Introduction
During the late 1950s, when homosexuality was still viewed as a psychiatric disorder, non-clinical population-based studies in the visible lesbian, bisexual, or gay individual (LBG) community repeatedly found no elevation of the natural occurrence of mental disorders in LBGs compared to heterosexual (HTS) people (Cochran & Mays, Reference Cochran and Mays2000). Since the early 1990s however, research with improved study designs and less selective inclusion of LBG individuals reported increased rates of mental disorders in LBGs compared to HTSs. A meta-analysis of 25 studies calculated odds ratios (ORs) of 1.5 for depression, anxiety, and substance abuse disorders, and a twofold excess in suicide attempts (King et al., Reference King, Semlyen, Tai, Killaspy, Osborn, Popelyuk and Nazareth2008). In a large majority of studies, however, psychosis was not investigated as a mental health outcome. Sexual minority status has been associated with a higher prevalence of psychotic symptoms in general population studies in the UK and the Netherlands (Chakraborty, McManus, Brugha, Bebbington, & King, Reference Chakraborty, McManus, Brugha, Bebbington and King2011; Gevonden et al., Reference Gevonden, Selten, Myin-Germeys, de Graaf, ten Have, van Dorsselaer and Veling2014). To the best of our knowledge, these are the only two studies comparing risk for psychotic disorders and psychotic symptoms between LBGs and HTSs, respectively. The current study aimed to investigate the association between LBG status and the risk for psychotic disorders, and to explore potential pathways.
Social adversity and social stress over the life course may be a substantial mediator of psychological problems and mental illness in LBGs. Social stress occurs when the social self is threatened due to maltreatment, stigmatization, discrimination, or exclusion (Meyer, Reference Meyer2003). Such social-evaluative threats are more likely to occur for those belonging to ethnic (Veling, Reference Veling2013) and sexual (Kuyper & Fokkema, Reference Kuyper and Fokkema2011) minority groups and may increase the risk for psychiatric disorders. The prevalence of childhood sexual and physical abuse is up to four times more likely to occur in LBGs (Corliss, Cochran, & Mays, Reference Corliss, Cochran and Mays2002). Gay boys are 4.6 times, and lesbian girls are 2.4 times more likely to be bullied during high school compared to HTS adolescents (Goodenow, Watson, Adjei, Homma, & Saewyc, Reference Goodenow, Watson, Adjei, Homma and Saewyc2016). There is tentative evidence for a dose–response relationship between victimization through bullying and mental health problems (Bontempo & D'Augelli, Reference Bontempo and D'Augelli2002). Moreover, childhood bullying is specifically thought by some to influence cognitive and biological mechanisms of psychotic ideation in those at-risk mental states in early adolescence (Lataster et al., Reference Lataster, van Os, Drukker, Henquet, Feron and Gunther2006).
To our knowledge, associations between sexual minority status and psychotic disorders have not been studied (see Fig. 1). A fair amount, however, has been published on the socially adverse environmental risk factors for non-affective psychotic disorder (NAPD). The association between childhood trauma (CT) and psychosis has been quantified to a substantial OR of 2.8 (van Nierop et al., Reference van Nierop, Lataster, Smeets, Gunther, van Zelst, de Graaf and van Winkel2014). Childhood bullying increases the risk for psychotic mental disease (Bebbington et al., Reference Bebbington, Bhugra, Brugha, Singleton, Farrell, Jenkins and Meltzer2004). Lastly, perceived discrimination too has been associated with an increased risk of psychotic symptoms in clinical minority studies (Pearce, Rafiq, Simpson, & Varese, Reference Pearce, Rafiq, Simpson and Varese2019). Within LBG populations, the degree of perceived discrimination by means of sexual prejudice has been associated with mental health problems (Goodenow et al., Reference Goodenow, Watson, Adjei, Homma and Saewyc2016).
Factors of social adversity thought to mediate associations between LBG and psychosis are shown in Fig. 1. A previous cross-sectional study (Gevonden et al., Reference Gevonden, Selten, Myin-Germeys, de Graaf, ten Have, van Dorsselaer and Veling2014) found that perceived discrimination, in particular, mediated the twofold increased psychotic symptom development in a community sample of LBGs.
