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On L-derivatives and biextensions of Calabi–Yau motives

Subject: Mathematics, Statistics and Probability

Published online by Cambridge University Press:  28 July 2023

Vasily Golyshev*
Affiliation:
Math Section, ICTP, Trieste, Italy Algebra and Number Theory Lab, Institute for Information Transmission Problems, Moscow, Russia

Abstract

We prove that certain differential operators of the form $ DLD $ with $ L $ hypergeometric and $ D=z\frac{\partial }{dz} $ are of Picard–Fuchs type. We give closed hypergeometric expressions for minors of the biextension period matrices that arise from certain rank 4 weight 3 Calabi–Yau motives presumed to be of analytic rank 1. We compare their values numerically to the first derivative of the $ L $-functions of the respective motives at $ s=2 $.

Type
Research Article
Information
Result type: Novel result
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2023. Published by Cambridge University Press

Introduction

The goal of this note is to explain, favoring expedience over detail, how one can systematically obtain explicit numerical evidence in support of a B-SD-type conjecture for hypergeometric Calabi–Yau motives. For a Calabi–Yau threefold $ X/\unicode{x211A} $ with Hodge numbers $ {h}^{3,0}={h}^{0,3}=1,{h}^{2,1}={h}^{1,2}=a $ , Poincaré duality defines a non-degenerate alternating form on the third cohomology $ {H}^3(X) $ for any Weil cohomology theory. We view the collection of such cohomological realizations as arising from a so-called symplectic motive of rank $ 2+2a $ . We will focus on the case $ a=1 $ here; these motives, now colloquially called “(1,1,1,1)-motives,” are expected to exist in 1-parameter families (Golyshev & van Straten, Reference Golyshev and van Straten2023). Their typical Euler factors can be obtained as characteristic polynomials of the geometric $ p $ -Frobenius acting in the $ l $ -adic cohomology of $ X $ over the algebraic closure. They take the form

$$ \det \left({\left.1-T\cdot {\mathrm{Frob}}_p\right|}_{H_{{\mathrm{e}}^{\prime}\mathrm{t}}^3\left(\overline{X},{\unicode{x211A}}_l\right)}\right)=1+{\alpha}_pT+{\beta}_p{pT}^2+{p}^3{\alpha}_p{T}^3+{p}^6{T}^4 $$

with $ {\alpha}_p,{\beta}_p\in \unicode{x2124} $ .

It is believed that the completed $ L $ -function

$$ \Lambda (s)={\left(\frac{N}{\pi^4}\right)}^{s/2}\Gamma \left(\frac{s-1}{2}\right)\Gamma \left(\frac{s}{2}\right)\Gamma \left(\frac{s}{2}\right)\Gamma \left(\frac{s+1}{2}\right)L\left({H}^3(X),s\right), $$

is entire and satisfies $ \Lambda (s)=\pm \Lambda \left(4-s\right) $ , where $ N $ is the conductor. The known meromorphicity and existence of a functional equation (Patrikis & Taylor, Reference Patrikis and Taylor2015) enable one in principle to study the leading coefficient of the Taylor series of $ L(s) $ along the lines suggested by the conjectures of Deligne (Reference Deligne1977) and Birch–Swinnerton–Dyer and Beĭlinson (Reference Beĭlinson1987), Bloch (Reference Bloch1980; Reference Bloch1983), Gillet and Soulé (Reference Gillet and Soulé1984). More broadly, if one is to think of these $ \left(\mathrm{1,1,1,1}\right) $ -motives as analogues of elliptic curves over $ \mathrm{\mathbb{Q}} $ two dimensions higher, a question arises of what standard motivic conjectures known to be true or confirmed numerically for elliptic curves survive in this new setup. The key and probably indispensable ingredient here will be a suitable automorphy theorem. Many believe, for instance, that a weight 3-paramodular newform (a Hecke-eigen (3,0)-regular form on the Siegel threefold parametrizing $ \left(1,N\right) $ -polarized abelian surfaces) $ {f}_M $ could be associated with such a motive $ M $ of conductor $ N $ so that $ L\left({f}_M,s\right)=L\left(M,s\right) $ . With automorphy proven––in general, or for any given motive $ M $ ––one could try to proceed by relating the central $ L $ -value (or the leading coefficient) at $ s=2 $ obtained from an integral representation for the $ L $ -function to a certain Hodge-theoretic volume arising in a biextension of $ M $ , an idea that can be traced back to Bloch’s early work (Bloch, Reference Bloch1980); see also (Bloch & Kato, Reference Bloch and Kato1990; Kontsevich & Zagier, Reference Kontsevich and Zagier2001; Scholl, Reference Scholl1991).

In analytic rank $ 1 $ , one would seek a $ \mathrm{GSp}(4) $ -analog of the Gross–Zagier formula (Gross & Zagier, Reference Gross and Zagier1986) that might express $ {L}^{\mathrm{\prime}}(M,2) $ in terms of the height pairing between certain curves on the Siegel threefold parametrizing special abelian surfaces. Its proof, however, is expected to be very difficult and not to be found soon, so a numerical study is desirable as a second-best. Once the Dirichlet series of $ M $ and the shape of the functional equation are known, the technology described in Dokchitser(Reference Dokchitser2004) and implemented in Magma (Bosma et al., Reference Bosma, Cannon and Playoust1997), enables one (in principle) to compute the Taylor expansion of $ L\left(M,s\right) $ to an arbitrary precision.

