Providing optimal enteral nutrition to pre-term infants is one of the major clinical challenges facing neonatologists, and, more recently, interest has turned to the role of nutrition in the primary prevention of diseases. Several clinical studies have investigated the potential benefit of modulating the gut microbiota in pre-term infants – who display a delayed and impaired gut bacterial colonisation(Reference Magne, Abély and Boyer1) – through supplementation with probiotics and/or prebiotics(Reference Szajewska2, Reference Veereman-Wauters3). The most promising benefit of enteral supplementation with probiotics – defined as live microbial supplements that potentially provide benefits to the host – is the prevention of necrotising enterocolitis (NEC), as demonstrated by the most recent meta-analyses that showed the very significant benefits of probiotic supplements(Reference Alfaleh, Anabrees and Bassler4, Reference Deshpande, Rao and Patole5). However, according to the latest comment by the European Society of Pediatric Gastroenterology, Hepatology and Nutrition Committee on Nutrition, there is not enough available evidence on the safety of probiotics in pre-term infants(Reference Agostoni, Buonocore and Carnielli6). Although infrequent, systemic translocation of probiotics has been reported(Reference Boyle, Robins-Browne and Tang7, Reference Ohishi, Takahashi and Ito8), raising some concerns about this side effect in high-risk groups of low- and very-low-birth-weight infants who are characterised by high intestinal permeability.
Prebiotics are non-digestible oligosaccharides leading to specific changes in the composition and/or activity of beneficial gut microbiota(Reference Roberfroid9). The bifidogenic effect of the infant formula supplemented with prebiotics has been demonstrated and is thought to be beneficial(Reference Veereman-Wauters3, Reference Lomax and Calder10). In pre-term infants, only a few studies have shown that oligosaccharide supplementation increased bifidobacterial and lactobacilli levels(Reference Srinivasjois, Rao and Patole11), reducing the presence of clinically relevant pathogens in the gut microbiota. Furthermore, the clinical benefits of these supplementations were poorly demonstrated(Reference Szajewska2, Reference Srinivasjois, Rao and Patole11), although reduced stool viscosity and accelerated gastrointestinal transport were observed in pre-term infants fed a prebiotic formula(Reference Mihatsch, Hoegel and Pohlandt12), and in a recent study, a trend has been found towards a lower incidence of serious infectious morbidity in pre-term infants receiving enteral supplementation of a prebiotic mixture(Reference Westerbeek, van den Berg and Lafeber13).
An alternative option is to use formulas fermented with lactic acid-producing bacteria during the production process that are subsequently inactivated by heat or other means at the end of the process(Reference Agostoni, Goulet and Kolacek14). This leads to a probiotic/prebiotic activity that is probably related to both the production of active bacterial metabolites such as transoligosaccharides and the presence of bacterial components such as cell membrane and DNA(Reference Menard, Candalh and Ben15, Reference Hoarau, Lagaraine and Martin16). A formula manufactured with Bifidobacterium breve and Streptococcus thermophilus (Blédina, Villefranche-sur-Saône, France) has shown some benefits in full-term infants, including a bifidogenic effect(Reference Agostoni, Goulet and Kolacek14, Reference Mullie, Yazourh and Thibault17), reduced diarrhoeal severity(Reference Thibault, Aubert-Jacquin and Goulet18), increased specific intestinal antibody response(Reference Mullie, Yazourh and Thibault17) and increased thymus size(Reference Indrio, Ladisa and Mautone19). This kind of formula has never been tested in pre-term infants. The present study aimed at investigating clinical tolerance and the effect on the gut microbiota of early feeding of pre-term infants with this fermented formula adapted for these infants. TNF-α, calprotectin and secretory IgA (SIgA) were also monitored.