The current study investigated the prevalence of LBG in a large population-based cohort of patients with psychotic disorders, their siblings, and healthy controls. We aimed: (1) to examine whether the proportion of LBGs is higher in patients with psychotic disorders compared to individuals without psychotic disorder; and if so, (2) to explore possible mediating pathways. We hypothesized: (a) that sexual minority status is more common in patients than in siblings and healthy controls, (b) that patients less often disclose their sexual identity to others, and (c) that CT, experiences of bullying, and perceived discrimination contribute to an increased risk for NAPD.
Methods
Data were collected from the Genetic Risk and Outcome in Psychosis Study (GROUP) (Korver, Quee, Boos, Simons, & de Haan, Reference Korver, Quee, Boos, Simons and de Haan2012), a large longitudinal observational population-based cohort study, conducted in Dutch mental health institutes affiliated with four academic medical centers in the Netherlands (Amsterdam, Groningen, Maastricht, Utrecht) and in regional psychotic disorder services in Belgium. The procedure of recruitment and population characteristics has been described in detail elsewhere (Korver et al., Reference Korver, Quee, Boos, Simons and de Haan2012). The GROUP-study was approved by the Medical Ethics Committee of the Academic Medical Center of Utrecht. All subjects gave written informed consent. The current study uses data from the third GROUP assessment, 6 years after baseline (data assessment 2011–2014).
Subjects
Patients were asked to participate in the GROUP study if they met the following inclusion criteria: (i) age range 16–50 years, (ii) diagnosis of (recent) NAPD, and (iii) good command of the Dutch language. Control subjects were selected through a system of random mailings to addresses in corresponding geographical areas. Controls were excluded if they had a first-degree relative with a psychotic disorder, established with the Family Interview for Genetic Studies. Siblings of included patients were also approached to take part in the GROUP study, if they did not have a history of psychotic disorder. If controls or relatives developed a psychosis during the study period, they were allocated to the patient group.
Measurements
Diagnostic instruments
Detailed medical and psychiatric histories were collected, including the Comprehensive Assessment of Symptoms and History (CASH), a semi-structured interview for assessing diagnosis and psychopathology (Andreasen, Flaum, & Arndt, Reference Andreasen, Flaum and Arndt1992); or Schedules for Clinical Assessment for Neuropsychiatry (SCAN 2.1) (Wing et al., Reference Wing, Babor, Brugha, Burke, Cooper, Giel and Sartorius1990). Trained psychologists or psychiatrist with extensive clinical experience using the Diagnostic and Statistical Manual of Mental Disorders-IV (DSM-IV) criteria (APA, 2000) made diagnostic classification(s).
Sexual orientation and behavior
Homosexuality has several dimensions, including self-identification, same-sex attraction, and same-sex behavior. In order to capture the best dimension of sexual orientation, participants were asked if their predominant orientation was same-sex (response options ‘yes’, ‘no’, ‘I don't know’, and ‘refuse to answer’). Participants were classified as LBG if they replied ‘yes’. Missing data for sexual minority status, i.e. ‘I don't know’ or ‘refuse to answer’, were recoded as ‘no’ and assigned subjects to the HTS group. In a sensitivity analysis, we recoded ‘I don't know’ and ‘refuse to answer’ into ‘yes’ in order to compare both results. All participants were also asked to what extent they had disclosed their sexual orientation to people in their environment. Sexual identity disclosure can be seen as weakening effect modifier of (minority) stress (Kuyper & Fokkema, Reference Kuyper and Fokkema2011). The latter was illustrated by findings of lower cortisol levels and less psychiatric symptoms in adult LGBs who had disclosed their sexual identity compared to those who had not (Juster, Smith, Ouellet, Sindi, & Lupien, Reference Juster, Smith, Ouellet, Sindi and Lupien2013). Disclosure is also associated with affiliation and formation of social circuits, which are likely to reduce the impact of social stress (Meyer, Reference Meyer2003).