The paper (Roberts & Villegas, Reference Roberts and Villegas2022) is an excellent introduction to hypergeometric motives and explains how to compute hypergeometric $ L $ -functions. The present note can be viewed by the reader as a companion paper. We show how a combination of two ideas specific to hypergeometric pencils enables one to write down closed formulas for the (archimedean) extension volumes and obtain evidence in support of B-SD. One is the principle that gamma structures (Golyshev & Mellit, Reference Golyshev and Mellit2014) give rise to Betti structures. The other says that the motive of the total space of a hypergeometric pencil can be used to provide every fiber with a biextension Hodge structure (Bloch et al., Reference Bloch, de Jong and Sertöz2023). The relevant biextension can be viewed as joining together two Katz’s extensions [20, 8.4.7, 8.4.9] going the opposite directions.

Hypergeometric (1,1,1,1)-families

The arithmetic of some of these hypergeometric families was studied by, for example, Dwork (Reference Dwork1969) and Schoen (Reference Schoen1986). The interest in families of $ \unicode{x211A} $ -Calabi–Yau motives with points of maximally unipotent monodromy surged in the wake of the discovery of mirror symmetry (Candelas et al., Reference Candelas, de la Ossa, Green and Parkes1991). The simplest are the $ 14 $ hypergeometric families, which directly generalize the famous Dwork pencil (Doran & Morgan, Reference Doran and Morgan2006; Hofmann & van Straten, Reference Hofmann and van Straten2015). These (and certain “quadratic twists” of these, as we will see) are probably the most amenable to direct computation with the $ l $ -adic and Betti-de Rham realizations.

N. Katz introduced implicitly the concept of a hypergeometric motivic sheaf in Reference Katz1990 by analyzing in detail hypergeometric differential equations, that is, scalar differential equations of the form

(∗) $$ {L}_{\alpha, \beta }S(z)=0 $$

with

$$ {L}_{\alpha, \beta }=\prod \limits_{i=1}^n\left(D-{\alpha}_i\right)-\lambda z\prod \limits_{j=1}^n\left(D-{\beta}_j\right),\hskip0.36em D=z\frac{d}{dz}, $$

and proving a theorem that states that an irreducible regular singular hypergeometric differential equation with rational indices (and $ \lambda \in \overline{\unicode{x211A}} $ ) is motivic, i.e., arises in a piece of relative cohomology in a pencil of algebraic varieties defined over a number field. An analog of Katz’s theorem holds for tame hypergeometric $ l $ -adic sheaves over $ {\mathbf{G}}_m/\overline{\unicode{x211A}} $ whose local inertiae act quasiunipotently. If one furthermore requires that the sets $ \exp \left(2\pi \mathrm{i}{\alpha}_i\right) $ ’s and $ \exp \left(2\pi \mathrm{i}{\beta}_j\right) $ ’s are each $ \mathrm{Gal}\left(\overline{\unicode{x211A}}/\unicode{x211A}\right) $ -stable and $ \lambda \in \unicode{x211A} $ , a motivic construction can be defined over $ \unicode{x211A} $ , cf. (Beukers et al., Reference Beukers, Cohen and Mellit2015).

Gamma structures give rise to Betti structures

In order to refine hypergeometric $ D $ -modules to Hodge modules one needs to identify the $ \unicode{x211A} $ -bases of the spaces of local solutions that represent the periods of relative $ \unicode{x211A} $ -de Rham forms along $ \unicode{x211A} $ -Betti cycles. Following Dwork, one can think of hypergeometric families as deformations of Fermat hypersurfaces (with their relatively simple motivic structures) obtained by introducing an extra monomial to the defining equation. From this perspective, it is clear that the leading expansion coefficients of $ \unicode{x211A} $ -Betti solutions of hypergeometric Hodge modules should be proportional to products of the values of the gamma function at rational arguments corresponding to the hypergeometric indices. A theorem on hypergeometric monodromy in Golyshev and Mellit (Reference Golyshev and Mellit2014) says, in particular, the following. Assume that (A1):

• the sets $ \exp \left(2\pi \mathrm{i}{\alpha}_i\right) $ ’s and $ \exp \left(2\pi \mathrm{i}{\beta}_j\right) $ ’s are each $ \mathrm{Gal}\left(\overline{\unicode{x211A}}/\unicode{x211A}\right) $ -stable and $ \lambda \in \unicode{x211A} $

$ {\alpha}_i\ne {\beta}_{i^{\prime }} \operatorname {mod}\ \unicode{x2124} $ for all $ i,{i}^{\prime } $

and, merely to make our statement simpler, that

$ {\alpha}_i\ne {\alpha}_{i^{\prime }} \operatorname {mod}\ \unicode{x2124} $ for all $ i\ne {i}^{\prime } $ either.

