Published online by Cambridge University Press: 18 June 2009
William Perm summarized the Magna Carta thus: “First, It asserts Englishmen to be free; that's Liberty. Secondly, they that have free-holds, that's Property.” Since at least the seventeenth century, liberals have not only understood liberty and property to be fundamental, but to be somehow intimately related or interwoven. Here, however, consensus ends; liberals present an array of competing accounts of the relation between liberty and property. Many, for instance, defend an essentially instrumental view, typically seeing private property as justified because it is necessary to maintain or protect other, more basic, liberty rights. Important to our constitutional tradition has been the idea that “[t]he right to property is the guardian of every other right, and to deprive a people of this, is in fact to deprive them of their liberty.” Along similar lines, it has been argued that only an economic system based on private property disperses power and resources, ensuring that private people in civil society have the resources to oppose the state and give effect to basic liberties. Alternatively, it is sometimes claimed that only those with property develop the independent characters that are necessary to preserve a regime of liberty. But not only have liberals insisted that, property is a means of preserving liberty, they have often conceived of it as an embodiment of liberty, or as a type of liberty, or indeed as identical to liberty. This latter view is popular among contemporary libertarians or classical liberals. Jan Narveson, for instance, bluntly asserts that “Liberty is Property,” while John Gray insists that “[t]he connection between property and the basic liberties is constitutive and not just instrumental.”
1 Quoted in Kammen, Michael, Spheres of Liberty: Changing Perceptions of Liberty in American Culture (Madison: University of Wisconsin Press, 1986), p. 25Google Scholar. Compare Hamilton, Alexander, “Federalist No. 85,” in The Federalist Papers, ed. Rossiter, Clinton (New York: Mentor, 1961).CrossRefGoogle Scholar
2 Albert Lee of Virginia, quoted in Ely, James W. Jr., The Guardian of Every Other Right: A Constitutional History of Property Rights (New York: Oxford University Press, 1992), p. 26.Google Scholar
3 As F. A. Hayek writes: “There can be no freedom of the press if the instruments of printing are under government control, no freedom of assembly if the needed rooms are so controlled, no freedom of movement if the means of transport are a government monopoly.” See Hayek, , “Liberalism,” in his New Studies in Philosophy, Politics, Economics, and the History of Ideas (London: Routledge and Kegan Paul, 1978), p. 149.CrossRefGoogle Scholar
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5 John W. Chapman advocates an intermediate position, according to which “[i]n a genuinely liberal society, freedom and property stand in a relation, not of opposition, but of mutual justification and support.” See Chapman, , “Justice, Freedom, and Property,” in NOMOS XXII: Property, ed. Pennock, J. Roland and Chapman, John W. (New York: New York University Press, 1980), p. 317.Google Scholar
6 Henceforth, I shall not distinguish these. I suspect that, ultimately, this is an error: classical liberals tended to be rather more flexible on questions of government intervention in the economy and assistance to the working class than is typical of contemporary libertarians. For instance, Loren Lomasky's very modest welfarism is enough for Tibor Machan to conclude that “Lomasky gives too much to advocates of the welfare state by conceding that some measure of state welfare is appropriate. In my view this undermines the integrity of free constitutional law and government.” See Machan, , Individuals and Their Rights (La Salle: Open Court, 1989), p. xvGoogle Scholar. Cf. Lomasky, Loren E., Persons, Rights, and the Moral Community (New York: Oxford University Press, 1987), pp. 125–29Google Scholar. For the views of classical liberals on these matters, see my “Public and Private Interests in Liberal Political Economy, Old and New,” in Public and Private in Social Life, ed. Benn, S. I. and Gaus, G. F. (New York: St. Martin's Press, 1983), pp. 184–95Google Scholar. See also Barry, Norman P., On Classical Liberalism and Libertarianism (New York: St. Martin's Press, 1987).CrossRefGoogle Scholar