Subjects and methods
Subjects and trial design
The trial was carried out in two neonatal units, St Vincent de Paul hospital (Paris) and Alix de Champagne hospital (Reims), from December 2002 to February 2005. The study protocol was conducted according to the guidelines laid down in the Declaration of Helsinki, and all procedures involving human patients were approved by the local ethics committee (CPP Ile de France III, no. 1977/06-05-02). Pre-term infants with a gestational age (GA) less than 35 weeks and whose mother chose formula feeding were enrolled during their first 3 d of life; enrolment ended at the hospital discharge. Parents provided informed written consent. Infants were randomly assigned to receive either a formula adapted for pre-term infants (PF), as a control, or the formula containing heat-killed ferments (FPF). Doctors, nurses, research staff and parents were blinded to which formula the infant was given. Newborns whose parents did not provide informed consent or who had malformations or metabolic diseases were excluded from the study. In St Vincent de Paul hospital, due to a high prevalence of mothers wishing to breast-feed, neonates whose mothers decided to attempt to breast-feed could be enrolled, resulting for some infants having had a mixed diet.
The intent-to-treat population consisted of all randomised infants, and the per-protocol population was defined as infants for whom at least two stools with an interval of at least 1 week had been collected.
Trial formula
Both the FPF and the PF were supplied by Blédina. The PF was formulated to meet the nutritional needs of pre-term infants(Reference Agostoni, Buonocore and Carnielli6, Reference Hay20). The initial composition of the FPF was the same as that of the PF (Table 1). However, the manufacturing process included a fermentation step: 8 h at 37°C with two probiotic strains, B. breve C50 (Collection de l'Institut Pasteur, CIP I-2219) and S. thermophilus 065 (CIP I-1620), which were heat-inactivated at the end of the process This process added to the composition of the formula active bacterial metabolites such as non-digestible oligosaccharides. The packaging and the form were identical for each formula.
MCT, medium-chain TAG; ARA, arachidonic acid; pp, protocol population.
* 63 μg (expressed in SI units).
† 1·1 μg (expressed in SI units).
Data collection
Clinical data
Background information regarding pregnancy and neonatal parameters was collected, including sex, GA, birth weight, mode of delivery, neonatal distress, respiratory disease, infection, maternal steroid therapy, and antibiotic intake per partum and at birth. In order to evaluate the tolerance of the fermented formula, the following parameters were recorded twice a week until discharge: anthropometric parameters (weight, height and head circumference); gastrointestinal tolerance parameters (abdominal distension evaluated by inspection, gastric residuals, mucoid stool, loose stool, rectal bleeding and NEC). Drug administration and intake of the formula and mother's milk were also reported.
Stool collection
Faecal samples were collected each week from diapers and placed in sterile tubes. The tube for culture analysis contained 0·5 ml brain heart infusion broth with 15 % glycerol as a cryoprotective agent. All samples were immediately frozen after collection and kept at − 80°C until analysis. Data analyses were performed with the dietary groups coded, and the code was not broken until all analyses had been completed.
Microbiological analysis of faecal samples
Culture method
Qualitative and quantitative analyses of faecal flora allowing the isolation, quantification and identification of the main genera were performed by spreading dilutions of the stools on various media as described previously(Reference Rougé, Goldenberg and Ferraris21). Bacterial counts were expressed as the log10 colony-forming units/g of faeces, and the count threshold was 3 log10 colony-forming units/g of faeces. Identification of bifidobacteria was performed upon macroscopic aspects of colonies, microscopic characteristics and PCR using primers specific for genus and species, as described previously(Reference Butel, Suau and Campeotto22).
Culture-independent method
Total faecal DNA extraction and bacterial PCR–temporal temperature gel electrophoresis (PCR-TTGE) were performed as described previously(Reference Magne, Hachelaf and Suau23). The Dcode Universal Mutation Detection System (BioRad, Hercules, CA, USA) was used for sequence-specific separation of amplicons. Known bacterial strains were used to standardise band migration and gel curvature among different gels. PCR-TTGE profiles were analysed using Diversity Database 2.1® (Bio-Rad).
Bacterial diversity was evaluated through the number of bands and the maturation of infant microbiota through the distance between TTGE profiles, which was calculated by comparison with the sample collected the week before for each infant. Mean values of the distances were analysed to obtain a general picture of faecal microbiota maturation.