Put

$$ \boldsymbol{\Gamma} (s)={\boldsymbol{\Gamma}}_{\alpha, \beta }(s)=\prod \limits_{i=1}^n\Gamma {\left(s-{\alpha}_i+1\right)}^{-1}\prod \limits_{i=1}^n\Gamma {\left(-s+{\beta}_i+1\right)}^{-1}\left(s\in \unicode{x2102}\right), $$

and $ {\mathrm{A}}_i={e}^{2\pi \mathrm{i}{\alpha}_i},{\mathrm{B}}_j={e}^{2\pi \mathrm{i}{\beta}_j} $ . To simplify notation, assume until the end of this paragraph that $ \lambda ={\left(-1\right)}^n $ . In general, $ \left(\ast \right) $ comes with a gamma structure that is defined to be the set $ \gamma =\left\{{\sum}_{s\in {s}_0+\unicode{x2124}}\boldsymbol{\Gamma} (s)\hskip0.1em {z}^s\hskip0.2em |\hskip0.2em {s}_0\in \unicode{x2102}\right\} $ of formal solutions to $ \left(\ast \right) $ and is meant to specialize to a Betti structure when the hypergeometric indices are rational. In particular, consider the basis of local solutions of $ \left(\ast \right) $ at $ 0 $ given by

$$ {S}_{{\mathrm{A}}_j}(z)=\sum \limits_{l=0}^{\infty}\boldsymbol{\Gamma} \left(l+{\alpha}_j\right)\hskip0.1em {z}^{l+{\alpha}_j}\in \gamma . $$

Then the monodromy of $ \left(\ast \right) $ around $ 0 $ is given by

$$ {M}_0{\left({S}_{{\mathrm{A}}_1}(z),\dots, {S}_{{\mathrm{A}}_n}(z)\right)}^t={\left({\mathrm{A}}_1{S}_{{\mathrm{A}}_1}(z),\dots, {\mathrm{A}}_n{S}_{{\mathrm{A}}_n}(z)\right)}^t. $$

Denote by $ {\mathrm{V}}_{\mathrm{A}} $ the respective Vandermonde matrix

$$ {\mathrm{V}}_{\mathrm{A}}=\left(\begin{array}{cccc}1& {\mathrm{A}}_1& \cdots & {\mathrm{A}}_1^{n-1}\\ {}1& {\mathrm{A}}_2& \cdots & {\mathrm{A}}_2^{n-1}\\ {}\vdots & \vdots & & \vdots \end{array}\right). $$

The global monodromy of $ \hskip0.1em \left(\ast \right)\hskip0.1em $ in the basis $ {V}_{\mathrm{A}}^t{\left({S}_{{\mathrm{A}}_1}(z),\dots, {S}_{{\mathrm{A}}_n}(z)\right)}^t $ is shown in Golyshev and Mellit (Reference Golyshev and Mellit2014) to be in $ {\mathrm{GL}}_n\left(\unicode{x211A}\right) $ , and in fact defines a $ \unicode{x211A} $ -local system that underlies a Hodge module.

To identify the Hodge filtration, we proceed as follows. For simplicity, let us further assume, as is the case with our hypergeometric $ \left(\mathrm{1,1,1,1}\right) $ -motives, that (A2):

$ n $ is divisible by $ 4 $ ;

• the sets $ \mathrm{A} $ ’s and $ \mathrm{B} $ ’s are maximally non-interlaced on the unit circle in the sense that it can be broken into two complementary sectors containing all $ \mathrm{A} $ ’s resp. $ \mathrm{B} $ ’s;

$ \left\{{\alpha}_i\right\}\subset \left[\hskip0.1em 0,1\hskip0.1em \right),\{{\beta}_j\}\subset \left(-1,0\hskip0.1em \right]. $

To fix a scaling, set $ \lambda =\exp {\sum}_i\left(\psi \left(\overline{\alpha_i}\right)-\psi \left(\overline{\beta_i}\right)\right) $ , where $ \psi (x)=\frac{\Gamma^{\prime }(x)}{\Gamma (x)} $ and $ \overline{y} $ denotes the unique representative of the class $ \hskip0.1em y\hskip0.5em \operatorname{mod}\hskip0.5em \unicode{x2124} $ in $ \left(0,1\right] $ : $ \overline{y}=1-\left\{-y\right\} $ . It follows from the multiplication formula for the gamma function that $ \lambda \in \unicode{x211A} $ . Let $ \mathrm{univ}:U\to {\left({\mathbf{G}}_m\backslash \left\{{\lambda}^{-1}\right\}\right)}^{\mathrm{an}} $ denote the universal cover. Let $ \mathcal{U} $ be the weight $ 1-2n $ VHS whose underlying local system is constant with the fiber $ {\unicode{x211A}}^n $ , and the Hodge filtration is given as follows: consider the matrix $ {\Pi}_{\mathrm{A}}(z) $ whose $ j $ th column is $ {\left(z\frac{d}{dz}\right)}^j{V}_{\mathrm{A}}^t{\left({S}_{{\mathrm{A}}_1}\left(\lambda z\right),\dots, {S}_{{\mathrm{A}}_n}\left(\lambda z\right)\right)}^t $ , and let $ {\mathrm{Fil}}^{-n/2-j}\mathcal{U} $ be the span of rows $ 0,\dots, j $ in $ {\unicode{x211A}}^n\otimes \unicode{x2102} $ .

