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The eight very different higher education institutions define excellence in ways that make sense to the people they serve and reflect the demands of culture and place. They are places that have looked for and pursue a clear sense of purpose and where institutional behavior aligns with stated values and goals. These portraits offer insights into the ways institutions can create cultures of excellence without slavishly following the norms and metrics celbrated by international ranking schemes. They also show policymakers that concentrating resources on a few institutions is not the only way to lift quality and strengthen a national system.
This article examines the Qhapaq Ñan Project in Peru and its unprecedented mobilization of heritage policymaking to foster a participatory approach. The World Heritage listing of the Qhapaq Ñan, or Inca road system, catalyzed a new ethos in the Peruvian cultural heritage sector, reflected in a cohesive set of values and practices centered on community participation. This study analyzes the crafting of a participatory approach within Peruvian national heritage regulations despite legal, technical, and ideological constraints, following the rationales and processes that challenged traditional material-centered paradigms. It focuses on how heritage specialists reimagined their ethical commitments in conceptualizing and implementing this framework. It further demonstrates how participatory practices intersect with official regulations and informal practices within pre-existing technical and normative structures, integrating elements such as benefits, consultation, and collaboration. Therefore, the adoption of the Qhapaq Ñan’s participatory approach is argued not merely as a passive compliance with intergovernmental policy recommendations but as an active assertion of ethical perspectives and practices by heritage specialists.
The interface of science and law is a territory frequently occupied by policymakers. In facilitating this interface, epistemic communities have become significant influencers in policymaking, especially at the European Union (EU) level, as a result of its complex multilevel governance system. In this article we assess the quality and nature of interactions between epistemic communities and EU stakeholders on the Horizon-funded project ‘PrecisionTox’, by deploying the concept of epistemic communities developed by Haas, as well as the learning modes of epistemic communities as presented and adapted by Dunlop. The overarching goal of PrecisionTox is to advance the safety assessment of chemicals by establishing a new, cost-effective testing paradigm built from evolutionary theory, which entails reduction, replacement, and refinement of mammalian testing (the 3Rs). The study shows that EU-funded projects can provide an excellent platform for building epistemic communities and forging alliances with EU policymakers, especially when novel technologies may be unlocked and socialized. This study also explores the early interaction of policymakers with epistemic communities through different forms of learning to better understand the complexities surrounding these new technologies in order to set an agenda for policy interventions.
What benefits do inclusive institutions offer authoritarian rulers? Previous research has studied delegate behaviour in authoritarian institutions but has been less well-equipped to assess government reactions to it. Analysing the case of one People's Political Consultative Conference in China, I argue that an overlooked key benefit of inclusive institutions is their provision of expertise. Drawing on novel data comprising more than 9,000 policy suggestions submitted by delegates, delegates' biographies and the corresponding government responses, I illustrate that the government generally values suggestions that signal expertise. While this is especially true for departments of a more technocratic nature, I also find that members of the institutional leadership are systematically favoured. These findings provide an important addition to our understanding of the role of authoritarian institutions in policymaking processes.
Referral system is among the key elements of primary health care that leads to enhanced efficiency, reduced costs, reduced waiting time, and patients’ enhanced access to more specialized services. The present study was aimed at analysing the policies of the electronic referral (e-Referral) system in Iran.
Methods:
This qualitative study was conducted based on Walt and Gilson’s policy triangle and Kingdon’s models. Data were collected through document analysis and 51 semi-structured interviews with managers at various levels, experts, family physicians, specialist physicians, and patients. Document analysis was performed by content analysis method, and interview analysis was performed through framework analysis method in Atlas.ti 8.
Results:
The e-Referral system was launched with the aim of equitable access to services and to benefit from better management of health resources. Valid scientific evidences were used to formulate policies. Numerous meetings were held with domestic and foreign stakeholders at the provincial, city, and rural levels. The implementation of the programme followed a bottom-up approach, and the main obstacles to the implementation of the programme included the change of senior managers of the health system and their not being fully aware of the importance of the programme, inadequate allocation of financial resources, and unwillingness of some patients to follow the referral system.
