuals for the gravest crimes of concern to the international community. Yet some provisions of its Statute (the Rome Statute) recognize the need for temporarily setting aside criminal investigations or prosecutions in favour of different considerations. Two of these provisions are Article 53(1)(c) and (2)(c) of the Statute. They allow the Prosecutor of the Court to use his or her discretion in deciding not to initiate an investigation or a prosecution in the ‘interests of justice’. Nonetheless, the ambiguity of this phrase, coupled with an absent definition, have given rise to a polarized debate about its meaning and the Prosecutor's ensuing margin of discretion: some consider matters of peace and security and alternative justice mechanisms as possible ‘interests of justice’, while others exclude them. Among those adopting the latter view is the ICC's Office of the Prosecutor (OTP), as can be inferred from a 2007 Policy Paper on the Interests of Justice and a 2013 Policy Paper on Preliminary Examinations, which continue to be upheld by the Office. Against this backdrop and amid new developments at the ICC which call into question the OTP's position, the purpose of this article is to develop a comprehensive interpretation of Article 53(1)(c) and (2)(c) of the Rome Statute, using all the interpretative tools provided by Articles 31 to 33 of the Vienna Convention on the Law of Treaties.
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References
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21 Emphasis added.
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34 Author's translation.
36 Based on the analysis of an English translation of Art. 53(1)(c)’s Chinese version, which was provided by an official ICC interpreter.
37 Based on the analysis of the English translations of Art. 53(1)(c)’s Arabic and Russian versions, which were provided by ICC legal officers who are native speakers of these languages.
38 Emphasis added.
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67 See Art. 53(1), in fine and 3(a)(b) ICCSt.
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69 Policy Paper on Interests of Justice, supra note 7, at 5.
70 See Annex to the Paper on some Policy Issues, supra note 55, at 3.
71 Art. 1 ICCSt,
72 See Art. 17 ICCSt.
75 Webb, supra note 3, at 320, 322.
77 See Art. 13(b) ICCSt.
78 Notice that the ICTY and the ICTR were also created by a UNSC Chapter VII resolution under the explicit recognition that they were tools for the maintenance of international peace. See Resolution 827, UN Doc. S/RES/827 (1993), para 6; Resolution 955, UN Doc. S/RES/955 (1994), para. 6.
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84 Ibid.
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91 See Case Concerning Military and Paramilitary Activities in and Against Nicaragua (Nicaragua v. United States of America), Merits, Judgment of 27 June 1986, [1986] ICJ Rep. 14, para. 186.
92 All of which allow the consideration of factors other than those explicitly listed.
93 On the general scope of this expression see Bailey, S., ‘Article 21(3) of the Rome Statute: A Plea for Clarity’, (2014) 9 ICLR 513 Google Scholar, at 523–30; Grover, supra note 14, at 118.
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95 See, for instance, UN General Assembly, Basic Principles and Guidelines on the Right to a Remedy and Reparation for Victims of Gross Violations of International Human Rights Law and Serious Violations of International Humanitarian Law and Annex, Res. 60/147, 16 December 2005, UN Doc. A/RES/60/147; 1966 International Covenant on Civil and Political Rights, 999 UNTS 171, particularly Arts. 6(1), 7, 9, 10, 14 and 15.
96 Art. 32 VCLT.
97 See, e.g., Policy Paper on the Interests of Justice, supra note 7, at 2; Schabas, supra note 2, at 663; Robinson, supra note 3, at 483; Scharf, supra note 3, at 508, 521–7; Webb, supra note 3, at 306, 325; Wedgwood, R., ‘The International Criminal Court: a American view’, (1999) 10 EJIL 93, at 97Google Scholar.
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99 Discussion paper: International Criminal Court, Complementarity, United Kingdom, supra note 98, para. 30.
100 Proposal submitted by the informal working group of Argentina, Israel, et al. on Article 54.l(c) and Article 54.3(c), 16 June 1998, Art. 54(1)(c), available at www.legal-tools.org/en/doc/fcd0a4/.
101 Emphasis added.
102 United Nations Diplomatic Conference of Plenipotentiaries on the Establishment of an International Criminal Court, Official Records, Volume III, Reports and other documents (‘Rome Conference – Vol. III’), at 110, 159, 272, 279, 294.
103 United Nations Diplomatic Conference of Plenipotentiaries on The Establishment of an International Criminal Court, Rome, 15 June–17 July 1998. Official Records. Vol. II, Summary records and of the Meetings of the Committee of Whole, A/CONF-183/13(VOL-II) (‘Rome Conference – Vol. II’), at 77, para. 63, and 359, para. 45; Rome Conference – Vol. III, supra note 102, at 279, footnote 119.
104 Rome Conference – Vol. II, supra note 103, at 202, para. 129, and 211, para. 3.
105 See, e.g., Annex: Complementarity: A compilation of concrete proposals made in the course of discussion for amendment of the ICL Draft Statute – Addendum, 08 April 1996, a/ac-249/crp-9/add-1 Art. 26(1)(d), and letter ‘B’; Abbreviated Compilation of Proposals on Procedure Matters, Working group on Procedural Matters, PrepCom, 04 August 1997, UD/A/AC-249/1997/WG-4/IP (‘Abbreviated Compilation’), Art. 26(i bis)(b)(iii); Report of the Inter-Sessional Meeting from 19 To 30 January 1998 in Zutphen, The Netherlands, PrepCom, 4 February 1998, A/AC-249/1998/L-13 (‘Zutphen Draft’), Art. 47[26](1)bis(b)(iii); Report of the PrepCom, 14 April 1998, A/CONF.183/2, Art. 54(2)(b)(iii).
106 Rome Conference – Vol. II, supra note 103, at 62, para. 24; 64, para. 40; 82, paras. 7, 13.
107 Ibid., at 82, para. 13; 87, para. 59; 117, para. 45.
108 Ibid., at 82, para. 7; 82, para. 13; 110, para. 64.
109 Ibid., at 82, para. 13; 99, para. 48.
110 Ibid., at 82, para. 13.
111 Ibid., at 75, para. 39; 110, para. 64.
112 Ibid., at 62, para. 11; 87, para. 62.
113 Ibid., at 63, para. 29; 83, para 17.
114 Ibid., at 87, para. 62.
115 Situation in Darfur, Sudan, Decision on Application under Rule 103, Pre-Trial Chamber II, 4 February 2009, ICC-02/05-185, paras. 17, 18.
116 Prosecutor v. Jean-Pierre Bemba Gombo, Aimé Kilolo Musamba, Jean-Jacques Mangenda Kabongo, Fidèle Babala W Andu and Narcisse Arido (‘Bemba et al. Case’), Decision on Arido Defence request to withdraw the charges, Trial Chamber VII, 27 March 2015, ICC-01/05-01/13-876, para. 9; Bemba et al. Case, Decision pursuant to Article 61(7)(a) and (b) of the Rome Statute, ICC-01/05-01/13-749, Pre-Trial Chamber II, 11 November 2014, para. 23.
117 Situation in the Republic of Kenya, Decision on the ‘Victims’ request for review of Prosecution's decision to cease active investigation’, ICC-01/09-159, Pre-Trial Chamber II, 5 November 2015, paras. 22, 25, 27.
118 Art. 33(3) VCLT.
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