It is convenient to follow Deligne’s and Bloch’s convention and twist $ \mathcal{U} $ by $ \unicode{x211A}\left(1-n\right) $ : there exists a unique weight $ -1 $ hypergeometric VHS $ \mathcal{V} $ on $ {\left({\mathbf{G}}_m\backslash \left\{{\lambda}^{-1}\right\}\right)}^{\mathrm{an}} $ such that $ \mathcal{U}\otimes \unicode{x211A}\left(1-n\right)={\mathrm{univ}}^{\ast}\mathcal{V} $ . Katz’s weight convention is the opposite of ours for $ \mathcal{U} $ . For each $ {z}_0\ne {\lambda}^{-1} $ in $ {\mathbf{G}}_m\left(\unicode{x211A}\right) $ , his theory of $ l $ -adic hypergeometric sheaves enables one to construct naturally a weight $ \left(2n-1\right) $ hypergeometric Galois representation $ {R}_{z_0} $ . Finally, Magma’s convention on hypergeometric motives is yet something different: there should exist a hypergeometric motive $ {M}_{z_0} $ of weight $ n-1 $ such that $ {R}_{z_0}={H}_{{\mathrm{e}}^{\prime}\mathrm{t}}\left({M}_{z_0}\otimes \unicode{x211A}\left(-n/2\right),{\unicode{x211A}}_l\right) $ and $ {\mathcal{V}}_{z_0}={H}_{\mathrm{dR}}\left({M}_{z_0}\otimes \unicode{x211A}\left(n/2\right)\right) $ . Conceptually, these are all minor details that affect the computations in a trivial way.

Deligne’s conjecture

Evidence for Deligne’s conjecture for Calabi–Yau motives has been obtained in the last decade ((Roberts, Reference Robertsn.d.; Yang, Reference Yang2021), and unpublished computations by Candelas–de la Ossa–van Straten). With the assumptions made in the previous paragraph, it says that the value $ L\left({M}_{z_0},n/2\right) $ is proportional with a rational factor to a certain minor arising from the Betti to de Rham identification for $ {\mathcal{V}}_{z_0} $ , or equivalently, from the period matrix for the Hodge structure $ {\mathcal{V}}_{z_0}\otimes \unicode{x211A}\left(-1\right) $ . Concretely, one expects

$$ \frac{L\left({M}_{z_0},n/2\right)}{\det \hskip0.3em {\left(2\pi \mathrm{i}\right)}^n\operatorname{Re}\hskip0.3em {\Pi}_{\mathrm{A}}{\left({z}_0\right)}_{\left\{0,\dots, n/2-1\right\},\left\{0,\dots, n/2-1\right\}}}\in \unicode{x211A}, $$

where the subscript indicates the top-left quarter of the period matrix. Experimenting with the $ L $ -functions (as implemented in Magma) for the case $ n=4 $ corresponding to weight $ 3 $ Calabi–Yau motives, one checks the identity numerically for various different values of $ {z}_0 $ for the $ 7 $ out of the 14 MUM families that are non-resonant at $ z=0 $ (a hypergeometric differential equation is non-resonant at $ 0 $ resp. $ \infty $ if the eigenvalues $ \mathrm{A} $ ’s resp. $ \mathrm{B} $ ’s of the local monodromy operator are distinct). Concretely, the $ \alpha $ ’s and $ \beta $ ’s in the seven families are as in the left table below.

The quadratic twist and the Birch–Swinnerton–Dyer period

Following a suggestion by Fernando Rodriguez Villegas, we twist the $ \alpha $ ’s and $ \beta $ ’s by shifting all the indices by $ -\frac{1}{2} $ : $ \tilde{\alpha},\tilde{\beta} $ are, respectively, in the right table; $ \tilde{\lambda} $ is now obtained from $ \tilde{\alpha},\tilde{\beta} $ by the same rule as above.

$$ {\displaystyle \begin{array}{ccc}1& \left[\frac{1}{12},\frac{5}{12},\frac{7}{12},\frac{11}{12}\right]& \left[\mathrm{0,0,0,0}\right]\\ {}2& \left[\frac{1}{10},\frac{3}{10},\frac{7}{10},\frac{9}{10}\right]& \left[\mathrm{0,0,0,0}\right]\\ {}3& \left[\frac{1}{8},\frac{3}{8},\frac{5}{8},\frac{7}{8}\right]& \left[\mathrm{0,0,0,0}\right]\\ {}4& \left[\frac{1}{6},\frac{1}{4},\frac{3}{4},\frac{5}{6}\right]& \left[\mathrm{0,0,0,0}\right]\\ {}5& \left[\frac{1}{6},\frac{1}{3},\frac{2}{3},\frac{5}{6}\right]& \left[\mathrm{0,0,0,0}\right]\\ {}6& \left[\frac{1}{5},\frac{2}{5},\frac{3}{5},\frac{4}{5}\right]& \left[\mathrm{0,0,0,0}\right]\\ {}7& \left[\frac{1}{4},\frac{1}{3},\frac{2}{3},\frac{3}{4}\right]& \left[\mathrm{0,0,0,0}\right].\end{array}}{\displaystyle \begin{array}{ccc}\tilde{1}& \left[-\frac{5}{12},-\frac{1}{12},\frac{1}{12},\frac{5}{12}\right]& \left[-\frac{1}{2},-\frac{1}{2},-\frac{1}{2},-\frac{1}{2}\right]\\ {}\tilde{2}& \left[-\frac{2}{5},-\frac{1}{5},\frac{1}{5},\frac{2}{5}\right]& \left[-\frac{1}{2},-\frac{1}{2},-\frac{1}{2},-\frac{1}{2}\right]\\ {}\tilde{3}& \left[-\frac{3}{8},-\frac{1}{8},\frac{1}{8},\frac{3}{8}\right]& \left[-\frac{1}{2},-\frac{1}{2},-\frac{1}{2},-\frac{1}{2}\right]\\ {}\tilde{4}& \left[-\frac{1}{3},-\frac{1}{4},\frac{1}{4},\frac{1}{3}\right]& \left[-\frac{1}{2},-\frac{1}{2},-\frac{1}{2},-\frac{1}{2}\right]\\ {}\tilde{5}& \left[-\frac{1}{3},-\frac{1}{6},\frac{1}{6},\frac{1}{3}\right]& \left[-\frac{1}{2},-\frac{1}{2},-\frac{1}{2},-\frac{1}{2}\right]\\ {}\tilde{6}& \left[-\frac{3}{10},-\frac{1}{10},\frac{1}{10},\frac{3}{10}\right]& \left[-\frac{1}{2},-\frac{1}{2},-\frac{1}{2},-\frac{1}{2}\right]\\ {}\tilde{7}& \left[-\frac{1}{4},-\frac{1}{6},\frac{1}{6},\frac{1}{4}\right]& \left[-\frac{1}{2},-\frac{1}{2},-\frac{1}{2},-\frac{1}{2}\right].\end{array}} $$