Socio-demographic variables
Socio-demographic variables included age, gender, ethnicity (% of Caucasian participants), living with a partner, education (% highest degree obtained), urban living (see Table 1), and lifetime cannabis use (% of participants that ever used cannabis during their lifetime ‘yes/no’).
a Higher vocational education or university degree.
b Urban living was computed by sum scores (maximum score of 15) to reflect the amount of times participants lived in a densely populated area (i.e. >1000 to >2500 persons/km2) between the age of 0 and 19; addresses were coupled to the national database of Statistics of The Netherlands.
c Percentage of missing data: ethnicity 13.5%, urban living 76.1%, Cannabis Lifetime ever used 4.3%, CTQ-SF 12.3%, bullied 4.4%, discrimination 10.5%.
Social adversity and social stress
CT was assessed with the Dutch version of the Childhood Trauma Questionnaire-Short Form (CTQ-SF). The Dutch CTQ-SF effectively screens for maltreatment between clinical and non-clinical samples (Thombs, Bernstein, Lobbestael, & Arntz, Reference Thombs, Bernstein, Lobbestael and Arntz2009). The CTQ-SF is a 25-item retrospective self-report questionnaire designed to assess five dimensions of childhood maltreatment: (1) Physical Abuse, (2) Emotional Abuse, (3) Sexual Abuse, (4) Physical Neglect, and (5) Emotional Neglect. The total mean score of all child trauma experiences was used for analysis.
Bullying was assessed as follows: participants were asked if they had ever been bullied by another child or teenager during elementary, middle-, or high school and asked to rate the severity of bullying on a five-point scale (from never = 1 to often = 5). Lifetime discrimination experiences were assessed with a series of dichotomous ‘yes’ or ‘no’ questions on the following situations: ever been fired, not hired for a job, not been promoted, detained, questioned or threatened by police, badly treated by the justice system, discouraged from further education, prevented to buy/let a house, badly treated by neighbors, denied a loan/mortgage, received bad service, or been badly treated in either medical care or public transport. The mean cumulative score was used as a measure of perceived discrimination. In contrast to CT, which was assessed at wave 2, bullying, discrimination, and sexual minority were all assessed at wave 3.
Statistical analysis
Statistical analysis was performed using SPSS 17.0. Pearson χ2 test of independence, independent samples t test, and ANOVA (one-way) were used to test socio-demographic and clinical differences between patients and controls, and between LBG and HTS groups.
Binary logistic regression analyses were used to compare the risk (expressed as OR) of patients with a psychotic disorder being LBG, compared to people without a psychotic disorder. A priori determined confounding variables of age and gender were adjusted for.
To investigate whether CT, bullying, and perceived discrimination mediated the association between LBG and NAPD, a bootstrapped multiple mediation analysis was conducted with the Process macro developed by Hayes (Reference Hayes2012). Release 6.0 of the GROUP database was used for analyses.
Results
A total of 1766 participants were assessed at wave 3 of the GROUP study. Information was available for 1546 patients (87.5%) of which, 582 patients, 603 siblings, and 361 controls. Analyses were based on these 1546 subjects. As depicted in Table 1, 6.8% of patients (40 out of 582), 4.3% (26 out of 605) of siblings, and 2.5% (10 out of 361) controls were classified as LBGs.
Controls were significantly more likely to be living/married with someone than patients (OR 3.2, 95% CI 2.7–3.8). The proportion of people with high education was lower in patients than in controls. LBG patients had significantly higher mean scores for CT when compared to HTS patients. In the LBG group, 39.5% (n = 15) of patients reported often bullying v. 20% (n = 2) in the control group. In HTS participants, this was 20.3% and 8.1%, respectively. Discrimination scores were also significantly higher in the LBG participants, with 29% of patients and 50% of controls reported never to have experienced discrimination v. 39% and 62% in HTS counterparts.