Faecal TNF-α, calprotectin and secretory IgA measurements
Faecal TNF-α was measured using ELISA (TNF-α EASIA®; Biosource, Nivelles, Belgium) adapted for faecal samples as described previously(Reference Kapel, Matarazzo and Haouchine24). Faecal calprotectin concentration was measured using a commercial ELISA kit (Calprest®; Eurospital, Trieste, Italy) according to the manufacturer's instructions. Faecal SIgA were determined by ELISA using Nunc-Immuno plates (Maxisorp F96; Nunc, Roskilde, Denmark). Plates were coated for 1 h at 37°C and incubated overnight at 4°C with an antibody (1 mg/l) to human secretory component (Dako, Glostrup, Denmark) in veronal buffer (25 mmol/l; pH 8·6). Non-specific binding sites were blocked using PBS, pH 7·2, containing 1 % bovine serum albumin. Serial twofold dilutions of tested samples and purified human SIgA (Cappel ICN, Aurora, CO, USA) were added to the wells. The plates were incubated for 1 h at 37°C under agitation, then washed and incubated for 1 h under agitation with a horseradish peroxidase-conjugated rabbit antibody (0·25 μg/l) to human IgA (Dako). Addition of O-phenyl diamine triggered the reaction. Absorbance was read at 492 nm, and quantitative results were determined by reference to standard curves.
Statistical analyses
The primary outcomes were to evaluate the tolerance of the experimental formula and its effect on the gut microbiota establishment, in particular the increase in bifidobacterial counts. Since no differences were expected in terms of anthropometrics, the sample size estimation was only based on the expected effect on bifidobacteria, i.e. a 2 log increase in the FPF compared with the PF as observed with an oligosaccharide-supplemented formula(Reference Boehm, Lidestri and Casetta25). To detect such a difference with 80 % power and 5 % α risk, twenty-five patients per group were required. The secondary outcome was to evaluate the effects of the experimental formula on faecal SIgA as an immunological marker and on faecal TNF-α and calprotectin as inflammatory markers.
Neonatal characteristics and quantitative variables concerning microbiota analyses are reported as means and standard deviations. Qualitative variables are reported as frequencies and percentages. Analyses were performed as intent-to-treat population analysis. Comparisons between the groups were performed using Fisher's exact test for qualitative parameters and Wilcoxon's test for continuous variables. For analysis of the independent roles of GA, mode of delivery, antibiotic therapy, intake of mother's milk and diet (FPF or PF) on the number of colonised infants and bacterial colonisation levels, multivariate logistic and linear regression models were used, respectively.
Results
Characteristics of the study population
Written informed consent was obtained from the parents of fifty-eight pre-term infants (intent-to-treat population). Following a blind review, fifty-two infants remained as the per-protocol population, twenty-one in the FPF group and thirty-one in the PF group (Fig. 1). Among them, seven infants were followed up over 5 weeks, ten over 4 weeks, eighteen over 3 weeks and seventeen over 2 weeks. Within the intent-to-treat population (Table 2), there was no significant difference between the FPF and PF groups in terms of pregnancy and neonatal parameters. In centre 1, fifteen infants received their mother's milk, which was first administered at a median age of 7 (range 1–25) d. The percentage of infants partially breast-fed was identical in both groups, with only six infants whose mother's milk intake was 50 % or more from week 2 (two in the FPF group and four in the PF group). Infants receiving antibiotics (amoxicillin, broad-spectrum cephalosporin, piperacillin, glycopeptide, aminoglycoside; used either alone or in combination) were treated from birth for suspected (eight infants) or confirmed (eight infants) infection with no differences between groups, and from day 4 for a nosocomial infection (one infant).
FPF, fermented pre-term formula; PF, pre-term formula.
* There were no significant differences.
Tolerance of the fermented formula: clinical characteristics of infants
No differences in anthropometric data, i.e. catch-up growth, weight gain, recumbent length gain and head circumference gain, were found either between centres or between the feeding groups (Table 3). Abdominal distension was similar in the FPF (four infants) and PF (two infants) groups during weeks 1 and 2, but a significant difference occurred during weeks 3 and 4, with no abdominal distension in the FPF group and eight cases in the PF group (P = 0·016). Gastric residuals ranged from 0 to 14·6 %, with no significant difference between the groups (mean values 2·5 % in the FPF group v. 1·7 % in the PF group). No differences in the stool patterns were observed between the two feeding groups. One infant fed the PF had rectal bleeding and was successfully treated for a suspected NEC (Bell's stage Ib). No adverse effects were observed throughout the study.
FPF, fermented pre-term formula; PF, pre-term formula.
* There were no significant differences.