Put $ {\tilde{\boldsymbol{\Gamma}}}_{\tilde{\alpha},\tilde{\beta}}(s)={\tilde{\lambda}}^{1/2}{\boldsymbol{\Gamma}}_{\tilde{\alpha},\tilde{\beta}}(s) $ . One has $ {\tilde{\boldsymbol{\Gamma}}}_{\tilde{\alpha},\tilde{\beta}}(s)={\tilde{\lambda}}^{1/2}\hskip0.1em {\boldsymbol{\Gamma}}_{\alpha, \beta}\left(s+1/2\right). $ All that has been said up to now about hypergeometric Hodge structures works identically for the seven families and the seven twists. However, we expect the twist to raise the “average” analytic rank in the family. Starting with an $ {L}_{\tilde{\alpha},\tilde{\beta}} $ as above, we will construct a “biextension” variation of mixed Hodge structure formally in hypergeometric terms. Although it is not true in general that the product of two differential operators of motivic origin is again motivic, there are situations when one can construct mixed motivic variations formally.

Theorem

With the assumptions (A1) and (A2) made in 2 and 3, the differential equation $ {DL}_{\tilde{\alpha},\tilde{\beta}}\hskip0.5em DS(z)=0 $ is motivic, that is, underlies a VMHS of geometric origin.

Proof

The idea is that under certain conditions that hold in our case we can pass from the $ D $ -module corresponding to a differential operator $ L $ to the one corresponding to $ DLD $ by successively convoluting it with the star resp. the shriek extension of the “constant object” $ \mathcal{O} $ on $ {\mathbf{G}}_{\mathbf{m}}-\left\{1\right\} $ to $ {\mathbf{G}}_{\mathbf{m}} $ . The background is Katz (Reference Katz1990); all references in the proof are to this book. Denote $ \partial =\frac{d}{dz},D=z\partial $ as above, $ \hskip0.1em \mathcal{D}={\mathcal{D}}_{{\mathbf{G}}_{\mathbf{m}}}=\unicode{x2102}\left[z,{z}^{-1},\partial \right],{\mathcal{D}}_{{\unicode{x1D538}}^11}=\unicode{x2102}\left[z,\partial \right]. $ Let $ j $ be the open immersion $ {\mathbf{G}}_{\mathbf{m}}\hookrightarrow {\unicode{x1D538}}^11 $ , and let inv denote the inversion map on $ {\mathbf{G}}_{\mathbf{m}} $ . We denote the Fourier transform functor by FT.

1. Katz’s lemma on indicial polynomials. [2.9.5] Write $ L $ as a polynomial in $ z $ whose coefficients are in turn polynomials in $ D $ : $ L={\sum}_{k=0}^d{z}^k{P}_k(D) $ . Then: $ {P}_0(y) $ has no zeroes in $ {\unicode{x2124}}_{<0} $ iff

$$ {\mathcal{D}}_{{\unicode{x1D538}}^11}/{\mathcal{D}}_{{\unicode{x1D538}}^11}L\cong {j}_{!}\left(\mathcal{D}/\mathcal{D}L\right); $$

$ {P}_0(y) $ has no zeroes in $ {\unicode{x2124}}_{\ge 0} $ iff

$$ {\mathcal{D}}_{{\unicode{x1D538}}^11}/{\mathcal{D}}_{{\unicode{x1D538}}^11}L\cong {j}_{\ast}\left(\mathcal{D}/\mathcal{D}L\right). $$

2. The D-modules $ {F}_k={\mathcal{D}}_{{\unicode{x1D538}}^11}/{\mathcal{D}}_{{\unicode{x1D538}}^11}\left(D-k\right) $ with $ k\in \unicode{x2124} $ . The lemma says that for $ k\ge 0 $ , the D-module $ {F}_k $ is isomorphic to $ {j}_{!}\mathcal{O} $ ; for $ k<0 $ , the D-module $ {F}_k $ is isomorphic to $ {j}_{\ast}\mathcal{O} $ .