Data of all 1546 subjects were used to calculate binary regression estimates (see Table 2). Compared to controls, the OR of LBG status was 1.61 for patients with NAPD (95% CI 1.13–2.29–4.92, p = 0.008) and for siblings was 1.58 (95% CI 0.75–3.32, p = 0.225). Of the LBG participants: 78% of controls, 38% of siblings, and 29% of patients had disclosed their sexual orientation to almost everyone in their lives and not a single control, 4% of siblings, and 16% of patients reported that no one knew of their sexual orientation.
a Adjusted for age and gender.
Multiple mediation analysis showed (see Table 3) that perceived discrimination, CT, and bullying all partially mediated the association between LBG status and NAPD. The indirect effect of discrimination, controlling for the other mediators, was the greatest in predicting psychosis in LBGs, B = 0.23 (bootstrapped 95% CI 0.07–0.44). The second greatest indirect effect was that of CT, B = 0.12 (bootstrapped 95% CI 0.04–0.25) and the last was bullying, B = 0.06 (95% CI 0.002–0.15).
Mediation analysis using Hayes' PROCESS macro in SPSS.
* p < 0.05.
In sensitivity analyses with participants who responded ‘I do not know’ or ‘refuse to answer’ added to the LBG category, 66 patients (11.3%), 36 siblings (6.0%), and 23 controls (6.4%) were classified as LBG. The unadjusted OR for LBG status was 1.37 (95% CI 1.07–1.76; p = 0.012) for patients compared to controls. Age- and gender-adjusted OR was 1.42 (95% CI 1.09–1.85; p = 0.009).
Discussion
Main findings
This large population-based case–control study found that the prevalence of a sexual minority status was higher in patients with NAPD (6.8%) than in siblings (4.3%) and in healthy controls (2.8%). Whereas approximately 80% of controls had disclosed their sexual identity to almost everyone in their lives, only 30% of patients had done so. Our study results provide preliminary evidence that sexual minority status is a risk factor for NAPD with a positive significant association OR of 1.6. Mean scores of social adversity, with the exception of CT, were significantly higher in LBGs than in HTSs, also within the patient group. CT, a history of bullying, and perceived discrimination partially mediated the association between sexual minority status and NAPD.
Comparison to previous studies and interpretation
Chakraborty et al. Reference Chakraborty, McManus, Brugha, Bebbington and King2011 found elevated rates of psychotic disorders in non-HTS individuals, 3.75 (1.76–8.00) unadjusted OR (95% CI). Similarly, in the Netherlands, in another general population study, Gevonden et al. (Reference Gevonden, Selten, Myin-Germeys, de Graaf, ten Have, van Dorsselaer and Veling2014) found elevated rates of psychotic symptoms in LBG population compared with HTS during two consecutive periods: NEMESIS-1 (OR 2.56, 95% CI 1.71–3.84) and NEMESIS-2 (OR 2.30, 95% CI 1.42–3.71). In the current clinical sample, an OR of LBG status of 1.6 for patients with NAPD (95% CI 1.13–2.29, p = 0.008). Correspondingly, perceived discrimination outcomes were higher for LBGs in both of the aforementioned studies and thought to act as a social stressor (or threat) toward the genesis of psychopathology. Our mediation results confirm these reports by finding similar factors mediating the association between LBG status and NAPD specifically. Our results are also consistent with previous health mediation risk findings (Bontempo & D'Augelli, Reference Bontempo and D'Augelli2002) of data from 9188 9th–12th grade students from Massachusetts and Vermont; of whom 315 were LBGs. They showed a combined effect of sexual minority status and (high) victimization to be consistently associated with higher levels of risk indices such as substance use or suicide attempts. In our data, bullying experiences were more prevalent amongst LBG than HTS subjects, and the indirect effect of bullying on NAPD risk was significant. Compared to CT and discrimination, however, the effect of bullying was smaller. The reason for this may be that in the aforementioned study, bullying was ascertained in real time; while our study participants (mean age at current assessment 32) were older and re-call error could have led to an underreporting of bullying. Furthermore, 16% of our sexual minority patients had not disclosed their sexual identity, which also may have contributed to lower bullying scores.