7 Narveson, Jan, The Libertarian Idea (Philadelphia: Temple University Press, 1988), p. 66Google Scholar; Gray, John, Liberalism (Milton Keynes: Open University Press, 1986), p. 62Google Scholar. The description in the text applies to Gray's 1986 position, and not necessarily to his current views. For Gray's itinerary through liberalism to conservatism, see his Liberalisms (London: Routledge, 1989)Google Scholar, especially the postscript. See also Lomasky, Loren E., “Liberal Obituary?” Ethics, vol. 102 (10 1991), pp. 140–54.CrossRefGoogle Scholar
8 In most cases, it is important to distinguish value-based arguments from principled arguments; the appropriate response to values is usually to promote and protect them, while principles demand respect. But nothing turns on this point here. See Benn, S. I., A Titeory of Freedom (Cambridge: Cambridge University Press, 1988)CrossRefGoogle Scholar, ch. 1. For a related discussion, see McNaughton, David and Rawling, Piers, “Honoring and Promoting Values,” Ethics, vol. 102 (07 1992), pp. 835–43.CrossRefGoogle Scholar
9 Berlin, Isaiah, “Two Concepts of Liberty,” in his Four Essays on Liberty (Oxford: Oxford University Press, 1969), p. 167:Google Scholar
One belief, more than any other, is responsible for the slaughter of individuals on the altars of the great historical ideals—justice or progress or the happiness of future generations, or the sacred mission or emancipation of a nation or race or class, or even liberty itself, which demands the sacrifice of individuals for the freedom of society. This is the belief that somewhere, in the past or the future, in divine revelation or in the mind of an individual thinker, in the pronouncements of history or science, or in the simple heart of the uncorrupted good man, there is a final solution. This ancient faith rests on the conviction that all positive values in which men have believed must, in the end, be compatible, and perhaps even entail one another.
10 Remember, Berlin acknowledges that “Green was a genuine liberal” (ibid., p. 133n). I examine Green's liberalism in my The Modern Liberal Theory of Man (New York: St. Martin's Press, 1983)Google Scholar. For a specific analysis of the relation between Green's idealism and his liberalism, see my “Green, T. H., Bernard Bosanquet, and the Philosophy of Coherence,” in The Rontledge History of Philosophy, vol. 7, The Nineteenth Century, ed. Ten, C. L. (London: Routledge, 1994).Google Scholar
11 I have argued elsewhere that property rights, like all rights, restrict liberty. See Gaus, Gerald F. and Lomasky, Loren E., “Are Property Rights Problematic?” The Monist, vol. 73 (10 1990), pp. 484–503.CrossRefGoogle Scholar
12 See my Value and Justification: The Foundations of Liberal Theory (Cambridge: Cambridge University Press, 1990), pp. 175ff.Google Scholar
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14 See Honoré, A. M., “Ownership,” in Oxford Essays in Jurisprudence, ed. Guest, A. G. (Oxford: Clarendon Press, 1961), pp. 107–47Google Scholar. See also Grunebaum, James O., Private Ownership (London: Routledge and Kegan Paul, 1987), ch. 1Google Scholar; and Becker, Lawrence C., Property Rights (London: Routledge and Kegan Paul, 1977), pp. 18–19.Google Scholar
15 For instance, a person can be said to own a building, even though it is a historic landmark and he does not have the right to destroy it.
16 I owe this point to Jeremy Waldron.
17 Thomson, Judith Jarvis, The Realm of Rights (Cambridge: Harvard University Press, 1990), p. 225.Google Scholar
18 I suspect that Wittgensteinian-inclined philosophers will resist the idea that liberal property rights—or for that matter anything else—have an essential core. To turn Wittgenstein on his head: Do not suppose that, of course, property rights don't have a core—look and see. Cf. Wittgenstein, Ludwig, Philosophical Investigations, 3d ed., ed. Anscombe, G. E. M. (New York: Macmillan, 1953), section 66.Google Scholar
19 Here I am following Snare, Frank, “The Concept of Property,” American Philosophical Quarterly, vol. 9 (04 1972), pp. 200–206Google Scholar. I have significantly altered the fourth condition. Snare provides two additional conditions; again, I am concerned here with necessity, not sufficiency.