We will need a version of this: put $ {E}_k=\mathcal{D}/\mathcal{D}\left(D-z\left(D-k\right)\right) $ with $ k\in \unicode{x2124} $ . Denote by $ {j}^{\prime } $ the open immersion $ {\mathbf{G}}_{\mathbf{m}}-\left\{1\right\}\hookrightarrow {\mathbf{G}}_{\mathbf{m}} $ . We claim that for $ k\ge 0 $ , the D-module $ {E}_k $ is $ {j}_{!}^{\prime }{\mathcal{O}}_{{\mathbf{G}}_{\mathbf{m}}-\left\{1\right\}} $ . For $ k<0 $ , the D-module $ {E}_k $ is $ {j}_{\ast}^{\prime }{\mathcal{O}}_{{\mathbf{G}}_{\mathbf{m}}-\left\{1\right\}} $ . Indeed, put $ z=1+u $ , then $ D-z\left(D-k\right)=\left(1+u\right)\partial -\left(1+u\right)\left(1+u\right)\partial +\left(1+u\right)k=-\left(1+u\right)\left(u\partial -k\right) $ .

3. Katz’s “key lemma.” [5.2.3] Let the convolution sign stand for convolution with no supports on $ {\mathbf{G}}_{\mathbf{m}} $ . For any holonomic module $ M $ on $ {\mathbf{G}}_{\mathbf{m}} $ we have

(1) $$ {j}^{\ast}\mathrm{FT}\left({j}_{\ast }{\mathrm{inv}}_{\ast }(M)\right)\cong M\ast \left(\mathcal{D}/\mathcal{D}\left(D-z\right)\right) $$

and [5.2.3.1]

(2) $$ {\mathrm{inv}}_{\ast }{j}^{\ast}\mathrm{FT}\left({j}_{\ast }M\right)\cong M\ast \left(\mathcal{D}/\mathcal{D}\left(1+ zD\right)\right). $$

4. We define the star (resp. the shriek) Ur-object to be

$$ \left(\mathcal{D}/\mathcal{D}\left(1- zD\right)\right)\ast \left(\mathcal{D}/\mathcal{D}\left(D-z\right)\right) $$

resp.

$$ \left(\mathcal{D}/\mathcal{D}\left(1- zD\right)\right)\ast {\hskip0.1em }_{!}\left(\mathcal{D}/\mathcal{D}\left(D-z\right)\right). $$

Claim. The star Ur-object is $ {E}_0 $ . Proof (cf. [6.3.5]): use the key lemma with $ M=\mathcal{D}/\mathcal{D}\left(1- zD\right) $ . The LHS becomes

$$ {\displaystyle \begin{array}{l}{j}^{\ast}\mathrm{FT}\left({\mathcal{D}}_{{\unicode{x1D538}}^11}/{\mathcal{D}}_{{\unicode{x1D538}}^11}\left(\left(D+1\right)+z\right)\right)\cong {j}^{\ast}\left({\mathcal{D}}_{{\unicode{x1D538}}^11}/{\mathcal{D}}_{{\unicode{x1D538}}^11}\mathrm{FT}\left(\left(D+1\right)+z\right)\right)\cong \\ {}\hskip21.9em {j}^{\ast}\left({\mathcal{D}}_{{\unicode{x1D538}}^11}/{\mathcal{D}}_{{\unicode{x1D538}}^11}\left(-D+\partial \right)\right)\cong \mathcal{D}/\mathcal{D}\left(D- zD\right).\end{array}} $$

5. Let $ H={P}_0(D)-{zP}_1(D) $ be an irreducible hypergeometric operator, so that the sets of roots $ \operatorname{mod}\unicode{x2124} $ of $ {P}_0 $ and $ {P}_1 $ are disjoint. Assume further that $ {P}_1 $ has no integer roots and $ {P}_0 $ has no integer roots in $ {\unicode{x2124}}_{\ge 0} $ . We claim that

$$ \mathcal{D}/\mathcal{D}H\ast {E}_0\cong \mathcal{D}/\mathcal{D}\left({DP}_0\left(D-1\right)-{zDP}_1\left(D-1\right)\right). $$

Indeed, in order to convolute with $ {E}_0 $ one convolutes first with $ \mathcal{D}/\mathcal{D}\left(D-z\right) $ then with $ \mathcal{D}/\mathcal{D}\left(1- zD\right)\cong {\left[z\mapsto -z\right]}_{\ast}\left(\mathcal{D}/\mathcal{D}\left(1+ zD\right)\right) $ . The result of the first convolution is simply $ \mathcal{D}/\mathcal{D}\left(\left(D+1\right){P}_0(D)-{zP}_1(D)\right) $ as $ {P}_1 $ has no integer roots, [5.3.1]. In order to convolute with $ \mathcal{D}/\mathcal{D}\left(1+ zD\right) $ one now uses the second statement of the key lemma, obtaining

$$ {\displaystyle \begin{array}{ll}{\mathrm{inv}}^{\ast}\left(\mathcal{D}/\mathcal{D}\left(-{DP}_0\left(-D-1\right)-\partial {P}_1\left(-D-1\right)\right)\right)& \cong {\mathrm{inv}}^{\ast}\left(\mathcal{D}/\mathcal{D}\left(-{zDP}_0\left(-D-1\right)-{DP}_1\left(-D-1\right)\right)\right)\\ {}& \cong \mathcal{D}/\mathcal{D}\left({DP}_0\left(D-1\right)+{zDP}_1\left(D-1\right)\right).\end{array}} $$

Finally, the effect of $ {\left[z\mapsto -z\right]}_{\ast } $ is in simply changing the sign of $ z $ .