Conclusions:
The policy triangle framework, while explaining the components of the e-Referral system programme, revealed the obstacles to the proper implementation of the programme. In order to ensure that the programme goes on continuously and successfully, it is essential to create the necessary determination and commitment on the part of the minister of health and medical education and senior managers of the health system, earmark resources for the programme, improve resource allocation with insurance management, reform the payment system, plan to raise public awareness, and attract community participation.
The purpose of this paper is to answer the research question: How may methods of Benefit–Cost Analysis (BCA) influence policy decision-makers? The new research is a continuation of the previous research, and it is updated with new data and new examples. As it is well-known by BCA experts and practitioners, BCA is a relatively simple and widely used technique for deciding whether to make a change. BCA is very important in political and governmental decisions. Governments are policy creators, and Governments are usually formed of politicians. How much do experts inside Governments influence the policymakers? Do politicians allow enough experts to influence policymaking? The research regarding the work of the Croatian Government’s Office for Legislation and its Unit for the system and coordination of the Assessment of the Effects of Regulations (Unit) showed that the analysis of that Unit was not very good in some very important laws. These laws were changed very often because in practice was seen that the application of some laws was not good, and had caused some problems for the citizens, caused legal uncertainty for them, and in some cases had caused a lot of damage.
Whether by reevaluating previously underappreciated factors or by uncovering new source material, historical scholarship occasionally makes immediate and simultaneous interventions in both academic and public-facing conversations.1 Andrew Kahrl's The Black Tax is one such work, and actually accomplishes these two tasks admirably. In the last two decades, scholars have investigated African American ownership of real property in land and homes, as well as the ways that governmental and private actors, policies, and practices have impaired Black people's ability to acquire and accumulate wealth in this country.2 This body of scholarship, alongside the work of public intellectuals, has served to jumpstart discussion around the issue of reparations.3 Prior to the release of Kahrl's illustrious book, however, no one had identified property taxes as lying at the very center of race-based structural inequality.4
Democrats prize experts in staffing the Executive Branch while Republicans prefer political operatives and media spokespersons. But across the issue spectrum, policies are increasingly complicated and technical, requiring knowledge of many previous rounds of institution-building and policymaking. New social problems require remixing of complex policy tools, often led by research and experts. Addressing climate change and public health, for example, requires professionalized expert workforces and technical analyses. Even seemingly value-based areas of policymaking such as economic development and racial discrimination increasingly require subject-matter experts and formalized training. And the issue of higher education itself has increasingly divided the parties. Chapter 6 documents how each policy area is increasingly dominated by complex proposals from liberals accompanied by conservative suspicion of expert-led governance. Policy knowledge and evaluation capacity have become increasingly tethered to the Democratic Party, with believably nonpartisan expertise now in short supply.
Although maternal, newborn, child, and adolescent health is a well-established determinant of health across the lifecourse and across generations, the underpinning concept of DOHaD has not had significant impact on policymaking. This chapter identifies some of the barriers involved and how DOHaD researchers may overcome them. Policymaking is a complex process that is influenced by many factors other than science. Translating evidence to policy requires brokerage that explains the implications of science in a clear, frank way, accompanied by impactful solutions. Yet, the largely preventive approach advocated by DOHaD science does not inherently offer simple, high-impact interventions but rather a broad shift in thinking within the policy community. DOHaD advocacy will need to demonstrate short- and medium-term, as well as long-term, benefits. A complementary approach is to engage with communities to adjust scientific ideas to local knowledge and expertise.
Chapter Five examines the role of international law in State Department policymaking. It describes the formal and informal decision-making processes within the State Department, focusing on the influential role of the Legal Adviser and the Legal Adviser’s Office. The chapter then examines closely the weight given by policymakers to legal advice and the nature of the interaction between policymakers and lawyers. Policymakers, at least at higher levels, generally have final decision-making authority, but the views of the Legal Adviser’s Office can be determinative in the relatively rare instances when the lawyers deem a course of action conclusively illegal. Otherwise, the lawyers’ advice is influential, but its weight may vary depending on the circumstances, including the nature of the national interest involved. Many former officials indicated that the development of policy was often a collaborative and constructive process. The lawyers were usually willing to work with policymakers, and they were often willing to find alternative courses of action within the law, though they would not usually budge on an interpretation of the law. Some former officials indicated that their relationship involved greater contestation, resembling a negotiation. When international law conflicted with significant policy interests, policymakers could sometimes seek to overcome those obstacles.