20 I shall not comment much on Snare's prima facie clauses. The second is intended to take account of Locke's remark that we would be justified in pulling down a man's house in order to keep a fire from spreading; see Snare, , “The Concept of Property,” p. 203Google Scholar. Adam Smith too argues that we can justifiably violate natural liberty by imposing “an obligation of building party walls, in order to prevent the communication of fire”; similar reasoning leads Smith to support infringing natural liberty by regulating the banking trade. See Smith, Adam, The Wealth of Nations, ed. Cannan, Edwin (Chicago: University of Chicago Press, 1976), vol. 1, pp. 344–45Google Scholar. For a view of property rights that points to a stronger interpretation of rules (2)(b) and (4), see Calabresi, Guido and Melamed, A. Douglas, “Property Rights, Liability Rules, and Inalienability: One View of the Cathedral,” Harvard Law Review, vol. 85 (04 1972), pp. 1089–1128.CrossRefGoogle Scholar
21 This last condition raises complex problems of compensatory justice. I consider these problems in more depth in my essay “Does Compensation Restore Equality?” in NOMOS XXXIII: Compensatory Justice, ed. Chapman, John W. (New York: New York University Press, 1991), ch. 2.Google Scholar
22 See Benn, S. I. and Peters, R. S., Social Principles and the Democratic State (London: Allen and Unwin, 1959), p. 156.Google Scholar
23 See Munzer, Stephen R., A Theory of Property (Cambridge: Cambridge University Press, 1990)CrossRefGoogle Scholar, ch. 3. See also Munzer's contribution to the present volume.
24 Cf. Narveson's claims in The Libertarian Idea, p. 66Google Scholar; Nozick, Robert, Anarchy, State, and Utopia (New York: Basic Books, 1974), pp. 72, 228–30Google Scholar; and Machan, , Individuals and Their Rights, p. 122.Google Scholar
25 “Hegel regards alienability as a mark of something really being property—which is why lives and liberty cannot be property.” Ryan, Alan, Property and Political Theory (Oxford: Basil Blackwell, 1984), p. 129.Google Scholar
26 See Barnett, Randy, “Contract Remedies and Inalienable Rights,” in Philosophy and Law, ed. Coleman, Jules and Paul, Ellen Frankel (Oxford: Basil Blackwell, 1987), pp. 194–95.Google Scholar
27 See Feinberg, Joel, “Voluntary Euthanasia,” in his Rights, Justice, and the Bounds of Liberty (Princeton: Princeton University Press, 1980), p. 243.CrossRefGoogle Scholar
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29 Of course, some insist that all these rights can be relinquished. See Thomson, , The Realm of Rights, pp. 283–84.Google Scholar
30 The critical essay here was Nagel, Thomas's “Libertarianism without Foundations,” in Reading Nozick, ed. Paul, Jeffrey (Totowa, NJ: Rowman and Littlefield, 1981), pp. 191–206Google Scholar. Tibor Machan explicitly says that his recent book is a response to Nagel's criticism (Machan, , Individuals and Their Rights, p. xiii)Google Scholar; Loren Lomasky begins his book by stating that “[r]ights without foundations are treacherous entities” (Lomasky, , Persons, Rights, and the Moral Community, p. vii)Google Scholar. See also the similar remark of Wheeler, Samuel C. III in his “Natural Property Rights as Body Rights,” Noûs, vol. 14 (05 1980), p. 172Google Scholar. For Nozick, see note 24 above.
31 Feinberg, Joel, “A Postscript to The Nature and Value of Rights,” in his Rights, Justice, and the Bounds of Liberty, pp. 156–58Google Scholar. Because Feinberg sees mandatory rights as the deviant case, he asks: “Why then are they called rights at all?” Though he answers the question, the important point for our purposes is that he asks it. See also Sumner, L. W., The Moral Foundation of Rights (Oxford: Clarendon Press, 1987), pp. 98ff.Google Scholar
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35 For Hobbes, of course, everyone already has a liberty to do everything, so this problem, though relevant to his account of contracts in general, does not cause difficulties for his account of empowering the sovereign. For an extensive analysis, see Hampton, Jean, Hobbes and the Social Contract Tradition (Cambridge: Cambridge University Press, 1986).Google Scholar