6. Let $ {}^{\vee } $ denote the “passing to adjoints” anti-automorphism sending $ t $ to $ t $ and $ \partial $ to $ -\partial $ , so that the formal adjoint of $ \left({P}_0\left(D-1\right)-{zP}_1\left(D-1\right)\right)D $ is $ \left(-D-1\right)\left({P}_0\left(-D-2\right)-{P}_1\left(-D-2\right)z\right). $ Assume now that $ {P}_0 $ has no integer roots. The previous consideration applies so convoluting with $ {E}_0 $ we get the $ \mathcal{D} $ -module corresponding to the operator

$$ \left(\left(-\left(D-1\right)-1\right)\left({P}_0\left(-\left(D-1\right)-2\right)-{P}_1\left(-\left(D-1\right)-2\right)z\right)\right)D=-D\left({P}_0\left(-D-1\right)-{P}_1\left(-D-1\right)z\right)D. $$

Passing to adjoints again,

$$ {\left[-D\left({P}_0\left(-D-1\right)-{P}_1\left(-D-1\right)z\right)D\right]}^{\vee }=-\left(-D-1\right)\left({P}_0(D)-{zP}_1(D)\right)\left(-D-1\right) $$

we arrive at the $ \mathcal{D} $ -module

$$ \mathcal{D}/\mathcal{D}\left(\left(D+1\right)H\left(D+1\right)\right)\cong \mathcal{D}/\mathcal{D}\left(D\left({P}_0\left(D-1\right)-{zP}_1\left(D-1\right)\right)D\right). $$

7. To finish the proof, take $ H $ to be the hypergeometric operator whose indices are $ \tilde{\alpha} $ ’s and $ \tilde{\beta} $ ’s shifted by $ -1 $ , and the position of the singularities are the same. By Katz, $ H $ is motivic. By the argument above, one can pass from the D-module $ \mathcal{D}/\mathcal{D}H $ to the D-module $ \mathcal{D}/\mathcal{D}\left({DL}_{\tilde{\alpha},\tilde{\beta}}D\right) $ by successively applying the motivic operations of convolution with the motivic object $ {E}_{-1} $ and passage to duals. Hence, $ \mathcal{D}/\mathcal{D}\left({DL}_{\tilde{\alpha},\tilde{\beta}}D\right) $ is itself motivic, namely $ \mathcal{D}/\mathcal{D}\left({DL}_{\tilde{\alpha},\tilde{\beta}}D\right)\simeq \left(\left(\mathcal{D}/\mathcal{D}{L}_{\tilde{\alpha},\tilde{\beta}}\right)\ast {j}_{!}\mathcal{O}\right)\ast {\hskip0.1em }_{!}{j}_{\ast}\mathcal{O} $ .

We remark that all these considerations translate immediately into the $ l $ -adic setting. We stick with Hodge modules, but what we need here is a concrete description suitable for computation. The significance of the twist is that the variation of mixed Hodge structure in question is a biextension VHS (Hain, Reference Hain1990), that is, sits in a $ \unicode{x211A}(1)\hookrightarrow \mathcal{V}\twoheadrightarrow \unicode{x211A} $ ; this would not be the case without the twist. Think of the fiber $ \mathcal{V} $ at $ {z}_0\in \unicode{x211A} $ as realized in $ {H}^3\left({X}_{z_0},\unicode{x211A}(2)\right) $ for a threefold $ {X}_{z_0} $ . By specializing this VMHS we construct a non-trivial (in general) biextension of $ {H}^3\left({X}_{z_0},\unicode{x211A}(2)\right) $ , and by relaxing the structure to a once-extension, a class in absolute Hodge cohomology $ {H}_{\mathrm{Hodge}}^4\left({X}_{z_0},\mathrm{\mathbb{R}}(2)\right) $ . According to the Beilinson rank conjecture, this class signals the presence of a non-trivial class $ {c}_{z_0} $ in $ {\mathrm{CH}}_0^{(2)}\left({X}_{z_0}\right)\otimes \unicode{x211A} $ .

In the language of period matrices, in addition to the 4 pure periods

$$ \left({\Phi}_1(z),{\Phi}_2(z),{\Phi}_3(z),{\Phi}_4(z)\right)=\left({S}_{{\tilde{\mathrm{A}}}_1}\left(\tilde{\lambda}z\right),\dots, {S}_{{\tilde{\mathrm{A}}}_4}\left(\tilde{\lambda}z\right)\right){V}_{\tilde{\mathrm{A}}} $$

one introduces an extension solution $ {S}_1(z)={\sum}_{n=0}^{\infty }{\tilde{\boldsymbol{\Gamma}}}_{\tilde{\alpha},\tilde{\beta}}(n){z}^n $ so that $ {DL}_{\tilde{\alpha},\tilde{\beta}}{S}_1\left(\tilde{\lambda}z\right)=0 $ and the (transposed) biextension period matrix

$$ {\Pi}_{\overset{\sim }{\mathrm{A}}}^{\mathrm{biext}}(z)={\left(1,\frac{d}{dz}\dots, {\left(\frac{d}{dz}\right)}^5\right)}^t\hskip2pt \left(\int {S}_1(\lambda z)\frac{dz}{z},\int {\Phi}_1(z)\frac{dz}{z},\int {\Phi}_2(z)\frac{dz}{z},\int {\Phi}_3(z)\frac{dz}{z},\int {\Phi}_4(z)\frac{dz}{z},\mathrm{c}\mathrm{o}\mathrm{n}\mathrm{s}\mathrm{t}\right) $$

with the choice of the constant terms in the $ 0 $ th row being

$$ \left(\hskip0.1em \left(1/{\tilde{\alpha}}_1+1/{\tilde{\alpha}}_2\right)\hskip0.1em {\tilde{\boldsymbol{\Gamma}}}_{\tilde{\alpha},\tilde{\beta}}(0),\mathrm{0,0,0,0},\left(2\pi \mathrm{i}\right)\hskip0.1em {\tilde{\boldsymbol{\Gamma}}}_{\tilde{\alpha},\tilde{\beta}}(0)\hskip0.1em \right). $$