Establishment of the gut microbiota using culture
Statistical analyses did not show any significant difference in bacterial colonisation between the centres. In the 151 faecal samples analysed (sixty-two from the FPF group and eighty-nine from the PF group), the number of colonised infants and the bacterial colonisation levels did not differ between the feeding groups throughout the study (Fig. 2). Most infants were rapidly colonised by staphylococci, mainly coagulase-negative. No more than two-thirds of all infants were colonised by enterococci and/or enterobacteria during the first week, with the percentage increasing throughout the study. Enterobacteria species were mainly Escherichia coli, Klebsiella sp. and Enterobacter cloacae, with no differences between the groups (Table 4). Bacteroides colonised a limited number of infants. By contrast, colonisation by clostridia was more frequent, increasing throughout the study up to 100 % at the fourth week (see Table 4 for isolated species). Lactobacilli were seldom isolated.
FPF, fermented pre-term formula; PF, pre-term formula.
* There were no significant differences.
† Number of colonised infants.
Concerning the bifidobacterial colonisation, the number of colonised infants and the colonisation levels did not differ between the groups (Fig. 2). Bifidobacteria were isolated in five infants in the FPF group (24 %) and in ten infants in the PF group (32 %) at a mean level of 7·5 and 6·9 log10 colony-forming units/g, respectively. Although not significant, mean bifidobacterial levels were higher in infants fed the FPF compared with those fed the PF (7·5 log10v. 6·6 log10, respectively), but species were not different between the groups (Table 4). Antibiotics given either per partum or to the neonates had no significant influence. However, except for week 1 in the FPF group, maternal or neonatal antibiotics decreased bifidobacterial levels by an average of 2 log10 whatever the type of feeding (Fig. 3). The only perinatal factor significantly affecting the incidence of bifidobacterial colonisation (P = 0·0064) and its levels (P = 0·03) was GA; no infants born at a GA under 33 weeks were colonised, which is concordant with what we have reported previously(Reference Butel, Suau and Campeotto22). There was no difference in the effect of the type of feeding in infants born before 33 weeks GA compared with infants born at this GA or more, except for clostridia. Indeed, clostridial colonisation was significantly delayed in infants born at 33 weeks GA or more and fed the FPF, with none of these infants colonised during the first week of life by contrast with those fed the PF or those born at less than 33 weeks GA whatever the mode of feeding.
Establishment of the gut microbiota using temporal temperature gel electrophoresis according to the feeding group
TTGE was performed on eighty-seven faecal samples (thirty-two from the FPF group and fifty-five from the PF group). The band set contained a total of eighty-six distinct bands, as shown for seven infants in Fig. 4. The number of bands/sample varied from one to fourteen and did not increase from week 1 to week 3 (mean 6·1 (sd 3·1) to 7·8 (sd 3·3)/sample). The distance values between the band patterns were very high, with a mean of 77 (sd 21) % between weeks 1 and 2 and 73 (sd 24) % between weeks 2 and 3. A band corresponding to bifidobacteria was detected in the faecal samples of five infants in the FPF group and six infants in the PF group. Neither GA nor the type of feeding influenced significantly the profile patterns throughout the study.
Faecal TNF-α, calprotectin and secretory IgA
Overall, 145 faecal samples were tested. TNF-α was detected in four samples (four infants) in the FPF group (median 41 (range 31–57) pg/g) and nine samples (seven infants) in the PF group (median 60 (range 30–155) pg/g), with no significant differences between the groups.
Faecal calprotectin was detectable in all samples with high inter- and intra-individual variation (median 257 (range 16–1240) μg/g) and no relationship with GA. A downward trend in calprotectin levels was observed in the FPF group throughout the study period. This decrease in calprotectin levels was significant in the FPF group (P = 0·01) from week 3 (Fig. 5). Differences between the two groups were not significant in infants receiving antibiotics, as opposed to infants without any antibiotics (P = 0·048). Partial breast-feeding did not influence calprotectin levels whatever the group. Faecal SIgA levels were detectable in all samples, with high inter-individual variation. No differences were observed over the entire study period between infants fed only the PF (median 12 (range 1–350) μg/g) or the FPF (median (27 (range 1–474) μg/g) (Fig. 6(a)). As expected, SIgA of partially breast-fed infants were higher in both the feeding groups. Interestingly, in infants partially breast-fed, SIgA was significantly higher (P = 0·02) from week 2 in infants fed the FPF (median: 3038 (range 1225–6040) μg/g compared with those fed the PF (median 1473 (range 30–2655) μg/g) (Fig. 6(b)).