36 I owe this suggestion to David Friedman.
37 See Lyons, David, “Rights, Claimants, and Beneficiaries,” American Philosophical Quarterly, vol. 6 (07 1969), pp. 181ff.Google Scholar
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39 The stronger interpretation of the beneficiary view is that being the beneficiary of another's duty is a necessary as well as a sufficient condition for having a right. If so, it might be argued that since Alf no longer receives any benefit, he can no longer be said to have any rights to the Pinto. I have argued elsewhere that one can indeed have a right to ø even if ø-ing sets back one's interests; see my “Does Compensation Restore Equality?” (supra note 21). See also note 107 below.
40 Nozick, , Anarchy, State, and Utopia, p. 58Google Scholar. Of course, given Locke's views about our relation to God, the argument is not paternalistic. Note that Nozick never actually says Locke's view is paternalistic.
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44 See Schauer, Frederick, Free Speech: A Philosophical Enquiry (Cambridge: Cambridge University Press, 1982)Google Scholar, ch. 8. H. L. A. Hart acknowledges immunity rights, but insists that “[a]n individual's immunity from legal change at the hands of the law is spoken and thought of as a right only when the change in question is adverse, that is, would deprive him of the rights of other kinds (liberty-rights, powers, rights correlative to obligations) or benefits secured to him by law.” See Hart, , “Legal Rights,” in his Essays on Bentham: Studies in Jurisprudence and Political Theory (Oxford: Clarendon Press, 1982), pp. 190–92Google Scholar. Though the first clause may well be correct—that only an immunity against an adverse change is a candidate for a right—it is dubious that this adversity must be measured against a baseline of preexisting legal rights or legally secured advantages.
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47 Buckle, Stephen, Natural Law and the Theory of Property (Oxford: Clarendon Press, 1991), p. 29Google Scholar. Because suum includes one's body, Locke's theory does commit him to holding that we own our body parts, such as limbs. Thus, though Locke talks of owning our own persons, it is not really a mistake to interpret him as claiming that we own our bodies (ibid., pp. 169–70). Cf. Waldron, Jeremy, The Right to Private Property (Oxford: Clarendon Press, 1988), pp. 177ff., 361n.Google Scholar
48 Buckle, , Natural law and the Theory of Property, p. 171Google Scholar. Buckle argues for the applicability of the concept of suum to Locke, 's theory on pp. 168–74Google Scholar. See also Simmons, A. John, The Lockean Tlteory of Rights (Princeton: Princeton University Press, 1992), pp. 226–27.Google Scholar
49 Note here a basic similarity to the Hegelian account of property, pointing to a less stark division between the Lockean and Hegelian accounts than some would suggest.
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52 In their analysis of Wheeler's argument, Douglas B. Rasmussen and Douglas J. Den Uyl stress the distinction between the extension of self-ownership and the extension of property rights in one's body. Though it is not without importance, I have suggested in note 47 that this distinction may not be fundamental to the natural-law account. See Rasmussen, and Uyl, Den, Liberty and Nature: An Aristotelian Defense of Liberal Order (La Salle: Open Court, 1991), pp. 124–27.Google Scholar
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56 Wheeler suggests that if another can incorporate your body part into his body, then it would become his property. But then you are not really transferring the right. You relinquish it, the body part becomes unowned, and the first person to integrate it into his body becomes the new owner. See ibid., p. 186. The problem here is much the same as that confronted by the Hobbesian analysis of transfer in terms of indiscriminate waiving. See Section IIB above.
57 Fressola, Anthony, “Liberty and Property,” American Philosophical Quarterly, vol. 18 (10 1981), p. 316.Google Scholar
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59 I assume, then, that negative liberty is a fundamental classical-liberal value. For an interesting argument disputing this, arguing instead for positive liberty as the foundation of libertarianism, see Spector, Horacio, Autonomy and Rights: The Moral Foundations of Liberalism (Oxford: Clarendon Press, 1992).Google Scholar
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61 Stephen Munzer alerts me that, if this is to be legally binding, the permission must be in writing to satisfy the Statute of Frauds, and must satisfy the legal criteria for valid servitudes.