A version of the Birch–Swinnerton–Dyer-type conjecture (Bloch, Reference Bloch1980; Kontsevich & Zagier, Reference Kontsevich and Zagier2001; Scholl, Reference Scholl1991) translates into the following statement. By analogy with the elliptic curve cases two dimensions lower, one expects that the archimedean component of the height of $ {c}_{z_0} $ is essentially the ratio of two minors of $ \operatorname{Re}\hskip0.2em {\Pi}_{\tilde{\mathrm{A}}}^{\mathrm{biext}}\left({z}_0\right) $ :

$$ {h}_{\mathrm{arch}}\left({c}_{z_0}\right)={\tilde{\boldsymbol{\Gamma}}}_{\tilde{\alpha},\tilde{\beta}}{(0)}^{-1}\cdot \frac{\hskip0.5em \det \operatorname{Re}{\Pi}_{\tilde{\mathrm{A}}}^{\mathrm{biext}}{\left({z}_0\right)}_{\left\{\mathrm{0,1,2}\right\},\left\{\mathrm{0,1,2}\right\}}}{\det \hskip0.2em \operatorname{Re}{\Pi}_{\tilde{\mathrm{A}}}^{\mathrm{biext}}{\left({z}_0\right)}_{\left\{1,2\right\},\left\{1,2\right\}}}. $$

Assume, in addition, that the modulus $ {z}_0\in \unicode{x211A} $ is chosen so that there are no non-archimedean components of the height. Since the minor $ \det \operatorname{Re}{\Pi}_{\tilde{\mathrm{A}}}^{\mathrm{biext}}{\left({z}_0\right)}_{\left\{1,2\right\},\left\{1,2\right\}} $ occurring in the denominator is nothing else but the $ {\tilde{\boldsymbol{\Gamma}}}_{\tilde{\alpha},\tilde{\beta}}{(0)}^{-2} $ -scaled Deligne period of $ {M}_{z_0} $ , a version of B-SD for an analytic rank 1 motive $ {M}_{z_0} $ in a hypergeometric family as above would predict that

$$ r\left({z}_0\right):= \frac{L^{\prime}\left({M}_{z_0},2\right)}{{\tilde{\boldsymbol{\Gamma}}}_{\tilde{\alpha},\tilde{\beta}}{(0)}^{-3}\det \hskip0.2em \operatorname{Re}{\Pi}_{\tilde{\mathrm{A}}}^{\mathrm{biext}}{\left({z}_0\right)}_{\left\{\mathrm{0,1,2}\right\},\left\{\mathrm{0,1,2}\right\}}}\in {\unicode{x211A}}^{\ast }. $$

Examples

Consider the hypergeometric family $ \tilde{2} $ in the second table in 5. (so that $ {\overset{\sim }{\boldsymbol{\Gamma}}}_{\overset{\sim }{\alpha },\overset{\sim }{\beta }}(0)=32\hskip0.1em {(2\pi \mathrm{i})}^{-4} $ ). One finds numerically

$$ r\left(1/2\right)\hskip0.24em \overset{?}{=}\hskip0.24em {5}^{-2}\hskip0.5em \mathrm{and}\hskip0.5em r(1)\hskip0.24em \overset{?}{=}\hskip0.24em {2}^3\cdot {5}^{-2}. $$

More:

Much of this can be generalized to higher-rank hypergeometrics or extended to cases involving certain higher regulators. The method can be extended to cases involving certain higher regulators as will be shown in a forthcoming paper with Matt Kerr. I thank Kilian Boenisch for checking the computations.

I thank the members of the International Groupe de Travail on differential equations in Paris for many helpful discussions, and Neil Dummigan and Emre Sertöz for comments and corrections. I thank the Max Planck Institute for Mathematics for its hospitality during my stay there in 2021.

I am deeply thankful to the Institut des Hautes Études Scientifiques for the extraordinary support it gave me in 2022.

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Funding statement

This research received no specific grant from any funding agency, commercial or not-for-profit sectors.

Competing interest

The author declares none.

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Reviewing editor:  Adrian Clingher University of Missouri at Saint Louis, Mathematics and Computer Science, One University Blvd, St. Louis, Missouri, United States, 63121
This article has been accepted because it is deemed to be scientifically sound, has the correct controls, has appropriate methodology and is statistically valid, and met required revisions.

Review 1: On $L$--derivatives and biextensions of Calabi--Yau motives

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Reviewer declares none.

Comments

Please split the sentence “We show how a combination...” into two.

Review 2: On $L$--derivatives and biextensions of Calabi--Yau motives

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Reviewer declares none.

Comments

This article is an interesting contribution to the study of periods of Calabi-Yau and hypergeometric motives, and their relations with central values of the associated L-functions. It uses the language of Hodge modules and contains, in particular, experimental results in the analytic rank 1 case. This paves the way to understanding higher rank hypergeometric motives and higher regulators.