Sexual minority status is likely to represent environmental factors that increase the risk for psychotic symptoms and disorders. Current environmental theories of psychosis emphasize a central role for adversive experiences over the life course. Childhood adversities, in particular recurrent experiences of hostility and threat, have been consistently associated with increased risk for psychotic disorder (Morgan & Gayer-Anderson, Reference Morgan and Gayer-Anderson2016). Similarly, higher rates of psychosis in immigrants and their offspring are likely to be explained by a negative social minority position, being part of a group that is viewed as inferior by the majority population (Veling, Reference Veling2013) and chronic stress due to social exclusion, discrimination, and social defeat (Selten, van der Ven, Rutten, & Cantor-Graae, Reference Selten, van der Ven, Rutten and Cantor-Graae2013). Such experiences are common in LGB individuals, even if they have not disclosed their sexual identity, by identification with the minority group (Meyer, Reference Meyer2003). Indeed, aversive social experiences partially mediated the effect of LGB status on the risk for psychotic disorder in our sample. Several authors (Howes & Murray, Reference Howes and Murray2014) hypothesize that exposure to social stressors during critical periods of brain development leads to sensitization, resulting in permanent excess of basal pre-synaptic transmission of dopamine, which is thought to increase the risk for psychosis. Pathogenic effects of social stressors on neurochemical systems are similar for both NAPD and LBGs (Mizrahi, Reference Mizrahi2016).
Sexual identity disclosure has been shown to improve the overall mental health of LBG youth (Meyer, Reference Meyer2003), and adult LBGs who have disclosed their sexual preference show lower cortisol levels and less psychiatric symptoms compared to LBGs who have not (Juster et al., Reference Juster, Smith, Ouellet, Sindi and Lupien2013). It is plausible that these neurodevelopmental and biological mechanisms, if present, are more pronounced in LBGs considering the trying conditions under which LBGs become of age and live in thereafter. LBGs are known to achieve important milestones such as a steadfast identity, settling down with a partner and family planning later in life (Kertzner, Reference Kertzner2001). In spite of the Netherland's renowned international ‘gay-friendly’ reputation, our results show that LBGs experience increased psychological strain during their life course by means of social adversity. The formation of biased cognitive schemas is more likely to occur after negative social experiences, and are exacerbated and perpetuated by having an ‘outsider status’ (Veling, Reference Veling2013). On the other hand, self-disclosure at a young age, which appears to be a trend (Russell & Fish, Reference Russell and Fish2016), may lead to increased social adversity and exclusion in individuals not yet psychologically equipped to handle the adversity. This in turn might explain why the prevalence of psychiatric disorder in young LBGs has not declined over recent decades, despite positive changes in social attitudes in Western countries (Brechwald, Reference Brechwald and Prinstein2011). In addition to the above-mentioned socio-neurodevelopmental theories, other potential mediators of association between LBGs and psychotic disorders should also be considered, such as healthy identity and body-image formation. A recent Dutch survey study of LBGs (n = 2352) showed that in men higher levels of gender non-conformity predicted the experiences of CT by an adult family member, which in turn predicted the higher level of adult revictimization. If LBGs are more victimized as children by primary caregivers (Bos, de Haas, & Kuyper, Reference Bos, de Haas and Kuyper2019), they are also more likely to be deprived of the developmental conditions needed to form a stead-fast sense of self and a healthy body-image. Difficulties in establishing a stead-fast sense of self are reported by patients with psychosis (Nelson, Thompson, & Yung, Reference Nelson, Thompson and Yung2013).