Discussion
This trial tested the tolerance and the effect on the bacterial colonisation of a FPF without live bacteria that had never previously been tested in pre-term infants. It was found that the FPF was well tolerated, and similarly to the standard PF, weight gain, head circumference and recumbent length did not differ from reference chart values.
Such good tolerance of prebiotic supplementation of the formula has previously been reported in pre-term infants in four small clinical trials(Reference Srinivasjois, Rao and Patole11). This is of great importance, since reduction in weight gain and/or growth can be detrimental for pre-term infants. Moreover, in the present study, intestinal tolerance tended to be improved in infants fed the FPF, as shown by less-frequent abdominal distension observed after 2 weeks of enteral feeding. This effect might be compared with the beneficial effects on intestinal tolerance observed in pre-term infants fed a probiotic-supplemented pre-term formula(Reference Indrio, Riezzo and Raimondi26). However, interpreting these data are difficult, as it may indicate a decrease in gas production, an increase in motility or a decrease in mucosal inflammation, although it is of note that no effect on the gastric residual volume was observed.
No bifidogenic effect was observed with this formula, which contrasts with that found for full-term infants fed a similar formula from the first month of feeding(Reference Mullie, Yazourh and Thibault17). However, in the latter study, bifidobacteria were detected in all infants from the beginning of the survey. Likewise, prebiotic activity of a pre-term formula containing oligosaccharides has been observed in pre-term infants in two clinical trials(Reference Srinivasjois, Rao and Patole11), but, again, these infants harboured high levels of bifidobacteria from inclusion. In a recent study, no increase in the number of colonised infants and a non-significant increase in bifidobacterial levels have been observed in pre-term infants receiving a dietary supplement of lactobacilli and fructo-oligosaccharides and displaying a low incidence of bifidobacterial colonisation at enrolment(Reference Underwood, Salzman and Bennett27). This tends to support that, if bifidobacteria at baseline are absent or at low levels, no metabolites or other molecules can have bifidogenic properties. However, in infants colonised by bifidobacteria, the average bifidobacterial levels were about 1 log higher in infants fed the FPF compared with those fed the PF. Although not statistically significant, such an increase could have some biological effects. The lack of a prebiotic effect could also be due to a too low dose of oligosaccharides produced during the fermentation process, since a dose-dependent prebiotic effect has previously been demonstrated with a formula supplemented with two doses of a mixture of oligosaccharides(Reference Moro, Minoli and Mosca28). The role of macronutrients should not be overlooked, but the formula composition was similar to that tested in full-term infants(Reference Mullie, Yazourh and Thibault17).
Since we have previously reported that bifidobacterial colonisation did not occur in infants born at a GA less than 33 weeks(Reference Butel, Suau and Campeotto22), the effect of the FPF could be dependent on GA. However, we did not find any difference in the effect of the formula either in infants born before a GA of 33 weeks or in those born after a GA of 33 weeks or more, except for clostridia, which did not colonise any infant born at GA of 33 weeks or more and fed the FPF during the first week of life. This delay could be due to either the combination of bifidobacterial colonisation and the presence of active metabolites or an indirect effect of the FPF on the innate intestinal immune system or both. Clinical beneficial effects of such delay are unknown. However, clostridia are strongly involved in NEC(Reference Waligora-Dupriet, Dugay and Auzeil29), and early intestinal colonisation by this genus has been linked to NEC(Reference De La Cochetière, Piloquet and Des Robert30).
Additionally, we confirmed the abnormal gut bacterial colonisation and the low bacterial diversity in pre-term infants described in other studies(Reference Magne, Abély and Boyer1, Reference Rougé, Piloquet and Butel31–Reference Roudiere, Jacquot and Marchandin34), with no significant differences between the two feeding groups. Colonisation by aerobes occurred very early, especially for staphylococci, whereas colonisation by anaerobes, especially bifidobacteria as highlighted earlier, was delayed. The high incidence and levels of clostridia described in the present study have rarely been reported in the literature(Reference Westerbeek, van den and Lafeber35).