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77 Hart calls this the “bilateral character of liberty rights,” which contrasts with Hohfeld's “unilateral” characterization of a liberty. See Hart, , “Legal Rights” (supra note 44), pp. 166–67.Google Scholar
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82 Note that on Sumner's analysis, contractual rights are not only different from property rights, but are rights of a different type.
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96 In this respect, ES shares a common feature with most accounts of positive liberty, viz., they undermine the idea that the liberal state is, first and foremost, based on a right to equal liberty.
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99 The conception of equality of opportunity operative here would be even weaker than that which Rawls calls the “system of natural liberty,” which supposes “a background of equal liberty” (Rawls, , A Theory of Justice, p. 72).Google Scholar
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102 This claim is defended in Gaus and Lomasky, “Are Property Rights Problematic?” (supra note 11).
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104 Most likely, they are also linked through a version of the instrumental argument. See Section I.
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107 Contemporary analysts of rights tend to divide between advocates of the “will or choice theory of rights” and supporters of “interest theories” and the related “benefit theories.” The former understand rights in terms of protected choices, while to the latter, rights are protections of morally important interests or benefits. I set this seemingly intractable debate aside; though there may be good reasons to reconstruct the concept of rights so as to fit one or the other model, it is quite clear that adopting either as the sole model requires some reconstruction. On the face of it, both models are useful in explicating rights. Simmons, for instance, says that Locke holds both a choice and benefit theory (Simmons, , The Lockean Theory of Rights, p. 93)Google Scholar. Munzer also suggests a combined theory in his A Theory of Property (supra note 23), p. 48Google Scholar. For a defense of the choice theory, see Robinson, , Coval, , and Smith, , “The Logic of Rights” (supra note 43)Google Scholar; Sumner, , The Moral Foundation of Rights (supra note 31), pp. 98ffGoogle Scholar; and Hart, , “Legal Rights” (supra note 44), pp. 171ffGoogle Scholar. For a defense of the interest theory, see Waldron, , The Right to Private Property (supra note 47), pp. 87–105Google Scholar; on the benefit theory, see Lyons, David, “Rights, Claimants, and Beneficiaries” (supra note 37), and Section IIB above.Google Scholar
108 Thus, on a choice conception of rights, all rights, benefit rights as well as liberty rights, protect choices. See Sumner, , The Moral Foundation of Rights, p. 49.Google Scholar
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111 As Buckle shows, seventeenth-century usage closely linked the ideas of suum, property, and what was properly one's own-“propriety”; see Buckle, , Natural Law and the Theory of Property (supra note 47), pp. 172–73.Google Scholar
112 Note that this same general idea has been used to describe rights in general, property rights, and rights of privacy. Stanley Benn, for instance, speaks of a “conception of privacy … closely bound to the liberal ideal. The totalitarian claims that everything a person is and does has significance for society at large. He sees the state as the self-conscious organization of civil society, existing for society's well-being. The public or political universe is all-inclusive: all roles are public….” See Benn, , A Theory of Freedom (supra note 8), p. 268Google Scholar. This is by no means to say that these three concepts are identical, but insofar as each identifies an area that is not subject to public interference or scrutiny, they all articulate requirements of a free life, and often are run together. For an analysis of the difference between property and privacy, see Munzer, , A Theory of Property (supra note 23), pp. 46, 92, 95, 99Google Scholar. See also Hayek, F. A., The Constitution of Liberty (London: Routledge, 1960), p. 140.Google Scholar
113 Reich, , “The New Property” (supra note 93), pp. 771ff.Google Scholar
114 Cf. the conception of freedom as extent of sovereignty in Section IIIE.
115 Berlin, , “Two Concepts of Liberty” (supra note 9), p. 125.Google Scholar
116 Or so I have argued; see my Value and Justification, ch. 8.
117 Note that this is how Sumner defines libertarianism: “Libertarianism as a moral/political theory is based on the contention that natural rights are all liberty-rights (or property rights)” (Sumner, , The Moral Foundation of Rights, p. 110).Google Scholar
118 Berlin, , “Two Concepts of Liberty,” p. 169.Google Scholar