Why, and to what extent, are states more or less likely to comply with international law? No overarching state compels compliance, and the international institutional context is thin, yet states seem largely to comply. How do we explain this behaviour? Developed through interviews with eighty State Department senior officials from across five recent administrations, Philip Moremen provides a qualitatively and quantitatively rich study of the extent to which and under what conditions the United States and other countries comply with international law. US policymakers consider legal issues, national interest, and other factors together when making decisions-law is not always dispositive. Nevertheless, international law constrains states. In State Department policymaking there is a strong culture of respect for international law, and lawyers play a highly influential role. In this context, the book concludes by investigating the effect of the Trump Administration on the culture and processes of the State Department.
Diplomats work in large and complex bureaucracies, in which structures, duties, responsibilities and authorities should be clearly defined–the alternative is a recipe for chaos at best and disaster at worst. A good officer should be able to work in any bureaucratic situation and be effective. To achieve that, one must have solid knowledge and understanding of policy structures, as well as the parallel, informal policymaking culture that each administration develops. That should be the backdrop against which diplomats inform and influence decision-making and implementation. The U.S. government uses the term “interagency” to describe both a structure and a mechanism through which policies are supposed to be developed, debated and presented to relevant Cabinet members, who head executive departments, and ultimately to the president for decision.
This chapter presents the theoretical framework that is applied in the study. We expect the management of the refugee crisis to be heavily shaped by the underlying political conflicts in the compound EU polity of nation-states, by the crisis situation that prevailed as a result of the policy-specific heritage, and the combination of problem and political pressures at both levels of this polity in interaction with a set of particular characteristics of the EU polity. The vertical and horizontal territorial conflicts that are typical of this compound polity are expected to have been exacerbated by two aspects of the crisis situation in particular – the limited number of competences of the EU in the policy domain of asylum policy and the asymmetrical incidence of the refugee crisis among the member statesWith respect to the outcomes of the crisis, we expect more continuity than change – in terms of both policy and conflict structures – and limited spillovers from policy to polity change.
Current research on data in policy has primarily focused on street-level bureaucrats, neglecting the changes in the work of policy advisors. This research fills this gap by presenting an explorative theoretical understanding of the integration of data, local knowledge and professional expertise in the work of policy advisors. The theoretical perspective we develop builds upon Vickers’s (1995, The Art of Judgment: A Study of Policy Making, Centenary Edition, SAGE) judgments in policymaking. Empirically, we present a case study of a Dutch law enforcement network for preventing and reducing organized crime. Based on interviews, observations, and documents collected in a 13-month ethnographic fieldwork period, we study how policy advisors within this network make their judgments. In contrast with the idea of data as a rationalizing force, our study reveals that how data sources are selected and analyzed for judgments is very much shaped by the existing local and expert knowledge of policy advisors. The weight given to data is highly situational: we found that policy advisors welcome data in scoping the policy issue, but for judgments more closely connected to actual policy interventions, data are given limited value.
To fully understand the innovative potential of intersectional advocacy, one needs to understand the traditional policymaking process that it confronts. In Chapter 2 illustrates how policy boundaries contribute to inequality in the United States. Drawing from a textual analysis of the Congressional hearings on the Violence Against Women Act (VAWA) and newspaper articles covering VAWA, the chapter presents evidence that the policy boundaries in the VAWA harmed intersectionally marginalized groups. Moreover, it shows advocacy groups that did not represent intersectionally-marginalized groups contributed to the setting of these policy boundaries by participating in the policymaking process. Underscoring how advocacy groups that do not represent multiply-marginalized intervene in the policymaking process, this chapter illustrates what is at stake with the traditional policymaking process and the ways that mainstream advocacy groups have participated in it.