Gut inflammatory status and immune mucosal response of pre-term infants were investigated in the present study through the measurement of faecal calprotectin, TNF-α and SIgA. Although the proportion of infants with detectable TNF-α was too low to sufficiently allow powerful statistical analysis, data showed that the FPF was associated with altered calprotectin and SIgA levels. High levels of faecal calprotectin have long been associated with inflammatory gastrointestinal diseases in children and adults but appear to also occur in healthy neonates(Reference Campeotto, Kalach and Lapillonne36–Reference Savino, Castagno and Calabrese38). These high levels may relate to a physiological inflammation at birth linked to the presence of numerous dietary and bacterial antigens(Reference Rougé, Butel and Piloquet39). Calprotectin levels were also found to be high in the present study with wide inter-individual variations and no relationship with GA, as reported previously in healthy full-term and pre-term infants(Reference Rougé, Piloquet and Butel31, Reference Campeotto, Kalach and Lapillonne36–Reference Savino, Castagno and Calabrese38, Reference Yang, Smith and Goldberg40). After 2 weeks of feeding, infants from the FPF group had significantly lower faecal calprotectin levels than those of the PF group, suggesting that the FPF may contribute in attenuating the inflammatory response to dietary and bacterial antigens, as reported previously with Bifidobacterium lactis Bb12 supplementation(Reference Mohan, Koebnick and Schildt41). This result could be linked to the reduced prevalence of abdominal distension observed from week 3 in the FPF group.
SIgA play a central role in local immunity and participate in the mucosal intestinal barrier against pathogenic bacteria or viruses. SIgA appear to increase due to both mother's milk and the use of the fermented formula, suggesting a modulation of immunity, as demonstrated previously by a significant increase in SIgA after poliovirus vaccination in full-term infants fed the similar fermented formula without live bacteria(Reference Mullie, Yazourh and Thibault17). Mohan et al. (Reference Mohan, Koebnick and Schildt41) reported such an increase in total faecal SIgA in pre-term infants supplemented early after birth with B. lactis Bb12 over a 3-week period. Both these data suggest a positive effect of probiotic/prebiotic supplementation on gut-associated lymphoid tissue maturation in pre-terms infants.
The effect that we observed needs to be assessed on a larger number of infants, and, if confirmed, the mechanisms by which the formula may reduce inflammation and promote local immune responses would deserve further investigation.
To conclude, the present study evaluated for the first time the effect on clinical tolerance, gut microbiota and mucosal immuno-inflammatory responses of a fermented pre-term infant formula without live bacteria. Clinical tolerance was similar to that of a classic pre-term formula, with no adverse effects. No bifidogenic effect was observed in contrast with the observation made with a similar formula in full-term infants. Thus, according to our findings, prebiotic molecules may not influence bifidobacterial colonisation in pre-term infants displaying poor bifidobacterial colonisation. However, this formula may attenuate inflammatory responses to dietary and bacterial antigens and promote mucosal immunity when associated with breast-feeding, thus improving gastrointestinal tolerance. These effects could be part of a strategy of minimal enteral feeding to accelerate the maturation of gastrointestinal function.
Acknowledgements
We thank Ester Pereira for technical assistance and Cecile Aubert-Jacquin and Danone Baby Nutrition Research, Villefranche-sur-Saône, for providing financial support for the present study. The authors' contributions were as follows: F. C., N. Kap., A.-J. W.-D., N. Kal., C. D. and M.-J. B. contributed to the study concept and design; F. C., P. S., B. L. and C. D. were responsible for the clinical data collection and faecal sample collection; A. S., F. M., N. Kap., L. F., A.-J. W.-D. and M.-J. B. conducted the microbiota and faecal marker analyses; V. V. performed the statistical analysis; F. C., A. S., N. Kap., F. M., A.-J. W.-D., B. L., N. Kal., C. D. and M.-J. B. were involved in the data interpretation and critical revision of the manuscript; F. C., N. Kap., C. D. and M.-J. B. assisted in drafting the manuscript; C. D. and M.-J. B. were responsible for the overall supervision of the study. None of the grant suppliers had any involvement in the analysis of the data or interpretation of the results. None of the authors had any conflicts of interests.