Strengths and limitations
The results of this study should be interpreted in the light of several methodological issues. Selection bias may have occurred. While the large patient group of the GROUP study can be argued to be representative of the NAPD population (Korver et al., Reference Korver, Quee, Boos, Simons and de Haan2012), at the third assessment (6 years after baseline), 48% of the original patient sample (n = 1120) was lost to follow-up. The results would be biased if HTS patients were more likely to drop out than LBG patients, or if healthy LBGs were less likely to participate in the study than HTS controls. We tackled possible responder bias, by allocating ‘the refuse to answer’ and ‘I don't know’, a substantial total of 13 participants to the HTS group. A recent population survey found that approximately 4% and 3% of Dutch men and women, respectively, are homosexual (Keuzekamp, Kooiman, & Lisdonk, Reference Keuzekamp, Kooiman and Lisdonk2012), this corresponds well with the LBG rate in our control group. We conceptualized predominant same-sex attraction as a measure of sexual minority identity (i.e. the self-identification of LGB), yet we recognize that we did not also ask about same-sex behavior and predominant attraction, does not per se necessitate same-sex behavior or self-identification as an LBG individual. However, dissonance between sexual identity, in which case same-sex attraction is a key question to pose (Sell, Reference Sell1997), and same-sex behavior occurs particularly in (young) adolescents (Kann et al., Reference Kann, Olsen, McManus, Harris, Shanklin, Flint and Zaza2016), whereas the mean age in our minority patients was 34.9 years of age.
A further potential concern is the measurement error of sexual minority status. It is conceivable that sexual identity is a part of delusional ideas in some patients with NAPD. Sexual orientation was measured 6 years after baseline, making incorrect classification as LBG as a result of actual psychosis less likely.
Furthermore, mediators must precede the occurrence of the outcome in time. This is true for CT and bullying, but not necessarily for perceived discrimination, as this was measured lifetime and could, therefore, may have occurred after the onset of psychosis. Another limitation of the current study is the small LBG sample size. We did not have enough statistical power to control for urban living and cannabis use. LBGs tend to live in densely populated urban areas (Kuyper & Fokkema, Reference Kuyper and Fokkema2011). Higher occurrence of substance abuse amongst LBGs is a well-replicated finding (Bos et al., Reference Bos, de Haas and Kuyper2019) and is by some hypothesized to be more ‘normalized’ within the LBG culture and/or used as a coping mechanism for minority stress (Meyer, Reference Meyer2003). It should be acknowledged that these variables had many missing values in third wave data, which limits their interpretation. Our data suggest that cannabis use was lower in LBGs than HTSs, which implies it is probably not a substantial factor in explaining the increased risk for psychosis in this population. As we did not have detailed information on cannabis use, and data were not available for a third of participants, conclusions should be regarded with caution. The results of this study implicate that LBGs have even more increased mental health risks, than previously known. Social defeat factors such as CT, discrimination, and bullying especially need to be addressed.
Acknowledgements
We are grateful for the generosity of time and effort by the patients, their families, and healthy subjects. Furthermore, we would like to thank all research personnel involved in the GROUP project, in particular: Joyce van Baaren, Erwin Veermans, Ger Driessen, Truda Driesen, Erna van’t Hag, Jessica de Nijs.
Funding
The infrastructure for the GROUP study is funded through the Geestkracht program of the Dutch Health Research Council (Zon-Mw, grant number 10-000-1001), and matching funds from participating pharmaceutical companies (Lundbeck, AstraZeneca, Eli Lilly, Janssen Cilag) and universities and mental health care organizations (Amsterdam: Academic Psychiatric Centre of the Academic Medical Center and the mental health institutions: GGZ Ingeest, Arkin, Dijk en Duin, GGZ Rivierduinen, Erasmus Medical Centre, GGZ Noord Holland Noord. Groningen: University Medical Center Groningen and the mental health institutions: Lentis, GGZ Friesland, GGZ Drenthe, Dimence, Mediant, GGNet Warnsveld, Yulius Dordrecht, and Parnassia psycho-medical center The Hague. Maastricht: Maastricht University Medical Centre and the mental health institutions: GGzE, GGZ Breburg, GGZ Oost-Brabant, Vincent van Gogh voor Geestelijke Gezondheid, Mondriaan, Virenze riagg, Zuyderland GGZ, MET ggz, Universitair Centrum Sint-Jozef Kortenberg, CAPRI University of Antwerp, PC Ziekeren Sint-Truiden, PZ Sancta Maria Sint-Truiden, GGZ Overpelt, OPZ Rekem. Utrecht: University Medical Center Utrecht and the mental health institutions Altrecht, GGZ Centraal and Delta).