In Chapter 3, the overarching question of this book starts to be answered: how do advocacy groups intervene in policymaking processes to represent intersectionally marginalized populations? Here, work is presented that examines how advocacy groups representing intersectionally-marginalized groups have participated in this policymaking process. Analyses of the testimony and statements from advocacy groups during Congressional hearings over the reauthorization of VAWA from the past 25 years is provided to show that select organizations were successfully advocating for linkages between policies and issues that reflected the experiences of intersectionally marginalized groups. These linkages were between VAWA and policies on welfare, immigration, and tribal rights. In this chapter, “intersectional advocacy,” is identified to explain how advocacy groups in this setting engaged in it to change VAWA policy over time. The chapter shows that VAWA changes in remarkable ways that better represent and serve intersectionally marginalized groups.
The book concludes with a discussion of the current state of gender-based violence in the United States while highlighting the specific landscape of advocacy organizations that are working in this space to serve intersectionally marginalized populations. The chapter elaborates on the challenges that remain for intersectional advocates as they intervene in this issue, as well as the possibilities that lie ahead for their advocacy efforts. These findings are not just applicable to policies and laws related to gender-based violence but are also valuable for identifying policy gaps in U.S. political institutions more generally. The chapter then gives a call-to-action to policymakers, advocacy organizations, foundations, and individuals to critically evaluate the current structure of U.S. policy institutions—who they benefit, who they represent, and to what extent they are ineffective for resolving some of our most pressing social issues. The call is accompanied with tangible examples of how these stakeholders can practice and support intersectional advocacy to change U.S. policy institutions to be more effective, equitable, and representative of an increasingly diverse democracy.
What explains why these groups take on the practice of intersectional advocacy? In Chapter 5, this question is answered from an organizational perspective. Drawing again from the qualitative analysis of interviews with organizational leaders, the chapter presents the features of organizations that practice intersectional advocacy. There are four constitutive features of their organizations that were related to their engagement in intersectional advocacy. Despite a commitment to intersectional feminism, one of these organizations did not have all of these features and it also did not fully participate in intersectional advocacy. By discussing this case, the chapter demonstrates how an analysis of the four organizational features also help identify why groups such as these do not fully take on this practice. It then ends with how organizations with commitments to intersectionally marginalized groups but have not actualized them through intersectional advocacy, can change their varying organizational structures to take on this approach. This chapter is written in a way that scholars and organizational practitioners can both understand and appreciate the practice of intersectional advocacy.
The book opens with the story of Mariella Batista, a woman who was unable to access essential services through the Violence Against Women Act (VAWA) in 1994 because of her immigration status and who tragically died from intimate partner abuse. Her experiences with VAWA reveal the ways in which policy institutions are rigidly confined to one primary issue area (i.e., gendered violence) and as such these laws fail to serve women with other marginalized identities (i.e., Latinx, noncitizen, low-income women). Her story illuminates the institutional inequalities that lie within U.S. policy institutions. The remainder of this introduction chapter explains the history behind these institutions and the ways in which women have resisted them for centuries. These historical moments set the contemporary landscape for advocacy within today’s movement to address gendered violence. This chapter then introduces the concept of “intersectional advocacy” led by organizations that are reimagining and reconfiguring policies to better represent women like Mariella.
Conditional cash transfers (CCTs) are a striking case of policy diffusion in Latin America. Almost all countries in the region adopted the model within one decade. While most theories of diffusion focus on the international transference of ideas, this article explains that surge of adoptions by analyzing presidents’ expectations. Out of all ideas transmitted into a country, only a few find their way into enactment and implementation, and the executive has a key role in selecting which ones. Policies expected to boost presidents’ popularity grab their attention. They rapidly enact and implement these models. A process-tracing analysis comparing CCTs and public-private partnerships (PPPs) shows that presidents fast-tracked CCTs hoping for an increase in popular support. Adoptions of PPPs, however, followed normal procedures and careful deliberations because the policy was not expected to quickly affect popularity—which, in the aggregate, leads to a slower diffusion wave.